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2012-03-19 2016-07-12 785 308 477 477 22 SHS REYNOLDS AMERICAN INC P 2011-03-23 2016-02-03 1056 381 675 675 71 SHS REYNOLDS AMERICAN INC P 2011-07-21 2016-02-03 3409 1358 2051 2051 3 SHS ROYAL DUTCH SHELL PLC CL B P 2015-01-12 2016-01-08 120 194 -74 -74 3 SHS ROYAL DUTCH SHELL PLC CL B P 2015-07-08 2016-01-08 120 168 -48 -48 61 SHS ROYAL DUTCH SHELL PLC CL B P 2011-03-23 2016-01-08 2433 4396 -1963 -1963 29 SHS ROYAL DUTCH SHELL PLC CL B P 2011-07-21 2016-01-08 1156 2156 -1000 -1000 33 SHS ROYAL DUTCH SHELL PLC CL B P 2011-12-05 2016-01-08 1316 2410 -1094 -1094 17 SHS ROYAL DUTCH SHELL PLC CL B P 2012-03-19 2016-01-08 678 1236 -558 -558 3 SHS ROYAL DUTCH SHELL PLC CL B P 2012-09-17 2016-01-08 120 227 -107 -107 18 SHS ROYAL DUTCH SHELL PLC CL B P 2012-10-22 2016-01-08 717 1274 -557 -557 32 SHS ROYAL DUTCH SHELL PLC CL B P 2012-11-28 2016-01-08 1276 2185 -909 -909 3 SHS ROYAL DUTCH SHELL PLC CL B P 2013-08-22 2016-01-08 120 199 -79 -79 3 SHS ROYAL DUTCH SHELL PLC CL B P 2014-03-05 2016-01-08 120 235 -115 -115 3 SHS ROYAL DUTCH SHELL PLC CL B P 2014-06-24 2016-01-08 120 260 -140 -140 11 SHS ROYAL DUTCH SHELL PLC CL B P 2014-08-19 2016-01-08 439 929 -490 -490 20 SHS SYSCO CORP P 2015-09-10 2016-07-26 1040 789 251 251 4 SHS SYSCO CORP P 2015-09-10 2016-07-22 208 158 50 50 21 SHS SYSCO CORP P 2015-02-09 2016-07-22 1092 842 250 250 10 SHS SYSCO CORP P 2015-02-09 2016-07-07 511 401 110 110 1 SHS SYSCO CORP P 2014-11-17 2016-07-06 51 39 12 12 18 SHS SYSCO CORP P 2014-12-24 2016-07-06 922 732 190 190 1 SHS SYSCO CORP P 2015-02-09 2016-07-06 51 40 11 11 20 SHS SYSCO CORP P 2015-02-09 2016-07-06 1023 802 221 221 20 SHS SYSCO CORP P 2014-11-17 2016-07-05 1027 778 249 249 22 SHS SYSCO CORP P 2014-11-17 2016-06-28 1085 855 230 230 20 SHS SYSCO CORP P 2014-11-17 2016-05-13 1003 778 225 225 340 SHS TE CONNECTIVITY LTD NEW P 2009-11-09 2016-05-23 19556 7732 11824 11824 265 SHS TE CONNECTIVITY LTD NEW P 2011-08-24 2016-05-23 15242 7766 7476 7476 0.369 SHS TE CONNECTIVITY LTD NEW P 2016-03-11 2016-05-24 21 22 -1 -1 3 SHS TE CONNECTIVITY LTD NEW P 2016-03-11 2016-05-23 173 178 -5 -5 30 SHS TWENTY-FIRST CENTURY FOX CL B P 2014-11-17 2016-02-08 725 1013 -288 -288 12 SHS UNILEVER PLC (NEW) ADS P 2011-07-21 2016-10-13 523 390 133 133 36 SHS UNILEVER PLC (NEW) ADS P 2011-12-05 2016-10-13 1569 1193 376 376 21 SHS UNILEVER PLC (NEW) ADS