2017-10-03T10:09:45-05:00 2016-12-31 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2016-01-01 133468427 THE CHILDREN'S HEALTH FUND CHIL 2125359400 215 WEST 125TH STREET NO 301 NEW YORK NY 10027 DENNIS WALTO CHIEF EXECUTIVE OFFICER 2125359400 2017-10-02 1 AARON SHAPIRO P01333816 2128674000 38.98.118.70 2017-10-03 09:58:58 ED P D7076C0EC39B17C3336BFEA465ABF20A32036F2A 73A2BDB4DEE3E1301F7FB9DCBA9193E2BC5F7900 2016 2021-01-29 14:40:06Z DENNIS WALTO 215 WEST 125TH STREET NO 301 NEW YORK NY 10027 12782179 0 X WWW.CHILDRENSHEALTHFUND.ORG X 1988 NY TO PROVIDE HEALTH CARE TO THE NATION'S MOST MEDICALLY UNDERSERVED CHILDREN AND THEIR FAMILIES. 16 15 69 253 0 0 12105957 11692917 0 10000 136363 146893 -430862 -211963 11811458 11637847 3987796 4033300 0 0 4811525 4867892 84000 66500 1303762 2960066 2710686 11843387 11678378 -31929 -40531 13870910 12904028 7761471 6791441 6109439 6112587 X CHF ENSURES HIGH QUALITY HEALTH CARE TO THE NATION'S MOST MEDICALLY-UNDERSERVED CHILDREN AND ADOLESCENTS BY EXPANDING ACCESS TO CARE, REDUCING HEALTH BARRIERS TO LEARNING, ENGAGING IN ADVOCACY AND PARTNERSHIPS, AND ACTIVATING IN TIMES OF CRISIS. 0 0 4690932 2510031 10000 NATIONAL PROGRAMS: IN 2016, CHF'S NATIONAL NETWORK OF PROGRAMS IN 14 STATES AND THE DISTRICT OF COLUMBIA CUMULATIVELY REACHED OVER 93,000 INDIVIDUALS VIA 289,700 HEALTH CARE ENCOUNTERS PROVIDED AT 367 DIFFERENT LOCATIONS. ACROSS THE NATION, MOBILE CLINICS AND FIXED-SITE HEALTH CENTERS BROUGHT COMPREHENSIVE CARE - MEDICAL, MENTAL HEALTH, CASE MANAGEMENT, NUTRITION SERVICES AND MUCH MORE TO LOW-INCOME, AT-RISK FAMILIES. EACH CHF PROGRAM IS AFFILIATED WITH AN ACADEMIC MEDICAL CENTER OR A FEDERALLY QUALIFIED HEALTH CENTER, ENSURING PATIENT ACCESS TO MEDICAL SPECIALISTS AND CLINICAL OVERSIGHT. ADDITIONALLY, EACH CHF PROGRAM ESTABLISHES RELATIONSHIPS WITH SOCIAL SERVICE PROVIDERS (PRIVATE AND GOVERNMENT) IN THEIR LOCAL COMMUNITIES TO HELP MEET ITS PATIENTS' COMPLEX NEEDS. 2707348 1304957 NEW YORK PROGRAMS: IN 2016, CHF'S NY FLAGSHIP PROGRAM SERVED 11,308 HOMELESS OR LOW-INCOME CHILDREN & FAMILY MEMBERS THROUGH 66,746 MEDICAL, MENTAL HEALTH, NUTRITION, DENTAL, CASE MANAGEMENT, AND COMMUNITY OUTREACH ENCOUNTERS. THE NY FLAGSHIP PROGRAM CONTINUES TO MAKE AN IMPACT BY DEVELOPING NEW MODELS OF CARE THAT ARE REPLICATED IN THE NATIONAL NETWORK. IN 2016, CHF CONTINUED ITS HEALTHY AND READY TO LEARN (HRL) INITIATIVE IN 3 NYC ELEMENTARY SCHOOLS SERVING OVER 1,800 CHILDREN BY SCREENING AND ADDRESSING HEALTH BARRIERS TO LEARNING (HBLS). THE PROGRAM ALSO ENGAGES AND ACTIVATES FAMILIES AND EDUCATORS TO ADDRESS HBLS AND ADDRESS SCHOOL CLIMATE AND ATTENDANCE. TO DISSEMINATE THIS TRAINING & EDUCATIONAL INFORMATION, CHF DEVELOPED THE ONLINE AND IN PERSON HRL RESOURCE AND TRAINING CENTER. 