2017-11-08T12:40:06-06:00 2016-12-31 042571780 ALEXANDER ARONSON FINNING & CO PC 50 WASHINGTON STREET WESTBOROUGH MA 01581 990PF 2016-01-01 043507847 CHARLES H HOOD FOUNDATION CHAR 6176959439 95 BERKELEY STREET NO 202 BOSTON MA 02116 NEIL SMILEY PRESIDENT AND TREASURER 6176959439 2017-10-17 1 CARLA M MCCALL CPA P00535908 5083669100 2017-10-17 64.238.141.162 2017-10-17 14:04:17 ED P BC5926B0E490F04D1ABA71567B078B8614800D21 E389E89C54D8B2D0E67DFD5473BAB8CDEAF766EE 2016 2021-01-29 14:40:06Z X X 59367859 X X 1478352 1478352 1000810 7832518 1000810 351739 3594 2830901 2482756 0 0 0 21529 21529 0 204360 149379 54981 29397 21897 0 23066 0 23066 197202 0 197202 475554 192805 275249 2741300 2741300 3216854 192805 3016549 -385953 2289951 2712796 1057980 1057980 43974896 43882732 43882732 2803218 2934141 2934141 9659845 11093006 11093006 150000 400000 400000 59300755 59367859 59367859 0 0 X 59300755 59300755 0 0 0 67104 59300755 59367859 59300755 59367859 59300755 -385953 1439396 60354198 986339 59367859 PUBLICALLY TRADED SECURITIES 7832518 6831708 1000810 1000810 1000810 0 2995208 61131794 0.048996 2807969 62041873 0.045259 2640653 57319731 0.046069 2648672 53084393 0.049895 2482248 53250132 0.046615 0.236834 0.047367 57828769 2739175 22900 2762075 3266549 X 22900 0 22900 0 22900 52500 52500 29600 29600 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 1 0 1 TMFGRANTS.ORG/HOOD US TRUST FIDUCIARY TAX SERVICES 6176959439 225 FRANKLIN STREET BOSTON MA 02110 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 NEIL SMILEY 95 BERKELEY STREET NO 202 BOSTON MA 02116 PRESIDENT AND TREASURER 1.00 0 0 0 JOHN O PARKER JR 95 BERKELEY STREET NO 202 BOSTON MA 02116 VICE PRESIDENT AND CLERK 1.00 0 0 0 JEFFREY BOUTWELL PHD 95 BERKELEY STREET NO 202 BOSTON MA 02116 TRUSTEE 1.00 0 0 0 ROBERT C BOUTWELL 95 BERKELEY STREET NO 202 BOSTON MA 02116 TRUSTEE 1.00 0 0 0 BARBARA BULA 95 BERKELEY STREET NO 202 BOSTON MA 02116 TRUSTEE 1.00 0 0 0 BRENDON BULA 95 BERKELEY STREET NO 202 BOSTON MA 02116 TRUSTEE 1.00 0 0 0 CHARLES H HOOD II 95 BERKELEY STREET NO 202 BOSTON MA 02116 PRESIDENT EMERITUS 1.00 0 0 0 JOHN O PARKER 95 BERKELEY STREET NO 202 BOSTON MA 02116 PAST PRESIDENT 1.00 0 0 0 NONE 0 HEALTH RESOURCES IN ACTION 95 BERKELEY STREET NO 201 BOSTON MA 02116 ADMINISTRATIVE FEES 149756 US TRUST 225 FRANKLIN STREET BOSTON MA 02110 INVESTMENT CUSTODIAN FEES 109192 STATE STREET CORPORATION 1 LINCOLN STREET BOSTON MA 02111 INVESTMENT FEES 98698 0 NONINVASIX - GALVESTON, TX CONVERTIBLE PROMISSORY NOTE 150000 ALDATU BIOSCIENCES - ALLSTON, MA CONVERTIBLE PROMISSORY NOTE 100000 250000 56493049 2216361 0 58709410 0 0 58709410 880641 57828769 2891438 2891438 22900 22900 2868538 329441 3197979 0 3197979 3016549 250000 3266549 22900 3243649 3197979 2998345 0 0 3266549 2998345 0 0 268204 0 0 0 0 0 0 0 0 2929775 0 0 0 ROBERT SEGE