2017-10-10T11:17:39-05:00 2016-12-31 410746749 CLIFTONLARSONALLEN LLP 370 INTERLOCKEN BLVD SUITE 500 BROOMFIELD CO 80021 990 2016-01-01 135660277 AMERICAN WATER WORKS ASSOCIATION AMER 3037947711 6666 WEST QUINCY AVENUE DENVER CO 80235 KEVIN MANN CFO 3037947711 2017-07-10 1 KAREN GRIES P00078514 3034668822 67.137.57.251 2017-07-10 10:25:28 CD P E698147828662A77FC368A1C9E67113FD81D946A B3EA28BB1009F9E462E5A3B6A3DA5A80F0A4DDDC 2016 2021-01-29 14:40:06Z DAVID LAFRANCE 6666 WEST QUINCY AVENUE DENVER CO 80235 32141464 0 X AWWA.ORG X 1881 IL PROVIDING SOLUTIONS TO EFFECTIVELY MANAGE WATER, THE WORLD'S MOST IMPORTANT RESOURCE. 59 59 179 5000 2452025 210532 786699 789658 26425534 25913592 288848 326110 3936690 4032548 31437771 31061908 1986543 1988626 0 0 15158470 15440591 0 0 2578607 14105753 14238816 31250766 31668033 187005 -606125 37016923 36343556 17276633 16639675 19740290 19703881 X ESTABLISHED IN 1881, THE AMERICAN WATER WORKS ASSOCIATION IS THE LARGEST NONPROFIT, SCIENTIFIC AND EDUCATIONAL ASSOCIATION DEDICATED TO MANAGING AND TREATING WATER, THE WORLD'S MOST IMPORTANT RESOURCE. WITH APPROXIMATELY 50,000 MEMBERS, AWWA PROVIDES SOLUTIONS TO IMPROVE PUBLIC HEALTH, PROTECT THE ENVIRONMENT, STRENGTHEN THE ECONOMY AND ENHANCE OUR QUALITY OF LIFE. 0 0 8593581 1944603 12312395 MEMBER SECTION SERVICES: PLANS/COORDINATES EFFORTS TO STIMULATE ENROLLMENT OF MEMBERS IN THE ASSOCIATION AND TO PROVIDE INFORMATION AND SUPPORT TO MEMBERS TO STRENGTHEN THE WATER COMMUNITY. THE ASSOCIATION HAD 50,919 MEMBERS AT 12/31/16. 5662661 6037464 PUBLICATIONS AND SUBSCRIPTIONS: INCLUDES PUBLICATION AND SALE OF BOOKS, MANUALS, HANDBOOKS, REPORTS, ETC. FOR USE BY THE PUBLIC AND WATER INDUSTRY. 5653071 8506888 CONFERENCES: MEMBERSHIP CONFERENCES AND ONLINE EDUCATIONAL PROGRAMS WHERE ALL PHASES OF WATER TREATMENT AND DISTRIBUTION OPERATIONS ARE DISCUSSED TO ASSIST WATER UTILITIES TO PROVIDE BETTER PUBLIC SERVICES. FIVE (5) CONFERENCES WERE HELD SERVING APPROXIMATELY 14,550 ATTENDEES. 4023734 44023 1609026 COMMITTEES - INCLUDES DEVELOPMENT AND IMPLEMENTATION OF INFORMATION PROJECTS, MEDIA RELATIONS, INQUIRIES, AND THE NATIONAL DRINKING WATER WEEK CAMPAIGN. 4023734 44023 1609026 23933047 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 138 0 179 1 1 1 1 CA 0 0 0 0 0 0 0 0 X 59 59 1 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 1 1 0 AK AR CA CT FL IL ME MA MI MN NH NJ NM NC ND OH OK OR PA WA WI X THE ORGANIZATION 3037947711 6666 WEST QUINCY AVENUE DENVER CO 80235 JEANNE M BENNETT-BAILEY PRESIDENT 1.00 X X 0 0 0 BRENDA LENNOX PRESIDENT ELECT 1.00 X X 0 0 0 GENE C KOONTZ IMMEDIATE PAST PRESIDENT 1.00 X X 0 0 0 AUREL M ARNDT TREASURER 1.00 X X 0 0 0 JAMES L WATTERSON BOARD MEMBER 1.00 X 0 0 0 THOMAS S WOLF BOARD MEMBER 1.00 X 0 0 0 ALAN FORREST BOARD MEMBER 1.00 X 0 0 0 JAMES HANNAM BOARD MEMBER 1.00 X 0 0 0 STEVE CONRAD BOARD MEMBER 1.00 X 0 0 0 STEVE DENNIS BOARD MEMBER 1.00 X 0 0 0 PHIL HOLDERNESS BOARD MEMBER 1.00 X 0 0 0 JOHN C MOORE BOARD MEMBER 1.00 X 0 0 0 