1491768 PUBLIC EDUCATION AND AWARENESS: SINCE ITS INCEPTION, CHF HAS WORKED TO PROTECT AND EXPAND CHILDREN'S ACCESS TO QUALITY CARE. CHF CONTINUES TO MONITOR, EVALUATE AND RESPOND TO HEALTH REFORM IMPLEMENTATION AND ITS EFFECTS ON KIDS. IN 2016, CHF PUBLISHED A REPORT ENTITLED "UNFINISHED BUSINESS" THAT OUTLINED THE REMAINING CHALLENGES TO ENSURE ACCESS TO HEALTH CARE, AND PROVIDED A PROGRAMMATIC AND ADVOCACY BLUEPRINT FOR CHF'S MISSION GOING FORWARD. 244118 218312 PUBLIC HEALTH/CRISIS RESPONSE: WHEN DISASTER STRIKES, ITS KIDS WHO OFTEN SUFFER THE MOST, ESPECIALLY KIDS LIVING IN POVERTY. IN 2016, CHF LAUNCHED THE MENTAL HEALTH PROGRAM WITH OUR PARTNER, GENESEE HEALTH SYSTEMS, TO PROVIDE INTENSIVE, ONGOING INDIVIDUAL AND GROUP COUNSELING TO CHILDREN AND FAMILIES STILL AFFECTED BY THE LEAD CRISIS, AS WELL AS RAISE AWARENESS ABOUT AVAILABLE SERVICES.IN ADDITION, WORKING CLOSELY WITH THE NATIONAL CENTER FOR DISASTER RESPONSE AT COLUMBIA UNIVERSITY, CHILDREN'S HEALTH FUND WORKS TO ENSURE CHILDREN'S NEEDS ARE ADDRESSED BEFORE, DURING, AND AFTER MAJOR DISASTERS. DURING 2016, THE "RESILIENT CHILDREN/RESILIENT COMMUNITIES" PROGRAM CONTINUED TO DEVELOP SERVICES, INSIGHTS AND PROTOCOLS FOR CHILD SERVING ORGANIZATIONS THAT WOULD INCREASE CHILDREN'S WELL-BEING DURING DISASTERS. 244118 218312 9134166 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 32 0 69 1 0 0 0 0 0 1 1 0 0 0 0 X 16 15 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK CA CT FL GA IL KS KY MD MA MI MN MS NH NJ NM NY OR PA RI SC TN UT VA WV WI NC X X LOUIS D'SOUZA AVP FINANCECONTROLLER 2129359400 215 WEST 125TH STREET NEW YORK NY 10027 IRWIN REDLENER CO-FOUNDER & PRESIDENT 25.00 X X 242962 0 0 HERVE SEDKY CHAIR 1.50 X X 0 0 0 JEFFREY S MAURER ESQ TREASURER 1.50 X X 0 0 0 SEAN CASSIDY BOARD MEMBER 1.50 X 0 0 0 HONORABLE DAVID N DINKINS BOARD MEMBER 1.50 X 0 0 0 ROBERT ESSNER BOARD MEMBER 1.50 X 0 0 0 W ROBERT FRIEDMAN JR BOARD MEMBER 1.50 X 0 0 0 SAMUEL A KEESAL JR ESQ BOARD MEMBER 1.50 X 0 0 0 ALEX KARNAL BOARD MEMBER 1.50 X 0 0 0 PAUL METSELAAR BOARD MEMBER 1.50 X 0 0 0 MARTHA MOLINA-BERNADETT MD BOARD MEMBER 1.50 X 0 0 0 ROBERT C OSBORNE BOARD MEMBER 1.50 X 0 0 0 PAUL SIMON CO-FOUNDER & BOARD MEMBER 1.50 X 0 0 0 ROBERT F TANNENHAUSER ESQ BOARD MEMBER 1.50 X 0 0 0 JANE