2017-02-10T15:12:45-06:00 2016-06-30 205949532 RICCI & COMPANY LLC 6200 UPTOWN BLVD NE STE 400 ALBUQUERQUE NM 87110 990 2015-07-01 850163601 UNITED WAY OF SANTA FE COUNTY UNIT 5052162985 440 CERRILLOS RD STE A SANTA FE NM 87501 KATHERINE FREEMAN PRESIDENT & CEO 5059822002 2017-02-02 1 JOHN GRISHAM P00647648 5053380800 2015 2021-01-29 14:40:06Z KATHERINE FREEMAN 440 CERRILLOS RD STE A SANTA FE NM 87501 3727889 0 X WWW.UWSFC.ORG X 1955 NM TO ENGAGE THE WHOLE COMMUNITY, BRINGING TOGETHER PEOPLE AND RESOURCES TO CREATE INCREASED OPPORTUNITIES FOR CHILDREN AND FAMILIES TO ACHIEVE THEIR DREAMS AND ASPIRATIONS. 18 17 53 35 0 0 4840171 2917621 0 0 -15444 35567 72845 87927 4897572 3041115 145733 146552 0 0 1769144 1993928 0 0 402261 1059202 1135762 2974079 3276242 1923493 -235127 4173300 6103446 285098 2504912 3888202 3598534 X THE MISSION OF THE UNITED WAY OF SANTA FE COUNTY (UWSFC) IS TO ENGAGE THE WHOLE COMMUNITY, BRINGING TOGETHER PEOPLE AND RESOURCES TO CREATE INCREASED OPPORTUNITIES FOR CHILDREN AND FAMILIES TO ACHIEVE THEIR DREAMS AND ASPIRATIONS. 0 0 636645 THE PRE-K PROGRAM IS THE PRIMARY VEHICLE THROUGH WHICH UWSFC ACCOMPLISHES ITS GOAL OF KINDERGARTEN READINESS. UWSFC CURRENTLY HAS TWO EXTENDED DAY AND TWO HALF-DAY PREK CLASSES AT THE ASPEN COMMUNITY MAGNET SCHOOL (PART OF THE SANTA FE PUBLIC SCHOOLS SYSTEM) SERVING 68 FOUR-YEAR-OLDS. ALSO, UWSFC'S HIGH-QUALITY PRE-K OFFERS INTENSIVE FAMILY SUPPORT. 711601 THE FIRST BORN PROGRAM (FBP), CREATED BY VICKI JOHNSON IN SILVER CITY, IS UWSF'S PRIMARY INTERVENTION FOR CHILDREN AGES 0 TO 3. THE PROGRAM IS FOUNDED ON THE BELIEF THAT A RESILIENT FAMILY, BEGINNING WITH A HEALTHY LOW-RISK PREGNANCY, IS THE MOST EFFECTIVE AND EFFICIENT UNIT FOR BUILDING A HEALTHY AND COMPETENT SOCIETY. WEEKLY HOME VISITATION SERVICES MAY BEGIN ANY TIME DURING PREGNANCY OR RIGHT AFTER THE BIRTH OF A FAMILY'S FIRST CHILD AND CONTINUE UNTIL THE CHILD IS 3 YEARS OF AGE. THE COUNTY-WIDE IMPLEMENTATION OF THE FIRST BORN PROGRAM IN SANTA FE IS A JOINT UNDERTAKING OF UWSFC AND CHRISTUS ST. VINCENT REGIONAL MEDICAL CENTER. 763281 146552 THE NEW MEXICO EARLY CHILDHOOD DEVELOPMENT PARTNERSHIP (NMECDP) PROGRAM WAS CREATED TO DEVELOP NEW AND EXPANDED PUBLIC FINANCING STRATEGIES FOR EARLY CHILDHOOD DEVELOPMENT IN THE UWSFC COMMUNITY. 215668 GREAT START FAMILY SUPPORT HOME VISITING PROGRAM - THIS PROGRAM IS AN ORIGINAL CREATION OF UWSFC IN COLLABORATION WITH CHRISTUS ST. VINCENT REGIONAL MEDICAL CENTER. THE PROGRAM PROVIDES THREE HOME VISITS TO ALL INTERESTED PARENTS AND THEIR NEW BABIES WITHIN THE FIRST 30 DAYS POST BIRTH. THE VISITS FOCUS ON SUPPORTING SUCCESSFUL BREASTFEEDING, SCREENING FOR POSTPARTUM DEPRESSION, AND ENSURING CONNECTION WITH NECESSARY COMMUNITY RESOURCES. THE GOALS OF THE PROGRAM INCLUDE AN INCREASE IN BREASTFEEDING, INCREASE IN PARENT CONFIDENCE AND REDUCTION OF INFANT READMISSION TO THE HOSPITAL WITHIN THE FIRST 30 DAYS POSTPARTUM. 