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109859 109859 109859 Westbrook Real Estate Fund VIII K-1 P 43140 43140 43140 General Atlantic Partners K-1s P 2411056 2411056 2411056 First Mark FHVF LP K-1 P 2587 2587 2587 First Mark FHVF LP gain on disposition P 39 39 39 Midtown III Liquidating Trust K-1 P 79090 -79090 -79090 Midtown III Liquidating Trust gain on disposition P 79555 79555 79555 Quantum Value K-1 P 91687 91687 91687 Venture Lending and Leasing III K-1 P 48132 48132 48132 Secondary Opportunities Fund P 15011 15011 15011 Spindrift P 63066 63066 63066 Loss on disposal of fixed assets P 18651 24230 -5579 -5579 Capital Gains Dividends P 491381 491381 491381 24966 0 20499148 285041213 0.071916 25182221 302294102 0.083304 24314576 294890656 0.082453 17265219 296089697 0.058311 17255600 304420333 0.056683 0.352667 0.070533 270808910 19100965 33329 19134294 14424464 66659 0 66659 0 66659 313387 313387 246728 246728 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 www.kohlbergfoundation.org The Kohlberg Foundation Inc 9142422388 111 Radio Circle Mount Kisco NY 10549 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Nancy Kohlberg 111 Radio Circle Mount Kisco NY 10549 President 0.50 0 0 0 Nancy McCabe 111 Radio Circle Mount Kisco NY 10549 Exec. VP/Treasurer 40.00 376680 62864 0 Jennifer Magnone 111 Radio Circle Mount Kisco NY 10549 Director/Secretary 0.50 0 0 0 Les Fagen 111 Radio Circle Mount Kisco NY 10549 Director 0.50 0 0 0 Rita Fragano 111 Radio Circle Mount Kisco NY 10549 Accountant 40.00 98471 37413 0 Amanda Dehann 111 Radio Circle Mount Kisco NY 10549 Office Manager 40.00 68361 25586 0 0 Clarfeld Financial Advisors 520 White Plains Rd Tarrytown NY 10591 Consulting 79429 0 NONE 0 0 200004668 21592508 53335728 274932904 0 0 274932904 4123994 270808910 13540446 13540446 66659 66659 13473787 0 13473787 0 13473787 14424464 0 14424464 0 14424464 13473787 0 0 2941996 7727441 10389133 6452759 27511329 14424464 0 0 0 13473787 950677 0 0 28462006 0 0 0 0 0 0 0 28462006 2941996 7727441 10389133 6452759 950677 Nancy Kohlberg X Institute for Integrative Health 2200 Kernan Drive Baltimore MD 21207 none 501(c)(3) Renewed support for working capital. 2550000 Brennan Center for Justice 161 Avenue of Americas 12th Floor New York NY 10013 none 501(c)(3) For Voter protection Democracy and CFR program Investigative Journalism post election. 2000000 University of Maryland Baltimore Foundation 520 West Lombard Street East Hall Baltimore MD 21201 none 501(c)(3) Support Integrative Medicine Programs. 1350000 Meserve-Kunhardt Foundation Ltd 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 none 501(c)(3) Support for development, production activities, and educational films. First installment year one (1) 2016 of a three (3) year 2017 and 2018 agreement. 1200000 CUNY Graduate School of Journalism Foundation Inc 219 West 40th Street New York NY 10018 none 501(c)(3) Q4 - 2016 installment for their Dean's Opportunity Fund. 1000000 Manhattanville College 2900 Purchase Street Purchase NY 10577 none 501(c)(3) Final payment 2011 Capital Pledge - Implementation of strategic plan 1000000 University of San Diego 5998 Alcala Park San Diego CA 92110 none 501(c)(3) Support for their Veterans Legal Clinic and Protect Student Veterans program. 500000 Brennan Center for Justice 161 Avenue of Americas 12th Floor New York NY 10013 none 501(c)(3) Support for Money & Politics, Voter Protection and Investigative Journalism. 500000 Mount Vernon Ladies' Association of the Union PO Box 110 Mount Vernon VA 22121 none 501(c)(3) New Livestock Facility. 500000 Sponsors Inc 338 Highway 99 North Euguene OR 97402 none 501(c)(3) Capital support for the Oaks Project. 250000 The Merserve-Kunhardt Foundation 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 none 501(c)(3) 2016 Matching Component-Endowment- Phase II. 250000 Investigative Reporters and Editors Inc 141 Neff Annex-Umc Columbia MO 65211 none 501(c)(3) Support for their Total Newsroom Training (TNT) program. 