2017-04-26T18:34:12-05:00 2016-07-31 941254756 HOOD & STRONG LLP 275 BATTERY ST STE 900 SAN FRANCISCO CA 94111 990 2015-08-01 942340692 PALO ALTO UNIVERSITY INC PALO 8008186136 1791 ARASTRADERO ROAD PALO ALTO CA 94304 JUNE KLEIN VP BUSINESS AFFAIRS & CFO 8008186136 2017-04-20 1 MAGA E KISRIEV P01008919 4157810793 2015 2021-01-29 14:40:06Z ALLEN CALVIN 1791 ARASTRADERO ROAD PALO ALTO CA 94304 32317611 0 X WWW.PALOALTOU.EDU X 1975 CA TO PROVIDE UNDERGRADUATE AND GRADUATE LEVEL EDUCATION IN THE FIELD OF PSYCHOLOGY. 31 29 534 30 0 0 1041861 1305184 28809702 30624145 27118 -13924 0 0 29878681 31915405 1280868 1170811 0 0 17445498 18804178 0 0 280166 10781056 11320919 29507422 31295908 371259 619497 22403533 26001214 8837448 11784106 13566085 14217108 X PALO ALTO UNIVERSITY IS A DIVERSE AND DYNAMIC COMMUNITY DEDICATED TO EDUCATION WITH AN EMPHASIS IN THE BEHAVIORAL AND SOCIAL SCIENCES, TO PROMOTING FUTURE INNOVATORS AND LEADERS FOR THE BENEFIT OF SOCIETY; TO GENERATING KNOWLEDGE THROUGH RESEARCH AND SCHOLARSHIP OF THE HIGHEST LEVEL; AND TO PROVIDING SERVICES TO THE COMMUNITY INFORMED BY SCIENCE AND SCHOLARSHIP. 0 0 5498163 416267 14655496 PH.D. CLINICAL PSYCHOLOGY - THE UNIVERSITY HAS OFFERED A FIVE-YEAR ONSITE DOCTORAL PROGRAM IN CLINICAL PSYCHOLOGY, LEADING TO A DOCTOR OF PSYCHOLOGY (PH.D.) SINCE 1975. THE PH.D. PROGRAM WAS ACCREDITED BY THE AMERICAN PSYCHOLOGICAL ASSOCIATION (APA) IN 1988 AND WAS RECENTLY RE-ACCREDITED IN 2016 BY APA FOR SEVEN YEARS.DURING THE 15-16 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 87 STUDENTS, GRADUATED 56 STUDENTS, EXPERIENCED 6 WITHDRAWALS (1% ATTRITION). ADDITIONAL OUTCOMES DATA IS REPORTED ANNUALLY TO WASC, THE DEPARTMENT OF EDUCATION, THE AMERICAN PSYCHOLOGICAL ASSOCIATION, AND OTHER INSTITUTIONS. THE UNIVERSITY MAINTAINS A DETAILED PUBLIC ACCOUNTING OF ATTRITION, TIME TO COMPLETION, INTERNSHIP MATCH RATES AND MORE AT WWW.PALOALTOU.EDU/GRADUATE-PROGRAMS/PHD-PROGRAMS/PHD-CLINICAL- PSYCHOLOGY/STUDENT-ADMISSIONS-OUTCOMES-AND-OTHER-DATA. 4591638 231864 6055797 PSY.D. CLINICAL PSYCHOLOGY -THE UNIVERSITY OFFERS A FIVE-YEAR ONSITE DOCTORAL PROGRAM IN CLINICAL PSYCHOLOGY, LEADING TO A DOCTOR OF PSYCHOLOGY DEGREE (PSY.D). THIS PROGRAM IS IMPLEMENTED IN COLLABORATION WITH THE STANFORD SCHOOL OF MEDICINE DEPARTMENT OF PSYCHIATRY AND BEHAVIORAL SCIENCES, AND WAS APPROVED BY WASC IN 2002. THE PROGRAM, THE PGSP-STANFORD PSY.D. CONSORTIUM, WAS FIRST ACCREDITED BY APA IN 2006 AND WAS RECENTLY RE-ACCREDITED IN 2013 BY APA FOR SEVEN YEARS.DURING THE 15-16 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 32 STUDENTS, GRADUATED 51 STUDENTS, AND EXPERIENCED NO WITHDRAWALS (0% ATTRITION). ADDITIONAL OUTCOMES DATA IS REPORTED ANNUALLY TO WASC, THE DEPARTMENT OF EDUCATION, THE AMERICAN PSYCHOLOGICAL ASSOCIATION, AND OTHER INSTITUTIONS. THE UNIVERSITY MAINTAINS