2017-02-23T12:19:27-06:00 2016-06-30 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2015-07-01 911027785 SOLID WASTE ASSOCIATION OF NORTH AMERICA SOLI 8004679262 1100 WAYNE AVENUE NO 650 SILVER SPRING MD 20910 DAVID BIDERMAN EXECUTIVE DIRECTOR/CEO 8004679262 2017-02-23 1 FRANK H SMITH P00639053 2028225000 2017-02-23 2015 2021-01-29 14:40:06Z DAVID BIDERMAN 1100 WAYNE AVENUE NO 650 SILVER SPRING MD 20910 6366847 0 X WWW.SWANA.ORG X 1966 CA ADVANCING THE PRACTICE OF ENVIRONMENTALLY AND ECONOMICALLY SOUND MANAGEMENT OF MUNICIPAL SOLID WASTE IN NORTH AMERICA. 70 69 21 70 0 0 1726007 240090 4046540 5954597 124094 85127 125543 45911 6022184 6325725 25000 25000 0 0 2517253 2476471 0 0 612473 3327274 3458363 5869527 5959834 152657 365891 4181417 4100696 2058992 2668774 2122425 1431922 X SOLID WASTE ASSOCIATION OF NORTH AMERICA, INC. (SWANA)'S PRIMARY OBJECTIVES ARE TO DEVELOP INCREASED PROFESSIONALISM IN THE FIELD OF SOLID WASTE MANAGEMENT, TO DEVELOP ENVIRONMENTALLY SOUND, ECONOMICALLY COMPETITIVE, AND EFFECTIVE INTEGRATED SOLID WASTE MANAGEMENT SYSTEMS, INCLUDING REDUCATION, RECYCLING, COLLECTION, TRANSFER, PROCESSING, LANDFILLING, AND WASTE-TO-ENERGY CONVERSION OF SOLID WASTES, AND TO FOSTER A COOPERATIVE ATMOSPHERE AMONG MUNICIPAL SOLID WASTE MANAGEMENT PROFESSIONALS THROUGH DISSEMINATION OF INFORMATION, CONTINUING EDUCATION AND PROFESSIONAL DEVELOPMENT, AND RESEARCH PROGRAMS TO BEST SERVE THE PUBLIC INTEREST. 0 0 3759584 25000 4122472 TECHNICAL PROGRAMS, TRAINING AND EDUCATION - STARTING WITH WASTECON AND OTHER CONFERENCES HELD WITHIN THE US THROUGHOUT THE YEAR, SWANA PROVIDED EDUCATION AND TRAINING OPPORTUNITIES THROUGH TRADITIONAL CONFERENCES AND E-TRAININGS. SWANA UPDATED TRAINING COURSES THROUGH THE TRAINING INVESTMENT INITIATIVE. SWANA CONTINUED TO INCREASE ITS KNOWLEDGE RESOURCES FOR MEMBERS BY UPGRADING THE E-LIBRARY SYSTEM. THESE PROGRAMS HAVE ALLOWED SWANA TO REACH MORE OF THE SOLID WASTE INDUSTRY DURING THE YEAR. 246214 207976 RESEARCH AND DEVELOPMENT - SELECT PUBLIC AGENCIES, PRIVATE COMPANIES, AND SWANA CHAPTERS TEAM TOGETHER TO IDENTIFY AND PARTICIPATE IN SWANA-RUN RESEARCH OF A CURRENT TOPIC OR INDUSTRY ISSUE. THESE PROJECTS TYPICALLY LEAD TO THE DEVELOPMENT OF THREE TO FOUR REPORTS PER YEAR. THE PARTICIPANTS PAY A SMALL FEE TO SUPPORT THE RESEARCH (USED TO OFFSET THE PERSONNEL COSTS OF THE PRIMARY RESEARCHER) AND IN RETURN RECEIVE ACCESS TO THE REPORTS, WHICH ARE ALSO MADE AVAILABLE FOR A FEE TO OTHER SWANA MEMBERS AND THE PUBLIC. 