2017-05-02T10:39:31-05:00 2016-06-30 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 650N BETHESDA MD 208142930 990 2015-07-01 521007647 AMERICAN PUBLIC TRANSPORTATION ASSOCIATION AMER 2024964800 1300 I STREET NW NO 1200 E WASHINGTON DC 20005 RICHARD WHITE ACTING PRESIDENT/CEO 2024964800 2017-05-02 1 3019519090 2015 2021-01-29 14:40:06Z RICHARD WHITE 1300 I STREET NW NO 1200 E WASHINGTON DC 20005 23885339 0 X WWW.APTA.COM X 1974 DC SEE PART III, LINE 1. 104 103 97 104 597920 0 962375 614371 28070153 21617630 718796 208968 235116 157520 29986440 22598489 161366 167020 0 0 10889954 11341731 0 0 0 13441774 12107667 24493094 23616418 5493346 -1017929 19432169 23431345 13651236 20304135 5780933 3127210 TO SERVE AND REPRESENT ITS MEMBERS IN MAKING PUBLIC TRANSPORTATION AN EFFECTIVE PATH TO ECONOMIC OPPORTUNITY, PERSONAL MOBILITY AND IMPROVING THE QUALITY OF LIFE THROUGH PARTNERSHIPS, COMMUNICATIONS, TECHNOLOGY AND ADVOCACY. 0 0 TRAINING & DEVELOPMENT: HELD TWELVE SPECIALIZED WORKSHOPS THAT FOCUS ON SPECIFIC AREAS OF INTEREST IN THE TRANSIT INDUSTRY. MAJOR MEETINGS: HELD FOUR CONFERENCES AND THESE CONFERENCES FOCUSED ON RELEVANT INDUSTRY ISSUES WHILE PROVIDING INFORMATION AND TRAINING WHICH IS CRUCIAL TO PROFESSIONAL DEVELOPMENT. MEMBER SERVICES: INCLUDES MANAGEMENT OF MEMBER COMMITTEES, INDUSTRY STATISTICS AND FEDERAL LEGISLATIVE AND REGULATORY ADVOCACY. 0 1 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 56 0 1 97 1 1 1 0 0 0 1 1 0 X 104 103 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 X MARY CHILDRESS 2024964800 1300 I STREET NW NO 1200 E WASHINGTON DC 20005 RICHARD WHITE ACTING PRESIDENT/CEO (BEG. 04/16) 32.50 5.00 X X 51212 0 8571 VALARIE J MCCALL CHAIR, APTA 4.00 X X 0 0 0 DORAN J BARNES VICE CHAIR, APTA 2.00 X X 0 0 0 KIM R GREEN SECRETARY/TREASURER, APTA 2.00 5.00 X X 0 0 0 PHILLIP A WASHINGTON IMMEDIATE PAST CHAIR, APTA 2.00 1.00 X X 0 0 0 MICHAEL A ALLEGRA EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 CHRISTOPHER P BOYLAN EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 NURIA I FERNANDEZ EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 NATHANIEL P FORD SR EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 FREDDIE C FULLER II EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 PAUL C JABLONSKI EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 JEANNE KRIEG EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 DONNA P MCNAMEE EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 JEFFREY A NELSON EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 KEITH T PARKER EXEC. COMM. MEM./DES. COMM. CHAIR 1.00 X 0 0 0 MICHAEL A SANDERS EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 PATRICK J SCULLY EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 CARL G SEDORYK EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 CHARLES R WOCHELE EXECUTIVE COMMITTEE MEMBER 1.00 X 0 