2017-09-28T09:43:14-05:00 2016-12-31 160929175 DOPKINS & COMPANY LLP 200 INTERNATIONAL DR BUFFALO NY 142215794 990 2016-01-01 161019944 MENTAL HEALTH SERVICES OF ERIE COUNTY SE CORP V MENT 7166622040 227 THORN AVENUE PO BOX 631 ORCHARD PARK NY 141270631 BRUCE NISBET PRESIDENT/CEO 7166622040 2017-07-10 1 MICHAEL ORLOWSKI P00956557 7166348800 2017-07-10 50.75.93.130 2017-07-10 16:17:24 ED P F1BEEC0DAE335ACE2300EF1998BE8D5BA9ED1AA9 4A2357BDD3488726C090ECCBE7868E403C2574F5 2016 2021-01-29 14:40:06Z SPECTRUM HUMAN SERVICES BRUCE NISBET 227 THORN AVENUE PO BOX 631 ORCHARD PARK NY 141270631 18482339 0 X WWW.SPECTRUMHUMANSERVICES.ORG X 1973 NY SPECTRUM HUMAN SERVICES IS DEDICATED TO IMPROVING THE HEALTH OF ADULTS AND CHILDREN IN THE COMMUNITY BY ADDRESSING THEIR MENTAL HEALTH, CHEMICAL DEPENDENCY AND PHYSICAL HEALTH NEEDS THROUGH INTEGRATED RECOVERY ORIENTED TREATMENT SERVICES. THIS IS ACCOMPLISHED THROUGH A CONTINUUM OF 10 TREATMENT PROGRAMS LICENSED BY BOTH THE NYS OFFICE OF MENTAL HEALTH AND OFFICE OF ALCOHOLISM AND SUBSTANCE ABUSE SERVICES IN 7 LOCATIONS THROUGHOUT ERIE COUNTY IN WESTERN NEW YORK. 7 7 318 0 0 0 4566084 5946973 12199990 12046911 666 631 366106 487824 17132846 18482339 0 0 0 0 11645071 12511009 0 0 0 5209115 5633313 16854186 18144322 278660 338017 3858570 5065489 3210595 4079497 647975 985992 X SPECTRUM HUMAN SERVICES RESPECTFULLY PARTNERS WITH ADULTS, CHILDREN, AND FAMILIES AS THEY RECOVER FROM BEHAVIORAL, EMOTIONAL, MENTAL HEATH AND/OR SUBSTANCE RELATED DISORDERS BY OFFERING INDIVIDUALIZED AND MEANINGFUL OPPORTUNITIES OF HOPE, EMPOWERMENT AND SUPPORT TO ACHIEVE SELF-DEFINED IMPROVMENTS IN THEIR QUALITY OF LIFE. 0 0 2553129 2899117 LICENSED NY STATE OFFICE OF ALCOHOL AND SUBSTANCE ABUSE MEDICALLY SUPERVISED OUTPATIENT TREATMENT SERVICES:SPECTRUM PROVIDES PERSON CENTERED, TRAUMA INFORMED RECOVERY BASED SERVICES FOR ADULTS AND ADOLESCENTS AT OUR 5 CLINICS IN ERIE AND WYOMING COUNTIES. THESE CLINICS EMPLOY MORE THAN 18 INDIVIDUALS WHO COMPRISE THE MULTIDISCIPLINARY TEAM INCLUDING: CREDENTIALED ALCOHOL AND SUBSTANCE ABUSE COUNSELORS, LICENSED SOCIAL WORKERS, LICENSED MENTAL HEALTH COUNSELORS, REGISTERED NURSES, PSYCHIATRIC NURSE PRACTITIONERS, MEDICAL DOCTORS AND PSYCHIATRISTS; WHO TOGETHER HAVE MORE THAN 150 YEARS' EXPERIENCE IN THE TREATMENT OF SUBSTANCE USE AND CO-OCCURRING DISORDERS. AS WITH OUR MENTAL HEALTH PROGRAMS, THERE IS A GROWING EMPHASIS ON THE INTEGRATION OF SUBSTANCE ABUSE SERVICES WITH OTHER BEHAVIORAL HEALTH PROGRAMS AND PRIMARY HEALTH SERVICES.THE TREATMENT MODELS INCLUDE EVIDENCED BASED PRACTICES SUCH AS FEEDBACK INFORMED TREATMENT, LIVING IN BALANCE, COGNITIVE BEHAVIORAL THERAPY AND IS FOCUSED ON ASSISTING THE INDIVIDUAL TO OBTAIN AND MAINTAIN ABSTINENCE WHILE IMPROVING THE QUALITY OF HIS/HER LIFE INCLUDING FUNCTIONING IN AREAS SUCH AS MENTAL HEALTH, PHYSICAL HEALTH, FAMILY, SOCIAL, LEGAL, SPIRITUAL, LEGAL, AND EDUCATIONAL/VOCATIONAL. SPECTRUM FOCUSES ON PROVIDING HIGH QUALITY BEHAVIORAL HEALTH INTERVENTIONS AND UTILIZES RESOURCES TO ENSURE STAFF RECEIVE THE NEEDED TRAINING SUCH AS COLUMBIA UNIVERSITY'S FULLY INTEGRATED TREATMENT SERIES AND INTERNAL AND EXTERNAL TRAININGS THAT SUPPORT CLINICAL DEVELOPMENT. 