2017-11-15T10:00:50-06:00 2017-06-30 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2016-07-01 946128893 CAL STATE EAST BAY EDUCATIONAL FOUNDATION CALS 5108853834 25800 CARLOS BEE BLVD SA 2750 HAYWARD CA 94542 DEBBIE CHAW TREASURER 5108853834 2017-11-14 1 KURT BENNION P01469618 6123764500 67.137.57.251 2017-11-14 14:07:11 PS P EB257C677C23210A1BABF3CC3C8E15734A982BF5 5C00B405BF4A66E7F27E07300AA9AC0D580A9EB8 2016 2021-01-29 14:40:06Z JACK L ACOSTA 25800 CARLOS BEE BLVD SA 2750 HAYWARD CA 94542 9636226 0 X WWW.CSUEASTBAY.EDU/GIVING/INDEX.HTML X 1963 CA MANAGE RESTRICTED AND UNRESTRICTED GIFTS BENEFITING CALIFORNIA STATE UNIVERSITY EAST BAY. 29 24 0 31 0 0 2315491 2386470 167153 222206 239722 789988 0 0 2722366 3398664 1277003 4675052 0 0 0 0 0 0 0 948793 462804 2225796 5137856 496570 -1739192 19677376 20535377 654518 1944975 19022858 18590402 TO ACCEPT AND MANAGE RESTRICTED AND UNRESTRICTED GIFTS BENEFITING CALIFORNIA STATE UNIVERSITY EAST BAY. ADDITIONALLY, THE TRUSTEES SUPPORT THE UNIVERSITY THROUGH ADVOCACY, DEVELOPMENT, PERSONAL CONTRIBUTIONS AND COUNSEL TO THE UNIVERSITY'S ADVANCEMENT PROGRAM. 0 0 4675052 4675052 222206 THE EDUCATIONAL FOUNDATION RECEIVES GIFTS FOR SCHOLARSHIPS AND FINANCIAL ASSISTANCE AND TRANSFERS THEM TO THE UNIVERSITY FOR DISTRIBUTION TO STUDENTS. THE UNIVERSITY AND NOT THE EDUCATIONAL FOUNDATION SELECTS THE RECIPIENTS. THE FOUNDATION ALSO RECEIVES RESTRICTED CONTRIBUTIONS EARMARKED FOR SPECIFIC SCHOOLS AND DEPARTMENTS OF THE UNIVERSITY. IN KEEPING WITH THE WISHES OF THE DONORS, THE FOUNDATION PASSES THESE FUNDS TO THE RECIPIENT DEPARTMENTS AS UNIVERSITY SUPPORT. 4675052 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 X 29 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X DEBRA CHAW 5108853834 25800 CARLOS BEE BLVD SA 2750 HAYWARD CA 94542 X JACK L ACOSTA CHAIR 2.00 X X 0 0 0 MARVIN REMMICH VICE CHAIR 2.00 X X 0 0 0 MAHLA SHAGHAFI SECRETARY 2.00 X X 0 0 0 TANYA HAUCK PRESIDENT (THROUGH FEB 2017) 5.00 X X 0 0 0 DON SAWYER INTERIM VP, UNIVERSITY ADVANCEMENT 5.00 X X 0 0 0 DEBBIE CHAW TREASURER & CSU EAST BAY CFO 2.00 X X 0 0 0 CAROLYN AVER TRUSTEE 2.00 X 0 0 0 RICHARD CARSON TRUSTEE 2.00 X 0 0 0 JENNIFER CASE TRUSTEE 2.00 X 0 0 0 PATRICK DEVINE TRUSTEE 2.00 X 0 0 0 EVELYN DILSAVER TRUSTEE 2.00 X 0 0 0 HENDRIX ERHAHON STUDENT TRUSTEE 2.00 X 0 0 0 BETTE FELTON TRUSTEE 2.00 X 0 0 0 ALAN GOULD TRUSTEE 2.00 X 0 0 0 TESSIE GUILLERMO TRUSTEE 2.00 X 0 0 0 JAMES HANNAN TRUSTEE 2.00 X 0 0 0 HOWARD HYMAN TRUSTEE 2.00 X 0 0 0 DR EDWARD INCH TRUSTEE 2.00 X 0 0 0 KENT KELLEY TRUSTEE 2.00 X 0 0 0 DR DEREK KIMBALL FACULTY TRUSTEE 2.00 X 0 0 0 JAMES KLESCEWSKI TRUSTEE 2.00 X 0 0 0 KUMAR MALAVALLI TRUSTEE 2.00 X 0 0 0 LOUIS MIRAMONTES TRUSTEE 2.00 X 0 0 0 LEROY MORISHITA EDD TRUSTEE & CSU EAST BAY PRESIDENT 2.00 X 0 0 0 CAROLYN NELSON INTERIM PROVOST (THROUGH JULY 2016) 2.00 X 0 0 0 JANET OWEN TRUSTEE 2.00 X 0 0 0 MICKY RANDHAWA TRUSTEE 2.00 X 0 0 0 RICHARD SHERATT TRUSTEE 2.00 X 0 0 0 JAMES SONGEY TRUSTEE 2.00 X 0 0 0 GARY WALLACE TRUSTEE 2.00 X 0 0 0 ALLEN WARREN TRUSTEE 2.00 X 0 0 0 0 0 0 0 0 0 0 UBS 2185 N CALIFORNIA BLVD STE 400 WALNUT CREEK CA 94596 INVESTMENT MANAGEMENT 132242 1 2386470 134681 2386470 OTHER OPERATING REVENUE 900099 222206 222206 222206 417258 417258 6610292 6237562 372730 372730 372730 3398664 222206 0 789988 4675052 4675052 14700 14700 269848 269848 157868 157868 12598 12598 2897 2897 1103 1103 3290 3290 MEMBERSHIP DUES 500 500 5137856 4675052 462804 0 1452589 422123 286235 452971 2038201 1732993 184983 194282 112000 112000 0 0 15198167 17196852 517201 536156 19677376 