PAULEY BOARD MEMBER 1.50 X 0 0 0 HAMISH MCKENZIE BOARD MEMBER 1.50 X 0 0 0 DENNIS WALTO CHIEF EXECUTIVE OFFICER 50.00 X 277720 0 36031 KAREN REDLENER CHIEF ADMINISTRATIVE OFFICER 45.00 X 175808 0 8790 CARLOS RIVERA CONTROLLER 37.50 X 89743 0 23746 DELANEY GRACY CHIEF MEDICAL OFFICER 50.00 X 193887 0 32268 JEB WEISMAN CHIEF INFORMATION OFFICER 40.00 X 190365 0 30626 DENNIS JOHNSON VICE PRESIDENT, POLICY 30.00 X 130188 0 40200 LUCY ROCHE-HERGER VICE PRESIDENT, DEVELOPMENT 40.00 X 124185 0 6375 HUGH SIEGEL SENIOR DIRECTOR, STRATEGIC COMM. 37.50 X 123261 0 17046 1548119 0 195082 9 0 1 0 COUNSELING FOR SCHOOLS 505 EIGHTH AVENUESUITE 12A-06 NEW YORK NY 10018 MENTAL HEALTH SERVICES (HRL SITES) 196130 MANDARIN ORIENTAL NEW YORK 80 COLUMBUS CIRCLE12TH FLOOR NEW YORK NY 10023 CATERING SERVICES 147983 NICOLE WILLIAMS 4 BOXWOOD DRIVE LAKE LINCOLNDALE NEW YORK NY 10541 DATA MANAGEMENT 133579 3 1559753 436567 9696597 469822 11692917 PROGRAM FEES 624200 10000 10000 10000 224022 224022 747110 824239 -77129 -77129 -77129 108130 1559753 320093 -211963 -211963 11637847 10000 0 -65070 4033300 4033300 854801 456314 337125 61362 3106542 2220653 246671 639218 106986 71098 11549 24339 518445 340344 63828 114273 281118 176649 47414 57055 13885 13885 55300 55300 66500 66500 613123 412751 183735 16637 194057 136597 7624 49836 655967 372565 136751 146651 362264 246038 51493 64733 250585 219225 17853 13507 21809 21809 414287 376655 12009 25623 129409 71977 33404 24028 11678378 9134166 1240450 1303762 300 300 1275493 1575034 5618190 5478456 183495 238455 7965093 6484052 1892703 1481041 4854391 4124392 46338 6350 13870910 12904028 392928 628554 6368543 6162887 1000000 7761471 6791441 X 2019562 1685724 2089877 2426863 2000000 2000000 6109439 6112587 13870910 12904028 X -40531 43667 12 X X 0 1 X 1 0 X 16994440 10683056 13172210 12105957 11692917 64648580 16994440 10683056 13172210 12105957 11692917 64648580 15211245 49437335 304695 695749 470159 281584 224022 1976209 66624789 10000 0.74200 0.75450 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 17925 69111 87036 11591342 11678378 733919 183480 0 0 814878 846491 742169 733919 3137457 4706186 103835 38465 33313 87036 262649 203720 211623 185542 183480 784365 1176548 25150 38465 33313 17925 114853 2000000 83819 60000 2023819 2000000 115917 115917 2000000 6835589 65202 4900791 2000000 6261832 873757 300000 6835589 5521446 785297 44911 6261832 0.99880 0.00120 0 0 2393926 2393926 0 5535087 4058278 1476809 36080 31848 4232 1481041 X 11681526 43667 12 43679 