RAY BARAL JR BOARD MEMBER 1.00 X 0 0 0 JACQUELINE W TORBERT BOARD MEMBER 1.00 X 0 0 0 PETER JOHNS BOARD MEMBER 1.00 X 0 0 0 KEN OTA BOARD MEMBER 1.00 X 0 0 0 TERRY MCGHEE BOARD MEMBER 1.00 X 0 0 0 DUANE GILLES BOARD MEMBER 1.00 X 0 0 0 SCOTT PAXMAN BOARD MEMBER 1.00 X 0 0 0 JON MARTENS BOARD MEMBER 1.00 X 0 0 0 MIKE ORTH BOARD MEMBER 1.00 X 0 0 0 BRAD MONTGOMERY BOARD MEMBER 1.00 X 0 0 0 DANIEL SALAS LIMON BOARD MEMBER 1.00 X 0 0 0 MARK M COLEMAN BOARD MEMBER 1.00 X 0 0 0 JON EATON BOARD MEMBER 1.00 X 0 0 0 CURTIS SKOUBY BOARD MEMBER 1.00 X 0 0 0 LOGAN MCINNIS BOARD MEMBER 1.00 X 0 0 0 BRUCE DVORAK BOARD MEMBER 1.00 X 0 0 0 STEPHEN R BLANKENSHIP BOARD MEMBER 1.00 X 0 0 0 DAVID G POLCARI BOARD MEMBER 1.00 X 0 0 0 MICHAEL HOOKER BOARD MEMBER 1.00 X 0 0 0 BRIAN TRIPP BOARD MEMBER 1.00 X 0 0 0 TIMOTHY PAUSTIAN BOARD MEMBER 1.00 X 0 0 0 CLIFF SHRIVE BOARD MEMBER 1.00 X 0 0 0 RAY MILLER BOARD MEMBER 1.00 X 0 0 0 KARI DUNCAN BOARD MEMBER 1.00 X 0 0 0 LIESEL M GROSS BOARD MEMBER 1.00 X 0 0 0 ELPIDIO GONAZALEZ BOARD MEMBER 1.00 X 0 0 0 YANICK FORTIER BOARD MEMBER 1.00 X 0 0 0 KEVIN BERGSCHNEIDER BOARD MEMBER 1.00 X 0 0 0 FRED YANDLE BOARD MEMBER 1.00 X 0 0 0 MITCH KANNENBERG BOARD MEMBER 1.00 X 0 0 0 CLAYTON EDWARDS BOARD MEMBER 1.00 X 0 0 0 DAVID SCHOLLER BOARD MEMBER 1.00 X 0 0 0 BEATE WRIGHT BOARD MEMBER 1.00 X 0 0 0 MATT STANLEY BOARD MEMBER 1.00 X 0 0 0 DAN LIMACHER BOARD MEMBER 1.00 X 0 0 0 NANCY QUIRK BOARD MEMBER 1.00 X 0 0 0 LINDSEY OLSON BOARD MEMBER 1.00 X 0 0 0 UMA S VEMPATI BOARD MEMBER 1.00 X 0 0 0 SALLY MILLS-WRIGHT BOARD MEMBER 1.00 X 0 0 0 PETE SAMSON BOARD MEMBER 1.00 X 0 0 0 DR EMILIO M COLON BOARD MEMBER 1.00 X 0 0 0 JEFF ZDROJEWSKI BOARD MEMBER 1.00 X 0 0 0 MELISSA ESSEX ELLIOTT BOARD MEMBER 1.00 X 0 0 0 DAVID WILKES BOARD MEMBER 1.00 X 0 0 0 DR JAMES P MALLEY BOARD MEMBER 1.00 X 0 0 0 KURT VAUSE BOARD MEMBER 1.00 X 0 0 0 CHUCK MURRAY BOARD MEMBER 1.00 X 0 0 0 JOHN DONAHUE BOARD MEMBER 1.00 X 0 0 0 DAVID E RAGER BOARD MEMBER 1.00 X 0 0 0 BRANDY KELSO BOARD MEMBER 1.00 X 0 0 0 DAN LESNIESKIE BOARD MEMBER 1.00 X 0 0 0 ALAN C CRANFORD BOARD MEMBER 1.00 X 0 0 0 PATRICIO R KALIFE DEL VALLE BOARD MEMBER 1.00 X 0 0 0 BRIAN STEGLITZ BOARD MEMBER 1.00 X 0 0 0 JOHN S OLSSON BOARD MEMBER 1.00 X 0 0 0 MARK TOMPECK BOARD MEMBER 1.00 X 0 0 0 F ADAM YANULIS BOARD MEMBER 1.00 X 0 0 0 CONNIE K SCHREPPEL BOARD MEMBER 1.00 X 0 0 0 JEFFREY HINES PE BOARD MEMBER 1.00 X 0 0 0 WARNER PALERMO BOARD MEMBER 1.00 X 0 0 0 JEAN-FRANCOIS BERARD BOARD MEMBER 1.00 X 0 0 0 GARY VISSER BOARD MEMBER 1.00 X 0 0 0 MARTHA W SEGAL BOARD MEMBER 1.00 X 0 0 0 DENISE KRUGER BOARD MEMBER 1.00 X 0 0 0 DAVID LAFRANCE CHIEF EXECUTIVE OFFICER 40.00 X 322862 0 48288 PAULA MACILWAINE DEPUTY CEO 40.00 X 230602 0 46625 GEORGE TRACY MEHAN EXECUTIVE DIRECTOR 40.00 X 215057 0 37743 KEVIN MANN CHIEF FINANCIAL OFFICER 40.00 X 179505 0 40733 SUSAN FRANCESCHI CHIEF MEMBERSHIP OFFICER 40.00 X 154049 0 25056 GABOR ZSOLT SILBERER DIRECTOR PUBLISHING 40.00 X 143511 0 12916 JANE JOHNSON DIRECTOR