A DETAILED PUBLIC ACCOUNTING OF ATTRITION, TIME TO COMPLETION, INTERNSHIP MATCH RATES AND MORE AT WWW.PALOALTOU.EDU/GRADUATE-PROGRAMS/PGSP-PSYD-STANFORD-CONSORTIUM/ STUDENT-ADMISSIONS-OUTCOMES-AND-OTHER-DATA 1832327 0 231524 THE GRONOWSKI CENTER - THE GRONOWSKI CENTER IS A PSYCHOLOGY TRAINING CLINIC DEDICATED TO PROVIDING COMPASSIONATE COUNSELING, PSYCHOTHERAPY AND ASSESSMENT SERVICES TO ADULTS, OLDER ADULTS, COUPLES, ADOLESCENTS, CHILDREN AND FAMILIES IN SANTA CLARA COUNTY AND SAN MATEO COUNTY.THE CLINIC OFFERS SERVICES ON A SLIDING SCALE BASIS AS A PART OF ITS COMMUNITY MISSION. SERVICES ARE PROVIDED BY DOCTORAL LEVEL PSYCHOLOGY STUDENTS UNDER THE SUPERVISION OF LICENSED PSYCHOLOGISTS. 12069712 522680 9681328 PAU MASTER'S PROGRAMS - M.A. IN COUNSELING: THIS PROGRAM OFFERS AN MASTER OF ARTS IN COUNSELING IN ONE OF TWO AREAS OF EMPHASIS: ""MARRIAGE, FAMILY AND CHILD"", OR ""CLINICAL MENTAL HEALTH"". BOTH EMPHASIS AREAS ARE CACREP ACCREDITED SINCE JANUARY 2017, AND PREPARE STUDENTS TO PURSUE LICENSURE IN COUNSELING. THE PROGRAM HAS BEEN WASC ACCREDITED SINCE 2009 FOR DISTANCE LEARNING, AND SINCE 2011 FOR THE RESIDENTIAL VERSION. DURING THE 15-16 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 124 STUDENTS, GRADUATED 85 STUDENTS, EXPERIENCED 26 WITHDRAWALS (7% ATTRITION).M.S. IN PSYCHOLOGY: THE M.S. IN PSYCHOLOGY IS PRIMARILY A PREPARATORY PROGRAM FOR STUDENTS SEEKING ENTRANCE TO THE PH.D. PROGRAM. PAU WAS GRANTED WASC ACCREDITATION FOR A DISTANCE EDUCATION M.S. IN PSYCHOLOGY DEGREE PROGRAM IN 2000. DURING THE 15-16 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 25 STUDENTS, GRADUATED 19 STUDENTS, EXPERIENCED 9 WITHDRAWALS (17% ATTRITION).PAU UNDERGRADUATE PROGRAMS:PAU OFFERS TWO SEPARATE DEGREE COMPLETION PROGRAMS AT THE UNDERGRADUATE LEVEL. ENTERING STUDENTS ARE REQUIRED TO HAVE COMPLETED FRESHMAN AND SOPHOMORE GENERAL EDUCATION REQUIREMENTS AT ANOTHER ACCREDITED INSTITUTION. THE UNIVERSITY MAINTAINS COOPERATIVE AGREEMENTS WITH LOCAL COMMUNITY COLLEGES TO OFFER CLASSES FOR THIS PROGRAM ON THEIR CAMPUSES (DE ANZA COLLEGE IN CUPERTINO, FOOTHILL COLLEGE IN LOS ALTOS HILLS, AND COLLEGE OF SAN MATEO IN SAN MATEO), WHICH FACILITATES THE TRANSFER PROCESS AND DEGREE COMPLETION OPTIONS FOR COMMUNITY COLLEGE STUDENTS.B.S. IN PSYCHOLOGY AND SOCIAL ACTION:PAU WAS GRANTED WASC APPROVAL FOR A BACHELOR OF SCIENCE IN PSYCHOLOGY AND SOCIAL ACTION ONSITE DEGREE PROGRAM IN 2006, FOLLOWED BY APPROVAL TO OFFER A DISTANCE EDUCATION VERSION STARTING IN 2011. DURING THE 15-16 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 59 STUDENTS, GRADUATED 29 STUDENTS, EXPERIENCED 6 WITHDRAWALS (5% ATTRITION).B.S. IN BUSINESS PSYCHOLOGY:PAU WAS GRANTED WASC APPROVAL FOR A BACHELOR OF SCIENCE IN BUSINESS PSYCHOLOGY ONSITE DEGREE PROGRAM IN 2009, FOLLOWED BY APPROVAL TO OFFER A DISTANCE EDUCATION VERSION STARTING IN 2011. DURING THE 15-16 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 30 STUDENTS, GRADUATED 11 STUDENTS, EXPERIENCED 4 WITHDRAWALS (6% ATTRITION).ADDITIONAL OUTCOMES DATA FOR THE PROGRAMS ABOVE IS REPORTED ANNUALLY TO WASC, THE DEPARTMENT OF EDUCATION, THE AMERICAN PSYCHOLOGICAL ASSOCIATION, AND OTHER INSTITUTIONS. 