164375 POLICY DEVELOPMENT AND ADVOCACY - POLICIES ARE DEVELOPED AND APPROVED BY THE INTERNATIONAL BOARD THROUGH A PROCESS OUTLINED IN MANAGEMENT POLICY. BEST PRACTICE STATEMENTS, WHICH ARE OFTEN DEVELOPED IN CONJUNCTION WITH OTHER ORGANIZATIONS, HAVE CONSIDERABLE INPUT FROM THE INTERNATIONAL BOARD AND TECHNICAL EXPERTS. ALL ARE SHARED ON THE SWANA WEBSITE, THROUGH MEMBERS AND WITH OTHER ORGANIZATIONS WITH WHICH SWANA HAS COLLABORATIVE RELATIONSHIPS. THIS PROGRAM ALSO PROVIDES FOR COMMUNICATIONS AT THE FEDERAL, STATE AND PROVINCIAL GOVERNANCE LEVELS. IT ASSURES SWANA HAS THE OPPORTUNITY TO DEVELOP ORGANIZATION POSITIONS ON DEVELOPING REGULATIONS AND LEGISLATIONS WHERE THE INTERNATIONAL BOARD AND TECHNICAL EXPERTS DEEM IT NECESSARY. MOST RECENTLY THIS HAPPENED WHEN SWANA PARTICIPATED IN THE DEVELOPMENT OF AN INDUSTRY-WIDE RESPONSE TO FEDERAL RULEMAKING ON NEW SOURCE PERFORMANCE STANDARDS RELATED TO LANDFILL GAS CONTROLS. 4170173 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 60 0 1 21 1 0 0 0 0 0 0 0 0 0 0 X 70 69 0 0 0 0 1 1 1 1 1 0 0 1 1 0 0 1 1 1 0 0 CA MD X DAVID BIDERMAN 8004679262 1100 WAYNE AVENUE NO 650 SILVER SPRING MD 20910 BRIAN TIPPETTS PRESIDENT 4.00 X X 0 0 0 DAVID J HORINEK PAST PRESIDENT 4.00 X X 0 0 0 MICHELLE P LEONARD INTERNATIONAL VICE PRESIDENT 4.00 X X 0 0 0 JEFFREY S MURRAY PE BCEE INTERNATIONAL SECRETARY 4.00 X X 0 0 0 RICHARD H ALLEN INTERNATIONAL TREASURER 4.00 X X 0 0 0 DAVID ADAMS PE DIRECTOR 1.00 X 0 0 0 WENDY BLAND DIRECTOR 1.00 X 0 0 0 W MICHAEL BRINCHEK PE BCEE DIRECTOR 1.00 X 0 0 0 GARY A BRUNS DIRECTOR 1.00 X 0 0 0 LORI CALUB DIRECTOR 1.00 X 0 0 0 STEVEN P CHRISTMAN QEP DIRECTOR 1.00 X 0 0 0 GARY LEE CONOVER SC DIRECTOR 1.00 X 0 0 0 MIKE CORIELL DIRECTOR 1.00 X 0 0 0 JEFF DWOREK DIRECTOR 1.00 X 0 0 0 RICHARD ELLIS DIRECTOR 1.00 X 0 0 0 FRANCIS FORTIN DIRECTOR 1.00 X 0 0 0 STEPHEN W GILLETTE SC DIRECTOR 1.00 X 0 0 0 BRENDA HANLEY DIRECTOR 1.00 X 0 0 0 JOHN HAWK DIRECTOR 1.00 X 0 0 0 TAMMY HAYES DIRECTOR 1.00 X 0 0 0 BRUCE HOWIE PE DIRECTOR 1.00 X 0 0 0 LANIE HUGHES DIRECTOR 1.00 X 0 0 0 BRIAN KLATT PE DIRECTOR 1.00 X 0 0 0 ROSS MAYBEE DIRECTOR 1.00 X 0 0 0 AMBROSE MCCREADY DIRECTOR 1.00 X 0 0 0 RAYMOND MCGOWAN DIRECTOR 1.00 X 0 0 0 ART MERCER DIRECTOR 1.00 X 0 0 0 BRENDA MERCHANT DIRECTOR 1.00 X 0 0 0 HANNA K RODRIGUEZ MORALES DIRECTOR 1.00 X 0 0 0 SUSAN MOULTON DIRECTOR 1.00 X 0 0 0 DANA L MURRAY PE DIRECTOR 1.00 X 0 0 0 DANNY OCHOA SC DIRECTOR 1.00 X 0 0 0 MARCIA L PAPIN DIRECTOR 1.00 X 0 0 0 W KAPP PERRY DIRECTOR 1.00 X 0 0 0 MARCIA A PINCUS PE DIRECTOR 1.00 X 0 0 0 PETER R REED SC DIRECTOR 1.00 X 0 0 0 MARK ROWLANDS DIRECTOR 1.00 X 0 0 0 KAREN ROZMUS SC DIRECTOR 1.00 X 0 0 0 TIMM SCHIMKE DIRECTOR 1.00 X 0 0 0 JAMES N SCHOOLER DIRECTOR 1.00 X 0 0 0 ROBERT TIDWELL DIRECTOR 1.00 X 0 0 0 BARRY VANLAARHOVEN PE DIRECTOR 1.00 X 0 0 0 