150000 Meserve-Kunhardt Foundation Ltd 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 none 501(c)(3) Support for exhibits, archives, and scholarships. 150000 Dana Farber Cancer InstituteJimmy Fund Walk 450 Brookline Ave Boston MA 02215 none 501(c)(3) Support for the 2016 Jimmy Fund/Kohlberg Family walk in honor of Amy & Timmy (23 family members @ $5,000 each) 115000 Sponsors Inc 338 Highway 99 North Euguene OR 97402 none 501(c)(3) General Support. 100000 Marlboro College PO Box A Marlboro VT 05344 none 501(c)(3) Program support for Veterans transferring from community colleges. 100000 The Marshall Project 156 West 56th Street Suite 701 New York NY 10019 none 501(c)(3) Unrestricted support. Investigative reporting in criminal justice. 100000 ProPublica Inc One Exchange Plaza 23rd Floor New York NY 10006 none 501(c)(3) General Support. 100000 United States Veterans Initiative 800 West 6th Street Suite 1505 Los Angeles CA 90017 none 501(c)(3) Support for their Outside the Wire Community College Program. 100000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 none 501(c)(3) Integrative Medicine program. 100000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 none 501(c)(3) Nursing Education and Magnet program. 100000 Swarthmore College 500 College Avenue Swarthmore PA 190811397 none 501(c)(3) Educating Socially Responsible Business Leaders Career Services. 100000 YMCA of Martha's Vineyard 111R Edgartown Vineyard Haven Rd Vineyard Haven MA 02568 none 501(c)(3) General support. 100000 Martha's Vineyard Community Services 111 Edgartown Road Vineyard Haven MA 02568 none 501(c)(3) Unrestricted support. 75000 Martha's Vineyard Community Hospital 1 Hospital Rd Oak Bluff MA 02557 none 501(c)(3) Annual appeal. 75000 Hudson Link for Higher Education 23 State Street Ossining NY 10562 none 501(c)(3) For Programs at Shawangunk Correctional Facility. 70000 Bard College 23 Walters Road Annandale on Hudson NY 12504 none 501(c)(3) Support Garden & Horticulture Program at Bard Prison Initiative, 70000 JUSTLEADERSHIPUSA 1900 Lexington Avenue New York NY 10035 none 501(c)(3) For Membership program. 60000 Great Pond Foundation PO Box 2005 Edgartown MA 02539 none 501(c)(3) General support for their ecological work, education, and interns on Martha's Vineyard. 50000 Island Grown Initiative 80 Stoney Hill Road Vineyard Haven MA 02568 none 501(c)(3) Support of administrative platform serving farm programs on Martha's Vineyard. 50000 Alliance for Justice 11 Dupont Circle NW 2nd Floor Washington DC 20036 none 501(c)(3) Support for Judical Selection Watchdog Program. 50000 Mount Kisco Child Care Center 95 Radio Circle Mount Kisco NY 10549 none 501(c)(3) Family Scholarships. 50000 Marymount Manhattan College 221 East 71st Street New York NY 10021 none 501(c)(3) For Computer Lab at BHCP Learning Center. 50000 Center for Biological Diversity PO Box 710 Tucson AZ 857020710 none 501(c)(3) General support. 40000 Martha's Vineyard Shellfish Group PO Box 1552 Oak Bluffs MA 02557 none 501(c)(3) Support for their Oyster Restoration program. 33000 Hospital for Special Surgery 535 East 70th Street New York NY 10021 none 501(c)(3) Support for their Academy of Medical Educators under the leadership of Dr. Paget. (Les Fagen). 25000 Hospital for Special Surgery 535 East 70th Street New York NY 10021 none 501(c)(3) Support for the Academy of Medical Educators under the leadership of Dr. Paget. 25000 Drive Change 630 Flushing Avenue5 Brooklyn NY 11206 none 501(c)(3) For working capital. Food truck Fellowship for Post Incarcerated. 25000 Tenacity Inc 38 Everett Street Boston MA 02134 none 501(c)(3) General support. 25000 Council on Foundations 2121 Crystal Drive Suite 700 Arlington VA 22202 none 501(c)(3) General support. Membership. 