5074897 4754204 HEALTH HOME/CARE COORDINATION, CARES, HOUSING AND OTHER COMMUNITY AND EMERGENCY SERVICESSERVICES:THE GOALS OF THESE PROGRAMS IS TO HELP SUPPORT THE REHABILITATION SUCCESS FOR HIGH-RISK, HIGH-NEED INDIVIDUALS THAT ALSO HAVE A HIGH UTILIZATION OF PSYCHIATRIC INPATIENT AND/OR CHEMICAL DEPENDENCY DETOXIFICATION TREATMENT WITH MINIMAL SUCCESSFUL OUTCOMES. CARES PROVIDES SHORT TERM CRISIS INTERVENTION SERVICES FOR INDIVIDUALS AT RISK OF HARM TO THEMSELVES OR OTHERS OR AT RISK OF HOSPITALIZATION. HOUSING PROVIDES RENTAL STIPENDS AND CASE MANAGEMENT SERVICES TO HELP OVER 128 PARTICIPANTS MAINTAIN STABILITY AND INDEPENDENCE IN THE COMMUNITY. ALSO INCLUDED IN THIS PROGRAM CATEGORY IS THE HEALTH HOME SERVICES. HEALTH HOME PARTNERS OF WNY IS A COLLABORATION OF 3 ORGANIZATIONS: SPECTRUM HUMAN SERVICES, CATHOLIC HEALTH AND EVERGREEN HEALTH THAT PROVIDE SERVICES IN ERIE, WYOMING AND NIAGARA COUNTIES. HEALTH HOME PROGRAMS ARE SPECIALLY DESIGNATED BY NYS TO FACILITATE AND PROVIDE CARE COORDINATION, LINKAGE AND REFERRAL TO ALL NEEDED HEALTH AND BEHAVIORAL HEALTH SERVICES FOR MEDICAID PARTICIPANTS. A SPECIAL EMPHASIS IS ON THE COORDINATION AND INTEGRATION OF HEALTH, BEHAVIORAL HEALTH AND OTHER REHABILITATIVE SUPPORT SERVICES TO FACILITATE A HOLISTIC APPROACH TO SERVICE DELIVERY AND RECOVERY SUPPORTS. 5631091 2986701 MENTAL HEALTH OUTPATIENT CLINIC AND SUPPLEMENTAL SERVICES:SPECTRUM PROVIDES PERSON CENTERED, TRAUMA INFORMED RECOVERY BASED SERVICES FOR ADULTS AND ADOLESCENTS AT OUR 7 OUTPATIENT MENTAL HEALTH CLINICS IN ERIE AND WYOMING COUNTIES. SPECTRUM PROVIDES SERVICES TO OVER 2000 ADULTS, CHILDREN AND FAMILIES EACH YEAR AND MORE THAN 5000 SERVICES EACH MONTH. THE CLINIC TEAM IS COMPRISED OF MORE THAN 35 MENTAL HEALTH PROFESSIONALS INCLUDING: PSYCHIATRISTS, PSYCHIATRIC NURSE PRACTITIONERS, LICENSED SOCIAL WORKERS, LICENSED MENTAL HEALTH COUNSELORS, REGISTERED NURSES, LICENSED PRACTICAL NURSES TO PROVIDE A WIDE RANGE OF CULTURALLY SENSITIVE AND COMPREHENSIVE TREATMENT SERVICES THAT ARE FOCUSED AND RESPONSIVE TO THE INDIVIDUAL'S NEEDS. SPECTRUM'S CORE SERVICE DELIVERY FOCUSES ON THE GROWING NEED FOR INTEGRATION OF HEALTH, BEHAVIORAL HEALTH AND SUBSTANCE ABUSE TREATMENT SERVICES. ALL TREATMENT IS STRENGTH BASED, CLIENT CENTERED, AND OPTIONS INCLUDE INDIVIDUAL, FAMILY, GROUP THERAPY, ALONG WITH PSYCHIATRIC EVALUATION AND MEDICATION TREATMENT AS APPROPRIATE. SPECTRUM FOCUSES ON PROVIDING HIGH QUALITY BEHAVIORAL HEALTH INTERVENTIONS AND UTILIZES RESOURCES TO ENSURE STAFF RECEIVE THE NEEDED TRAINING SUCH AS COLUMBIA UNIVERSITY'S FULLY INTEGRATED TREATMENT SERIES AND INTERNAL AND EXTERNAL TRAININGS THAT SUPPORT CLINICAL DEVELOPMENT. WE ARE CURRENTLY INVOLVED IN THE ZERO SUICIDE INITIATIVE THAT IS FUNDED BY THE NEW YORK STATE OFFICE OF MENTAL HEALTH. 