2017-04-12T13:19:41-05:00 2016-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 777 E WISCONSIN AVENUE MILWAUKEE WI 53202 990 2015-07-01 951641455 Mount Saint Mary's University MOUN 3109544040 12001 Chalon Rd Los Angeles CA 90049 Chris K Mcalary VP Administration and Finance 3109544040 2017-04-12 1 Troy E Marine CPA P00187863 4147775500 2015 2021-01-29 14:40:06Z Ann Mcelaney-Johnson 12001 Chalon Rd Los Angeles CA 90049 145087311 0 0928 X WWW.MSMU.EDU X 1925 CA MOUNT SAINT MARY'S UNIVERSITY IS A CALIFORNIA NONPROFIT PUBLIC BENEFITS CORPORATION FOUNDED BY THE SISTERS OF ST. JOSEPH OF CARONDELET (PROVINCIALATE), A RELIGIOUS COMMUNITY OF THE ROMAN CATHOLIC CHURCH. THE UNIVERSITY WAS FOUNDED IN 1925 BY THE SISTERS OF ST. JOSEPH AND HAS OPERATED CONTINOUSLY SINCE THAT DATE. THE OBJECTIVE OF MOUNT SAINT MARY'S UNIVERSITY AS A NONPROFIT EDUCATIONAL INSTITUTION IS SERVICE. THE UNIVERSITY HAS DEVOTED ITSELF TO EXCELLENCE IN LIBERAL ARTS AND SCIENCES AND GRANTS DEGREES IN ASSOCIATE, BACCALAUREATE, MASTERS, AND DOCTORATE PROGRAMS, WITH A SPECIAL FOCUS ON THE EDUCATION OF WOMEN FOR LEADERSHIP POSITIONS IN OUR SOCIETY. 25 25 2073 140 -297036 -310366 19999749 11542054 99478870 106038137 4787996 3073912 542138 955927 124808753 121610030 28645928 31058027 0 0 48095121 52556438 36358 42385 2141545 33386610 34082231 110164017 117739081 14644736 3870949 242948559 236854548 16701897 14600322 226246662 222254226 X MOUNT SAINT MARY'S UNIVERSITY OFFFERS A DYNAMIC LEARNING EXPERIENCE IN THE LIBERAL ARTS AND SCIENCES TO A DIVERSE STUDENT BODY. AS A CATHOLIC UNIVERSITY PRIMARILY FOR WOMEN, WE ARE DEDICATED TO PROVIDING A SUPERIOR EDUCATION ENHANCED BY AN EMPHASIS ON BUILDING LEADERSHIP SKILLS AND FOSTERING A SPIRIT TO SERVE OTHERS. OUR MEASURE OF SUCCESS IS GRADUATES WHO ARE COMMITTED TO USING THEIR KNOWLEDGE AND SKILLS TO BETTER THEMSELVES, THEIR ENVIRONMENTS, AND THE WORLD. 0 0 93173819 31058027 96565418 INSTRUCTION: MOUNT ST. MARY'S UNIVERSITY PROVIDES VALUES-BASED TRADITIONAL UNDERGRADUATE EDUCATION FOR WOMEN, AS WELL AS INNOVATIVE NON-TRADITIONAL UNDERGRADUATE AND GRADUATE EDUCATIONAL PROGRAMS FOR WOMEN AND MEN. THE UNIVERSITY'S ACADEMIC PROGRAMS PLACE A STRONG EMPHASIS ON SOCIAL AND ETHICAL VALUES CONSISTENT WITH A VIEW OF COMPASSIONATE COMMUNITY INVOLVEMENT. SINCE ITS INCEPTION, THE UNIVERSITY HAS GRANTED MORE THAN 22,452 DEGREES. DURING THE FISCAL YEAR ENDED JUNE 30, 2016, THE UNIVERSITY ENROLLED APPROXIMATELY 1,940 FULL-TIME EQUIVALENT (FTE) TRADITIONAL UNDERGRADUATE STUDENTS; 620 FTE NON-TRADITIONAL UNDERGRADUATE STUDENTS; AND 710 FTE GRADUATE STUDENTS. 6604723 9014583 AUXILIARY ENTERPRISES: MOUNT ST. MARY'S UNIVERSITY AUXILIARY ENTERPRISES ARE COMPRISED OF RESIDENCE AND DINING HALLS, AND PARKING FACILITIES. DURING THE FISCAL YEAR ENDED JUNE 30, 2016, RESIDENCE HALL OCCUPATION WAS APPROXIMATELY 592 UNDERGRADUATE STUDENTS. 