EXECUTIVE DIRECTOR 95 BERKELEY STREET NO 202 BOSTON MA 02110 6176959439 GLOCKWOOD@HRIA.ORG APPLICATION FORMS AVAILABLE AT WWW.TMFGRANTS.ORG/HOOD ANNUALLY MARCH AND OCTOBER RESTRICTED TO PEDIATRIC RESEARCH YALE SCHOOL OF MEDICINE 333 CEDAR STREET NEW HAVEN CT 06510 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - HYPOTHALAMIC CIRCUITS UNDERLYING BRAIN DEVELOPMENT DURING CHILDHOOD 75000 BETH ISRAEL DEACONESS MEDICAL CENTER 330 BROOKLINE AVENUE BOSTON MA 02215 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - TARGETING FBW7 FOR THE TREATMENT OF PEDIATRIC T-CELL ACUTE LYMPHOBLASTIC LEUKEMIA (T-ALL) 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - HOST AND BACTERIAL FACTORS IN STAPHYLOCOCCUS AUREUS SKIN INFECTIONS IN AUTOSOMAL DOMINANT-HYPER IGE SYNDROME 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - RESPONSIVENESS OF THE PEDIATRIC EVALUATION OF DISABILITY INVENTORY COMPUTER ADAPTIVE TEST IN CHILDREN WITH CEREBRAL PALSY 75000 BOSTON UNIVERSITY 881 COMMONWEALTH AVENUE BOSTON MA 02215 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - IMPROVING CHILD-CAREGIVER INTERACTIONS FOR YOUNG CHILDREN WITH AUTISM 75000 UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 SCIENTIFIC RESEARCH "CHILD HEALTH RESEARCH AWARD - HOMEOSTATIC REGULATION OF INNATE IMMUNE ACTIVATION IN INTESTINAL 75000 UCONN HEALTH 263 FARMINGTON AVENUE FARMINGTON CT 06030 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - INFLAMMATORY MECHANISMS IN ENTERIC BACTERIAL DISEASE 75000 MGH CENTER FOR REGENERATIVE MEDICINE 55 FRUIT STREET BOSTON MA 02114 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - THE ROLE OF A NOVEL PATHWAY IN VERTEBRATE TENDON DEVELOPMENT 75000 YALE SCHOOL OF MEDICINE 333 CEDAR STREET NEW HAVEN CT 06510 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - RESPONSIVENESS OF THE PEDIATRIC EVALUATION OF DISABILITY INVENTORY COMPUTER ADAPTIVE TEST IN CHILDREN WITH CEREBRAL PALSY 75000 DANA-FARBER CANCER INSTITUTE 450 BROOKLINE AVENUE BOSTON MA 02215 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - MECHANISM OF STING SIGNALING AND AUTO-ACTIVATION DURING PEDIATRIC INFLAMMATORY DISEASE 75000 YALE UNIVERSITY 149 ELM STREET NEW HAVEN CT 06511 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - TARGETING BACTERIAL INFECTIONS IN CYSTIC FIBROSIS BY IMAGING ELECTRICAL INTERACTIONS BETWEEN HOST SURFACE AND A PATHOGEN 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - ANTIBIOTIC-FREE TREATMENT AND PROPHYLAXIS OF OTITIS MEDIA 75000 BRANDEIS UNIVERSITY 415 SOUTH STREET WALTHAM MA 02453 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - REGULATION OF MRNA TRANSLATION INITIATION IN DEVELOPMENT 75000 BRIGHAM AND WOMEN'S HOSPITAL 75 FRANCIS STREET BOSTON MA 02115 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - USING MOBILE HEALTH TECHNOLOGY TO IMPROVE THE CONTINUUM OF