2017-03-28T12:23:21-05:00 2016-07-31 132688836 ROGOFF & COMPANY PC 355 LEXINGTON AVENUE 6TH FLOOR NEW YORK NY 100176603 990 2015-08-01 954570253 COUNCIL FOR AID TO EDUCATION INC COUN 2126615800 215 Lexington Avenue Floor 16 NEW YORK NY 10016 JAMES HUNDLEY EXECUTIVE V. P. 2126615800 2017-03-27 1 PAUL K BRACE P01474547 2125575666 2015 2021-01-29 14:40:06Z ROGER BENJAMIN 215 Lexington Avenue Floor 16 NEW YORK NY 10016 6774836 0 X WWW.CAE.ORG X 2007 DE TO ADVANCE OPPORTUNITIES FOR A QUALITY EDUCATION BY CONDUCTING EDUCATION POLICY RESEARCH, DISSEMINATING INFORMATION BASED ON THIS RESEARCH, AND PROVIDING ASSESSMENTS AND OTHER SERVICES TO HELP PROMOTE TEACHING AND LEARNING IN THE 21ST CENTURY. 13 12 86 0 0 0 0 0 6343589 6763350 1117 790 0 0 6344706 6764140 0 0 0 0 3673270 3280755 0 0 0 2555964 3289002 6229234 6569757 115472 194383 1962437 2274751 2256548 2400296 -294111 -125545 TO ADVANCE OPPORTUNITIES FOR A QUALITY EDUCATION BY CONDUCTING EDUCATION POLICY RESEARCH, DISSEMINATING INFORMATION BASED ON THIS RESEARCH, AND PROVIDING ASSESSMENTS AND OTHER SERVICES TO HELP PROMOTE TEACHING AND LEARNING IN THE 21ST CENTURY. 0 0 3455721 3546261 CAE CONDUCTS RESEARCH AND CREATES INNOVATIVE ASSESSMENTS WITH FUNDING FROM PRIVATE FOUNDATIONS, INDIVIDUALS, UNIVERSITIES AND CORPORATIONS FOCUSED ON EDUCATION POLICY AND ANALYSIS OF EDUCATION ISSUES. THE RESEARCH SPURS IMPROVEMENT AND VALIDATION OF CAE'S OWN ASSESSMENTS AND ALLOWS FOR SHARING KNOWLEDGE WITH EDUCATIONAL STAKEHOLDERS. 2133815 2675532 USING ITS UNIQUE ASSESSMENTS, CAE HELPS COLLEGES, UNIVERSITIES AND HIGH SCHOOLS TO MEASURE CRITICAL THINKING AND WRITTEN COMMUNICATION SKILLS. IN FY 2016, 367 INSTITUTIONS PARTICIPATED IN THE ASSESSMENTS WHICH PROVIDED TEST DEVELOPMENT, TEST ADMINISTRATION, SCORING AND RESULTS ANALYSIS. 358977 541557 SINCE 1957, CAE HAS CONDUCTED THE ANNUAL VOLUNTARY SUPPORT OF EDUCATION SURVEY (VSE) TO GATHER AND DISSEMINATE DETAILED INFORMATION WHICH BENCHMARKS FUNDRAISING IN THE NATION'S COLLEGES AND UNIVERSITIES. 5948513 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 103 0 1 86 1 1 1 0 0 0 0 0 0 0 X 13 12 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 NY NJ X COUNCIL FOR AID TO EDUCATION INC 2126615800 215 Lexington Avenue Floor 16 NEW YORK NY 10016 ROGER BENJAMIN PRESIDENT 40.00 X X 326990 0 30912 RICHARD ATKINSON TRUSTEE 0.50 X 0 0 0 DOUGLAS C BENNETT TRUSTEE 0.50 X 0 0 0 RICHARD FOSTER TRUSTEE 0.50 X 0 0 0 RONALD GIDWITZ TRUSTEE 0.50 X 0 0 0 KATHARINE LYALL TRUSTEE 0.50 X 0 0 0 EDUARDO MARTI TRUSTEE 0.50 X 0 0 0 RONALD MASON TRUSTEE 0.50 X 0 0 0 CHARLES REED TRUSTEE 0.50 X 0 0 0 MICHAEL D RICH TRUSTEE 0.50 X 0 0 0 FARRIS W WOMACK TRUSTEE 0.50 