SALES 40.00 X 137783 0 21749 CYNTHIA LANE DIRECTOR ETS 40.00 X 119664 0 19812 NANCY MORTVEDT SR TERRITORY SALES MGR 40.00 X 119262 0 35890 1622295 0 288812 17 0 1 0 FREEMAN PO BOX 650036 DALLAS TX 75265 CONVENTION MANAGEMENT 928581 INNERWORKINGS INC 7503 SOLUTION CENTER CHICAGO IL 60677 PRINTING SERVICES 604569 SMG 300 CONSHOHOCKEN STATE RD SUITE 450 WEST CONSHOHOCKEN PA 19428 CONVENTION CATERING 520628 QUADGRAPHICS INC PO BOX 644840 PITTSBURGH PA 15264 PRINTING SERVICES 466282 BREO SOLUTIONS LLC PO BOX 174445 DENVER CO 80217 CONSULTING SERVICES 435757 25 623139 166519 789658 MEMBERSHIP DUES 900099 12312395 12312395 CONFERENCES & SEMINARS 561499 7733072 7733072 ADVERTISING & SUBSCRIPTIONS 511120 3972882 1520857 2452025 SPONSORSHIP REVENUE 511120 827457 827457 EDUCATIONAL PROGRAM FEES 900099 773816 773816 293970 293970 25913592 326110 326110 960992 960992 3144138 1079556 2064582 2064582 TRAVEL REVENUE 900099 519375 519375 CAREER CENTER 900099 323575 323575 CONSULTING INCOME 900099 112900 112900 51124 51124 1006974 31061908 26013748 2452025 1806477 1635996 1635996 44023 44023 308607 308607 1121416 412790 708626 10169290 6757838 2478858 932594 1867891 1186944 518653 162294 1457344 927532 403271 126541 824650 515605 240406 68639 408077 381866 26211 93689 87671 6018 2941201 2752289 188912 1350647 856904 493743 1885161 1693514 913 190734 1610444 1528665 81779 1203238 912216 263841 27181 2537639 2522742 5529 9368 818091 716531 101560 295002 263045 31957 DATABASE 407209 652 406557 RECRUITING/TRAINING 193010 169082 23928 COMPLIMENTARY PUBLICATI 175388 105186 70202 MARKET RESEARCH 119701 115641 4060 200319 37708 125665 36946 31668033 23933047 5156379 2578607 785957 502695 6752219 12311172 1019509 1038118 914421 803270 656763 517086 20838428 13678928 7222701 7159500 299598 19269000 13916000 96755 95715 37016923 36343556 2189773 2682950 10229533 9775155 4857327 4181570 17276633 16639675 X 17929875 17845012 412834 461288 1397581 1397581 19740290 19703881 37016923 36343556 X -606125 5145 564571 X X 0 1 X 1 0 X 81592 83891 126399 786699 789658 1868239 27086635 27583506 28336783 29241857 28847198 141095979 415321 408953 598989 411334 519375 2353972 27583548 28076350 29062171 30439890 30156231 145318190 0 0 0 145318190 1035652 1013697 1035995 1167439 1287102 5539885 458389 331483 385304 300480 210532 1686188 1494041 1345180 1421299 1467919 1497634 7226073 366012 344806 375713 438998 487599 2013128 29443601 29766336 30859183 32346807 32141464 154557391 0.94020 0.93850 0.04680 0.04860 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 37324 163684 201008 28888418 29089426 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 129666 122945 185108 201008 638727 250000 250000 250000 250000 1000000 1500000 24258 18700 24406 37324 104688 1860415 32351 27401 40023 1880144 1854631 55612 27661 77489 1860415 1853913 41812 26585 67447 232 1854631 1847139 40453 28321 62000 1853913 1815272 36390 38877 43400 1847139 0.03450 0.74330 0.22220 0 0 252423 252423 10847405 5131456 