0 0 LORRAINE ANDERSON DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 ALICE N BRAVO DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 ANDY BYFORD DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 PAUL COMFORT ESQ DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 GRACE CRUNICAN DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 FREDERICK L DANIELS JR DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 FRANK DEPAOLA DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 ROB GANNON DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 JEFFREY GONNEVILLE DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 JEFFREY D KNUEPPEL DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 THOMAS C LAMBERT DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 DENNIS J MARTIN DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 NEIL S MCFARLANE DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 ELLEN MCLEAN DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 TOM NOLAN DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 LEANNE P REDDEN DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 GARY C THOMAS DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 1.00 X 0 0 0 LUC TREMBLAY DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 PAUL J WIEDEFELD DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 STEPHANIE WIGGINS DESIGNATED TRANSIT SYS. MEMBER DIR. 1.00 X 0 0 0 TYLER R BONSTEAD DESIGNATED BUSINESS MEMBER DIRECTOR 1.00 X 0 0 0 LAURA CHASSE DESIGNATED BUSINESS MEMBER DIRECTOR 1.00 X 0 0 0 THOMAS A DONAHUE DESIGNATED BUSINESS MEMBER DIRECTOR 1.00 X 0 0 0 ANGELA IANNUZZIELLO DESIGNATED BUSINESS MEMBER DIRECTOR 1.00 X 0 0 0 ROBERT MOWAT DESIGNATED BUSINESS MEMBER DIRECTOR 1.00 X 0 0 0 JOSEPH E REED DESIGNATED BUSINESS MEMBER DIRECTOR 1.00 X 0 0 0 MARYANNE ROBERTS DESIGNATED BUSINESS MEMBER DIRECTOR 1.00 X 0 0 0 STANLEY J ROSENBLUM DESIGNATED BUSINESS MEMBER DIRECTOR 1.00 X 0 0 0 SCOTT SHERIN DESIGNATED BUSINESS MEMBER DIRECTOR 1.00 X 0 0 0 PAUL P SKOUTELAS DESIGNATED BUSINESS MEMBER DIRECTOR 1.00 X 0 0 0 DAN BLANKENSHIP AT LARGE DIRECTOR 1.00 X 0 0 0 LESTER W BRYANT AT LARGE DIRECTOR 1.00 1.00 X 0 0 0 BILL CARPENTER AT LARGE DIRECTOR 1.00 X 0 0 0 FRANCIS BUDDY COLEMAN AT LARGE DIRECTOR 1.00 X 0 0 0 RONALD L EPSTEIN AT LARGE DIRECTOR 1.00 X 0 0 0 RUSS FRANK AT LARGE DIRECTOR 1.00 X 0 0 0 ANDRE GIBSON AT LARGE DIRECTOR 1.00 1.00 X 0 0 0 SHARON GREENE AT LARGE DIRECTOR 1.00 X 0 0 0 KEVIN J HOLZENDORF AT LARGE DIRECTOR 1.00 X 0 0 0 ANDREW J JOHNSON AT LARGE DIR./DES. COMM. CHAIR DIR. 1.00 X 0 0 0 MICHAEL D JONES AT LARGE DIRECTOR 1.00 X 0 0 0 CHRISTIAN T KENT AT LARGE DIRECTOR 1.00 X 0 0 0 BACARRA SANDERSON MAULDIN AT LARGE DIRECTOR 1.00 X 0 0 0 ANDRE MCEWING AT LARGE DIRECTOR 1.00 X 0 0 0 RAYMOND J MELLEADY AT LARGE DIRECTOR 1.00 X 0 0 0 JENNIFER MITCHELL AT LARGE DIRECTOR 1.00 5.00 X 0 0 0 MARY JO