171512 THE FAMILY FRIENDS AND NEIGHBORS PROGRAM (FFN) - THIS PROGRAM SUPPORTS COMMUNITY MEMBERS PROVIDING INFORMAL DAY CARE IN THEIR HOMES WITH HOME VISITS AND GROUP ACTIVITIES TO IMPROVE THE QUALITY OF THEIR CARE. THROUGH FFN, UWSFC ALSO PROVIDE THE TRIPLE P POSITIVE PARENTING PROGRAM, A SERIES OF WORKSHOPS THAT PROVIDES SUPPORT FOR PARENTING ACROSS THE AGE SPECTRUM. 67163 THE PRENATAL EDUCATION & OUTREACH PROGRAM WAS DESIGNED WITH TWO MAIN COMPONENTS. THE FIRST IS AN INTENSE TARGETED OUTREACH EFFORT TO FIND AND SUPPORT WOMEN DURING THE EARLY MONTHS OF PREGNANCY. IT IS ESTIMATED THAT BETWEEN 300 AND 350 WOMEN IN SANTA FE COUNTY EACH YEAR DO NOT SEEK OUT OR RECEIVE ANY HEALTH SERVICES DURING THE FIRST THREE MONTHS OF PREGNANCY. THE SECOND COMPONENT IS A PRENATAL SUPPORT GROUP WHICH CALLED 'PREPARING THE WAY'. THE TOPICS ROTATE, INCLUDING: CHILDBIRTH PREPARATION, BREASTFEEDING, NEWBORN CARE AND PLANNING FOR POSTPARTUM. THESE CLASSES ARE TAUGHT IN A BILINGUAL SETTING, WITH BOTH ENGLISH AND SPANISH SPEAKING PARTICIPANTS. 81013 DOLLY PARTON IMAGINATION LIBRARY PROGRAM - THIS PROGRAM IS ADMINISTERED BY UWSFC AND IS FUNDED BY SANTA FE COUNTY. IT IS AN EARLY LITERACY PROGRAM THAT SENDS EACH ENROLLED CHILD AN AGE APPROPRIATE BOOK EVERY MONTH, FROM BIRTH TO AGE FIVE. UWSFC UTILIZES ADDITIONAL FUNDING SOURCES FOR SPANISH VERSIONS OF THESE BOOKS. 535356 2646883 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 27 0 1 53 1 0 0 0 0 0 0 0 0 0 0 X 18 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NM X X X KATHERINE FREEMAN 5059822002 440 CERRILLOS RD SUITE A SANTA FE NM 87501 STACY QUINN CHAIR 4.00 X X 0 0 0 MIRANDA VISCOLI VICE CHAIR/SECRETARY 2.00 X X 0 0 0 CARL LUFF TREASURER 2.00 X X 0 0 0 BARBARA DAMRON PHD MEMBER 2.00 X 0 0 0 SUZY ESKRIDGE MEMBER 2.00 X 0 0 0 DENNIS HERNANDEZ MEMBER 2.00 X 0 0 0 CAROL JOHNSON MEMBER 2.00 X 0 0 0 SHIRLEY LUJAN MEMBER 2.00 X 0 0 0 VALERIE PLAME WILSON MEMBER 2.00 X 0 0 0 ALICIA BERTRAM MEMBER 2.00 X 0 0 0 BARB RAND MEMBER 2.00 X 0 0 0 EMILY GARCIA MEMBER 2.00 X 0 0 0 LEAH SAIDY STORM MEMBER 2.00 X 0 0 0 LYNDA SADLER GAVIOLI MEMBER 2.00 X 0 0 0 BRIAN LEWIS MEMBER 2.00 X 0 0 0 ALAN AUSTIN MEMBER 2.00 X 0 0 0 DARRYL MCCALL MEMBER 2.00 X 0 0 0 KATHERINE FREEMAN CEO & PRESIDENT 40.00 X X 173048 0 7824 MONA KAY VP OF FINANCE 40.00 X 67417 0 7394 240465 0 15218 1 0 1 0 0 12616 915779 1989226 71573 2917621 26649 26649 695692 686456 318 9236 -318 8918 8918 OTHER INCOME 900099 74427 74427 DESIGNATION FEES INC 541900 13500 13500 87927 3041115 87927 0 35567 146552 146552 258897 207765 18899 32233 1480669 1188237 108089 184343 13871 11131 1013 1727 85592 68688 6248 10656 154899 124307 11307 19285 1989 1596 145 248 16079 12903 1174 2002 60917 48886 4447 7584 277243 222487 20239 34517 17796 14281 1299 2216 162506 131165 11586 19755 51280 41153 3743 6384 116770 93708 8524 14538 67012 53777 4892 8343 2810 2255 205 350 15493 12433 1131 1929 14952 14952 37342 29967 2726 4649 30324 24335 2214 3775 INITIATIVES & TECH ASSI 99714 80020 7279 12415 PROGRAM FOOD & SUPPLIES 82517 66220 6024 10273 TRAINING & RECOGNITION 63579 51022 4641 7916 DUES & SUBSCRIPTIONS 17439 13995 1273 2171 3276242 2646883 227098 402261 41176 1229911 329215 1816226 1306589 42145 50030 3328683 152260 66458 3176423 1018560 1200013 4173300 6103446 