20535377 1629 1236082 652889 708893 654518 1944975 X 8797386 7424061 0 0 10225472 11166341 19022858 18590402 19677376 20535377 -1739192 1306736 0 X 0 1 X 1 0 X 3022640 1250236 3440920 1791880 2386470 11892146 3022640 1250236 3440920 1791880 2386470 11892146 2916775 8975371 149344 383981 469688 321976 417258 1742247 13634393 785382 0.65830 0.61700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 16370435 953189 1826875 513222 2480558 -16388 16173107 16135227 1225581 -531379 449190 9804 16370435 15079493 1637075 73589 504053 3699 16135227 12818509 595552 2116327 419879 31016 15079493 10556876 1865890 1452984 725750 331491 12818509 0.10230 0.76130 0.13640 0 0 112000 112000 0 0 AGENCY LIABILITIES 708893 708893 X 4435551 1306736 1306736 3128815 269849 269849 3398664 4868007 0 4868007 269849 269849 5137856 PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO FURTHER THE ORGANIZATION'S EXEMPT PURPOSE. PART X, LINE 2: THE EDUCATIONAL FOUNDATION RECOGNIZES ACCRUED INTEREST AND PENALTIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS AS PART OF THE INCOME TAX PROVISION, WHEN APPLICABLE. THERE ARE NO AMOUNTS ACCRUED IN THE FINANCIAL STATEMENTS RELATED TO UNCERTAIN TAX POSITIONS. 1 CALIFORNIA STATE UNIVERSITY EAST BAY 25800 CARLOS BEE BLVD HAYWARD CA 94542 946390556 CSU EAST BAY 4675052 TO SUPPORT THE UNIVERSITY AND ITS STUDENTS 1 0 PART I, LINE 2: CALIFORNIA STATE UNIVERSITY EAST BAY PREPARES A MONTHLY RECONCILIATION REPORT FOR CAL STATE EAST BAY EDUCATIONAL FOUNDATION TO SHOW THAT ALL CONTRIBUTIONS ARE RECORDED IN THE CORRECT FUNDS WHERE THEY CAN BE SPENT FOR THEIR INTENDED USE. X 2 126984 FMV X 3 4268 FMV X MISCELLANEOUS 12 3428 FMV 0 0 0 1 PART I, LINE 32B: THE ORGANIZATION'S BROKERAGE FIRM SELLS THE PUBLICLY TRADED SECURITIES. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S FORM 990 WAS REVIEWED LINE BY LINE BY THE PRESIDENT AND TREASURER AND THEN SIGNED BY THE TREASURER. AFTER THE PRESIDENT AND THE TREASURER APPROVED THE FINAL DRAFT OF THE FORM 990, THE ORGANIZATION CREATED A PDF OF THE FORM AND MAILED IT TO THE MEMBERS OF THE GOVERNING BODY BEFORE SUBMISSION OF THE FORM. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CONFLICT OF INTEREST STATEMENTS ARE COLLECTED AND REVIEWED EACH YEAR. THE BOARD MEMBERS, OFFICERS AND CONTRACTED CONSULTANTS OF CAL STATE EAST BAY EDUCATIONAL FOUNDATION ARE COVERED BY THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, WHICH COMPLIES WITH THE CONFLICT OF INTEREST REQUIREMENTS SET FORTH IN THE COMPILATION OF POLICIES AND PROCEDURES FOR CALIFORNIA STATE UNIVERSITY AUXILIARY ORGANIZATIONS (SECTION 6.1.1) AND THE CALIFORNIA EDUCATION CODE (SECTIONS 89906 TO 89908). TRANSACTIONS IN WHICH A BOARD MEMBER HAS A CONFLICT OF INTEREST ARE PROHIBITED UNLESS (A) THE CONFLICT IS DISCLOSED TO THE BOARD AND NOTED IN THE MINUTES, (B) THE TRANSACTION IS JUST AND REASONABLE TO THE ORGANIZATION, AND (C) THE BOARD THEREAFTER VOTES TO APPROVE THE TRANSACTION. THE INDIVIDUAL WITH THE CONFLICT MAY NOT ATTEMPT TO INFLUENCE THE OTHER BOARD MEMBERS IN RELATION TO THE TRANSACTION AND DOES NOT PARTICIPATE IN THE VOTE. FORM 990, PART VI, SECTION B, LINE 15 MARKET RATE COMPARISONS ARE MADE TO OTHER CSU AUXILIARIES. CSU CONDUCTS A COMPARABILITY STUDY ACCROSS THE CSU SYSTEM FOR LIKE POSITIONS. THE PRESIDENT OF CSU EAST BAY SETS SALARIES FOR EMPLOYEES AT THE MEDIAN OF THE STUDY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC FOR INSPECTION DURING BUSINESS HOURS AT THE ORGANIZATION'S HEADQUARTERS AND ARE ALSO AVAILABLE ONLINE AT WWW.CSUEASTBAY.EDU/GIVING/EDUCATIONAL-FOUNDATION/IMPORTANT- INFO.HTML.