X 0 0 0 HARVEY P WEINGARTEN TRUSTEE 0.50 X 0 0 0 PIERCE B DUNN TRUSTEE 0.50 X 0 0 0 JAMES HUNDLEY VICE PRESIDENT, SECRETARY 40.00 X 315046 0 38759 KATHLEEN HALLAHAN CONTROLLER 40.00 X 186345 0 33620 ANN KAPLAN DIRECTOR OF PHILANTHROPY 40.00 X 156783 0 23984 DORIS ZAHNER DIRECTOR OF TEST DEVELPMEN 40.00 X 152622 0 31446 STACEY SPARKS EDITORIAL DIRECTOR 40.00 X 120090 0 29289 THOMAS J PUPPA GENERAL COUNSEL & DIR. OF MAJOR CONTRACTS 40.00 X 219776 0 47648 MICHELE OBERLY ASSISTANT DIRECTOR OF TEST DEVELOPMENT 40.00 X 106711 0 19266 1584363 0 254924 8 0 1 0 0 FEES & CONTRACTS 611710 3546261 3546261 TESTING FEES 611710 2675532 2675532 PUBLICATIONS & SUBSCRI 611710 541557 541557 6763350 790 790 10696 10696 0 0 6764140 6763350 0 790 X 715849 673013 42836 1913505 1625191 288314 131449 111643 19806 388343 375822 12521 131609 111779 19830 3954 2816 1138 20000 13409 6591 1427549 1425733 1816 222209 166758 55451 372154 249518 122636 143547 136306 7241 58637 53986 4651 7286 4885 2401 157807 134373 23434 40056 28169 11887 TESTING OPERATION EXPEN 740634 740634 MARKETING EXPENSES 59446 59398 48 PRINTING AND PUBLICATIO 35723 35080 643 6569757 5948513 621244 0 300 300 515104 389234 935149 1422813 123423 84640 1212200 837483 387461 374717 2047 1000 1000 1962437 2274751 767227 907340 1211680 1028313 16127 261514 464643 2256548 2400296 X -294111 -125545 -294111 -125545 1962437 2274751 X 194383 -25817 X 0 1 X 1 0 X 155000 15000 15000 185000 4295796 6329054 6678626 6343589 6763350 30410415 4450796 6344054 6693626 6343589 6763350 30595415 0 948247 3325353 3165308 2006631 3353532 12799071 948247 3325353 3165308 2006631 3353532 12799071 17796344 3089 1358 1122 1117 790 7476 3089 1358 1122 1117 790 7476 1760 1760 4453885 6345412 6696508 6344706 6764140 30604651 0.58150 0.64710 0.00020 0.00030 X 45414 15895 29519 347907 247704 100203 818879 573884 244995 374717 OFFICE LEASE 268643 BANK CREDIT LINE 196000 464643 X 7031365 267225 267225 6764140 0 6764140 6862799 293042 293042 6569757 0 6569757 Part X, Line 2: The council records a liability for uncertain tax positions when it is probable that a loss has occurred and the amount can be reasonably estimated. Management continually evaluates expiring statutes of limitations, audits, proposed settlements, changes in tax law, new authoritative rulings, and its operating characteristics to comply with its status as a nonprofit organization. Management has determined that it is more likely than not that any of the council's tax positions will be sustained upon examination and therefore has not recognized any liability for uncertain tax positions. The council's income tax returns for the years ended July 31, 