11637847 0 11637847 11678378 0 11678378 0 11678378 PART V, LINE 4: INCOME FROM THE ENDOWMENT IS EXPENDABLE TO SUPPORT ANY ACTIVITY OF CHILDREN'S HEALTH FUND. PART X, LINE 2: CHF HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING DECEMBER 31, 2013 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN BENEFICIAL INTEREST IN LEAD TRUST 12. X X X X X X X 1 EVENT ASSOCIATES INC 162 WEST 56TH STREET SUITE 405 NEW YORK NY 10019 GALA FUNDRAISING 0 1445991 66500 1379491 1445991 66500 1379491 AL AK AR CA CO CT FL GA IL KS KY ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI LA NV 2016 GALA 1445991 1351391 94600 13020 132309 69199 59261 WOMEN'S LUNCHEON 55802 49922 5880 27004 4333 1885 1 166090 158440 7650 2400 9756 729 197 1667883 1559753 108130 15420 169069 74261 61343 320093 -211963 1 MONTEFIORE MEDICAL CENTER 853 LONGWOOD AVE 2ND FL BRONX NY 10459 131740014 501(C)(3) 1338338 222513 FMV HYGIENE KITS & TABLETS/ACCESSORIES NEW YORK AND SOUTH BRONX CHILDREN'S HEALTH PROJECTS OUR LADY OF THE LAKES REG MED CENTER 5228 DIJON BATON ROUGE LA 70808 720423651 501(C)(3) 262500 8430 FMV HYGIENE KITS BATON ROUGE CHILDREN'S HEALTH PROJECT TRUSTEES OF COLUMBIA UNIVERSITY 1700 BROADWAY 10TH FL NEW YORK NY 10019 135598093 501(C)(3) 218312 NATIONAL CENTER FOR DISASTER PREPAREDNESS (NCDP) PARKLAND FOUNDATION 2777 STEMMONS FREEWAY DALLAS TX 75207 756004221 501(C)(3) 135000 DALLAS CHILDREN'S HEALTH PROJECT ORLANDO REGIONAL HEALTHCARE 601 WEST MICHIGAN STREET ORLANDO FL 32805 591726273 501(C)(3) 60000 ORLANDO CHILDREN'S HEALTH PROJECT CEDARS-SINAI ME CENTER 8701 WEST 3RD STREET LOS ANGELES CA 90048 951644600 501(C)(3) 60000 LOS ANGELES CHILDREN'S HEALTH PROJECT UNIVERSITY OF MIAMI 1601 NW 12TH AVENUE MIAMI FL 33136 592579927 501(C)(3) 153454 SOUTH FLORIDA CHILDREN'S HEALTH PROJECT CHIRICAHUA COMMUNITY 1100F AVE DOUGLAS AZ 85607 860814898 501(C)(3) 135000 SOUTHERN ARIZONA CHILDREN'S HEALTH PROJECT AARON E HENRY COMM HEALTH CENTER 510 HIGHWAY 322 CLARKSDALE MS 38614 640624495 501(C)(3) 70000 MISSISSIPI CHLIDREN'S HEALTH PROJECT THE STATE UNIVERSITY OF NEW JERSEY 65 BERGEN STREET NEWARK NJ 07107 237313160 501(C)(3) 70000 NEW JERSEY CHILDREN'S HEALTH PROJECT PHOENIX CHILDREN'S HOSPITAL 1919 EAST THOMAS RD PHOENIX AZ 85016 860422559 501(C)(3) 195000 PHOENIX CHILDREN'S HEALTH PROJECT LUCILLE PACKARD FOUNDATION 725 WELCH ROAD M/C 5523 PALO ALTO CA 94304 770003859 501(C)(3) 87900 SAN FRANCISCO CHILDREN'S HEALTH PROJECT TULANE UNIVERSITY 800 E COMMERCE ROAD HARAHAN LA 70123 720423889 501(C)(3) 170105 