2017-04-12T08:24:42-05:00 2016-12-31 111986323 MARCUM LLP CITY PLACE II 185 ASYLUM STREET HARTFORD CT 06103 990PF 2016-01-01 133583082 THE HERA FOUNDATION C/O CAROLYN RUNOWICZ MD HERA 3056729190 5043 FISHER ISLAND DRIVE FISHER ISLAND FL 33109 CAROLYN RUNOWICZ MD PRESIDENT 3056729190 2017-04-11 1 DOUGLAS FARRINGTON P00370668 8607600600 47.19.127.190 2017-04-11 08:49:41 ED P E6A05161B3DBCD3102FF183E4ACC211ABE218CFB A44C317B8BE07EE115C397CFA549221700A1DEB8 2016 2021-01-29 14:40:06Z X 2265150 X 101000 133492 133492 -94230 2238448 0 140262 133492 30000 15000 15000 5150 2575 2575 514 0 0 6143 4330 1813 41807 21905 19388 132040 132040 173847 21905 151428 -33585 111587 108513 115240 115240 2132678 0 0 100000 2192366 2149910 2341191 2307606 2265150 0 0 X 0 0 0 0 2341191 2307606 2341191 2307606 2341191 2307606 2341191 -33585 0 2307606 0 2307606 AVON PRODUCTS INC NTS P 2013-03-13 2016-05-16 91095 114202 -23107 -23107 VALE OVERSEAS LTD P 2014-07-09 2016-05-20 44350 52100 -7750 -7750 KINDER MORGAN INC P 2014-07-09 2016-07-15 104368 105205 -837 -837 VALE OVERSEAS LTD P 2015-04-08 2016-07-15 71076 78149 -7073 -7073 AMER INTL GROUP NTS P 2010-10-06 2016-10-18 100000 105359 -5359 -5359 INTL PAPER CO B/E P 2010-10-05 2016-10-20 61399 62259 -860 -860 HEWLETT-PACKARD CO B/E P 2012-03-20 2016-10-20 107995 103755 4240 4240 VERIZON COMMUNICATIONS P 2013-10-02 2016-10-20 109404 108017 1387 1387 MORGAN STANLEY P 2014-04-07 2016-10-21 61178 60787 391 391 FIDELITY NATL FINANCIAL P 2013-04-24 2016-10-21 109133 115618 -6485 -6485 SOUTHERN COPPER CORP B/E P 2013-01-02 2016-10-21 110619 115419 -4800 -4800 DOW CHEMICAL CO P 2010-10-19 2016-10-21 123555 118755 4800 4800 ALCOA INC P 2010-10-19 2016-10-21 107883 111740 -3857 -3857 GOLDMAN SACHS GROUP INC P 2013-10-21 2016-10-21 110665 110606 59 59 PETROBRAS INTL FIN B/E P 2010-11-12 2016-10-21 105364 112412 -7048 -7048 FORD MOTOR CREDIT CO LLC P 2015-04-02 2016-10-24 51481 52483 -1002 -1002 DOUBLELINE INCOME SOLUTIONS P 2013-04-25 2016-10-24 75469 100000 -24531 -24531 ASSURED GTY US HLDGS INC P 2015-04-27 2016-10-24 55751 54440 1311 1311 CITIGROUP INC NTS B/E P 2013-03-13 2016-10-24 116495 115325 1170 1170 JEFFERIES GRP LLC P 2016-05-16 2016-10-24 99665 100000 -335 -335 BANK OF AMER CORP NTS P 2013-03-04 2016-10-25 101533 112403 -10870 -10870 BARCLAYS BK PLC P 2013-04-29 2016-10-25 108012 107924 88 88 XEROX CORP B/E P 2011-06-02 2016-10-25 109157 111940 -2783 -2783 GENWORTH