NEONATAL CARE IN RURAL GUATEMALA 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - ZEBRAFISH MODELS OF PCDH19-RELATED PEDIATRIC EPILEPSY 75000 YALE SCHOOL OF MEDICINE 333 CEDAR STREET NEW HAVEN CT 06510 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - BRAIN MECHANISMS UNDERLYING COGNITIVE DEVELOPMENT DURING CHILDHOOD 75000 UNIVERSITY OF VERMONT COLLEGE OF MEDICINE 89 BEAUMONT AVENUE BURLINGTON VT 05405 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - THE EFFECTS OF INCREASED INOCULUM ON ORAL ROTAVIRUS VACCINE TAKE AND IMMUNOGENICITY 75000 UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - THE FUNCTION OF IMMUNE CELLS AND SENSORY EXPERIENCE ON BRAIN CIRCUIT DEVELOPMENT 75000 MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - REMOTE DIAGNOSIS OF PEDIATRIC EPILEPSY THROUGH A SMARTPHONE-BASED EEG 75000 BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 SCIENTIFIC RESEARCH CHILD HEALTH RESEARCH AWARD - IDENTIFYING MECHANISMS OF CARTILAGE HOMEOSTASIS AND DEGENERATION THROUGH THE USE OF PATIENT SPECIFIC IPSCS 75000 WHITEHEAD INSTITUTE FOR BIOMEDICAL RESEARCH 9 CAMBRIDGE CENTER CAMBRIDGE MA 02142 SCIENTIFIC RESEARCH PEDIATRIC FELLOWSHIP - DISSECTING MOLECULAR MECHANISMS UNDERLYING ERYTHROID PROGENITOR BFU-E SELF-RENEWAL 52000 UNIVERSITY OF MASSACHUSETTS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 SCIENTIFIC RESEARCH PEDIATRIC FELLOWSHIP - EPIGENETIC INHERITANCE OF PATERNAL ENVIRONMENTAL CONDITIONS" 53675 BOSTON CHILDRENS HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 SCIENTIFIC RESEARCH PEDIATRIC FELLOWSHIP - MODELING AND DISRUPTING NON-CODING REGULATORY DNA SEQUENCES TO INFORM SICKLE CELL DISEASE THERAPY 55625 YALE UNIVERSITY 149 ELM STREET NEW HAVEN CT 06511 SCIENTIFIC RESEARCH MAJOR GRANT - DISCOVERING GENE REGULATORY NETWORKS IN EARLY HUMAN BRAIN DEVELOPMENT THAT CONTRIBUTE TO AUTISM SPECTRUM DISORDERS 180000 UMASS MEDICAL SCHOOL 55 LAKE AVENUE NORTH WORCESTER MA 01655 SCIENTIFIC RESEARCH MAJOR GRANT - PROTECTION OF NEONATES FROM RESPIRATORY SYNCYTIAL VIRUS INFECTION 180000 TUFTS MEDICAL CENTER 800 WASHINGTON STREET BOSTON MA 02111 SCIENTIFIC RESEARCH MAJOR GRANT - ESTABLISHING RISK IN NEONATAL ABSTINENCE SYNDROME 360000 BOSTON CHILDRENS HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 SCIENTIFIC RESEARCH MAJOR GRANT - PRETERM BIRTH: LUNG COMPLICATIONS AND STEM CELLS 360000 2741300 0 14 1478352 14 3594 18 1000810 RETURNED GRANTS 329442 SETTLEMENT PROCEEDS 1001 PRIOR-YEAR TAX REFUND 14981 NONDIVIDEND DISTRIBUTIONS 2721 0 2482756 348145 2830901 1 EXCESS FUNDS RETURNED FROM GRANTS PREVIOUSLY PAID OUT. 2 SETTLEMENT PROCEEDS RECEIVED AS A CONSEQUENCE OF OWNING INVESTMENTS. 3 EXCESS FUNDS RECEIVED FOR PRIOR-YEAR OVERPAYMENT OF TAXES. 4 DISTRIBUTIONS FROM INVESTMENTS. 