21600 Family Services of Westchester 1 Gateway Plaza Port Chester NY 10573 none 501(c)(3) My 2nd Home-Elder Scholarships. 20000 Hampshire Country School 28 Patey Circle Rindge NH 03461 none 501(c)(3) General program support. 20000 Neighbors Link 27 Columbus Avenue Mount Kisco NY 10549 none 501(c)(3) Capital support for the Oaks Project. 20000 Open Door 165 Main Street Ossining NY 10562 none 501(c)(3) Support for the Mount Kisco facility ($10,000) and general operating support ($10,000). 20000 Teatown Lake Reservation Inc 1600 Spring Valley Road Ossining NY 10562 none 501(c)(3) General operating support. 20000 Biodiversity Works PO Box 557 Edgartown MA 02539 none 501(c)(3) Support for Ecology and Habitat Preservation on Martha's Vineyard. 15000 Boston Med FlightNew England Life Flight Inc Robins Street Hangar 1727 Hanscom Air Force Base Bedford MA 01730 none 501(c)(3) Operating support for Boston Med Flight for the residents of Martha's Vineyard. 15000 Island Housing Trust Corporation 346 State Road Vineyard Haven MA 02568 none 501(c)(3) General Operating Support. Martha's Vineyard Affordable Housing. 10000 Getting Out and Staying Out 75 East 116th Street New York NY 10029 none 501(c)(3) General Support. Re-entry Services for Post Incarcerated. 10000 Grind Arts Company 29 W 27th Street Apt 5A New York NY 10001 none 501(c)(3) Grind Arts Company-Unrestricted working capital. (Les discretionary) 10000 Hands Up For Haiti PO Box 913 Mount Kisco NY 10549 none 501(c)(3) Unrestricted support Opthamalogy clinic in Haiti. 10000 Environmental Defense Fund 18 Tremont Street Boston MA 02108 none 501(c)(3) Support for the Environmental Defense Fund Climate Corps Program. 10000 The Vineyard House Inc PO Box 4599 56 Short Hill Road Vineyard Haven MA 02568 none 501(c)(3) General operating support. 10000 Puppies Behind Bars 263 West 38th Street 4th Floor New York NY 10018 none 501(c)(3) For programs at Bedford Hills Facility 10000 Sheriff's Meadow Foundation 57 David Avenue Vineyard Haven MA 02568 none 501(c)(3) General operating support. 6000 A Home 141 Tompkins Avenue 3rd Floor Pleasantville NY 10570 none 501(c)(3) General Operating Support. 5000 Boys & Girls Club of Northern Westchester 351 East Main Street Mount Kisco NY 10549 none 501(c)(3) General Operating Support. 5000 Hospice Care Westchester & Putnam Inc 540 White Plains Road Suite 300 Tarrytown NY 10591 none 501(c)(3) General program support. 5000 Hospice of Martha's Vineyard PO Box 1748 Vineyard Haven MA 02568 none 501(c)(3) General operating support. 5000 Island Elderly Housing Inc 60B Village Road Tisbury MA 02568 none 501(c)(3) General operating support. 5000 Martha's Vineyard Preservation Trust PO Box 5277 Edgartown MA 02539 none 501(c)(3) General operating support. 5000 Vineyard Conservation Society PO Box 2189 57 David Avenue Vineyard Haven MA 02568 none 501(c)(3) General operating support for legal defense fund for land preservation. 5000 The Polly Hill Arboretum PO Box 561 809 State Road West Tisbury MA 02575 none 501(c)(3) General operating support. 5000 National Center for Family Philanthropy 1101 Connecticut Avenue NW Suite 220 Washington DC 20036 none 501(c)(3) General Support. 3000 Columbia Law School 435 West 116th Street PO Box A-2 New York NY 100277927 none 501(c)(3) Unrestricted operating support - recommended by Leslie Gordon Fagen. 2500 Lawyer's Committee for Civil Rights Under Law 1401 New York Avenue NW Suite 400 Washington DC 20005 none 501(c)(3) General operating support on behalf of Les Fagen. 2500 Environmental Grantmakers Association 475 Riverside Drive Suite 960 New York NY 10115 none 501(c)(3) General Support. 2200 Ability Beyond Disability 4 Berkshire Blvd Bethel CT 06801 none 501(c)(3) General Operating Support. 2000 Animal Shelter of Martha's Vineyard Inc PO Box 1829 1 Pennywise Path Edgartown MA 02539 none 501(c)(3) Support for the animal shelter of Martha's Vineyard. 