10000 FMV MEDICAL EQUIPMENT NEW ORLEANS CHILDREN'S HEALTH PROJECT MARSHALL UNIVERSITY 1600 MEDICAL CENTER DR HUNTINGTON WV 27501 550683361 501(C)(3) 60000 WEST VIRGINIA CHILDREN'S HEALTH PROJECT LE BONHEUR COMMUNITY 2400 UNION AVENUE STE500 MEMPHIS TN 38112 621251288 501(C)(3) 85000 MEMPHIS REGIONAL HEALTH PROJECT HENRY FORD HEALTH SYSTEM 1 FORD PLACE 5A DETROIT MI 48202 381357020 501(C)(3) 60000 CHILDREN'S HEALTH PROJECT OF DETROIT GENESSE HEALTH SYSTEMS 420 W 5TH AVE FLINT MI 48503 461377563 501(C)(3) 25000 FLINT CHILDREN'S HEALTH PROJECT CHILDREN'S NATIONAL MEDICAL CENTER 1901 MISSISSIPI AVENUE S WASHINGTON DC 20020 521640402 501(C)(3) 190000 14053 FMV MEDICAL EQUIPMENT DC CHILDREN'S HEALTH PROJECT IDAHO CHILDREN'S HEALTH PROJECT 794 EASTLAND DRIVE TWINS FALL ID 83301 820371093 501(C)(3) 10000 129479 FMV HYGIENE KITS IDAHO CHILDREN'S HEALTH PROJECT UNIVERSITY OF CHICAGO 5325 S HARPER COURT 4TH FLOOR CHICAGO IL 60615 363488183 501(C)(3) 61666 112900 FMV HYGIENE KITS CHICAGO CHILDREN'S HEALTH PROJECT COASTAL FAMILY HEALTH PROJECT POBOX 475 BILOXI MS 39533 640592416 501(C)(3) 10000 MISSISSIPPI GULF COAST CHILDREN'S HEALTH PROJECT DELL CHILDREN'S MEDICAL CENTER 4900 MUELLER BLVD AUSTIN TX 78723 741109643 501(C)(3) 78650 AUSTIN CHILDREN'S HEALTH PROJECT 22 0 PART I, LINE 2: CHF PERFORMS REGULAR FINANCIAL AND CLINICAL NEEDS ASSESSMENTS RELATED TO ITS GRANT RECIPIENTS AND MAINTAINS RECORDS TO SUBSTANTIATE AMOUNTS OF GRANTS. WE REVIEW THE DISTRIBUTION OF ANNUAL AWARDS TO OUR 22 PARTNER ORGANIZATIONS AND WE MAINTAIN THAT SCHEDULE ON AN ANNUAL BASIS AND RECONCILE IT WITH OUR ACCOUNTING RECORDS. WE ASSESS THE NEEDS OF A PROGRAM TO PROVIDE CORE SERVICES AS A PRIMARY CARE ORGANIZATION. ADDITIONALLY, WE SUPPORT ENHANCED MEDICAL HOME SERVICES INCLUDING MENTAL AND ORAL HEALTH CARE. WE LOOK AT THE COSTS REQUIRED BY THE PARTNER ORGANIZATIONS FOR CORE SERVICES AND WE PRIORITIZE OUR GRANT AWARDS TO MAINTAIN SUCH SERVICES AND THEN DO A SIMILAR PROCESS FOR ENHANCED SERVICES. WE DEFINE THE IMPACT OF EACH PROGRAM BY MONITORING ENCOUNTER DATA AND SPECIFIC DELIVERABLES THAT ARE REQUIRED FROM VARIOUS FUNDING SOURCES. FOR EXAMPLE, IF AN ORGANIZATION RECEIVES DOLLARS FOR OUR REFERRAL MANAGEMENT PROGRAM WHICH SUPPORTS PATIENT ACCESS TO SUBSPECIALTY CARE, WE WILL REQUIRE THAT THE ORGANIZATION REPORT ON THE NUMBER OF PATIENTS WHO RECEIVED SUCH SERVICES. TO THE EXTENT PARTNER ORGANIZATIONS RECEIVE UNRESTRICTED FUNDS, THEY ARE REQUIRED TO REPORT TO US ON THEIR OVERALL ENCOUNTERS ON A BI-ANNUAL