ROBERT WATTS DIRECTOR 1.00 X 0 0 0 JOHN WELCH PE DIRECTOR 1.00 X 0 0 0 TIMOTHY WOODY DIRECTOR 1.00 X 0 0 0 PAUL SGRICCIA AT-LARGE DIRECTOR 1.00 X 0 0 0 JAMES M LAPP CANADIAN DIRECTOR 4.00 X 0 0 0 CONSTANCE HORNIG EC PRIVATE SECTOR DIRECTOR 1.00 X 0 0 0 WILLIAM FLOWER PRIVATE SECTOR DIRECTOR 4.00 X 0 0 0 ERNIE HEINS PE PRIVATE SECTOR DIRECTOR 4.00 X 0 0 0 RICHARD LUDT PRIVATE SECTOR DIRECTOR 4.00 X 0 0 0 KERRY KELLY PRIVATE SECTOR DIRECTOR 4.00 X 0 0 0 JOE MURDOCH PRIVATE SECTOR DIRECTOR 4.00 X 0 0 0 DWAYNE J WOOLLEY REGION COUNCIL 1 REPRESENTATIVE 4.00 X 0 0 0 HENRY FRIEDMAN REGION COUNCIL 2 REPRESENTATIVE 4.00 X 0 0 0 KEITH R CONNOR REGION COUNCIL 3 REPRESENTATIVE 4.00 X 0 0 0 JAMES THOMAS CORLEY REGION COUNCIL 4 REPRESENTATIVE 4.00 X 0 0 0 MICHAEL L GREENBERG REGION COUNCIL 4 REPRESENTATIVE 4.00 X 0 0 0 ROBERT CRAGGS TECHNICAL DIVISION REPRESENTATIVE 4.00 X 0 0 0 TIMOTHY S FLANAGAN SC TECHNICAL DIVISION REPRESENTATIVE 4.00 X 0 0 0 WILLIAM BILLY MALONE SC TECHNICAL DIVISION REPRESENTATIVE 4.00 X 0 0 0 MARC ROGOFF TECHNICAL DIVISION REPRESENTATIVE 4.00 X 0 0 0 KATHRYN J SANDOE TECHNICAL DIVISION REPRESENTATIVE 4.00 X 0 0 0 SHAWN WORSTER TECHNICAL DIVISION REPRESENTATIVE 4.00 X 0 0 0 FRANK R CAPONI TECHNICAL DIVISION EC DIRECTOR 1.00 X 0 0 0 DAVID R CRAFTON WASTECON CHAIR 1.00 X 0 0 0 TIM HASSLEN WASTECON NATIONAL SALES MANAGER 1.00 X 0 0 0 CHARLIE WADE WASTECON EQUIP SHOW FLOOR 1.00 X 0 0 0 LYNSEY B KOCENKO SC PE YOUNG PROFESSIONAL INT. BOARD REP. 1.00 X 0 0 0 DAVID BIDERMAN - AS OF 042015 EXECUTIVE DIRECTOR/CEO 40.00 X X 123546 0 18284 MERIBETH WOJTASZEK DEPUTY EXECUTIVE DIRECTOR 40.00 X 174752 0 10700 SARA BIXBY DEPUTY EXECUTIVE DIRECTOR 40.00 X 161975 0 17057 JEREMY O'BRIEN APPLIED RESEARCH DIRECTOR 40.00 X 137895 0 23512 KATHY HOBBS ASSOCIATE DIRECTOR 40.00 X 112986 0 10980 GUY RISO DIRECTOR OF IT 40.00 X 111714 0 5514 WENDY MELIS MARKETING & MEMBERSHIP DIRECTOR 40.00 X 111369 0 6004 CATHY WILDE DIRECTOR OF ADMINISTRATION 40.00 X 106411 0 19658 1040648 0 111709 8 0 1 0 GAYLORD PALMS RESORT & CONVENTION CENTER 6000 W OSCEOLA PKWY KISSIMMEE FL 34746 HOTEL SERVICES 421450 SHERATON NEW ORLEANS HOTEL 500 CANAL ST NEW ORLEANS LA 70130 HOTEL SERVICES 308424 MARKETING GENERAL INC 625 N WASHINGTON ST 450 ALEXANDRIA VA 22314 MARKETING SERVICES 141146 FERN MANAGEMENT SERVICES 5123 KERNWOOD CT PALM HARBOR FL 34685 MANAGEMENT CONSULTING SERVICES 117004 THE GAYLORD TEXAN RESORT 1501 GAYLORD TRAIL GRAPEVINE TX 76051 HOTEL SERVICES 111734 5 50508 189582 240090 CONFERENCES & MEETINGS 900099 3549556 1925407 1624149 MEMBERSHIP DUES 900099 1775436 1775436 CERTIFICATION FEES 900099 281722 281722 APPLIED RESEARCH FEES 900099 207976 