12069712 522680 9681328 23991840 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 63 0 1 534 1 0 0 0 0 0 1 1 0 0 0 0 X 31 29 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JUNE KLEIN 8008186136 1791 ARASTRADERO ROAD PALO ALTO CA 94304 MARTIN DODD TRUSTEE 3.00 X 0 0 0 DERRICK FELTON TRUSTEE 3.00 X 0 0 0 RITA FRENCH TRUSTEE 3.00 X 0 0 0 JEFF GEE TRUSTEE 3.00 X 0 0 0 BERTON KEITH TRUSTEE 3.00 X 0 0 0 MICHAEL KERNER TRUSTEE 3.00 X 0 0 0 IRIS KOROL TRUSTEE 3.00 X 0 0 0 DANIEL KOSTENBAUDER TRUSTEE 3.00 X 0 0 0 MATT LEVINE TRUSTEE 3.00 X 0 0 0 DANIELE LEVY TRUSTEE 3.00 X 0 0 0 JOSE LLANES TRUSTEE 3.00 X 0 0 0 MARILYN LONERGAN TRUSTEE 3.00 X 0 0 0 RICHARD LONERGAN TRUSTEE 3.00 X 0 0 0 THOMAS MACCALLA TRUSTEE 3.00 X 0 0 0 DEREK MINNO TRUSTEE 3.00 X 0 0 0 NAZ MOTAYAR TRUSTEE 3.00 X 0 0 0 FRED NERVO TRUSTEE 3.00 X 0 0 0 ISRAEL NIV TRUSTEE 3.00 X 0 0 0 JENNIFER ORTHWEIN TRUSTEE 3.00 X 0 0 0 JAMES OTIENO TRUSTEE 3.00 X 0 0 0 STEPHEN PEARCE TRUSTEE 3.00 X 0 0 0 KATHRYN PRYOR TRUSTEE 3.00 X 0 0 0 GORDON RAUSSER TRUSTEE 3.00 X 0 0 0 LAURA ROBERTS TRUSTEE 3.00 X 0 0 0 FRED SEDDIQUI TRUSTEE 3.00 X 0 0 0 GARY SHAPIRO TRUSTEE 3.00 X 0 0 0 ELLEN SHUCK TRUSTEE 3.00 X 0 0 0 WILLIAM SWING TRUSTEE 3.00 X 0 0 0 RALPH WOLFF TRUSTEE 3.00 X 0 0 0 JORGE WONG TRUSTEE 3.00 X 0 0 0 TOM YEH TRUSTEE 3.00 X 0 0 0 CAROLINE CLINE TRUSTEE (THRU 5/1/16) 3.00 X 0 0 0 ALLEN CALVIN PRESIDENT (THRU 7/31/16) 40.00 X X 473440 0 190400 WILLIAM FROMING PROVOST 40.00 X 350765 0 30028 JUNE KLEIN VP BUSINESS AFFAIRS/ CFO 40.00 X 211116 0 22316 ELIZABETH HILT VP STUDENT SERVICES 40.00 X 147896 0 16904 LULI EMMONS VP OFFICE OF PROF ADVISING 40.00 X 197748 0 10362 JAMES BRECKENRIDGE DEAN 40.00 X 239416 0 12696 RICARDO MUNOZ PROFESSOR 40.00 X 235974 0 12524 LEONARD BECKUM PROFESSOR 40.00 X 231770 0 23382 KIMBERLY BALSAM ASSOCIATE PROFESSOR 40.00 X 229361 0 18903 STEVE SMITH ASSOCIATE PROFESSOR 40.00 X 217657 0 15103 2535143 0 352618 47 0 1 0 STANFORD UNIVERSITY 401 QUARRY ROAD RM 3213 STANFORD CA 94305 CONSORTIUM 2591698 BECKER MEDIA 2633 TELEGRAPH AVE OAKLAND CA 94612 MARKETING CONSULTING 435103 HOOD & STRONG LLP 275 BATTERY STREET SUITE 900 SAN FRANCISCO CA 94111 AUDITING & ACCOUNTING SERVICES 165265 CONNECTION ENTERPRISE SOLUTIONS PO BOX 536464 PITTSBURG PA 15253 IT SOLUTIONS PROVIDER 155019 STATEWIDE CALIFORNIA ELECTRONIC LIBRARY PO BOX 29007 GLENDALE CA 91209 E-LIBRARY CONSORTIUM 138871 14 286261 1018923 79392 1305184 TUITION 611600 26195485 26195485 COURSE FEES 611600 3913013 3913013 