5715949 478423 314552 163871 9260177 8232920 1027257 7159500 CDS WITH MATURITY GREATER THAN 1 YEAR 13916000 F 13916000 PENSION LIABILITY 4181570 4181570 X 32146609 5145 1079556 1084701 31061908 0 31061908 32747589 1079556 1079556 31668033 0 31668033 PART V, LINE 4: THE ORGANIZATION HAS DONOR RESTRICTED ENDOWMENT FUNDS ESTABLISHED FOR THE PURPOSES OF PROVIDING INCOME TO AWARDS AND SCHOLARSHIPS. THE ASSOCIATION RECEIVES CONTRIBUTIONS IN SUPPORT OF THE FOLLOWING AWARDS: (1) ABEL WOLMAN FELLOWSHIP - FELLOWSHIPS HONOR THE MEMORY OF ABEL WOLMAN BY PROVIDING SUPPORT TO PROMISING DOCTORAL STUDENTS IN THE U.S., CANADA AND MEXICO PURSUING ADVANCED TRAINING AND RESEARCH IN THE FIELD OF WATER SUPPLY AND TREATMENT. (2) LARSON AQUATIC RESEARCH SUPPORT - SCHOLARSHIPS HONOR THE MEMORY OF DR. THURSTON LARSON BY PROVIDING SUPPORT FOR DOCTORAL AND MASTERS STUDENTS INTERESTED IN CAREERS IN THE FIELDS OF CORROSION CONTROL, TREATMENT AND DISTRIBUTION OF DOMESTIC AND INDUSTRIAL WATER SUPPLIES, AQUATIC CHEMISTRY, AND/OR ENVIRONMENTAL CHEMISTRY. PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC). IT HAS BEEN DETERMINED THAT THE ASSOCIATION IS NOT A PRIVATE FOUNDATION AS DEFINED IN SECTION 509(A) OF THE IRC. THE ASSOCIATION ENGAGES IN CERTAIN ACTIVITIES THAT PRODUCE UNRELATED BUSINESS INCOME AS DEFINED BY FEDERAL INCOME TAX REGULATIONS. THE ASSOCIATION IS NO LONGER SUBJECT TO FEDERAL OR STATE INCOME TAX EXAMINATIONS BY TAXING AUTHORITIES FOR RETURNS PRIOR TO 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD NET AGAINST REVENUE 1,079,556. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD NET AGAINST REVENUE 1,079,556. 1 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS OPERATING SUPPORT 308607 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES CONSULTING AND CONFERENCES/TRAVEL 248093 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 26969 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 41181 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 3128 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 42092 0 0 0 0 0 0 670070 0 670070 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES OPERATING SUPPORT 144044 CHECK NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES OPERATING SUPPORT 61530 CHECK NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES OPERATING SUPPORT 36556 CHECK NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES OPERATING SUPPORT 31375 CHECK NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES OPERATING SUPPORT 20102 CHECK NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES OPERATING SUPPORT 15000 WIRE 6 0 0 0 0 0 0 0 PART I, LINE 2: MEMBER SECTION ALLOTMENTS: THE ASSOCIATION'S BOARD OF DIRECTORS APPROVES ANNUAL ALLOTMENTS EACH YEAR PAYABLE TO ITS MEMBER SECTIONS. THIS ALLOTMENT PROVIDES OPERATIONAL SUPPORT TO THE MEMBER SECTIONS FOR THE CALENDAR YEAR. 1 WATER FOR PEOPLE 100 E TENNESSEE AVE DENVER CO 80209 841166148 501(C)(3) 27075 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION ALASKA SECTION 22457 HILLTOP CIRCLE CHUGIAK AK 99567 920104130 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION ALABAMA-MISSISSIPPIP SECTION PO BOX 4651 JACKSON MS 39296 237026150 501(C)(3) 32784 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION ARIZONA SECTION 5100 W INA RD TUCSON AZ 85743 237026151 501(C)(3) 29128 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION CALIFORNIA-NEVADA SECTION 10435 ASHFORD ST RANCHO CUCAMONGA CA 91730 946114828 501(C)(3) 218378 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION CHESAPEAKE SECTION PO BOX 279 TILGHMAN MD 21671 521182688 501(C)(3) 26267 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION CONNECTICUT SECTION 90 S SARGENT DR NEW HAVEN CT 06511 066100180 501(C)(3) 21690 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION FLORIDA SECTION 1300 9TH ST ST CLOUD FL 34769 237027079 501(C)(3) 83124 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION GEORGIA SECTION 199 PRESERVATION DR JACKSON GA 30233 581815129 501(C)(3) 40675 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION HAWAII SECTION PO BOX 22614 HONOLULU HI 96823 990165772 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION ILLINOIS SECTION 545 S RANDALL RD ST CHARLES IL 60174 237026152 501(C)(3) 60931 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION INDIANA SECTION 2680 EAST MAIN ST PLAINFIELD IN 46168 237026153 501(C)(3) 40676 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION INTERMOUNTAIN SECTION 8215 S 1300 W WEST JORDAN UT 84088 237026154 501(C)(3) 20130 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION IOWA SECTION 2201 GEORGE FLAGG PKWY DES MOINES IA 50321 237026138 501(C)(3) 17652 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION KANSAS SECTION PO BOX 3046 SALINA KS 67402 237026155 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION KENTUCKY-TENNESSEE SECTION 3801 SPRINGHURST BLVD LOUISVILLE KY 40241 237026156 501(C)(3) 53348 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION MICHIGAN SECTION PO BOX 30516 LANSING MI 48909 386073280 501(C)(3) 48178 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION MINNESOTA SECTION 11373 HILLCREST DR GRANT MN 55110 237026161 501(C)(3) 30084 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION MISSOURI SECTION 1201 NE BUTTONWOOD AVE LEES SUMMIT MO 64086 237026157 501(C)(3) 24412 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION MONTANA SECTION PO BOX 582 SEELEY LAKE MT 59868 237026158 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NEBRASKA SECTION 17518 HARNEY ST OMAHA NE 68118 237026159 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NEW ENGLAND SECTION 125 HOPPING BROOK RD HOLLISTON MA 01746 041666330 501(C)(3) 59012 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NEW JERSEY SECTION 38 E RIDGEWOOD AVE RIDGEWOOD NJ 07450 226049378 501(C)(3) 38857 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NEW YORK SECTION 614 7TH NORTH ST LIVERPOOL NY 13088 116026214 501(C)(3) 61739 