925946 458136 Mount Saint Mary's University and the Geena Davis Institute on Gender in Media (Institute) have established a long-term strategic alliance that creates new research, education and advocacy programs under Mount Saint Mary's University. Founded in 2004 by academy award winning actor and advocate Geena Davis, the Institute and its programming arm, See Jane, is the only research-based organization working within the media and entertainment industry to engage, educate, and influence the need for gender balance, reducing stereotyping and creating a wide variety of female characters for entertainment targeting children 11 years old and under. The Institute has amassed the largest body of research on gender prevalence in entertainment spanning 20 years. 100704488 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 312 0 2073 1 1 1 1 CJ CA 0 0 0 0 0 0 0 0 X 25 25 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X Andrew Loccisano 3109544040 12001 CHALON ROAD LOS ANGELES CA 90049 JUDITH R MCDONALD CHAIR 2.00 0.00 X X 0 0 0 MAUREEN ARCHAMBAULT TRUSTEE 1.00 0.00 X 0 0 0 JOSEPH BURSCHINGER TRUSTEE 1.00 0.00 X 0 0 0 MONSIGNOR CLEMENT J CONNOLLY TRUSTEE 1.00 0.00 X 0 0 0 SR ANNETTE DEBS CSJ TRUSTEE 1.00 39.00 X 0 0 0 SHIREEN FATEMI TRUSTEE 1.00 0.00 X 0 0 0 KIMBERLY FREEMAN TRUSTEE 1.00 0.00 X 0 0 0 SUSAN GEORGINO TRUSTEE 1.00 0.00 X 0 0 0 GABRIEL A GUTIERREZ TRUSTEE 1.00 0.00 X 0 0 0 JOSEPH KEARNS TRUSTEE 1.00 0.00 X 0 0 0 MONICA SPILLANE LUECHTEFELD TRUSTEE 1.00 0.00 X 0 0 0 JOAN OTOMO-CORGEL TRUSTEE 1.00 0.00 X 0 0 0 MARIA GUTIERREZ OTT TRUSTEE 1.00 0.00 X 0 0 0 STEPHEN PAGE TRUSTEE 1.00 0.00 X 0 0 0 DEBORAH REED TRUSTEE 1.00 0.00 X 0 0 0 SR MARY PATRICIA ROSHOLT CSJ TRUSTEE 1.00 39.00 X 0 0 0 LINDA SAX TRUSTEE 1.00 0.00 X 0 0 0 JANNE SHIRLEY TRUSTEE 1.00 0.00 X 0 0 0 Sr BARBARA ANNE STOWASSER CSJ VICE CHAIR 1.00 39.00 X X 0 0 0 CAMBRIA TORTORELLI TRUSTEE 1.00 0.00 X 0 0 0 GRACE KADNER WICKERSHAM SECRETARY/TREASURER 1.00 0.00 X X 0 0 0 Sr SANDRA WILLIAMS CSJ TRUSTEE 1.00 39.00 X 0 0 0 KATHLEEN DUNCAN TRUSTEE 1.00 0.00 X 0 0 0 Iliana Hernandez TRUSTEE 1.00 0.00 X 0 0 0 Thomas Blumenthal trUSTEE 1.00 0.00 X 0 0 0 ANN MCELANEY-JOHNSON PRESIDENT 40.00 0.00 X 311390 0 132895 STEPHANIE CUBBA VP INSTITUTIONAL ADVACEMENt 40.00 0.00 X 226994 0 28617 CHRISTOPHER MCALARY VP ADMIN AND FINANCE 40.00 0.00 X 226242 0 34525 LAWRENCE SMITH VP STRATEGIC INITIATIVES 40.00 0.00 X 208236 0 50335 JANE LINGUA VP STUDENT SERVICES 40.00 0.00 X 210365 0 31513 Brian O'Rouke Dir Enrollment Mgmt 40.00 0.00 X 55072 0 8306 George Arnold Provost 40.00 0.00 X 66138 0 7112 HEATHER BROWN DIRECTOR OF INST RESEARCH 40.00 0.00 X 163281 0 27081 DIANE VINES PROFESSOR 40.00 0.00 X 147037 0 14914 Pamela Haldeman ProFESSOR 40.00 0.00 X 160806 0 21449 Rick Torkelson Facilities Director 40.00 0.00 X 144574 0 28721 lorraine frost chief information officer 40.00 0.00 X 144292 0 16029 Wendy J Mccredie former PROVOST thru 6/30/15 40.00 0.00 X 117492 0 25664 2181919 0 427161 56 1 1 0 Bon Appetit Management Company 1200 Getty Center Tram 100 Los Angeles CA 90049 Restaurant Management 2442026 Ellucian company 13377 collection center dr chicago IL 60693 computer support 1168024 Universal Protection Service 3800 W 800th St Suite 1250 Bloomington MN 55431 Security 998112 LPA Inc 5161 California Ave Irvine CA 92617 Architect 969365 Dechert LLP 2929 arch street Philadelphia PA 19104 Legal 670914 26 80000 3565704 7896350 296637 11542054 TUITION AND FEES 611710 96565418 96565418 FOOD SERVICE 