BASIS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 IRWIN REDLENER CO-FOUNDER & PRESIDENT 242962 0 0 0 0 0 0 0 0 0 242962 0 0 0 DENNIS WALTO CHIEF EXECUTIVE OFFICER 277720 0 0 0 0 0 1984 0 34047 0 313751 0 0 0 KAREN REDLENER CHIEF ADMINISTRATIVE OFFICER 175808 0 0 0 0 0 8790 0 0 0 184598 0 0 0 DELANEY GRACY CHIEF MEDICAL OFFICER 193887 0 0 0 0 0 9928 0 22340 0 226155 0 0 0 JEB WEISMAN CHIEF INFORMATION OFFICER 190365 0 0 0 0 0 9548 0 21078 0 220991 0 0 0 DENNIS JOHNSON VICE PRESIDENT, POLICY 130188 0 0 0 0 0 6888 0 33312 0 170388 0 0 0 PART I, LINE 1A IRWIN REDLENER, PRESIDENT, WAS REIMBURSED FOR INTERNET ACCESS, TELEPHONE AND HOME OFFICE EXPENSES. THESE PAYMENTS WERE NOT TREATED AS TAXABLE COMPENSATION. X COLGATE HYGIENE KITS 3 380287 FAIR MARKET VALUE X SAMSUNG TABLETS & ACCESSORIES 1 87015 FAIR MARKET VALUE X WATER BOTTLES 1 2520 FAIR MARKET VALUE 0 0 0 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART VI, SECTION A, LINE 2 IRWIN REDLENER AND KAREN REDLENER - FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 IN ORDER TO COMPLY WITH THE BETTER BUSINESS BUREAU SEAL OF APPROVAL, THE BY-LAWS WERE AMENDED TO INCORPORATE LANGUAGE IN WHICH THE CO-FOUNDER WHO IS ALSO A BOARD MEMBER WILL NOW BECOME A NON-VOTING BOARD MEMBER, DUE TO A FAMILY RELATIONSHIP. THE WHISTLE BLOWER POLICY WAS ALSO AMENDED DUE TO THE FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE AVP FINANCE/CONTROLLER, THE CHIEF ADMINISTRATIVE OFFICER AND THE CHIEF EXECUTIVE OFFICER REVIEW AND PRESENT THE COMPLETED FORM 990 TO THE FINANCE COMMITTEE, WHO ARE GIVEN THE OPPORTUNITY TO ASK QUESTIONS AND PRESENT COMMENTS. THE FULL BOARD OF DIRECTORS THEN VOTES TO ACCEPT THE 990 FOR SIGNATURE. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS AND KEY MANAGEMENT PERSONNEL MUST ANNUALLY SIGN A DOCUMENT DISCLOSING ANY POTENTIAL CONFLICTS OF INTEREST. IF THEY HAVE NO CONFLICTS, THEY MUST SIGN TO THAT EFFECT. POTENTIAL CONFLICTS ARE DISCUSSED AT THE APPROPRIATE COMMITTEE MEETING AND A DECISION ON HOW TO HANDLE THE POTENTIAL CONFLICT IS VOTED ON IN THE ABSENCE OF THE RELEVANT INDIVIDUAL. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION SURVEYS ARE UTILIZED EVERY FEW YEARS TO DETERMINE OFFICER SALARIES AND ALL OFFICER SALARIES ARE REVIEWED ON AN ANNUAL BASIS BY THE BOARD OF DIRECTORS AS PART OF THE BUDGET REVIEW PROCESS. COMPENSATION SURVEYS WERE LAST UNDERTAKEN IN 2014. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INTEREST IN LEAD TRUST 12. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.