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NORTH CAROLINA SECTION 3725 NATIONAL DR STE 217 RALEIGH NC 27612 566045934 501(C)(3) 42612 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION NORTH DAKOTA SECTION 918 E DIVIDE AVE BISMARK ND 58501 440420756 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION OHIO SECTION 17 S HIGH ST SUITE 200 COLUMBUS OH 43215 237026162 501(C)(3) 65507 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION PACIFIC NORTHWEST SECTION PO BOX 872467 VANCOUVER WA 98687 237026163 501(C)(3) 86463 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION PENNSYLVANIA SECTION 1309 BRIDGE ST NEW CUMBERLAND PA 17070 237026164 501(C)(3) 59324 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION PUERTO RICO SECTION PO BOX 9648 CAGUAS PR 00726 660343550 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION ROCKY MOUNTAIN SECTION 8200 S QUEBEC ST SUITE A3-264 CENTENNIAL CO 80112 237026165 501(C)(3) 66660 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION SOUTH CAROLINA SECTION 121 EXECUTIVE CENTER DR COLUMBIA SC 29210 237052846 501(C)(3) 28100 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION SOUTH DAKOTA SECTION 23343 479TH AVE EGAN SD 57024 237026166 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION SOUTHWEST SECTION 315 BOURQUE ST KAPLAN LA 70548 237026167 501(C)(3) 34995 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION TEXAS SECTION PO BOX 80510 AUSTIN TX 78708 751388778 501(C)(3) 101147 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION VIRGINIA SECTION PO BOX 11992 LYNCHBURG VA 24506 237026168 501(C)(3) 51140 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION WEST VIRGINIA SECTION PO BOX 5109 CHARLESTON WV 25361 310988950 501(C)(3) 15000 OPERATING SUPPORT AMERICAN WATER WORKS ASSOCIATION WISCONSIN SECTION PO BOX 635 OAK CREEK WI 53154 237026169 501(C)(3) 28104 OPERATING SUPPORT 38 0 AWARDS (WOLMAN) 2 28023 SCHOLARSHIP (LARSON) 2 12000 ONE AWWA SCHOLARSHIP 6 4000 PART I, LINE 2: (1)ORGANIZATIONS: (A) MEMBER SECTION ALLOTMENTS: THE ASSOCIATION'S BOARD OF DIRECTORS APPROVES ANNUAL ALLOTMENTS EACH YEAR PAYABLE TO ITS MEMBER SECTIONS. THIS ALLOTMENT PROVIDES OPERATIONAL SUPPORT TO THE MEMBER SECTIONS FOR THE CALENDAR YEAR. (B) CONTRIBUTIONS PAYABLE WATER FOR PEOPLE: AWWA MAINTAINS A PROGRAM WHEREBY A VOLUNTARY CONTRIBUTION IS MADE TO WATER FOR PEOPLE IN SUPPORT OF THEIR ORGANIZATIONAL ACTIVITIES. (2) INDIVIDUALS: FUNDS ARE DISTRIBUTED AS AWARDS AND SCHOLARSHIPS TO RECIPIENTS. SCHOLARSHIP FUNDS SUPPORT EDUCATION FEES. IN REGARDS TO THE WOLMAN AWARDS - MID-WAY THROUGH THE YEAR OF SUPPORT, AWWA REQUESTS FROM THE STUDENT A LETTER STATING THE PROGRESS TOWARDS THEIR DEGREE TO INCLUDE AN ABSTRACT OF RESEARCH, AND ALSO A LETTER FROM THEIR ADVISOR WITH SIMILAR INFORMATION. X X X X 0 0 0 0 0 0 0 1 0 DAVID LAFRANCE CHIEF EXECUTIVE OFFICER 274272 0 30000 0 18590 0 23850 0 24438 0 371150 0 0 0 PAULA MACILWAINE DEPUTY CEO 213312 0 16000 0 1290 0 21488 0 25137 0 277227 0 0 0 GEORGE