P 2012-03-19 2016-10-13 915 699 216 216 3 SHS UNILEVER PLC (NEW) ADS P 2012-09-17 2016-10-13 131 111 20 20 15 SHS UNILEVER PLC (NEW) ADS P 2012-11-28 2016-10-13 654 575 79 79 3 SHS UNILEVER PLC (NEW) ADS P 2014-03-05 2016-10-13 131 123 8 8 11 SHS UNILEVER PLC (NEW) ADS P 2014-04-28 2016-10-13 479 487 -8 -8 10 SHS UNITED PARCEL SER INC CL-B P 2015-05-11 2016-12-08 1189 1007 182 182 700 SHS VANECK VECTORS J.P. MORGAN E P 2011-11-04 2016-11-03 13059 17393 -4334 -4334 800 SHS VANECK VECTORS J.P. MORGAN E P 2011-12-09 2016-11-03 14924 19197 -4273 -4273 550 SHS VANECK VECTORS J.P. MORGAN E P 2013-02-08 2016-11-03 10260 14610 -4350 -4350 9 SHS VANECK VECTORS J.P. MORGAN E P 2015-07-10 2016-11-03 168 168 0 0 37 SHS VENTAS INC P 2013-09-17 2016-10-13 2465 2036 429 429 STCG FROM PTP K-1 POWERSHARES 2016-12-01 2016-12-31 261 261 261 LTCL FROM PTP K-1 POWERSHARES 2015-01-01 2016-12-31 25 -25 -25 SECTION 1256 GAIN (STCG) FROM POWERSHARES PTP K-1 2016-12-01 2016-12-31 664 664 664 SECTION 1256 GAIN (LTCG) FROM POWERSHARES PTP K-1 2015-01-01 2016-12-31 995 995 995 STCG FROM PTP K-1 NUVEEN 2016-12-01 2016-12-31 1 1 1 SECTION 1256 GAIN (STCG) FROM NUVEEN PTP K-1 2016-12-01 2016-12-31 1074 -1074 -1074 SECTION 1256 GAIN (LTCG) FROM NUVEEN PTP K-1 2015-01-01 2016-12-31 1610 -1610 -1610 CAPITAL GAINS DIVIDENDS P 37225 37225 37225 269962 1609 0 111046 2502985 0.044365 92600 2346287 0.039467 77400 1990210 0.038890 72250 1692781 0.042681 60784 1478855 0.041102 0.206505 0.041301 2834968 117087 3370 120457 124131 X 3370 0 3370 0 3370 1280 5500 6780 3410 3410 0 0 0 0 0 0 0 0 0 0 0 1 1 DE 1 0 0 0 0 1 N/A MICHAEL S GOLDBERG 2039665463 913 PONUS RIDGE ROAD NEW CANAAN CT 06840 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MICHAEL S GOLDBERG 913 PONUS RIDGE ROAD NEW CANAAN CT 06840 CO-PRESIDENT 0.00 0 0 0 HEATHER W GOLDBERG 913 PONUS RIDGE ROAD NEW CANAAN CT 06840 CO-PRESIDENT 0.00 0 0 0 NONE 0 NONE 0 0 2632491 245649 0 2878140 0 0 2878140 43172 2834968 141748 141748 3370 3370 138378 0 138378 0 138378 124131 0 124131 3370 120761 138378 119957 0 0 124131 119957 0 0 4174 0 0 0 0 0 0 0 0 134204 0 0 0 MICHAEL S GOLDBERG HEATHER W GOLDBERG X AMERICAN CANCER SOCIETY 250 WILLIAMS STREET NW ATLANTA GA 30303 NONE PC GENERAL FUND 100 ARTS FOR HEALING 24 GROVE ST NEW CANAAN CT 06840 NONE PC GENERAL FUND 1000 BOSTON COLLEGE MORE HALL 220 140 COMMONWEALTH AVENUE CHESTNUT HILL MA 02467 NONE PC GENERAL