MORANDINI AT LARGE DIRECTOR 1.00 X 0 0 0 RAQUEL OLIVIER AT LARGE DIRECTOR 1.00 1.00 X 0 0 0 ALLAN POLLOCK AT LARGE DIRECTOR 1.00 X 0 0 0 ELIZABETH PRESUTTI AT LARGE DIRECTOR 1.00 X 0 0 0 TINA QUIGLEY AT LARGE DIRECTOR 1.00 X 0 0 0 JANET S ROGERS AT LARGE DIRECTOR 1.00 X 0 0 0 MICHAEL I SCHNEIDER AT LARGE DIRECTOR 1.00 X 0 0 0 DAVID M STACKROW SR AT LARGE DIRECTOR 1.00 X 0 0 0 WILLIAM T THOMSEN AT LARGE DIRECTOR 1.00 X 0 0 0 JAROD V VARNER AT LARGE DIRECTOR 1.00 X 0 0 0 JEFFREY WHARTON AT LARGE DIRECTOR 1.00 1.00 X 0 0 0 MAXINE WORTHAM AT LARGE DIRECTOR 1.00 X 0 0 0 ALAN C WULKAN AT LARGE DIRECTOR 1.00 1.00 X 0 0 0 SUSANNAH KERR ADLER DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 DENNIS O ANOSIKE DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 LISA M BACOT DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 J BARRY BARKER DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 MARLENE B CONNOR DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 NATALIE E CORNELL DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 JEFFREY D ENSOR DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 PETER GERTLER DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 LEE G GIBSON DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 LYDIA C GROSE DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 HUELON A HARRISON DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 1.00 X 0 0 0 CAROL HERRERA DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 KAREN H KING DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 MARLA L LIEN DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 MORGAN LYONS DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 JONATHAN H MCDONALD DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 DIANA C MENDES DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 HUGH A MOSE DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 5.00 X 0 0 0 DONALD A ORSENO DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 RONALD A PAVLIK JR DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 GERRY RUGGIERO DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 LAUREN SKIVER DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 W CURTIS STITT DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 LURAE STUART DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 MRS DOTTIE L WATKINS DESIGNATED COMMITTEE CHAIR DIRECTOR 1.00 X 0 0 0 GREG PERCY EXECUTIVE COMMITTEE LIAISON 1.00 X 0 0 0 MICHAEL MELANIPHY PRESIDENT/CEO (THROUGH 04/16) 32.50 5.00 X 677149 0 75478 KATHRYN D WATERS EX. VICE PRESIDENT - MEMBERSHIP SVCS 37.50 X 259648 0 34541 MARY CHILDRESS CHIEF FINANCIAL OFFICER 35.00 2.50 X 218854 0 35035 ROBERT L HEALY JR VICE PRESIDENT - GOVERNMENT AFFAIRS 37.50 X 216565 0 53971 ROSEMARY SHERIDAN VICE PRESIDENT - COMM./MARKETING 37.50 X 213714 0 41582 ARTHUR L GUZZETTI VICE PRESIDENT POLICY 37.50 X 202007 