207976 TRAININGS 900099 110696 110696 29211 29211 5954597 38906 38906 87343 41122 46221 46221 46221 MISCELLANEOUS 900099 36294 36294 SHIPPING FEES 900099 9617 9617 45911 6325725 4330448 0 1755187 25000 25000 580000 272278 307722 1399804 755935 468112 175757 35555 18606 13014 3935 321165 174565 112743 33857 139947 73155 54001 12791 115357 20485 94872 95538 95538 17286 17286 12688 12688 167069 33625 109713 23731 341949 217592 1010 123347 436126 207332 213045 15749 66273 508 58376 7389 360613 187985 130272 42356 241074 208436 29581 3057 1128984 1012697 105435 10852 2581 52 2529 104841 59765 45076 125137 40081 85056 CHAPTER SHARES 89716 88016 1700 MANUALS 85796 74180 10528 1088 DUES & SUBSCRIPTIONS 36513 30950 4927 636 MISCELLANEOUS 20458 10812 9646 10364 640832 -786696 156228 5959834 4170173 1177188 612473 35983 1445499 1227016 228313 79226 163871 5592 5592 651846 394829 821897 722001 103412 99896 1919454 1578259 158888 184437 4181417 4100696 293920 508913 1487188 1889011 28115 22637 10000 0 239769 248213 2058992 2668774 X 1870938 1218565 251487 213357 2122425 1431922 4181417 4100696 365891 -137146 -919248 0 X 0 1 X 1 0 X 104706 130440 146198 180622 240090 802056 104706 130440 146198 180622 240090 802056 802056 32638 45509 28671 34226 38906 179950 96100 71269 75571 125543 45911 414394 1396400 25844041 0.57440 0.93180 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2011 AMOUNT: $ 55,507. 2012 AMOUNT: $ 27,620. 2013 AMOUNT: $ 17,310. 2014 AMOUNT: $ 66,652. 2015 AMOUNT: $ 36,294. SHIPPING - 2015 AMOUNT: $ 9,617. CHAPTER PROGRAM REIMBURSEMENTS - 2011 AMOUNT: $ 40,593. 2012 AMOUNT: $ 43,649. 2013 AMOUNT: $ 58,261. 2014 AMOUNT: $ 58,891. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11641 5645 17286 5942548 5959834 447992 111998 0 0 430176 436612 443476 447992 1758256 2637384 11445 13937 15027 17286 57695 107544 109153 110869 111998 439564 659346 7630 9291 10018 11641 38580 0 0 26673 17969 8704 512089 426375 85714 283135 277657 5478 99896 CAPITALIZED LEASE OBLIGATIONS 16031 DEFERRED RENT 232182 248213 X 6175891 -137146 -137146 6313037 12688 12688 6325725 5947146 0 5947146 12688 12688 5959834 PART X, LINE 2: SWANA PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED JUNE 30, 2016 AND 2015, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 H. FLINT SCHOLARSHIP AWARD, CATEGORY I 3 15000 H. FLINT SCHOLARSHIP AWARD, CATEGORY II 1 5000 H. FLINT SCHOLARSHIP AWARD, ROBERT P. STEARNS/SCS ENGINEERS 1 5000 PART I, LINE 2: DUE DILIGENCE IS PERFORMED FOR ALL POTENTIAL GRANT RECIPIENTS. CHECKS ARE MADE DIRECTLY PAYABLE TO THE UNIVERSITY THE GRANT RECIPIENT IS ATTENDING. ALL OF THE GRANTS MADE ARE CLOSELY ALIGNED