2017-04-13T06:29:10-07:00 2016-06-30 990 2015-07-01 521094078 NATIONAL CENTER ON INSTITUTIONS AND ALTERNATIVES INC NATI 4437801300 7205 Rutherford Road Baltimore MD 21244 Kirk Larter Senior VP 4437801351 2017-04-13 2015 2021-01-29 14:40:06Z Herbert Hoelter 7205 Rutherford Road Baltimore MD 21244 26750398 0 X www.ncianet.org X 1977 DE NCIA operates community residences and a vocational program for developmentally disabled adults, a special education school, and other social services programs described on our web site. 7 4 1025 5 0 0 281367 1888446 24227260 24669232 341976 122996 235207 58885 25085810 26739559 0 0 0 0 19036543 17844969 0 0 9700 6764873 6831155 25801416 24676124 -715606 2063435 11649391 12274960 11785776 10347910 -136385 1927050 NCIA's mission is to help create a society in which all persons who come in contact with the human service or correctional systems are provided with the care necessary to live their lives to the best of their abilities. 0 0 11750197 0 13920545 Adult Residential: NCIA's Adult Residential program assists individuals with developmental disabilities to develop independent life skills so that they may attain the fullest level of community integration and inclusion possible. Based on a model of small alternative living units, we provide physical, clinical, and social environments designed to provide stability and continuity for individuals who would otherwise require institutional confinement. Residential services include 24-hour awake supervision to individuals. Staff provides ongoing skills training and support in activities of daily living, functional life skills, personal care skills, and basic health care. Additional skills training is provided as indicated by identified client preferences, interests, and needs, and as stipulated in each client's Individual Service Plan. At the end of FY16, the program was licensed for 129 residents and served an average of 126 during the year. 5881213 0 7198193 Career Development Program: NCIA's Career Development Center is a "day program" for developmentally disabled adults. In FY16 the program served approximately 220 individuals, and about 162 of these participate in supported employment activities where they are accompanied by NCIA job coaches in various community businesses. The other 58 clients in the program are more severely disabled and participate in various day habilitation activities at the Center. Approximately half of the NCIA Adult Residential clients are clients of the Career Development Center; the other half attends day programs of other providers 3221287 0 2782028 YIT School: NCIA operates a 12-month coeducational nonpublic special education school serving students of middle and high school age. The School is licensed for three handicapping conditions: autism, emotional disturbance, and mental retardation. In FY 16 the School served an average of 47 students in both diploma and certificate tracks depending on the severity of disability. The School also offers vocational training programs in culinary arts, horticulture, barbering, and automotive maintenance. 696090 0 789433 Criminal Justice Svcs: This program provides support services to non-violent white collar defendants and their attorneys located across the country. NCIA staff are experts in sentencing statutes and guidelines, and they prepare individualized sentencing proposals including public service, work-release, home confinement, and community confinement. NCIA also provides consulting on institutional designation and transfer. 68675 0 0 Youth Residential: NCIA discontinued its Youth Residential Program in order to better its resources. FY16 expenses were prior workers' compensation claims. 