0 50311 JAMES P LARUSCH CHIEF COUNSEL 37.50 X 200832 0 27035 PETRA MOLLET CHIEF OF STAFF 37.50 X 197253 0 33161 PAMELA LYNN BOSWELL VICE PRESIDENT - WORKFORCE DVLPMNT 37.50 X 193993 0 37985 LOUIS FREDERICK SANDERS DIRECTOR - OPERATIONS & TECH. SVCS 37.50 X 172828 0 42810 KELLYANNE GALLAGHER ASST. VICE PRESIDENT MEMBER SERVICES 37.50 X 163779 0 34410 JOSEPH NIEGOSKI DIRECTOR EDUCATIONAL SERVICES 37.50 X 158736 0 28686 WILLIAM GRIZARD DIRECTOR SAFETY AUDIT PROGRAMS 37.50 X 152735 0 24704 MARTIN SCHROEDER CHIEF TECHNOLOGY OFFICER 37.50 X 150400 0 26904 3229705 0 555184 34 0 1 0 JONES LANG LASALLE CONSTRUCTION COMP I PO BOX 6461 BOSTON MA 02212 CONSTRUCTION SERVICES 3362832 GMMB 3050 K ST NW STE 100 WASHINGTON DC 20007 ADVERTISING 1023801 DDC ADVOCACY PO BOX 34456 BETHESDA MD 20817 CONSULTING SERVICES 843977 EWA IIT 13873 PARK CENTER ROAD STE 200 HERNDON VA 20171 CONSULTING SERVICES 750000 HILTON SAN FRANCISCO 333 OFARRELL STREET SAN FRANCISCO CA 94102 MEETING SPACE/CATERING SVCS 660311 19 36359 578012 614371 MEMBERSHIP DUES 900099 9127231 9127231 MEETING FEES 900099 5982599 5982599 RESEARCH & ADVOCACY 900099 4273226 4273226 PROJECT REVENUE 900099 1575310 1575310 ADVERTISING INCOME 541800 597920 597920 61344 46344 15000 21617630 472172 472172 28746 28746 1023646 1270582 16268 -246936 -16268 -263204 -263204 MISCELLANEOUS 900099 77867 77867 EXPIRED MEETING CREDITS 900099 50907 50907 128774 22598489 21004710 597920 381488 167020 2737890 5915009 1307307 689190 692335 5956 58708 270000 2264977 2228872 524590 1331574 683249 3197924 291498 78212 JOURNAL PRODUCTION COST 1034864 DUES AND FEES 126108 TAXES AND FEES 11135 23616418 433 600 3446565 1710279 796679 514114 899888 865104 613618 731806 7925008 2398437 370823 5526571 12656987 12803530 647176 1279341 19432169 23431345 9543186 10156328 4063648 5163253 44402 4984554 13651236 20304135 X 5780933 3127210 5780933 3127210 19432169 23431345 X -1017929 21419 -1657213 X 0 1 X 1 1 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 13400457 2786789 -1882731 904058 2546087 -1642029 4043760 224653 3819107 2535759 2085646 450113 1345489 88138 1257351 5526571 DUE FROM RELATED PARTIES 963723 SECURITY DEPOSIT 315618 1279341 DEFERRED RENT 885456 DUE TO RELATED PARTIES 1086134 DEFERRED TENANT IMPROVEMENT ALLOWANCE 3012964 4984554 X 24737350 21419 2117442 2138861 22598489 0 22598489 25687261 2070843 2070843 23616418 0 23616418 PART X, LINE 2: FOR THE YEARS ENDED JUNE 30, 2016 AND 2015, THE ASSOCIATIONS HAVE DOCUMENTED THEIR CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: NORTH AMERICAN TRANSPORTATION STANDARDS ASSOCIATION 2,101,174. REVENUE INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENTS AND EXCLUDED FOR 990 REPORTING. LOSS ON DISPOSAL OF ASSETS INCLUDED WITH EXPENSES 16,268. ON THE FINANCIAL STATEMENTS AND NETTED AGAINST REVENUE ON FORM 990, PART VIII, LINE 6C. PART XII, LINE 2D - OTHER