721310 4507329 4507329 HOUSING 721310 4151709 4151709 DA CAMERA SOCIETY 611710 689547 689547 FILM INCOME 611710 100517 100517 23617 23617 106038137 2004330 -297036 2301366 388264 271571 116693 116693 116693 24275292 23205710 1069582 1069582 1069582 MISCELLANEOUS Income 611710 742445 742445 ADMIN RECOVERY 611710 96789 96789 839234 121610030 106038137 -297036 4326875 31058027 31058027 1537375 723618 581950 231807 40068683 34834055 4221333 1013295 2958137 2335973 522907 99257 5064552 3999360 895256 169936 2927691 2311930 517525 98236 5414075 3585732 1687171 141172 694113 694113 136602 8175 128427 42385 42385 556573 556573 2924805 2313379 500976 110450 2164724 1590564 560490 13670 11252426 9526040 1580603 145783 1519729 1140603 369132 9994 1566677 1406182 160495 848597 614638 184849 49110 283924 238075 30326 15523 150833 141783 9050 217482 172248 45234 3857296 3625858 231438 350467 568 349899 CANcellation costs 946214 946214 Building Maintenance 898180 826946 71234 Miscellaneous 299514 250734 47853 927 117739081 100704488 14893048 2141545 11862 9677 21251182 18718046 11619360 11692828 4270705 4071001 5565482 5272395 617747 593009 121772000 49737120 70453655 72034880 42253120 39369144 86570089 84758211 335357 335357 242948559 236854548 7252171 8346779 520253 537881 5009365 4906387 3000000 0 920108 809275 16701897 14600322 X 124619990 122349090 49903513 46723734 51723159 53181402 226246662 222254226 242948559 236854548 X 3870949 -7823039 -40346 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 129458028 2619002 -4933158 4122045 556573 122465254 127590736 5792759 323730 3683504 565693 129458028 108548818 6733508 16109701 3341649 459642 127590736 97710678 4182061 9932531 2917312 359140 108548818 99825249 2770434 -1743393 2760308 381304 97710678 0.41820 0.37450 0.20730 1 0 10256363 10256363 94436482 36102245 58334237 14327928 11913243 2414685 2751227 1721632 1029595 72034880 Commonfund PE Investments 6756093 F Offshore Funds 30457690 F Real Estate Investment Trusts 880218 F ANNUITY CONTRACTS 588812 F Mineral Rights 660299 C Partnership Investments 45415099 F 84758211 ANNUITIES PAYABLE 480246 Asset Retirement Obligation 329029 809275 X 82208038 -7823039 231225 -7591814 89799852 556573 31253605 31810178 121610030 86200474 271571 271571 85928903 556573 31253605 31810178 117739081 Part III, Line 4: The Jose Drudis-Biada's artwork is located at various locations throughout the University for public display. Part V, Line 4: THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 40 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. ITS ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE GOVERNING BOARD TO FUNCTION AS ENDOWMENTS. Part X, Line 2: The University follows the accounting standards for contingencies in evaluating uncertain tax positions. This guidance prescribes recognition threshold principles for the financial statement recognition of tax positions taken or expected to be taken on a tax return that are not certain to be realized. No liability has been recognized by the University for uncertain tax positions as of June 30, 2016 and 2015. The University's tax returns are subject to review and examination by federal and state authorities. Part XI, Line 2d - Other Adjustments: Rental Expense 271,571. Changes in Annuity Payable -40,346. Part XI, Line 4b - Other Adjustments: RECLASS OF FINANCIAL AID 31,058,027. Bad Debt Allowance Adjustment 170,449. Film Expense 25,129. Part XII, Line 2d - Other Adjustments: RENTAL EXPENSE 271,571. Part XII, Line 4b - Other Adjustments: RECLASS OF FINANCIAL AID 31,058,027. Bad Debt Allowance Adjustment 170,449. Film Expense 25,129. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 THE UNIVERSITY'S NONDISCRIMINATION POLICY IS CLEARLY STATED IN THE UNIVERSITY'S CATALOG and admission brochures, as well as the website and printed media provided to donors. Schedule E, Part I, Line 6 THE University RECEIVES SUPPORT FROM THE US GOVERNMENT IN CONNECTION WITH THE FEDERAL WORK-STUDY PROGRAM, PELL GRANT, and THE FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM. Central America and the Caribbean - 0 0 Investment Activities 30457690 0 0 0 0 0 0 30457690 0 30457690 1 0 0 1 1 0 SCHEDULE F, PART IV, LINE 4: THE UNIVERSITY INVESTS IN PARTNERSHIPS THAT HOLD DIRECT OR INDIRECT INTERESTS IN PASSIVE FOREIGN INVESTMENT COMPANIES. THE INVESTMENT PARTNERSHIPS HAVE PROPERLY FILED FORM 8621, OR THE UNDERLYING INVESTMENTS DID NOT GENERATE ANY UNRELATED BUSINESS INCOME. UNDER THESE FACTS, IT IS NOT NECESSARY FOR THE UNIVERSITY TO FILE AN ADDITIONAL 8621. Schedule F, Part IV, Line 5: THE UNIVERSITY INVESTS IN PARTNERSHIPS THAT HOLD DIRECT OR INDIRECT INTERESTS IN FOREIGN PARTNERSHIPS. HOWEVER, THE UNIVERSITY DOES NOT MEET THE FILING REQUIREMENTS OF FORM 8865 AS A RESULT. X 1 ruffalo Noel Levitz PO Box 718 Des Moines IA 503030718 phone solicitation 0 85497 42385 43112 85497 42385 43112 CA 1 College Funded Grants/Awards for Students 2092 25623028 College Funded Waivers/Discount for Students 397 1771985 Private Donations - Expendable for Students 363 1334988 Private Donations - Endowed for Students 317 2049270 Federal Funded Grants/Financial Aid for Students 167 278756 Part I, Line 2: The Office of Student Financing is responsible for the monitoring of all student aid. All grant aid is applied directly to the student accounts. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 ANN MCELANEY-JOHNSON PRESIDENT 285950 0 0 0 25440 0 26500 0 106395 0 444285 0 0 0 STEPHANIE CUBBA VP INSTITUTIONAL ADVACEMENt 225124 0 0 0 1870 0 22789 0 5828 0 255611 0 0 0 CHRISTOPHER MCALARY VP ADMIN AND FINANCE 222793 0 0 0 3449 0 22787 0 11738 0 260767 0 0 0 LAWRENCE SMITH VP STRATEGIC INITIATIVES 199468 0 0 0 8768 0 21441 0 28894 0 258571 0 0 0 JANE LINGUA VP STUDENT SERVICES 206696 0 0 0 3669 0 20922 0 10591 0 241878 0 0 0 HEATHER BROWN DIRECTOR OF INST RESEARCH 161440 0 0 0 1841 0 16471 0 10610 0 190362 0 0 0 DIANE VINES PROFESSOR 144600 0 0 0 2437 0 14479 0 435 0 161951 0 0 0 Pamela Haldeman ProFESSOR 158328 0 0 0 2478 0 15972 0 5477 0 182255 0 0 0 Rick Torkelson Facilities Director 140500 0 0 0 4074 0 14463 0 14258 0 173295 0 0 0 lorraine frost chief information officer 143171 0 0 0 1121 0 14444 0 1585 0 160321 0 0 0 Wendy J Mccredie former PROVOST thru 6/30/15 105351 0 0 0 12141 0 11950 0 13714 0 143156 0 0 0 Part I, Line 1a The current fair rental