FINANCIAL INC P 2010-09-22 2016-10-25 102724 103780 -1056 -1056 LONG TERM CAPITAL GAINS - VANGUARD P 2016-12-29 77 77 77 -94230 0 103822 2200772 0.047175 110667 2156059 0.051328 83212 2053992 0.040512 86103 1951345 0.044125 76500 1719847 0.044481 0.227621 0.045524 2219065 101021 1116 102137 151428 X 1116 0 1116 0 1116 94 94 30 1052 0 0 0 0 0 0 0 0 0 0 1 1 NY FL 1 0 0 0 0 1 N/A CAROLYN RUNOWICZ MD 3056729190 5043 FISHER ISLAND DRIVE FISHER ISLAND FL 33109 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ARTHUR GOLDBERG 25 TIDEWAY KINGS POINT NY 11024 DIRECTOR 0.20 0 0 0 CAROLYN RUNOWICZ MD 5043 FISHER ISLAND DRIVE FISHER ISLAND FL 33109 PRESIDENT 0.30 0 0 0 SHELDON CHERRY MD 5043 FISHER ISLAND DRIVE FISHER ISLAND FL 33109 SECRECTARY/TREASURER 3.00 30000 0 0 MICHAEL FISCHER 3031 CHEN DRIVE YORK TOWN HEIGHTS NY 10598 DIRECTOR 0.20 0 0 0 REBECCA GOUREVITCH 166 HIGH STREET HASTINGS ON HUDSON NY 10706 DIRECTOR 0.20 0 0 0 NONE 0 NONE 0 0 0 211186 2041672 2252858 0 0 2252858 33793 2219065 110953 110953 1116 1116 109837 0 109837 0 109837 151428 0 151428 1116 150312 109837 106650 0 0 151428 106650 0 0 44778 0 0 0 0 0 0 0 0 65059 0 0 0 X AMERICAN ASSOCIATION OF OBSTETRICIANS AND GYNECOLOGISTS FOUNDATION 9 NEWPORT DRIVE SUITE 200 FOREST HILL MD 21050 EDUCATION AND TRAINING 500 CONQUER CANCER FOUNDATION 2318 MILL ROAD ALEXANDRIA VA 22314 CANCER RESEARCH 1000 FISHER ISLAND PHILANTHROPIC FUND 3250 SOUTHWEST THIRD AVE MIAMI FL 33129 EDUCATION 1275 FIU FOUNDATION 11200 SW 8TH STREET MIAMI FL 33199 MEDICAL STUDENT SCHOLARSHIPS 67000 FOUNDATION FOR WOMEN'S CANCER 230 W MONROE SUITE 2528 CHICAGO IL 60606 CANCER RESEARCH 500 HEARING THE OVARIAN CANCER WHISPER 1016 NORTH DIXIE HIGHWAY WEST PALM BEACH FL 33401 RESEARCH FOR OVARIAN CANCER 3000 MIAMI BEACH ROWING CLUB 6500 INDIAN CREEK DRIVE MIAMI BEACH FL 33141 CHARITABLE 1000 MIAMI MUSIC PROJECT 2125 BISCAYNE BLVD MIAMI FL 33137 MUSIC EDUCATION 1000 POLY PREP COUNTRY DAY SCHOOL 9216 7TH AVE BROOKLYN NY 11228 EDUCATION 250 BAY STREET THEATER 1 BAY STREET SAG HARBOR NY 11963 IN SUPPORT OF THE ARTS AND EDUCATION 2140 COLUMBIA UNIVERSITY 116TH ST BROADWAY NEW YORK NY 10027 IN SUPPORT OF MEDICAL EDUCATION, SCHOLARSHIPS, AND RESEARCH 1000 GREATER MIAMI JEWISH FEDERATION 4200 BISCAYNE BLVD MIAMI FL 33137 SUPPORT HEALTH CARE OF THE ELDERLY & DISABLED THROUGH MIAMI JEWISH HEALTH SYSTEM FOUNDATION 10000 PLANNED PARENTHOOD FEDERATION OF AMERICA 123 WILLIAM STREET NEW YORK