ADJUSTMENTS: NORTH AMERICAN TRANSPORTATION STANDARDS ASSOCIATION 2,054,575. EXPENSES INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENTS AND EXCLUDED FOR 990 REPORTING. LOSS ON DISPOSAL OF ASSETS INCLUDED WITH EXPENSES 16,268. ON THE FINANCIAL STATEMENTS AND NETTED AGAINST REVENUE ON FORM 990, PART VIII, LINE 6C. NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM REVENUE FROM MEMBERSHIP DUES OF $435,831 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM REVENUE FROM MEMBERSHIP DUES OF $8,848 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM REVENUE FROM MEMBERSHIP DUES OF $79,754 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM REVENUE FROM MEMBERSHIP DUES OF $1,807 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 ADVOCACY ASSOCIATES 1030 15TH ST NW SUITE 750 WEST WASHINGTON DC 20005 432089303 OTHER 10000 SPONSORSHIP AMERICAN ROAD AND TRANSPORTATION BUILDERS ASSOCIATION 1219 28TH STREET NW WASHINGTON DC 20007 526283894 501(C)(3) 7500 SPONSORSHIP CONFERENCE OF MINORITY TRANSPORTATION OFFICIALS 1875 I STREET NW SUITE 500 WASHINGTON DC 20006 521333719 501(C)(3) 10000 SPONSORSHIP MINETA TRANSPORTATION INSTITUTESJSU TOWER FOUNDATION 210 N 4TH ST 4TH FLR SAN JOSE CA 95112 946017638 501(C)(3) 10000 CONTRIBUTION HARRIET-TUBMAN METRO 2727 SECOND AVENUE SUITE 152 DETROIT MI 48226 010885325 501(C)(3) 10000 GRASSROOTS ADVOCACY TRANSIT COALITION OF NORTH TEXAS 6101 LONG PRARIE ROAD SUITE 744-240 744-240 FLOWER MOUND TX 75028 451620352 501(C)(6) 10000 GRASSROOTS ADVOCACY AMERICAN PUBLIC TRANSPORTATION FOUNDATION 1300 I ST NW SUITE 1200 EAST WASHINGTON DC 20005 521616062 501(C)(3) 10000 ANNUAL CONTRIBUTION 5 2 PART I, LINE 2: APTA REQUIRES WRITTEN REPORTS TO VERIFY THAT PROJECTS ARE COMPLETED AS SPECIFIED BY GRANT. APTA REQUIRES THE ORGANIZATION TO SUBMIT 2 PROGRESS REPORTS, THE FIRST 6 MONTHS AFTER START OF PROJECT AND THE SECOND AT THE END. X X X 1 1 X X X X X 0 0 0 MICHAEL MELANIPHY PRESIDENT/CEO (THROUGH 04/16) 452388 0 27249 0 197512 0 42421 0 33057 0 752627 0 0 0 KATHRYN D WATERS EX. VICE PRESIDENT - MEMBERSHIP SVCS 249883 0 3200 0 6565 0 32028 0 2513 0 294189 0 0 0 MARY CHILDRESS CHIEF FINANCIAL OFFICER 210663 0 6200 0 1991 0 26449 0 8586 0 253889 0 0 0 ROBERT L HEALY JR VICE PRESIDENT - GOVERNMENT AFFAIRS 208051 0 5500 0 3014 0 32516 0 21455 0 270536 0 0 0 ROSEMARY SHERIDAN VICE PRESIDENT - COMM./MARKETING 205631 0 5000 0 3083 0 31998 0 9584 0 255296 0 0 0 ARTHUR L GUZZETTI VICE PRESIDENT POLICY 198026 0 2000 0 1981 0 31181 0 19130 0 252318 0 0 0 JAMES P LARUSCH CHIEF COUNSEL 197090 0 1850 0 1892 0 23946 0 3089 0 227867 0 0 0 PETRA MOLLET CHIEF OF STAFF 196637 0 0 0 616 0 23682 0 9479 0 230414 0 0 0 PAMELA LYNN BOSWELL VICE PRESIDENT - WORKFORCE DVLPMNT 190517 0 2500 0 976 0 29207 0 8778 0 231978 0 0 0 LOUIS FREDERICK SANDERS DIRECTOR - OPERATIONS & TECH. SVCS 165847 0 0 0 6981 0 25287 0 17523 0 215638 