value of the President's residence. SOCIAL CLUB DUES - USE OF FACILITIES FOR COLLEGE BUSINESS MEETINGS AND OTHER RELATED PURPOSES. X 6 296637 MARKET VALUE 0 0 1 1 Part I, Column (b): REPORTS THE NUMBER OF CONTRIBUTors Part I, Line 32b: THE UNIVERSITY USES CITY NATIONAL SECURITIES TO SELL DONATIONS OF PUBLICLY TRADED SECURITIES. Form 990, Part VI, Section A, line 2 THE UNIVERSITY HAS BUSINESS RELATIONSHIPS WITH THE SISTERS OF ST. JOSEPH OF CARONDELET. FOUR OF THE UNIVERSITY'S BOARD MEMBERS ARE AFFILIATED WITH THIS ORGANIZATION: SISTER ANNETTE DEBS, SISTER MARY PATRICIA ROSHOLT, SISTER SANDRA WILLIAMS AND SISTER BARBARA ANNE STOWASSER ARE ON THE BOARD OF TRUSTEES AND BELONG TO THE SAME ORDER (SISTERS OF ST. JOSEPH OF CARONDELET). Form 990, Part VI, Section A, line 6 The membership of the Corporation shall consist of the Provincial Superior of the Los Angeles Province of the Roman Catholic Religious Congregation known as "Sisters of St. Joseph of Carondelet and four or more additional members of the Provincial Council of the Los Angeles Province of the Congregation as are appointed annually by the Provincial Council. Form 990, Part VI, Section A, line 7a The members have the right to appoint the Board of Trustees. Form 990, Part VI, Section A, line 7b The members have the right to approve the significant decisions made by the Board of Trustees at the annual meeting or special meeting. Form 990, Part VI, Section B, line 11 THE CHAIR OF THE AUDIT COMMITTEE REVIEWS THE DRAFT OF THE RETURN. AFTER THE REVIEW, THE DRAFT IS SUBMITTED TO THE FULL AUDIT COMMITTEE FOR REVIEW AND RECOMMENDATION. ONCE APPROVED, THE APPROVED DRAFT IS SUBMITTED TO THE BOARD FOR FINAL APPROVAL BEFORE FILING THE RETURN WITH THE IRS BEFORE THE DEADLINE. Form 990, Part VI, Section B, line 12c Each written conflict of interest policy is reviewed every year at the annual May Board Meeting by the Chair of the Board in conjunction with the President. Form 990, Part VI, Section B, line 15 The Board Chair reviews published data of similar institutions in terms of budget, endowment, location, and complexity of operations. The Board Chair gives her recommendation to the compensation committee who determines compensation. The President reviews published data of similar institutions in terms of budget, endowment, location, and complexity of operations. Form 990, Part VI, Section C, line 19 Governing documents, conflict of interest policy and financial statements are available to appropriate parties upon request through reports or responses to questionnaires. Form 990, Part XI, line 9: Changes in Annuity Payable -40,346. FORM 990, PART XII, LINE 2C: THERE HAS BEEN NO CHANGE TO THE OVERSIGHT OR SELECTION PROCESS FOR THE AUDIT OF THE FINANCIAL STATEMENTS. SISTERS OF ST JOSEPH OF CARONDELET 11999 Chalon Road LOS ANGELES CA 90049 RELIGIOUS CA 501(c)(3) Line 1 N/A 0 Charitable Remainder Unitrust (1) Charitable Trust CA N/A T 0 POOLED INCOME FUND (1) POOLED INVESTMENT FUND CA N/A T 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 SISTERS OF ST JOSEPH Of Carondelet M 217482 Contract SISTERS OF ST JOSEPH Of Carondelet C 80000 Cash SISTERS OF ST JOSEPH Of Carondelet P 500 CASH