TRACY MEHAN EXECUTIVE DIRECTOR 204847 0 8000 0 2210 0 19826 0 17917 0 252800 0 0 0 KEVIN MANN CHIEF FINANCIAL OFFICER 166815 0 12000 0 690 0 16795 0 23938 0 220238 0 0 0 SUSAN FRANCESCHI CHIEF MEMBERSHIP OFFICER 145862 0 7500 0 687 0 14219 0 10837 0 179105 0 0 0 GABOR ZSOLT SILBERER DIRECTOR PUBLISHING 141776 0 1313 0 422 0 12916 0 0 0 156427 0 0 0 JANE JOHNSON DIRECTOR SALES 132748 0 3500 0 1535 0 12602 0 9147 0 159532 0 0 0 NANCY MORTVEDT SR TERRITORY SALES MGR 116471 0 2500 0 291 0 11452 0 24438 0 155152 0 0 0 PART I, LINE 7 PERFORMANCE BONUSES WERE PAID TO THE HIGHEST COMPENSATED EMPLOYEES. THE COMPENSATION COMMITTEE DETERMINED THE AMOUNT OF THE EXECUTIVE BONUSES. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE PRESIDENT, PRESIDENT-ELECT, IMMEDIATE PAST-PRESIDENT, TREASURER, SIX VICE-PRESIDENTS, COUNCIL CHAIRS, THE CHAIR OF THE WATER RESEARCH FOUNDATION BOARD OF TRUSTEES, THE CHIEF EXECUTIVE OFFICER SERVING AS SECRETARY IN A NONVOTING CAPACITY, AND SUCH OTHER NONVOTING MEMBERS AS THE BOARD SHALL DIRECT. BETWEEN MEETINGS OF THE BOARD OF DIRECTORS, THE EXECUTIVE COMMITTEE SHALL EXERCISE THE FULL POWERS OF THE BOARD IN MATTERS WHICH IN THE JUDGMENT OF THE EXECUTIVE COMMITTEE MUST BE ACTED UPON BEFORE THE NEXT REGULAR MEETING OF THE BOARD, EXCEPT THAT THE EXECUTIVE COMMITTEE SHALL NOT ACT FOR THE BOARD IN RESPECT TO EXPULSION OF MEMBERS OR TAKE ANY ACTION THAT WILL RESULT IN A CHANGE IN THE NUMBER OF DIRECTORS, NOR SHALL THE EXECUTIVE COMMITTEE HAVE THE AUTHORITY OF THE BOARD OF DIRECTORS IN REFERENCE TO THE FOLLOWING, WITHIN THE MEANING OF THE ILLINOIS GENERAL NOT FOR PROFIT CORPORATION ACT: (1) AMENDING, ALTERING, OR REPEALING THESE BYLAWS, (2) ELECTING, APPOINTING OR REMOVING ANY MEMBER OF THE EXECUTIVE COMMITTEE, ANY OTHER BOARD COMMITTEE, OR ANY DIRECTOR OR OFFICER OF THE ASSOCIATION, (3) AMENDING THE ARTICLES OF INCORPORATION, (4) ADOPTING A PLAN OF MERGER OR ADOPTING A PLAN OF CONSOLIDATION WITH ANOTHER CORPORATION, (5) AUTHORIZING THE SALE, LEASE, EXCHANGE OR MORTGAGE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE ASSOCIATION, (6) AUTHORIZING THE VOLUNTARY DISSOLUTION OF THE ASSOCIATION OR REVOKING PROCEEDINGS THEREFORE, (7) ADOPTING A PLAN FOR THE DISTRIBUTION OF THE ASSETS OF THE ASSOCIATION, (8) AMENDING, ALTERING OR REPEALING ANY RESOLUTION OF THE BOARD OF DIRECTORS WHICH BY ITS TERMS PROVIDES THAT IT SHALL NOT BE AMENDED, ALTERED OR REPEALED BY THE EXECUTIVE COMMITTEE, OR (9) MODIFYING, DISAPPROVING OR WITHHOLDING A RECOMMENDATION OR REPORT OF A COUNCIL OF THE ASSOCIATION, WHICH IS PRESENTED TO THE EXECUTIVE COMMITTEE FOR SUBMISSION TO THE BOARD OF DIRECTORS, OR WHICH REQUIRES BOARD ACTION, WITHOUT REPORTING SUCH ACTION BY THE COMMITTEE TO THE BOARD WITH REASONS THEREFORE. IN THE CASE OF ELECTIONS FOR THE PRESIDENT-ELECT, DIRECTORS-AT-LARGE, AND VICE PRESIDENTS, EACH MEMBER OF THE BOARD SHALL VOTE BY INDICATING HIS OR HER CHOICE FOR THE POSITION IN CONSIDERATION ON A PRINTED BALLOT CONTAINING THE NAMES OF ALL CANDIDATES