2017-07-31T10:37:51-05:00 2016-12-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2016-01-01 273166994 GLOBAL IMPACT INVESTING NETWORK INC GLOB 6468377430 30 BROAD STREET 38TH FLOOR NEW YORK NY 10004 AMIT BOURI CEO 6468377430 2017-07-31 1 ROBERT LYONS P00227472 2125038800 69.74.165.34 2017-07-31 11:23:05 ED P 1423E06F9E6F9EFDA19AB3AABD1FE32D0EF26F97 D485E2372F9A3E228BF0E00A17368979B0DA0859 2016 2021-01-29 14:40:06Z AMIT BOURI 30 BROAD STREET 38TH FLOOR NEW YORK NY 10004 5093595 0 X THEGIIN.ORG X 2010 DE INCREASE THE SCALE AND EFFECTIVENESS OF IMPACT INVESTING AROUND THE WORLD. IMPACT INVESTMENTS ARE INVESTMENTS MADE INTO COMPANIES, ORGANIZATIONS, AND FUNDS WITH THE INTENTION TO GENERATE SOCIAL AND ENVIRONMENTAL IMPACT ALONGSIDE A FINANCIAL RETURN. 7 6 29 6 0 0 0 3648630 0 1439533 0 0 0 5432 0 5093595 0 0 0 0 0 3407035 0 0 278119 0 1613469 0 5020504 0 73091 0 7039830 0 628203 0 6411627 X THE GLOBAL IMPACT INVESTING NETWORK (GIIN) IS DEDICATED TO INCREASING THE SCALE AND EFFECTIVENESS OF IMPACT INVESTING AROUND THE WORLD. THE GIIN BUILDS CRITICAL INFRASTRUCTURE AND SUPPORTS ACTIVITIES, EDUCATION, AND RESEARCH THAT HELP ACCELERATE THE DEVELOPMENT OF A COHERENT IMPACT INVESTING INDUSTRY. 0 0 1260690 1237346 MEMBERSHIP: GIIN MEMBERSHIP PROVIDES A PLATFORM FOR A DIVERSE, GLOBAL COMMUNITY OF MORE THAN 240 LIKE-MINDED INVESTORS AND KEY STAKEHOLDERS TO DEEPEN ENGAGEMENT WITH IMPACT INVESTING BY CONNECTING WITH PEERS, SHARING EXPERIENCES AND LESSONS LEARNED, COLLABORATING TO SOLVE FOR COMMON CHALLENGES, AND ACCELERATING THE DEVELOPMENT OF THE IMPACT INVESTING INDUSTRY. GIIN MEMBERS INCLUDE ASSET OWNERS, ASSET MANAGERS, AND SERVICE PROVIDERS THAT ARE ACTIVE IN DEVELOPED AND EMERGING MARKETS AND TARGET A RANGE OF ISSUE AREAS OR IMPACT THEMES. 717677 RESEARCH: WITH A FOCUS ON BRINGING CRITICAL MARKET INTELLIGENCE AND PRACTICE INSIGHTS TO THE MARKET, THE GIIN PRODUCES INFLUENTIAL AND HIGH-IMPACT RESEARCH THAT HELPS BUILD A STRONGER EVIDENCE BASE FOR THE IMPACT INVESTING INDUSTRY, REDUCE OPACITY IN THE MARKET, IMPROVE INVESTOR DECISION-MAKING, AND ADVANCE THE PRACTICE OF IMPACT INVESTING. TO DATE, THE GIIN HAS PRODUCED OVER 20 CUTTING EDGE REPORTS DISTRIBUTED AS PUBLIC GOODS, INCLUDING THE FLAGSHIP ANNUAL IMPACT INVESTOR SURVEY THAT SERVES AS THE GO-TO 'STATE OF THE MARKET' REPORT. 699428 IRIS & IMPACT MEASUREMENT AND MANAGEMENT: THE GIIN WORKS TO ENABLE SOUND PRACTICE IN IMPACT MEASUREMENT AND MANAGEMENT BY MANAGING IRIS, A CATALOG OF GENERALLY ACCEPTED PERFORMANCE METRICS THAT LEADING IMPACT INVESTORS USE TO MEASURE SOCIAL, ENVIRONMENTAL, AND FINANCIAL SUCCESS, EVALUATE DEALS, AND GROW THE SECTOR'S CREDIBILITY. THE GIIN ALSO DEVELOPS RESOURCES AND GUIDANCE FOR IMPACT INVESTORS SEEKING TO BUILD OR STRENGTHEN THEIR IMPACT MEASUREMENT STRATEGY, AS WELL AS LEADS INDUSTRY COORDINATION AND COLLABORATION TO ADVANCE IMPACT MEASUREMENT AND MANAGEMENT PRACTICE. 