NY 10038 IN SUPPORT OF EDUCATION AND SUPPORT 500 PRESENT-LEVISON FELLOWSHIP ONE GUSTAVE LEVY PLACE PO BOX 1049 NEW YORK NY 100296574 IN SUPPORT OF EDUCATION AND TRAINING 500 SIDNEY KIMMEL MEDICAL COLLEGE 1025 WALNUT ST 100 PHILADELPHIA PA 19107 IN SUPPORT OF MEDICAL EDUCATION, SCHOLARSHIPS, AND RESEARCH 500 SOCIETY FOR PERSONALIZED NANOMEDICINE 11200 SW 8TH STREET MIAMI FL 33143 RESEARCH & EDUCATION 15000 UNIVERSITY OF MIAMI 1320 S DIXIE HWY CORAL GABLES FL 33146 IN SUPPORT OF THE HEARING AND COMMUNICATIONS DISORDERS RESEARCH FUND 25000 FIU HERBERT WERTHHEIM COLLEGE OF MEDICINE 11200 SW 8TH STREET MIAMI FL 33199 EDUCATION 1875 132040 0 14 133492 18 -94230 0 39262 0 39262 0 0 0 0 0 0 0 0 0 0 X X 1 PAT CAIRO FAMILY FOUNDATION INC 40 PARKWOLD DRIVE WEST N VALLEY STREAM NY 11580 100000 X MARCUM LLP 5150 2575 2575 THE ORGANIZATION IS ELECTING TO FIRST USE THE QUALIFYING DISTRIBUTIONS FOR 2016 TO REDUCE THE UNDISTRIBUTED INCOME FOR YEARS PRIOR TO 2015 TO ZERO. AMER INTL GROUP NTS 0 0 GENWORTH FINANCIAL INC 0 0 ALCOA INC 0 0 PETROBRAS INTL FIN B/E 0 0 GOLDMAN SACHS GROUP INC 0 0 CITIGROUP INC NTS B/E 0 0 INTL PAPER CO B/E 0 0 DOW CHEMICAL CO 0 0 XEROX CORP B/E 0 0 HEWLETT-PACKARD CO B/E 0 0 BANK OF AMERICA NTS 0 0 AVON PRODUCTS INC NTS 0 0 SOUTHERN COPPER CORP B/E 0 0 VERIZON COMMUNICATIONS 0 0 BARCLAYS BK PLC 0 0 FIDELITY NATIONAL FINANCIAL 0 0 VALE OVERSEAS LTD 0 0 MORGAN STANLEY 0 0 ASSURED GTY US HLDGS INC 0 0 FORD MOTOR CREDIT CO LLC 0 0 KINDER MORGAN INC 0 0 DOUBLELINE INCOME SOLUTIONS AT COST 0 0 ALERIAN MLP ETF AT COST 89670 90796 ISHARES RUDDELL 1000 VALUE ETF AT COST 66482 71699 ISHARES RUSSELL 1000 GROWTH ETF AT COST 66185 67660 ISHARES CORE MSCI EMERGING MARKETS ETF AT COST 77959 72887 VANGUARD SMALL-CAP ETF AT COST 55255 60224 VANGUARD MID-CAP GROWTH ETF AT COST 33026 34026 VANGUARD MID-CAP VALUE ETF AT COST 33173 35280 VANGUARD FTSE DEVELOPED MKT ETF AT COST 121977 121824 ISHARES IBOXX INVT GRADE CORPORATE BOND ETF AT COST 276910 266584 ISHARES CORE U.S. AGGREGATE BOND ETF AT COST 564031 546567 ISHARES IBOXX USD HIGH YIELD CORPORATE BOND ETF AT COST 133401 132595 ISHARES JP MORGAN USD EMERGINE MARKETS BOND ETF AT COST 21933 20832 SPDR BLOOMBERG BARCLAYS INTL TREAS BOND ETF AT COST 87956 82149 VANGUARD TOTAL BOND MKT ETF AT COST 564408 546787 BANK SERVICE FEES 2768 2768 0 NEW YORK FILING FEE 250 0 250 PAYROLL TAXES & FEES 3125 1562 1563 ESTIMATED PAYMENT 94 0 0 OTHER TAX PAYMENTS 420 0 0