2605151 1894713 PROS AND TRANSPORTATION SUBCONTRACTED SERVICES HUD HOUSING SERVICES CHILDREN'S INTENSIVE SERVICES OTHER 2605151 1894713 15864268 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 113 0 1 318 1 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 NY X X DONALD DAUMAN 7166622040 227 THORN AVE ORCHARD PARK NY 14127 RICHMOND HUBBARD BOARD MEMBER 1.00 X 0 0 0 ROBERT O'LEARY CHAIRPERSON 1.00 X X 0 0 0 DAVID S WHITTEMORE VICE CHAIRPERSON 1.00 X X 0 0 0 JENNIFER BALL CPA BOARD MEMBER 1.00 X 0 0 0 ROBERT B RUH SECRETARY 1.00 X X 0 0 0 MICHAEL T SAGNIBENE BOARD MEMBER 1.00 X 0 0 0 ALEXANDRA WEHR TREASURER 1.00 X X 0 0 0 BRUCE NISBET PRES./CEO 35.00 X 225890 0 10279 DAVID WAWRZYNEK CFO 35.00 X 137788 0 6659 DR MARCELLE MOSTERT PHYSICIAN 17.50 X 269269 0 3441 DAVID PFALZER NURSE PRACTITIONER 40.00 X 166124 0 21972 CYNTHIA VOELKER VICE PRESIDENT OF SERVICES 40.00 X 137788 0 20611 JULIE GUTKOWSKI MANAGING DIR. OF CLINICAL 40.00 X 100566 0 15346 TRACI RAYNOR NURSE PRACTITIONER 40.00 X 160837 0 4121 1198262 0 82429 7 0 1 0 JEFFREY KASHIN 925 DELAWARE AVE BUFFALO NY 14209 MEDICAL CONSULTANT 432365 AIMEE DIPASQUA 5072 WOODWAY COURT HAMBURG NY 14075 MEDICAL CONSULTANT 188280 COCO ENTERPRISES 8158 HILLSIDE ST ANGOLA NY 14006 JANITORIAL SERVICES 119010 3 5017105 929868 5946973 PATIENT SERVICE REVENUE 624100 12046911 12046911 12046911 631 631 ADMINISTRATIVE SERVICE FEE 624100 487824 487824 487824 18482339 12534735 0 631 693729 273259 420470 9487825 8529612 958213 371735 342356 29379 1013228 877014 136214 944492 827098 117394 57807 57807 42125 42125 1621674 1515935 105739 242920 190196 52724 122997 122997 1495857 1348866 146991 323102 283842 39260 116565 116565 211253 202772 8481 63731 47075 16656 EQUIPMENT 419553 405591 13962 MATERIALS & SUPPLIES 242916 242916 CLIENT NEEDS 214433 214433 STAFF DEVELOPMENT 137140 137140 321240 186601 134639 18144322 15864268 2280054 0 10013 5300 350600 1313453 2316581 2693653 68018 92712 2990479 2030108 1113358 960371 3858570 5065489 952884 1423822 1750690 2092803 507021 562872 3210595 4079497 X 647975 985992 647975 985992 3858570 5065489 338017 0 X X 0 1 X 1 1 1 X 4189809 3985555 4517712 4566084 5946973 23206133 4189809 3985555 4517712 4566084 5946973 23206133 23206133 2041 4704 686 666 631 8728 3388 3388 23218249 57944970 0.99950 0.99950 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 452056 380193 71863 951448 735848 215600 1586975 914067 672908 960371 REFUNDABLE ADVANCES 166447 DUE TO THIRD PARTY PAYORS 396425 562872 X 18482339 0 18482339 0 18482339 18144322 0 18144322 0 18144322 PART X, LINE 2: THE ORGANIZATION IS EXEMPT FROM TAXATION UNDER SECTION 501 (C)(3) OF THE INTERNAL REVENUE CODE.THE TAX RETURNS FOR THE TAX YEARS 2013 THROUGH 2016 REMAIN SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR US. FEDERAL TAX