1560039 202187 THE GIIN ALSO SUPPORTS THE DEVELOPMENT OF THE IMPACT INVESTING MARKET THROUGH THE GIIN TRAINING PROGRAM, IMPACTBASE, AND OUTREACH. THE GIIN OFFERS SPECIALIZED IMPACT INVESTMENT TRAINING TO IMPROVE THE CAPITAL-RAISING POTENTIAL AND DEPLOYMENT CAPACITY OF INVESTORS AROUND THE WORLD. THE GIIN MANAGES IMPACTBASE, THE SEARCHABLE, ONLINE DATABASE OF IMPACT INVESTMENT FUNDS AND PRODUCTS DESIGNED FOR INVESTORS. THROUGH OUTREACH, THE GIIN RAISES AWARENESS AND ELEVATES THE PROFILE OF IMPACT INVESTING THROUGH MEDIA ENGAGEMENT, EVENTS, AND OTHER TARGETED ACTIVITIES, AS WELL AS ACTIVATES THE GROWING IMPACT INVESTING COMMUNITY THROUGH THOUGHT LEADERSHIP AND ACTION CAMPAIGNS. 1560039 202187 4237834 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 16 0 29 1 0 0 0 0 0 0 0 0 0 0 X 7 6 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY DE X WEN-HUA YANG DIRECTOR OF OPERATION 6468377204 30 BROAD STREET 38TH FLOOR NEW YORK NY 10004 AMIT BOURI PRESIDENT & CEO 40.00 X X 235915 0 36370 ANTONY BUGG-LEVINE CHAIRMAN 1.00 X X 0 0 0 MARILOU VAN GOLSTEIN BROUWERS VICE CHAIR 1.00 X 0 0 0 HEWSON BALTZELL BOARD MEMBER 1.00 X 0 0 0 NICK O'DONOHOE BOARD MEMBER 1.00 X 0 0 0 RAKESH REWARI BOARD MEMBER 1.00 X 0 0 0 JUDITH RODIN BOARD MEMBER 1.00 X 0 0 0 SUSAN BALLOCH VICE PRESIDENT & COO 40.00 X 174074 0 24066 GISELLE LEUNG SECRETARY AND DIRECTOR, BUS. DEV. 40.00 X 150036 0 16982 ARJUN REDDY MANAGER, TECHNOLOGY 40.00 X 132259 0 19153 AMY STILLMAN DIRECTOR, COMMUNICATIONS 40.00 X 132532 0 16161 SAPNA SHAH DIRECTOR, STRATEGY 40.00 X 120107 0 26022 ABHILASH MUDALIAR DIRECTOR,RESEARCH 40.00 X 107537 0 30772 WEN-HUA YANG DIRECTOR, OPERATIONS 40.00 X 118084 0 18526 1170544 0 188052 8 0 1 0 ASPECTUS PR INC 117 EAST 24TH ST SUITE 2A NEW YORK NY 10010 PUBLIC RELATIONS 124000 SYSTEMSEED LLC 7845 COLONY RD SUITE 4150 CHARLOTTE NC 28226 TECHNOLOGY 107743 2 1726020 1922610 3648630 MEMBERSHIP DUES 900099 1167346 1167346 CONFERENCES AND TRAININGS 523999 166722 166722 PROGRAM SERVICE FEE 523999 105465 105465 1439533 OTHER INCOME 900099 5432 5432 5432 5093595 0 0 1444965 X 623645 484563 71203 67879 2149292 1887072 132017 130203 156391 137828 9167 9396 253717 221104 17115 15498 223990 192130 16126 15734 79625 79625 791742 727350 59251 5141 1356 1095 261 2196 1710 482 4 43677 34403 6221 3053 214964 185590 14687 14687 154799 135624 12107 7068 18464 14491 800 3173 12280 12280 14958 14958 EVENTS 105102 87271 17831 0 PRINTING & COPYING 40570 40076 302 192 TRAINING & DEVELOPMENT 36021 22247 11511 2263 SUBSCRIPTIONS 35746 28314 6018 1414 61969 36966 22589 2414 