2000 CHAD Relief Foundation 125 East De La Guerra Suite 102 Santa Barbara CA 93101 none 501(c)(3) General support to provide assistance to refugees and local population in southern Chad. 2000 Chilmark Town Affairs Council Inc PO Box 365 Chilmark MA 02535 none 501(c)(3) General support for the Center's daycare and youth programs. 1000 Massachusetts Audubon Society 208 South Great Road Lincoln MA 01773 none 501(c)(3) Support Felix Neck Wildlife Sanctuary. 1000 Westchester Land Trust 403 Harris Road Bedford Hills NY 10507 none 501(c)(3) General program support. 1000 Vineyard Committee on Hunger PO Box 1874 Vineyard Haven MA 02568 none 501(c)(3) General support for Island Food Pantry. 1000 Westchester Arc Foundation 265 Saw Mill River Road Hawthorne NY 10532 none 501(c)(3) General operating support. 1000 The Foundation Center 32 Old Slip 24th Floor New York NY 10005 none 501(c)(3) General support. 1000 Per Scholas Inc 804 East 138th Street 2nd Floor Bronx NY 10454 none 501(c)(3) Donation - Spring Clean-Up (computer recycling project). 546 Chilmark Public Library PO Box 180 Chilmark MA 02535 none 501(c)(3) General program support - Friends of Chilmark. 500 Mount Kisco Volunteer Ambulance Corp 310 Lexington Avenue Mount Kisco NY 10549 none 501(c)(3) General operating support. 500 Mount Kisco Volunteer Fire Department 55 West Way Mount Kisco NY 10549 none 501(c)(3) General operating support. 500 Yorktown Heights Engine Company #1 PO Box 10 1916 Commerce Street Yorktown NY 10598 none 501(c)(3) General support. 500 Edgartown Fireman's Association PO Box 737 Edgartown MA 02539 none 501(c)(3) Support for the Edgartown Fireman's Association Scholarship Program. 300 13480646 Institute for Integrative Health 2200 Kernan Drive Baltimore MD 21207 none 501(c)(3) Renewed support for working capital. 5000000 Brennan Center for Justice 161 Avenue of Americas 12th Floor New York NY 10013 none 501(c)(3) For Voter protection Democracy and CFR program Investigative Journalism post election. 3000000 Meserve-Kunhardt Foundation Ltd 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 none 501(c)(3) Support for development, production activities, and educational films. 400000 Meserve-Kunhardt Foundation Ltd 48 Wheeler Avenue 3rd Floor Pleasantville NY 10570 none 501(c)(3) Support for development, production activities, and educational films. Three year pledge 1200000 University of San Diego 5998 Alcala Park San Diego CA 92110 none 501(c)(3) Support for their Veterans Legal Clinic and Protect Student Veterans program. 500000 Investigative Reporters and Editors Inc 141 Neff Annex-Umc Columbia MO 65211 none 501(c)(3) Support for their Total Newsroom Training (TNT) program. 150000 Dana Farber Cancer InstituteJimmy Fund Walk 450 Brookline Ave Boston MA 02215 none 501(c)(3) Support for the Jimmy Fund/Kohlberg Family walk in honor of Amy & Timmy (23 family members @ $5,000 each) 115000 Sponsors Inc 338 Highway 99 North Euguene OR 97402 none 501(c)(3) Capital support for the Oaks Project. 250000 Marlboro College PO Box A Marlboro VT 05344 none 501(c)(3) Program support for Veterans transferring from community colleges. 100000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 none 501(c)(3) Integrative Medicine program. 100000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 none 501(c)(3) Nursing Education and Magnet program. 100000 Northern Westchester Hospital Foundation 400 East Main Street Mount Kisco NY 10549 none 501(c)(3) Possible new capital program total $5M, decision to be made annually 1000000 Swarthmore College 500 College Avenue Swarthmore PA 190811397 none 501(c)(3) Educating Socially Responsible Business Leaders Career Services. 