OTHER PROGRAM INCOME 611710 515647 515647 30624145 27038 27038 361244 402206 -40962 -40962 -40962 31915405 30624145 0 -13924 1170811 1170811 1388808 698851 689957 15182919 12820672 2208021 154226 638990 509480 122210 7300 415838 349640 59638 6560 1177623 915931 250071 11621 1164968 666109 485912 12947 102781 102781 160315 160315 791340 257087 530873 3380 127916 74627 52428 861 176953 135332 36340 5281 991492 832947 141316 17229 469790 253931 213514 2345 159051 140611 16616 1824 3095145 3095145 705416 576903 112230 16283 181910 181910 MEALS AND ENTERTAINMENT 541393 320723 208824 11846 ACK. & COMMUNITY RELATI 461283 162575 295431 3277 TEMPORARY AGENCIES 157692 60563 97129 BAD DEBT EXPENSE 122314 122314 1911160 949902 936072 25186 31295908 23991840 7023902 280166 2587449 4282986 1151611 1469468 1562223 1672236 6657774 8204430 389620 581818 12174613 3965599 8379510 8209014 929456 969722 335149 360849 410741 250691 22403533 26001214 1392556 2359102 6745768 8577503 699124 847501 8837448 11784106 X 11886104 12472115 997186 1061911 682795 683082 13566085 14217108 22403533 26001214 619497 31526 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1402614 287 25770 1428671 1321495 59421 29650 7952 1402614 1161012 149817 10666 1321495 1110798 22554 27660 1161012 1096045 12662 2091 1110798 0.52190 0.47810 0.00000 0 0 2950000 2950000 4670791 770635 3900156 16534 11850 4684 3383029 2309344 1073685 1154259 873770 280489 8209014 PAYABLE TO LENDERS FOR EXCESS FUNDS TO STUDENTS 28547 LEASE PAYABLE 18954 DEFERRED COMPENSATION 800000 847501 X 30776120 31526 -1170811 -1139285 31915405 0 31915405 30125097 0 30125097 1170811 1170811 31295908 PART V, LINE 4: THE UNIVERSITY'S ENDOWMENTS CONSIST OF EIGHT INDIVIDUAL FUNDS, ALL ESTABLISHED TO GENERATE SUPPORT FOR THE UNIVERSITY'S GENERAL OPERATIONS, TUITION ASSISTANCE AND PROGRAMS. ITS ENDOWMENT INCLUDES DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. PART X, LINE 2: THE UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM INCOME TAXES ON RELATED ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE. AS OF JULY 31, 2016 AND 2015, MANAGEMENT EVALUATED THE UNIVERSITY'S TAX POSITIONS AND CONCLUDED THAT THE UNIVERSITY HAD MAINTAINED ITS TAX-EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL AID NETTED AGAINST REVENUE ON FS -1,170,811. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID NETTED AGAINST REVENUE ON FS 1,170,811. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THIS INFORMATION IS INCLUDED IN THE STUDENT HANDBOOK, ON PAU WEBSITE AND IN ALL RECRUITMENT MATERIALS FOR PROSPECTIVE STUDENTS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AID UNDER TITLE IV OF THE STUDENT FINANCIAL ASSISTANCE PROGRAM. THE PROGRAMS THAT THE UNIVERSITY PARTICIPATES IN ARE THE FEDERAL FAMILY EDUCATION LOAN PROGRAM (WHICH INCLUDES FEDERAL STAFFORD SUBSIDIZED, UNSUBSIDIZED AND EXTENDED UNSUBSIDIZED LOANS) AND THE FEDERAL WORK STUDY PROGRAM. 