94619 81558 100000 2081178 250000 90479 92176 285098 2504912 X -176283 268453 2527174 1694687 1537311 1635394 3888202 3598534 4173300 6103446 -235127 -54541 0 X X 0 1 X 1 0 X 2687371 2599368 2704001 4448694 2819538 15258972 2687371 2599368 2704001 4448694 2819538 15258972 2270719 12988253 13226 10370 12238 19776 26649 82259 759 3821 36526 50822 74427 166355 15507586 119440 0.83750 0.84400 X SCHEDULE A, PART VI, LIST OF UNUSUAL GRANTS: DESCRIPTION: BEQUEST MADE TO UWSFC'S PERMANENT ENDOWMENT FUND DATE: 08/01/15 AMOUNT: 98083. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 100 60817 60917 3215325 3276242 313812 78453 0 0 271318 280787 298704 313812 1164621 1746932 12179 46010 71764 60917 190870 67830 70197 74676 78453 291156 436734 50 75 50 100 275 PART II-A DESCRIPTION OF CURRENT YEAR LOBBYING ACTIVITY: THE ORGANIZATION ENGAGED INDEPENDENT LOBBYISTS ON ITS BEHALF DURING THE 2016 NM STATE LEGISLATIVE SESSION TO DETERMINE IF CAPITAL ACQUIRED FOR THE DESIGN AND CONSTRUCTION OF THE SANTA FE EARLY LEARNING CENTER AT THE SANTA FE PUBLIC SCHOOLS AGUA FRIA CAMPUS COULD BE REALLOCATED FOR THE PURCHASE OF KAUNE ELEMENTARY BY THE ORGANIZATION, AND THEY ALSO LOBBIED TO ADVOCATE FOR AN INCREASE IN HOME VISITING AND PRE K FUNDING FROM THE STATE OF NM. LOBBYISTS ALSO WORKED WITH THE EXECUTIVE BRANCH AND LEGISLATORS TO EXPLORE THE FEASIBILITY OF AN INITIATIVE TO EXPAND NEW MEXICO PRE K. 1560020 98083 -45305 1612798 1170676 400000 -10656 1560020 522596 600000 48080 1170676 494833 15200 12563 522596 518253 -23420 494833 1.00000 1 0 3083657 5535 3078122 114745 33869 80876 130281 112856 17425 3176423 DESIGNATIONS PAYABLE 92100 FUNDS HELD FOR OTHER ENTITIES 76 92176 X 2945373 -54541 105351 50810 2894563 146552 146552 3041115 3235041 105351 105351 3129690 146552 146552 3276242 PART V, LINE 4: THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS IS TO HOLD THEM IN PERPETUITY USING THE INCOME FOR OPERATIONAL PURPOSES. PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND APPLICABLE STATE LAW. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE. THE ORGANIZATION IS GENERALLY NO LONGER SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR YEARS BEFORE 2014. THE ORGANIZATION WOULD RECORD A LIABILITY FOR UNCERTAIN TAX POSITIONS WHEN IT BECAME PROBABLE THAT A LOSS HAS BEEN INCURRED AND THE AMOUNT CAN BE REASONABLY ESTIMATED. INTEREST WOULD BE RECOGNIZED AND ACCRUED RELATED TO UNRECOGNIZED TAX BENEFITS IN INTEREST EXPENSE AND PENALTIES IN OPERATING EXPENSES. EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS ARE CONTINUALLY EVALUATED. AS OF JUNE 30, 2016 AND 2015, NO LIABILITIES FOR UNCERTAIN TAX POSITIONS HAVE BEEN RECORDED. THE ORGANIZATION'S FORMS 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, FOR THE FISCAL YEARS ENDING 2013, 2014, AND 2015 ARE SUBJECT TO EXAMINATION BY THE IRS, GENERALLY FOR THREE YEARS AFTER THEY ARE FILED. PART XI, LINE 4B - OTHER ADJUSTMENTS: AMOUNTS RAISED ON BEHALF OF OTHERS 146,552. PART XII, LINE 4B - OTHER ADJUSTMENTS: AMOUNTS PAID ON BEHALF OF OTHERS 146,552. X X X X 1 STRATEGIES 360 INC 3602 CAMPUS BLVD NE ALBUQUERQUE NM 87106 FUNDRAISING FOR UWSFC'S FYE 2016 CAPITAL CAMPAIGN 0 585249 51434 533815 585249 51434 533815 NM SCHEDULE G, PART I, LINE 2B, COLUMN (V) UWSFC ENTERED INTO AN AGREEMENT WITH STRATEGIES 360, INC TO OBTAIN FUNDRAISING ASSISTANCE WITH ITS FISCAL YEAR 2015 CAPITAL CAMPAIGN. CONTRIBUTIONS AND PLEDGES HAVE BEEN INCLUDED HEREIN. 