0 0 0 KELLYANNE GALLAGHER ASST. VICE PRESIDENT MEMBER SERVICES 159431 0 3500 0 848 0 19902 0 14508 0 198189 0 0 0 JOSEPH NIEGOSKI DIRECTOR EDUCATIONAL SERVICES 154308 0 2215 0 2213 0 19185 0 9501 0 187422 0 0 0 WILLIAM GRIZARD DIRECTOR SAFETY AUDIT PROGRAMS 145290 0 3500 0 3945 0 18106 0 6598 0 177439 0 0 0 MARTIN SCHROEDER CHIEF TECHNOLOGY OFFICER 146359 0 2000 0 2041 0 17893 0 9011 0 177304 0 0 0 PART I, LINE 1A THE CEO'S EMPLOYMENT CONTRACT SPECIFIES THAT APTA WILL PAY FOR SPOUSES' TRAVEL TO SPECIFIC APTA EVENTS (WHICH IS INCLUDED IN TAXABLE WAGES), AND CERTAIN PAYMENTS SUCH AS HOUSING AND SUPPLEMENTAL RETIREMENT CONTRIBUTIONS. COMPENSATION IS GROSSED UP FOR THOSE ITEMS. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN THE ASSOCIATION IS DIVIDED INTO SIX CATEGORIES: (A) TRANSIT SYSTEM MEMBERS ARE PERSONS, FIRMS, CORPORATIONS, TRUSTEES, RECEIVERS, MUNICIPAL AGENCIES OR OTHER GOVERNMENTAL AGENCIES OPERATING ANY FORM OF ORGANIZED PUBLIC TRANSIT SYSTEM IN THE UNITED STATES, PUERTO RICO, CANADA, OR MEXICO (B) TRANSIT MANAGEMENT COMPANIES - ANY PERSON, FIRM OR CORPORATION THAT PROVIDES PROFESSIONAL MANAGEMENT SERVICES TO SUCH TRANSIT SYSTEMS (C) BUSINESS MEMBERS CONSIST OF MANUFACTURERS AND SUPPLIER MEMBERS, CONSULTANT MEMBERS, AND CONTRACTOR MEMBERS. ADDITIONAL CATEGORIES OF MEMBERSHIP INCLUDE (D) NON-OPERATING STATE DEPARTMENT OF TRANSPORTATION MEMBERS, GOVERNMENT AGENCY MEMBERS AND METROPOLITAN PLANNING ORGANIZATIONS (E) AFFILIATES AND (F) RETIREES. FORM 990, PART VI, SECTION A, LINE 7A TWENTY DIRECTORS ARE DESIGNATED TRANSIT SYSTEM DIRECTORS. THESE ARE THE TWENTY HIGHEST DUES-PAYING TRANSIT SYSTEM MEMBERS OF THE ASSOCIATION. TEN DIRECTORS ARE DESIGNATED BUSINESS MEMBER DIRECTORS. THESE ARE THE TEN HIGHEST DUES-PAYING BUSINESS MEMBERS OF THE ASSOCIATION. THERE ARE TWENTY SEVEN DESIGNATED COMMITTEE CHAIRS. THE REMAINING DIRECTORS ARE ELECTED BY THE MEMBERS AT AN ANNUAL MEETING. FORM 990, PART VI, SECTION A, LINE 7B ALL MEMBER CLASSES VOTE ON THE ANNUAL ELECTION OF THE BOARD OF DIRECTORS AND ON ANY CHANGES TO THE ORGANIZATION'S BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTANTS AND REVIEWED BY THE AUDIT COMMITTEE. A COPY OF THE 990 WAS PROVIDED TO THE BOARD BEFORE IT WAS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD OF DIRECTORS MEMBERS ARE NOTIFIED ANNUALLY OF THE ORGANIZATION'S CONFLICT OF INTEREST POLICY. IN ADDITION, EXECUTIVE COMMITEE MEMBERS ARE REQUIRED TO SIGN AN ANNUAL CONFLICT OF INTEREST POLICY. IF AN INDIVIDUAL BECOMES AWARE OF AN ACTUAL OR POTENTIAL CONFLICT, EITHER BEFORE OR AFTER THE FACT, THEY ARE REQUIRED TO IMMEDIATELY MAKE FULL DISCLOSURE OF THE MATTER. IN THE CASE OF AN OFFICER, DIRECTOR, OR COMMITTEE OFFICER, SUCH DISCLOSURE IS MADE TO THE ORGANIZATION'S EXECUTIVE COMMITTEE. WHENEVER, IN THE OPINION OF THE EXECUTIVE COMMITTEE, THE INTEREST DISCLOSED CONSTITUTES A CONFLICT OF INTEREST OR