5020504 4237834 504551 278119 0 0 0 6107750 0 425000 0 191002 0 0 0 0 0 0 0 0 0 34102 41557 12280 0 29277 0 252699 0 0 0 0 0 0 0 0 0 7039830 0 169784 0 0 0 458419 0 0 0 0 0 0 0 0 0 0 0 0 0 628203 X 0 5282176 0 1129451 0 0 0 6411627 0 7039830 X 73091 6338536 X X 0 1 X 1 0 X 3648630 3648630 3648630 3648630 2745615 903015 5432 5432 3654062 1439533 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 21881 9985 11896 19676 2295 17381 29277 X 5310303 216708 216708 5093595 0 5093595 5237212 216708 216708 5020504 0 5020504 PART X, LINE 2: THE ORGANIZATION BELIEVES IT HAD NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2016, IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, "INCOME TAXES," WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES CONFERENCE 155142 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES TRAININGS 11580 0 0 0 0 0 0 166722 0 166722 0 0 0 0 0 0 PART I, LINE 3: ACCRUAL BASIS X X X 0 0 0 0 0 0 0 0 0 AMIT BOURI PRESIDENT & CEO 235915 0 0 0 0 0 21600 0 14770 0 272285 0 0 0 SUSAN BALLOCH VICE PRESIDENT & COO 174074 0 0 0 0 0 10710 0 13356 0 198140 0 0 0 GISELLE LEUNG SECRETARY AND DIRECTOR, BUS. DEV. 135036 0 15000 0 0 0 9934 0 7048 0 167018 0 0 0 ARJUN REDDY MANAGER, TECHNOLOGY 132259 0 0 0 0 0 12105 0 7048 0 151412 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION'S DIRECTORS ARE MEMBERS OF THE CORPORATION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OF THE ORGANIZATION MAY VOTE ON GOVERNING MATTERS AS REQUIRED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS AND GIIN MANAGEMENT BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF MANAGEMENT AND THE BOARD OF DIRECTORS WILL COMPLETE A CONFLICT OF INTEREST DISCLOSURE ANNUALLY. EMPLOYERS MUST DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF DIRECTORS HAS THE POWER, IN ITS SOLE DISCRETION, TO CONTRACT WITH ANY DIRECTOR FOR SERVICES RENDERED TO THE CORPORATION, NOT INCLUDING SERVICES RENDERED IN HIS OR HER CAPACITY AS DIRECTOR. SAID DIRECTOR WILL BE PAID REASONABLE COMPENSATION APPROPRIATE TO THE VALUE OF SUCH SERVICES BASED ON BOARD APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 GIIN WILL MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAIABLE ON REQUEST FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL: PROGRAM SERVICE EXPENSES 727,350. MANAGEMENT AND GENERAL EXPENSES 59,251. FUNDRAISING EXPENSES 5,141. TOTAL EXPENSES 791,742. FORM 990, PART XI, LINE 9: LOSS ON FOREIGN CURRENCY -112,070. TRANSFER FROM FISCAL SPONSOR 6,450,606. FORM 990, PART XII, LINE 2C: GIIN UNDERGOES AN ANNUAL AUDIT BY AN INDEPENDENT AUDITOR. THE BOARD SELECTS THE PUBLIC ACCOUNTING FIRM, AT THE RECOMMENDATION OF THE FINANCE AND AUDIT COMMITTEE, WHICH WILL PERFORM THE YEAR END FINANCIAL AUDIT.