2014, 2013, and 2012 are presently subject to examination by the taxing authorities. Part XI, Line 2d - Other Adjustments: SUBSIDIARY REVENUE Part XII, Line 2d - Other Adjustments: SUBSIDIARY EXPENSE 293,042. X X X 0 0 0 1 0 0 0 0 0 ROGER BENJAMIN PRESIDENT 295915 0 31075 0 0 0 29731 0 1181 0 357902 0 0 0 JAMES HUNDLEY VICE PRESIDENT, SECRETARY 285126 0 29920 0 0 0 28787 0 9972 0 353805 0 0 0 KATHLEEN HALLAHAN CONTROLLER 166957 0 19388 0 0 0 16996 0 16624 0 219965 0 0 0 ANN KAPLAN DIRECTOR OF PHILANTHROPY 141644 0 15139 0 0 0 14320 0 9664 0 180767 0 0 0 DORIS ZAHNER DIRECTOR OF TEST DEVELPMEN 137516 0 15106 0 0 0 13890 0 17556 0 184068 0 0 0 THOMAS J PUPPA GENERAL COUNSEL & DIR. OF MAJOR CONT 218175 0 1601 0 0 0 22092 0 25556 0 267424 0 0 0 Part I, Line 5 EMPLOYEES RECEIVE AN INCENTIVE PAYMENT IF CERTAIN REVENUE GOALS ARE ACHIEVED. Form 990, Part VI, Section B, line 11 THE 990 IS PREPARED BY THE INDEPENDENT AUDITORS AND ASSISTED BY THE ORGANIZATION'S STAFF. THE 990 IS REVIEWED BY THE AUDIT COMMITTEE BEFORE IT IS SUBMITTED. A COPY OF THE REPORT IS ALSO PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS. Form 990, Part VI, Section B, line 12c ALL CANDIDATES FOR MEMBERSHIP ON THE BOARD, OFFICERS, AND STAFF MEMBERS ARE ADVISED IN WRITING OF THE CONFLICT OF INTEREST POLICY PRIOR TO ASSUMING THEIR RESPONSIBILITES. THEY MUST REVEAL POTENTIAL CONFLICTS AND REQUEST THE BOARD TO MAKE A DETERMINATION. NO DIRECTOR MAY VOTE ON ANY MATTER UNDER CONSIDERATION AT A BOARD OR BOARD COMMITTEE MEETING IN WHICH SUCH DIRECTOR HAS AN ACTUAL CONFLICT OF INTEREST. Form 990, Part VI, Section B, line 15 COMPENSATION OF THE OFFICERS IS SET BY THE BOARD COMPENSATION COMMITTEE, WHICH ALSO APPROVES COMPENSATION POLICIES FOR ALL EMPLOYEES INCLUDING INCENTIVE PLANS. COMPENSATION IS BASED ON ANALYSIS OF COMPARABLE COMPENSATION USING PUBLICLY AVAILABLE DATA SUCH AS FORM 990'S. Form 990, Part VI, Section C, line 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE UPON REQUEST. Form 990, Part IX, line 11g SUBCONTRACTS: Program service expenses 1,423,938. Management and general expenses 934. Fundraising expenses 0. Total expenses 1,424,872. PROFESSIONAL FEES: Program service expenses 1,795. Management and general expenses 882. Fundraising expenses 0. Total expenses 2,677. Form 990, Part XI, line 9: EQUITY IN LOSS OF SUBSIDIARY -25,817. ASSESSMENT INTERNATIONAL LLC 215 LEXINGTON AVENUE FL 16 NEW YORK NY 10016 471464339 EDUCATIONAL ASSESSMENT DE COUNCIL FOR AID TO EDUCATION INC C -25817 6566 1.00000 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 ASSESSMENT INTERNATONAL LLC A 9919 SHARED SPACE ASSESSMENT INTERNATONAL LLC O 57553 DUTIES PERFORMED