764765 0 789433 21617462 1 1 0 0 0 0 0 0 1 0 1 0 0 1 0 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 27 0 1 1025 1 0 0 0 0 0 0 0 0 0 0 X 7 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MD X X Kirk Larter 4437801351 7205 Rutherford Road Baltimore MD 21244 Herbert Hoelter CEO and Co-Founder 40 0 X X 313532 0 26485 Jerome Miller Consulting Employee and Co-Founder 40 0 X 49790 0 17182 Lindsay Hayes Program Director, Suicide Program 40 0 X 72657 0 37547 Andrew James Hunt Director 0.5 0 X 0 0 0 Christine Pahigian Director 0.5 0 X 0 0 0 Vincent Wesley Director 0.5 0 X 0 0 0 Frances A Wright Director 0.5 0 X 0 0 0 Diane Ramsey Director 0.5 0 X 0 0 0 Peter Shubiak Director 0.5 0 X 0 0 0 Thomas Grant Director 0.5 0 X 0 0 0 Kirk Larter Sr VP, Finance and Administration 40 0 X 133263 0 28297 Larry Norris VP of Youth Services 40 0 X 108831 0 1313 Rodney Norris Executive Director, DDA Programs 40 0 X 119822 0 5570 Rhonda Pierce VP of Human Resources 40 0 X 34564 0 680 Earl El-Amin VP of Program Development 40 0 X 71233 0 0 Alice Boring Secretary 40 0 X 62487 0 4026 Gary Antonino Marketing Manager 40 0 X 131014 0 0 Carole Argo Senior Development Officer 40 0 X 123095 0 23115 1220288 0 144215 6 0 1 0 Resort Health Services 6600 Belair Rd Suite 1D Baltimore MD 21206 Temporary Direct Care Staffing 132219 ADP Inc PO Box 872875 Boston MA 022842875 Payroll 122936 Skyline Technology Solutions 6956-F Aviation Blvd Glen Burnie MD 21061 IT 101894 3 0 0 0 0 191494 1696952 0 1888446 Adult Residential 623990 13899578 13899578 0 0 Career Development Program 624100 7198193 7198193 0 0 Youth In Transition School 611600 2782028 2782028 0 0 Criminal Justice Services 541900 789433 789433 0 0 0 0 0 0 24669232 70460 628 0 69832 0 0 0 0 0 0 0 0 0 0 0 52536 0 0 0 52536 52536 0 0 52536 49385 0 10839 38546 0 38546 Other Activities 900099 20339 20339 0 0 0 0 0 0 20339 26739559 24690199 0 160914 903499 567470 328653 7376 13932049 12597745 1332669 1635 51701 45506 6195 0 1852278 1758972 93306 0 1105442 990305 114448 689 161215 39001 122214 0 65395 0 65395 0 996485 821935 174550 0 10070 1122 8948 0 402995 239693 163302 0 233110 63648 169462 0 2172184 1878129 294055 0 672392 647800 24592 0 11933 7192 4741 0 394812 342808 52004 0 652845 625238 27607 0 Client Expenses 521282 521351 -69 0 Maintenance And Housekeeping 464470 404235 60235 0 Bad Debt 40532 40532 0 0 31435 24780 6655 0 24676124 21617462 3048962 9700 376271 1658881 2142265 1408185 14355 53819 43448 9714387 2815913 7347758 6898474 447016 450848 42023 5071 1240239 1795698 11649391 12274960 2909704 2669066 207274 269713 2345631 2240122 216701 218825 151535 5954931 4950184 0 0 11785776 10347910 X -136385 1927050 0 0 0 0 -136385 1927050 11649391 12274960 2063435 0 0 0 0 0 X 0 1 X 1 0 X 449395 57235 272646 281367 1888446 2949089 23492726 23672248 25830252 24625935 24771153 122392314 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 23942121 23729483 26102898 24907302 26659599 125341403 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 125341403 29773 48433 10027 158641 70460 317334 0 0 0 0 0 29773 48433 10027 158641 70460 317334 0 0 0 0 0 16974 19438 24863 34126 20339 115740 23988868 23797354 26137788 25100069 26750398 125774477 0.99656 0.99717 0.00252 0.00206 X Schedule A, Part III, Line 12 Col (a) through Col (e) total: 115,740. These values are all an aggregate of several immaterial miscellaneous income items: missed training fees charged to employees, for example. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 0 840525 840525 0 6862958 1439765 5423193 0 1368037 843272 524765 0 395434 341531 53903 0 247433 191345 56088 6898474 Deposits 760801 Mortgage Escrows and Client Funds 511256 Real Estate Held for Sale 445146 Miscellaneous 78495 1795698 0 0 X 25104320 0 0 0 10839 10839 25093481 0 1646078 1646078 26739559 24686963 0 0 0 10839 10839 24676124 0 0 0 24676124 Schedule D, Part IV, Line 2b The company is the representative payee for many of its developmentally disabled clients' Social Security Administration (SSA) benefits. As such, it receives the