1 SCHOLARSHIPS, GRANTS AND FINANCIAL AIDS 92 1170811 0 PART I, LINE 2: THE ORGANIZATION PROVIDES FINANCIAL AID ONLY TO QUALIFIED STUDENTS ENROLLED AT THE UNIVERSITY. THE ADMISSIONS DEPARTMENT IS RESPONSIBLE FOR MANAGING THE FELLOWSHIP AND SCHOLARSHIP ALLOCATION FOR NEW STUDENTS. THE FACULTY AND THE ADMISSIONS DEPARTMENT WORK TOGETHER TO AWARD FELLOWSHIPS OR SCHOLARSHIPS TO NEW STUDENTS. X X X X X 0 1 0 0 0 0 0 0 0 ALLEN CALVIN PRESIDENT (THRU 7/31/16) 454340 0 0 0 19100 0 189732 0 668 0 663840 0 160000 0 WILLIAM FROMING PROVOST 350265 0 500 0 0 0 19850 0 10178 0 380793 0 0 0 JUNE KLEIN VP BUSINESS AFFAIRS/ CFO 211116 0 0 0 0 0 10556 0 11760 0 233432 0 0 0 ELIZABETH HILT VP STUDENT SERVICES 146746 0 1000 0 150 0 7387 0 9517 0 164800 0 0 0 LULI EMMONS VP OFFICE OF PROF ADVISING 161648 0 30500 0 5600 0 9607 0 755 0 208110 0 0 0 JAMES BRECKENRIDGE DEAN 236316 0 2500 0 600 0 11941 0 755 0 252112 0 0 0 RICARDO MUNOZ PROFESSOR 222502 0 500 0 12972 0 11769 0 755 0 248498 0 0 0 LEONARD BECKUM PROFESSOR 211954 0 10250 0 9566 0 11110 0 12272 0 255152 0 0 0 KIMBERLY BALSAM ASSOCIATE PROFESSOR 133227 0 12000 0 84134 0 10979 0 7924 0 248264 0 0 0 STEVE SMITH ASSOCIATE PROFESSOR 186073 0 12000 0 19584 0 9904 0 5199 0 232760 0 0 0 PART I, LINE 4B PART I, QUESTION 4B: ALLEN CALVIN, PRESIDENT, RECEIVED IRC SECTION 457(F) DEFERRED COMPENSATION OF $160,000. X 2 79392 FMV 0 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS REFLECTS THE NUMBER OF DONORS, NOT THE NUMBER OF ITEMS DONATED. FORM 990, PART VI, SECTION A, LINE 2 RICHARD LONERGAN, TRUSTEE, AND MARILYN LONERGAN, TRUSTEE, ARE HUSBAND AND WIFE. FORM 990, PART VI, SECTION B, LINE 11 COMPLETED FORM 990 IS REVIEWED AND APPROVED BY THE CONTROLLER. COMPLETED FORM 990 IS REVIEWED BY THE CFO. COMPLETED FORM 990 REVIEWED BY THE ACCOUNTING FIRM. COMPLETED FORM 990 REVIEWED BY THE BOARD OF TRUSTEES BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS/TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO REVIEW AND SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. THE ORGANIZATION'S GOVERNING BODY DETERMINES WHETHER A CONFLICT EXISTS. OFFICERS, DIRECTORS/TRUSTEES AND KEY EMPLOYEES AND THE ORGANIZATION'S GOVERNING BODY MONITOR FOR CONFLICT. IF THERE IS A CONFLICT, RESTRICTIONS ARE IMPOSED ON A CASE BY CASE BASIS WITH DIRECTION FROM THE LEGAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 PAU CONDUCTED ANNUAL CEO AND CFO COMPENSATION REVIEW BASED ON MARKET COMPENSATION REVIEW DATA. THIS RESULTS IN THE PREPARATION OF A COMPENSATION REPORT AND UPDATE TO THE COMPENSATION PLAN. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE ON PALO ALTO UNIVERSITY WEBSITE AND AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF TIME SET FORTH IN SEC. 6104(D).