PURPOSES AND ALSO BY NEW YORK STATE FOR STATE TAX PURPOSES. X X 0 0 0 0 0 0 0 0 0 BRUCE NISBET PRES./CEO 221122 0 0 0 4768 0 10247 0 32 0 236169 0 0 0 DR MARCELLE MOSTERT PHYSICIAN 266507 0 0 0 2762 0 3409 0 32 0 272710 0 0 0 DAVID PFALZER NURSE PRACTITIONER 165917 0 0 0 207 0 7747 0 14225 0 188096 0 0 0 CYNTHIA VOELKER VICE PRESIDENT OF SERVICES 136568 0 0 0 1220 0 6386 0 14225 0 158399 0 0 0 TRACI RAYNOR NURSE PRACTITIONER 160637 0 0 0 200 0 4089 0 32 0 164958 0 0 0 PATRICIA NISBET RELATIVE OF BRUCE NISBET, KEY EMPLOYEE 10285 MEDICAL CONSULTANT SERVICES 0 PARKVIEW HEALTH SERVICES OWNED BY ROBERT O'LEARY, MEMBER OF BOARD OF DIRECTORS 18612 MEDICAL SUPPLIES 0 0 FORM 990, PART VI, SECTION A, LINE 8B SPECTRUM ONLY HAS A BOARD OF DIRECTORS AND FINANCE COMMITTEE. ALL DECISIONS MUST BE APPROVED THROUGH THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PRESENTED IN DRAFT FORM TO ORGANIZATIONS CFO FOR REVIEW. THE RETURN IS THEN PROVIDED TO THE BOARD MEMBERS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C IN ACCORDANCE WITH SPECTRUM'S CONFLICT OF INTEREST POLICY, EACH "OFFICER" INCLUDES ANY NON-DIRECTOR SERVING ON ANY COMMITTEE OF THE BOARD OF DIRECTORS AND DIRECTORS SHALL ANNUALLY SIGN A STATEMENT WHICH AFFIRMS THAT SUCH PERSON: A. HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, B. HAS READ AND UNDERSTANDS THE POLICY, C. HAS AGREED TO COMPLY WITH THE POLICY, AND D. UNDERSTANDS THE CORPORATION IS A CHARITABLE ORGANIZATION AND THAT IN ORDER TO MAINTAIN ITS FEDERAL TAX EXEMPTION, IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES, E. IS NOT AWARE THAT HE OR SHE HAS ANY FINANCIAL INTEREST OR, IF HE OR SHE IS AWARE OF ANY FINANCIAL INTEREST, A DESCRIPTION OF ALL MATERIAL FACT CONCERNING IT. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD SUBCOMMITTEE HAS THE RESPONSIBILITY TO DETERMINE THE COMPENSATION OF KEY EMPLOYEES. THE PURPOSE OF THE COMMITTEE IS TO APPROVE ANNUAL PERFORMANCE STANDARDS AND TO DETERMINE APPROPRIATE PERFORMANCE MEASURES AND ESTABLISH CRITERIA FOR ANY INCENTIVE BASED COMPENSATION. IT ALSO ANNUALLY REVIEWS AND APPROVES ANY CHANGES TO THE TOTAL COMPENSATION OF KEY EMPLOYEES. THE COMMITTEE DETERMINES IF THE COMPENSATION IS REASONABLE. TO ACCOMPLISH THIS, THE COMMITTEE WILL OBTAIN COMPARABLE COMPENSATION DATA FOR EXECUTIVES OF OTHER NON PROFIT ORGANIZATIONS OF SIMILAR SIZE IN THE WESTERN NEW YORK AREA. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS OWN WEBSITE. COPIES CAN BE PROVIDED UPON REQUEST BY PHONE, IN WRITING, OR VIA E-MAIL. A COPY OF THE 990 CAN BE FOUND THROUGH THE WEBSITE WWW.GUIDESTAR.ORG. FORM 990; PART XI; LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SPECTRUM HUMAN SERVICES FOUNDATION INC 227 THORN AVENUE-PO BOX 631 ORCHARD PARK NY 14127 222832638 SUPPORT THE MISSION OF SPECTRUM HUMAN SERVICES NY 501(C)(3) LINE 12B, II 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 SPECTRUM HUMAN SERVICE FOUNDATION K 292860 COST