benefit checks each month and distributes the funds for clients' needs per SSA, State, and agency guidelines. Any funds remaining at the end of the month are held in bank accounts separate from those of the agency. Schedule D, Part X, Line 2 NCIA follows the provisions of Accounting for Uncertainty in Income Taxes under the Income Taxes Topic of the Codification. The Codification requires the evaluation of tax positions, which include maintaining its tax-exempt status and taxability of any unrelated business income, and does not allow recognition of tax positions which do not meet a " more-likely-than-not" threshold of being sustained by the applicable tax authority. Management does not believe it has taken any tax positions that would not meet this threshold. Schedule D, Part XI, Line 2d Direct Cost of Fundraising Event Schedule D, Part XI, Line 4b On August 6, 2015, NCIA entered into an affiliation agreement with Woods Resources, Inc (Woods), a large nonprofit human services organization. Through the affiliation, effective September 1, 2015, NCIA received a transfer payment of $2,000,000. NCIA's bylaws were amended to constitute Woods as the sole member of NCIA with voting control of the Board of Directors. Subsequent to entering the affiliation agreement, both parties determined it was in their best interests to terminate their affiliation and independently pursue their respective tax-exempt missions and purposes. Accordingly, on April 15, 2016, NCIA and Woods entered into a disaffiliation and termination agreement. Simultaneously, NCIA's bylaws were again amended to remove Woods as the sole member and relinquish its control of the Board of Directors. NCIA made a one-time payment to Woods of $353,922 and retained $1,646,078 as an unrestricted contribution. Schedule D, Part XII, Line 2d Direct Cost of Fundraising Event Golf Tournament 49385 0 49385 0 0 10839 0 0 0 0 0 49385 0 49385 0 0 10839 0 0 0 10839 38546 X X 0 1 X X X X X X 0 0 0 0 0 0 0 0 0 Herbert Hoelter CEO and Co-Founder 284135 0 0 0 29397 0 5300 0 21185 0 340017 0 Schedule J, Part I, Line 1a First Class travel is undertaken only when fully reimbursed by clients of the Criminal Justice Program. The company pays for a Director for home office use. Schedule J, Part I, Line 1b See comments to Line 1a. A Baltimore County Maryland 526000889 2010-12-29 2700000 Construct and equip a facility 0 0 0 A 0 0 2700000 0 0 0 110862 0 0 2589138 0 0 2012 0 0 1 1 A 0 0 0 0 0 0 0 1 0 1 A 0 1 1 1 0 0 0 0 0 A 1 Schedule K, Part IV, Line 2c-12/29/2010 2,700,000 Baltimore County Maryland All bond proceeds were used for construction within 24 months of issue Form 990, Part VI, Section B, Line 11b A CPA in NCIA's Fiscal Department prepares the 990 using figures from the audited financial statements of the agency. The Senior Vice President of Finance and Administration, also a CPA, reviews the form. The form is also reviewed by the tax department of the agency's independent auditor, and each member of the agency's Board of Directors. Form 990, Part VI, Section B, Line 12c Each officer, director and key employee is required to complete an annual form affirming no conflicts or listing any known conflicts. These forms are in the custody of the corporate secretary. Form 990, Part VI, Section B, Line 15 A Compensation Committee consisting solely of independent members of the Board of Directors engages an independent compensation consultant to advise them on establishing CEO compensation. Form 990, Part VI, Section C, Line 19 NCIA makes its governing documents, conflict of interest policy and financial statements available to the general public on request. The company also uploads its 990 to the Guidestar.org site within two weeks of acceptance of the return by the IRS. NCIA SAQ LLC 7205 Rutherford Road Baltimore MD 21244 Real Estate MD 0 2773211 NCIA Inc The second extension was approved.