THE APPEARANCE OF A CONFLICT OF INTEREST DETRIMENTAL TO THE AMERICAN PUBLIC TRANSPORTATION ASSOCIATION (APTA), THE EXECUTIVE COMMITTEE REQUIRES SUCH ACTION OR ABSTENTION BY THE INDIVIDUAL AS THE EXECUTIVE COMMITEE DETERMINES IS NECESSARY OR DESIRABLE TO PROTECT THE INTERESTS OF THE ORGANIZATION. IN THE CASE OF AN AMERICAN PUBLIC TRANSPORTATION ASSOCIATION EMPLOYEE, SUCH DISCLOSURE IS MADE TO THE APTA PRESIDENT. WHENEVER, IN THE OPINION OF THE APTA PRESIDENT, THE INTEREST DISCLOSED CONSTITUTES A CONFLICT OF INTEREST OR THE APPEARANCE OF A CONFLICT OF INTEREST IS DETRIMENTAL TO APTA, THE APTA PRESIDENT REQUIRES SUCH ACTION OR ABSTENTION BY THE EMPLOYEE AS THE APTA PRESIDENT DETERMINES IS NECESSARY OR DESIRABLE TO PROTECT THE INTERESTS OF APTA. FORM 990, PART VI, SECTION B, LINE 15A THE PRESIDENT'S SALARY IS DETERMINED BY A COMPENSATION COMMITTEE THAT REPORTS TO THE EXECUTIVE COMMITTEE AND THE EXECUTIVE COMMITTEE APPROVES THE FINAL RECOMMENDATION. THE COMPENSATION COMMITTEE ENGAGES A COMPENSATION CONSULTANT WHO SPECIALIZES IN ASSOCIATION COMPENSATION. THE CONSULTANT SUGGESTS A BASE COMPENSATION AND APPROPRIATE OTHER COMPENSATION BASED ON CURRENT SURVEYS AND MARKET STUDIES. THE CEO PRESENTS HIS PERFORMANCE FOR THE PRIOR YEAR BASED ON AGREED UPON BENCHMARKS AND THE COMPENSATION COMMITTEE EVALUATES THE ACHIEVEMENTS OF THE CEO AND USES THE BENCHMARK TO AWARD A SALARY INCREASE. THE REVIEW PROCESS IS DOCUMENTED, AND THE LAST REVIEW TOOK PLACE IN JUNE 2015. ALL OTHER ASSOCIATION POSITIONS ARE COMPENSATED BASED ON ANNUAL PERFORMANCE REVIEWS WITH SALARY RANGES ESTABLISHED BY POSITION RESPONSIBILITIES AND NON-PROFIT SURVEYS AS DETERMINED BY THE ASSOCIATION'S COMPENSATION CONSULTANT. ALL OTHER ASSOCIATION POSITIONS ARE APPROVED BY THE PRESIDENT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGES IN POST-RETIREMENT MINIMUM LIABILITY -1,657,213. AMERICAN PUBLIC TRANSPORTATION FOUNDATION 1300 I STREET NW SUITE 1200 EAST WASHINGTON DC 20005 521616062 SCHOLARSHIP PROGRAM DC 501(C)(3) LINE 11A, I AMERICAN PUBLIC TRANSPORTATION ASSOCIATION 1 PUBLIC TRANSIT PARTNERSHIP FOR TOMORROW FOUNDATION 1300 I STREET NW SUITE 1200 EAST WASHINGTON DC 20005 522337960 RESEARCH/COMMUNICATION/ADVOCACY DC 501(C)(3) LINE 11A, I AMERICAN PUBLIC TRANSPORTATION ASSOCIATION 1 NORTH AMERICAN TRANSPORTATION SERVICES ASSOCIATION 1300 I STREET NW SUITE 1200 EAST WASHINGTON DC 20005 452731524 STANDARDS/PEER REVIEWS/SAFETY AUDITS DC 501(C)(6) AMERICAN PUBLIC TRANSPORTATION ASSOCIATION 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 NORTH AMERICAN TRANSIT SERVICES ASSOCIATION N 453640 PERCENTAGE OF OVERHEAD NORTH AMERICAN TRANSIT SERVICES ASSOCIATION O 573031 ACTUAL LABOR AMERICAN PUBLIC TRANSPORTATION FOUNDATION B 10000 FAIR MARKET VALUE AMERICAN PUBLIC TRANSPORTATION FOUNDATION N 24376 PERCENTAGE OF OVERHEAD AMERICAN PUBLIC TRANSPORTATION FOUNDATION O 54803 ACTUAL LABOR