WITH SWANA'S MISSION AND OBJECTIVES. X X X 0 0 0 1 0 1 0 1 0 MERIBETH WOJTASZEK DEPUTY EXECUTIVE DIRECTOR 158652 0 16100 0 0 0 3000 0 7700 0 185452 0 0 0 SARA BIXBY DEPUTY EXECUTIVE DIRECTOR 145875 0 16100 0 0 0 3000 0 14057 0 179032 0 0 0 JEREMY O'BRIEN APPLIED RESEARCH DIRECTOR 137895 0 0 0 0 0 3000 0 20512 0 161407 0 0 0 PART I, LINE 5 TOTAL SALARIES PAID TO THE EXECUTIVE DIRECTOR/CEO AND THE DEPUTY EXECUTIVE DIRECTORS ARE CONTINGENT UPON THE REVENUES OF SWANA. PART I, LINE 6 TOTAL SALARIES PAID TO THE EXECUTIVE DIRECTOR/CEO AND THE DEPUTY EXECUTIVE DIRECTORS ARE CONTINGENT UPON THE REVENUES OF SWANA. PART I, LINE 7 FOR THE YEAR ENDED JUNE 30, 2016, THE EXECUTIVE DIRECTOR/CEO RECEIVED A NEGOTIABLE NON-FIXED PAYMENT, AND THE TWO DEPUTY EXECUTIVE DIRECTORS RECEIVED NON-FIXED PAYMENTS WHICH WERE AWARDED AT THE EXECUTIVE DIRECTOR/CEO'S DISCRETION. FORM 990, PART VI, SECTION A, LINE 6 SWANA HAS 6 TYPES OF MEMBERSHIPS INCLUDING, PUBLIC SECTOR INDIVIDUAL MEMBER, PRIVATE SECTOR INDIVIDUAL MEMBER, STUDENT MEMBER, LIFE MEMBER, HONORARY MEMBER, AND RETIRED MEMBER. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF SWANA ELECT THE OFFICERS. INTERNATIONAL BOARD MEMBERS ARE APPROVED TO THEIR POSITIONS IN A VARIETY OF WAYS INCLUDING ELECTION BY CHAPTER MEMBER AND ELECTION OR APPOINTMENT BY CHAPTER BOARDS, CONSISTENT WITH INDIVIDUAL CHAPTER BYLAWS. FORM 990, PART VI, SECTION A, LINE 7B BYLAWS CHANGES ARE SUBJECT TO APPROVAL OF THE INTERNATIONAL BOARD AND BY THE FULL MEMBERSHIP, THEREAFTER. FORM 990, PART VI, SECTION B, LINE 11 SWANA'S INTERNATIONAL BOARD OF DIRECTORS (IB) DESIGNATED THE TREASURER AND SECRETARY AS THE BOARD REPRESENTATIVES RESPONSIBLE FOR REVIEWING THE FEDERAL FORM 990. THE FINAL FORM 990 IS PROVIDED TO THE ENTIRE IB VIA POSTING TO THE SECURE IB EXTRANET WEBSITE. EMAIL NOTIFICATION OF THE FORM 990 POSTING IS PROVIDED TO THE IB PROVIDING SUFFICIENT TIME FOR REVIEW PRIOR TO THE FORM BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 15A AFTER REVIEW OF COST OF LIVING DATA FROM BUREAU OF LABOR STATISTICS, COMPENSATION SURVEYS, AND OTHER INFORMATION, THE EXECUTIVE COMMITTEE DETERMINES A BASE SALARY FOR THE EXECUTIVE DIRECTORS/CEO. ALSO, THE COMPENSATION COMMITTEE (A SUBSET OF THE EXECUTIVE COMMITTEE) DETERMINES A PERFORMANCE BONUS FOR THE EXECUTIVE DIRECTOR/CEO BASED ON A REVIEW OF PROGRAM AND FINANCIAL ACCOMPLISHMENTS. AFTER REVIEW OF SIMILAR INFORMATION, THE EXECUTIVE DIRECTORS/CEO DETERMINES THE BASE SALARY AND A PERFORMANCE BONUS FOR THE DEPUTY EXECUTIVE DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 SWANA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST BY PROVIDING COPIES AT THE OFFICE.