FUND 59600 CENTER FOR SMALL JEWELS INSTITUTE 3 THE BOULEVARD NEW ROCHELLE NY 10801 NONE PC GENERAL FUND 250 MEMORIAL SLOAN-KETTERING CANCER CENTER PO BOX 27106 NEW YORK NY 10087 NONE PC GENERAL FUND 5000 NC OUTWARD BOUND SCHOOL 2582 RICEVILLE ROAD ASHEVILLE NC 28805 NONE PC GENERAL FUND 100 NEW CANAAN COUNTRY SCHOOL 635 FROGTOWN ROAD NEW CANAAN CT 06840 NONE PC GENERAL FUND 20000 NEW CANAAN LIBRARY 151 MAIN STREET NEW CANAAN CT 06840 NONE PC GENERAL FUND 10000 NEW CANAAN VOLUNTEER AMBULANCE 182 SOUTH AVENUE NEW CANAAN CT 06840 NONE PC GENERAL FUND 1000 NEW CANAAN YMCA 564 SOUTH AVENUE NEW CANAAN CT 06840 NONE PC GENERAL FUND 250 SEA EDUCATION ASSOCIATION PO BOX 6 WOODS HOLE MA 02543 NONE PC GENERAL FUND 500 STAYING PUT IN NEW CANAAN PO BOX 27106 NEW CANAAN CT 06840 NONE PC GENERAL FUND 500 STRAYS & OTHERS PO BOX 473 NEW CANAAN CT 06840 NONE PC GENERAL FUND 100 THE GREENWICH COUNTRY DAY SCHOOL 401 OLD CHURCH ROAD GREENWICH CT 06830 NONE PC GENERAL FUND 20100 THE ROGOSIN INSTITUTE 505 EAST 70TH STREET NEW YORK NY 10021 NONE PC GENERAL FUND 500 THE SCHOOL FOR FIELD STUDIOS 100 CUMMINGS CENTER SUITE 534-G BEVERLY MA 01915 NONE PC GENERAL FUND 500 WAVENY LIFE CARE NETWORK 3 FARM ROAD NEW CANAAN CT 06840 NONE PC GENERAL FUND 500 120000 0 14 177 14 80815 14 4556 14 269962 0 355510 0 355510 0 0 0 0 0 0 0 0 0 0 X X 1 MICHAEL S GOLDBERG 913 PONUS RIDGE ROAD NEW CANAAN CT 06840 37387 X X 2 MICHAEL S GOLDBERG 913 PONUS RIDGE ROAD NEW CANAAN CT 06840 41278 X X 3 MICHAEL S GOLDBERG 913 PONUS RIDGE ROAD NEW CANAAN CT 06840 244700 X X 1 588 SHS GENERAL MILLS INC 37387 2016-05-17 2 400 SHS PEPSICO INC 41278 2016-05-17 3 2,500 SHS REINSURANCE GROUP OF AMERICA 244700 2016-08-02 ACCOUNTING & TAX RETURN PREP FEES 7500 3750 0 3750 MORGAN STANLEY XXX10053 384164 416442 MORGAN STANLEY XXX10054 441192 487912 MORGAN STANLEY XXX10061 1752036 1942998 PTP K-1 POWERSHARES COMMODITY AT COST 0 0 PTP K-1 NUVEEN LONG/SHORT COMMODITY AT COST 0 0 FMV IN EXCESS OF COST BASIS OF THE SECURITIES RECEIVED AT DATE OF CONTRIBUTI 193248 ADJUSTMENTS DUE TO SALE OF PTP K-1S 2973 REGISTRATION FEES 225 0 0 225 DEDUCTION FLOW-THOUGH PTP K-1 POWERSHARES 154 154 0 0 DEDUCTION FLOW-THOUGH PTP K-1 NUVEEN LONG SHORT COMMODITY 352 352 0 0 BANK CHARGE 60 60 0 0 FEDERAL REFUND 3161 0 0 EXPENSE RECOVERED 1395 0 0 INVESTMENT ADVISORY FEES 9069 9069 0 0 DE ANNUAL FRANCHISE TAXES 156 0 0 156 FOREIGN TAXES PAID 584 584 0 0