FOR THE POSITION. A CANDIDATE RECEIVING MORE THAN 50% OF THE VOTES IS AUTOMATICALLY ELECTED. IF NO CANDIDATE RECEIVES A MAJORITY, THE TWO CANDIDATES RECEIVING THE TWO GREATEST VOTE TOTALS WILL BECOME CANDIDATES ON A SECOND BALLOT AND THE VOTING PROCESS REPEATED, WITH THE NEWLY ELECTED OFFICER BASED ON THE GREATER OF TOTAL VOTES RECEIVED. FORM 990, PART VI, SECTION A, LINE 2 GENE KOONTZ AND DAVID LAFRANCE HAVE A BUSINESS RELATIONSHIP AS DIRECTORS OF AWWA'S INACTIVE WHOLLY-OWNED SUBSIDIARY, AWWA ASSOCIATION SERVICES, INC. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OR THE ORGANIZATION INCLUDE INDIVIDUAL MEMBERS AND ORGANIZATION MEMBERS. THERE ARE TWO TYPES OF ORGANIZATION MEMBERS: SERVICE PROVIDER MEMBERS AND UTILITY MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS APPOINT THE SECTION DIRECTOR OF THEIR RESPECTIVE SECTION. SECTION DIRECTORS ARE VOTING MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY A THIRD PARTY PREPARER AND IS REVIEWED BY THE AUDIT COMMITTEE. BOARD MEMBERS ARE NOTIFIED AT THE ASSOCIATION'S ANNUAL JUNE BOARD MEETING THAT THE FORM 990 IS AVAILABLE FOR REVIEW ON-LINE BEFORE BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND DIRECTORS ANNUALLY COMPLETE A DISCLOSURE FORM. CONFLICTS WITH REGARDS TO CONTRACTS OR TRANSACTIONS ARE DISCLOSED PRIOR TO ANY MEETING WHERE ACTION IS REQUIRED. THESE DISCLOSURES ARE REFLECTED IN THE MEETING MINUTES. OFFICERS/DIRECTORS WITH CONFLICTS ARE NOT ALLOWED TO PARTICIPATE IN OR DISCUSS THE MATTER AND ARE NOT ALLOWED TO VOTE. CONFLICTS ARE DEALT WITH AT THE BOARD AND MANAGEMENT LEVEL. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION COMMITTEE REVIEW IS CONDUCTED ANNUALLY BY THE COMPENSATION COMMITTEE FOR THE PAYMENT OF SALARY INCREASES AND BONUSES FOR THE CEO AND CFO. THE DECISIONS OF THE COMPENSATION COMMITTEE ARE APPROVED BY THE EXECUTIVE COMMITTEE. IN DETERMINING THE CEO'S AND CFO'S SALARY AND BONUS FOR 2016, THE COMPENSATION COMMITTEE WAS PROVIDED WITH COMPARABLE MARKET DATA AND BENCHMARKING INFORMATION. IN ADDITION, THE CEO'S PERFORMANCE WAS REVIEWED BY THE COMPENSATION COMMITTEE IN RELATION TO PREDETERMINED PERFORMANCE GOALS AND OBJECTIVES, PRIOR TO AWARDING THE BONUS. THE EXECUTIVE COMMITTEE RATIFIED THE DECISIONS OF THE COMPENSATION COMMITTEE. THE CEO DETERMINES THE ANNUAL BONUSES FOR ALL OTHER KEY EMPLOYEES AND REVIEWS THOSE WITH THE POETS (THE 3 AWWA PRESIDENTIAL OFFICERS AND THE AWWA TREASURER). FORM 990, PART VI, SECTION C, LINE 19 AWWA'S GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC ON AWWA'S WEBSITE AND UPON REQUEST FOR A VALID BUSINESS PURPOSE. FORM 990, PART XI, LINE 9: CHANGE IN MINIMUM PENSION LIABILITY 564,571. FORM 990, PART XI, LINE 2C THE ORGANIZATION'S AUDIT COMMITTEE ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE ORGANIZATION'S OVERSIGHT PROCESS DID NOT CHANGE DURING THE YEAR. AWWA ASSOCIATION SERVICES INC 6666 WEST QUINCY AVENUE DENVER CO 80235 841265561 INACTIVE CO N/A C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0