0 CHRIST CHURCH SANTA FE 1213 DON GASPAR AVE SANTA FE NM 87505 710876280 501(C)(3) 8253 GENERAL SUPPORT CALVARY METRO SANTA FE 4001 OSUNA RD NE ALBUQUERQUE NM 87109 850305870 501(C)(3) 8970 GENERAL SUPPORT FOOD DEPOT 1222 SILER RD SANTA FE NM 87507 850416803 501(C)(3) 12928 GENERAL SUPPORT ST ELIZABETH SHELTER 804 ALARID ST SANTA FE NM 87505 850347650 501(C)(3) 8191 GENERAL SUPPORT EQUAL ACCESS TO JUSTICE NM PO BOX 25941 ALBUQUERQUE NM 87125 850437183 501(C)(3) 5095 GENERAL SUPPORT SANTA FE ANIMAL SHELTER 100 CAJA DEL RIO RD SANTA FE NM 87507 856000484 501(C)(3) 5771 GENERAL SUPPORT UNITY SANTA FE 1212 UNITY WAY SANTA FE NM 87506 850256369 501(C)(3) 5382 GENERAL SUPPORT 7 0 EXPLANATION OF ASSISTANCE PAYMENTS MADE: THE ORGANIZATION NO LONGER MAKES GRANTS, RATHER IT DISTRIBUTES FUNDS BASED ON THE DONOR'S DESIGNATION. UWSFC ONLY DISTRIBUTES FUNDS TO 501(C)(3) ORGANIZATIONS THAT ANNUALLY CERTIFY THEY STILL RETAIN THEIR EXEMPT STATUS. X X X 0 0 0 0 0 0 0 0 0 KATHERINE FREEMAN CEO & PRESIDENT 173048 0 0 0 0 0 0 0 7824 0 180872 0 0 0 X 5 67768 FMV X SUPPLIES & BOOKS 3 3805 COMPARABLE SALES 0 0 1 PART I, LINE 32B: ALL DONATED STOCKS THE ORGANIZATION RECEIVES ARE PLACED INTO AN INVESTMENT ACCOUNT AT MORGAN STANLEY. THESE DONATED STOCKS ARE SUBSEQUENTLY SOLD AND THE PROCEEDS USED BY THE ORGANIZATION FOR ITS CAPITAL AND ANNUAL CAMPAIGN. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PRESENTED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS AND IS MADE AVAILABLE TO THE FULL BOARD FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEES, MANAGEMENT, AND BOARD MEMBERS ARE SUBJECT TO THE CONFLICT OF INTEREST POLICY. EMPLOYEES AND MANAGEMENT ATTEST TO THEIR INDEPENDENCE WHEN HIRED AND ARE REQUIRED TO INFORM THE ORGANIZATION SHOULD THEIR SITUATION CHANGE. BOARD MEMBERS RECEIVE THE CONFLICT OF INTEREST POLICY UPON APPOINTMENT AND ARE REQUIRED TO ATTEST TO THEIR INDEPENDENCE ANNUALLY. IF A CONFLICT ARISES DURING A BOARD MEETING, SUCH MEMBER WITH A CONFLICT DOES NOT VOTE ON THE TRANSACTION AND IS EXCUSED FROM THE MEETING DURING THE VOTING PROCESS. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT, OFFICERS, AND KEY EMPLOYEE COMPENSATION IS DETERMINED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. A SALARY COMPARISON STUDY IS COMPLETED AND EVALUATED AGAINST CURRENT SALARIES. THE PROCESS IS DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, GOVERNING DOCUMENTS, TAX RETURNS, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST AND ARE ALSO AVAILABLE TO THE PUBLIC AT THE NEW MEXICO ATTORNEY GENERAL'S WEBSITE. INTERESTED PARTIES MAY REQUEST COPIES OF THESE DOCUMENTS FROM THE ORGANIZATION'S OFFICE. FORM 990, PART XII, LINE 2C: THERE HAS BEEN NO CHANGE TO THE AUDIT OVERSIGHT OR AUDITOR SELECTION PROCESS.