100000 12015000 14 1041394 14 4004821 523000 14 13574 18 24966 0 5084755 0 5084755 0 0 0 0 0 0 0 0 0 0 X X 1 NK 1996 CHARITABLE LEAD TRUST 111 Radio Circle Mount Kisco NY 10549 1868852 X Dylewsky, Goldberg & Brenner 37412 0 37412 Other professional fees 3384 0 3384 Software 2002-02-14 3410 3410 SL 3.000000000000 0 0 Software 2007-12-13 2540 2540 SL 3.000000000000 0 0 Software 2009-03-17 2738 2738 SL 3.000000000000 0 0 Lenovo 3 yr onsite warranty 2013-11-26 115 80 SL 3.000000000000 35 0 Projector 2006-01-12 1078 1078 SL 5.000000000000 0 0 Computer 2008-04-15 1378 1378 SL 5.000000000000 0 0 Computer 2008-09-18 1064 1064 SL 5.000000000000 0 0 Computer 2009-03-17 2065 2065 SL 5.000000000000 0 0 Telephones 2010-01-15 5625 5625 SL 5.000000000000 0 0 Computer Hardware 2010-07-16 956 956 SL 5.000000000000 0 0 Telephones 2010-09-09 3123 3123 SL 5.000000000000 0 0 Computer Hardware 2011-04-18 1951 1820 SL 5.000000000000 131 0 Computer Hardware 2011-12-21 886 709 SL 5.000000000000 177 0 Computer Hardware 2011-12-21 900 720 SL 5.000000000000 30 0 Computer Hardware 2011-12-21 754 604 SL 5.000000000000 150 0 DELL COMPUTER 2012-09-21 674 439 SL 5.000000000000 135 0 Lenovo Thinkpad 2013-11-26 1319 550 SL 5.000000000000 264 0 Furniture 1998-09-09 10239 10239 SL 7.000000000000 0 0 Furniture 2006-01-05 4450 4450 SL 7.000000000000 0 0 Furniture 2006-03-14 4400 4400 SL 7.000000000000 0 0 Office Construction 2007-02-15 7066 1608 SL 39.000000000000 30 0 SOFTWARE 2015-01-05 380 127 SL 3.000000000000 127 0 SOFTWARE 2015-01-05 311 104 SL 3.000000000000 104 0 COMPUTER Hardware 2015-01-05 2091 418 SL 5.000000000000 418 0 HP Server Installation (Roundtable) 2015-02-06 5430 996 SL 5.000000000000 1086 0 Firewall and router (plus labor Roundtable) 2015-07-30 1992 166 SL 5.000000000000 398 0 HP Desktop Pro (Amanda's computer) 2016-03-29 842 SL 5.000000000000 126 0 HP ProBook 650 (Janet's laptop) 2016-03-18 1050 SL 5.000000000000 171 0 HP Business P232 23" LED LCD Monitor (Janet) 2016-03-18 150 SL 5.000000000000 25 0 HP Business Desktop Prodesk 40 (Rita's computer) 2016-04-20 853 SL 5.000000000000 114 0 Fixed Income Investments 47226810 46217622 Equity Investments 146995147 159944176 LLP/LLC & other investment vehicles AT COST 32703359 57151913 Software 3410 3410 0 Software 2540 2540 0 Software 2738 2738 0 Lenovo 3 yr onsite warranty 115 115 0 Projector 1078 1078 0 Telephones 5625 5625 0 Telephones 3123 3123 0 Computer Hardware 886 886 0 Computer Hardware 754 754 0 DELL COMPUTER 674 574 100 Lenovo Thinkpad 1319 814 505 Furniture 10239 10239 0 SOFTWARE 380 254 126 SOFTWARE 311 208 103 COMPUTER Hardware 2091 836 1255 HP Server Installation (Roundtable) 5430 2082 3348 Firewall and router (plus labor Roundtable) 1992 564 1428 HP Desktop Pro (Amanda's computer) 842 126 716 HP ProBook 650 (Janet's laptop) 1050 171 879 HP Business P232 23" LED LCD Monitor (Janet) 150 25 125 HP Business Desktop Prodesk 40 (Rita's computer) 853 114 739 Legal fees 3109 0 3109 Investments - Book vs Tax 1108500 Deductions reported on 990-T 167526 Telephone 1009 0 1009 Office Supplies 2190 0 2190 Office Expense 6539 0 6539 Postage 2401 0 2401 Program expense 1442 0 1442 Insurance 40388 0 40388 Dues & Subscriptions 6947 0 6947 Maintenance 1086 0 1086 Miscellaneous 1679 0 1679 Meals & Entertainment 9909 0 9909 Licensing Fees 1605 0 1605 Computer/Audio 10802 0 10802 Other deductions - thru investments 47415 47415 0 Portfolio Deductions 80316 80316 0 Advertising 150 0 150 Moving and storage expense 4515 0 4515 Rental Real Estate Inc. from Passthroughs 16 16 16 Other Portfolio Inc. from passthroughs 4799 4799 4799 Miscellaneous Other In. from passthroughs 119435 119435 119435 Ordinary Inc. from passthroughs -110676 -110676 -110676 UBTI from Passthroughs 16296 Non taxable distributions from investments 1239490 Investment Advisory Fees 1121911 1121911 0 Consulting Fees 12231 0 12231 Management fees 342835 342835 0 Foreign Taxes 87269 87269 0 Payroll Tax 30606 0 30606 Federal excise tax 150000 0 0