0 0 0 0 0 0 0 0 0 0 NONINVASIX INC 1700 THE STRAND SUITE 1200 GALVESTON TX 77555 2015-12-30 150000 TO SUPPORT THE USE AND DEVELOPMENT OF THE COMPANY'S PEDIATRIC BRAIN OXYGENATION MONITORING SYSTEM, WHICH HAS THE POTENTIAL TO MORE ACCURATELY ASSESS THE RISK OF BRAIN HYPOXIA IN FETUSES AND NEONATES, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND LESSENING THE BURDEN OF THE GOVERNMENT. 150000 NONE, SEE BELOW PRI REPORTS 3/31/16, 6/30/16, 9/30/16&12/3/16. FS 12/31/16, BD REPORT 12/16 2016-09-12 THE TRUSTEES MEET WITH NONIVASIX MANAGEMENT ON A REGULAR BAS1S, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY ALDATU BIOSCIENCES C/O HARVARD LIFELAB 127 WESTERN AVE ALLSTON MA 02134 2016-02-23 100000 TO SUPPORT THE USE AND DEVELOPMENT OF A SIMPLE, RAPID, THERMOSTABLE KIT THAT IDENTIFIES CLINICALLY ACTIONABLE HIV MUTATIONS FOUND IN PATIENTS FAILING A FIRST-LINE DRUG REGIMEN, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND RELIEF OF THE POOR, DISTRESSED AND UNDERPRIVILEGED 100000 NONE SEE BELOW DECEMBER 31 2016-12-31 THE TRUSTEES MEET WITH ALDATU BIOSCIENCE, INC. MANAGEMENT ON A REGULAR BASIS AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY NONINVASIXINC 1700 THE STRAND SUITE 1200 GALVESTON TX 77555 2016-07-26 150000 TO SUPPORT THE USE AND DEVELOPMENT OF THE COMPANY'S PEDIATRIC BRAIN OXYGENATION MONITORING SYSTEM, WHICH HAS THE POTENTIAL TO MORE ACCURATELY ASSESS THE RISK OF BRAIN HYPOXIA IN FETUSES AND NEONATES, THEREBY SUPPORTING THE ADVANCEMENT OF SCIENCE AND LESSENING THE BURDEN OF THE GOVERNMENT. 150000 NONE SEE BELOW PRI REPORTS 3/31/16, 6/30/16, 9/30/16&12/3/16. FS 12/31/16, BD REPORT 12/16 2016-09-12 THE TRUSTEES MEET WITH NONIVASIX MANAGEMENT ON A REGULAR BASIS, ATTEND BOARD MEETINGS AS AN OBSERVER AND REVIEW THE PRI REPORTS AND FINANCIALS. TO THE TRUSTEES KNOWLEDGE, THE GRANTEE HAS NOT DIVERTED ANY OF THE FUNDS FROM THE PURPOSE OF THE GRANT. NO ADDITIONAL FOLLOW UP DEEMED NECESSARY FIXED INCOME 2934141 2934141 DOMESTIC EQUITIES 36595570 36595570 FOREIGN SECURITIES 7287162 7287162 LOOMIS SAYLES MUTUAL FUND FMV 7706460 7706460 HEDGE FUNDS FMV 1433480 1433480 REAL ESTATE FMV 1480647 1480647 COMMODITIES FMV 472419 472419 LEGAL EXPENSES 21529 21529 0 PROGRAM RELATED INVESTMENTS 150000 400000 400000 OUTSTANDING CHECKS 986339 MASS PC FILING FEE 500 0 500 MISCELLANEOUS EXPENSES 1078 0 1078 HRIA ADMINISTRATIVE COSTS 149755 0 149755 MEMBERSHIPS 6900 0 6900 PROGRAM RELATED INVESTMENT ADMINSTRATIVE COSTS 11932 0 11932 MARKETING 16875 0 16875 75TH ANNIVERSARY EVENT 10162 0 10162 OTHER INVESTMENT INCOME 3594 3594 3594 RETURNED GRANTS 329442 329442 SETTLEMENT PROCEEDS 1001 1001 PRIOR-YEAR TAX REFUND 14981 14981 NONDIVIDEND DISTRIBUTIONS 2721 2721 UNREALIZED GAINS 1439396 INVESTMENT ADVISORY FEES - STATE STREET 94783 94783 0 INVESTMENT FEES - US TRUST 109192 54596 54596 CONSULTING SERVICES 385 0 385 FOREIGN TAXES 21897 21897 0 EXCISE TAX ESTIMATES 7500 0 0