2017-05-15T09:09:21-05:00 2016-12-31 420714325 RSM US LLP 801 NICOLLET MALL SUITE 1100 MINNEAPOLIS MN 55402 990PF 2016-01-01 453080856 NORMAN AND ANN HOFFMAN FOUNDATION NORM 6127667255 116 LAKE STREET WEST WACONIA MN 55387 NORMAN HOFFMAN DIRECTOR/PRESIDENT 6127667255 2017-05-08 1 TODD A JACKSON P00092672 6123324300 2017-05-08 108.171.131.188 2017-05-08 13:55:13 CD P F8796A2D8375D9D701E5BB8C1D24C924509E2C3C 5AB5DFEC54AF030231DDAA57F2AFD57D98013E0B 2016 2021-01-29 14:40:06Z X 3389995 X 2967145 6337 6337 67836 67836 151457 977510 151457 3192775 225630 1063 0 1063 7500 3750 3750 1500 0 0 14389 14364 25 24452 18114 4838 956000 956000 980452 18114 960838 2212323 207516 1474 24389 24389 18115 20156 20156 940696 2378109 3345450 960285 2422654 3389995 0 0 X -355761 -355761 0 0 1316046 2778415 960285 2422654 960285 2422654 960285 2212323 16177 3188785 766131 2422654 PUBLICLY TRADED SECURITIES P 976584 826053 150531 150531 CAPITAL GAINS DIVIDENDS P 926 926 926 151457 0 62358 1197233 0.052085 59597 1307642 0.045576 9518 1119020 0.008506 0 993558 0.000000 0 0 0.000000 0.106167 0.021233 2882081 61195 2075 63270 960838 X 2075 0 2075 0 2075 1252 1252 X 3 826 0 0 0 0 0 0 0 0 0 0 1 1 MN 1 0 0 0 0 1 N/A NORMAN H HOFFMAN 9524421829 116 LAKE STREET WEST WACONIA MN 55387 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NORMAN H HOFFMAN 116 LAKE STREET WEST WACONIA MN 55387 DIRECTOR/PRESIDENT 2.00 0 0 0 ANNA M HOFFMAN 116 LAKE STREET WEST WACONIA MN 55387 DIRECTOR/SECRETARY 1.00 0 0 0 GERALD R STORMS 116 LAKE STREET WEST WACONIA MN 55387 DIRECTOR/VP/TREASURER 1.00 1063 0 0 NONE 0 NONE 0 0 2882107 3864 40000 2925971 0 0 2925971 43890 2882081 144104 144104 2075 2075 142029 0 142029 0 142029 960838 0 960838 2075 958763 142029 50006 0 0 960838 50006 0 0 142029 768803 0 0 768803 0 0 0 0 0 0 0 768803 768803 NORMAN H HOFFMAN ANNA M HOFFMAN X ASCENSION CATHOLIC SCHOOL 601 VAN BUREN STREET OAK PARK IL 60304 NONE PC EDUCATION - GENERAL PROGRAM SUPPORT 3000 CARVER COUNTY 604 EAST 4TH STREET CHASKA MN 55318 NONE GOV CLEAN UP ISLAND FOR A PARK 900000 HOLY FAMILY HIGH SCHOOL 5195 W 144TH AVE BROOMFIELD CO 80023 NONE PC EDUCATION - GENERAL PROGRAM SUPPORT 25000 MARIE STEINER KELTING 9120 SHADY OAK DR CHASKA MN 55318 NONE PC HOSPICE HOME - GENERAL PROGRAM SUPPORT 3000 ST PAUL SEMINARY SCHOOL 2260 SUMMIT AVE ST PAUL MN 55105 NONE PC EDUCATION - GENERAL PROGRAM SUPPORT 25000 956000 0 14 6337 14 67836 18 151457 0 225630 0 225630 0 0 0 0 0 0 0 0 0 0 X X 1 NORMAN ANN HOFFMAN 116 LAKE STREET WEST WACONIA MN 55387 2967145 X X 1 388,450 SHS OF VARIOUS STOCKS (TOTAL COST BASIS OF $1,292,013) 2058145 2016-03-08 TAX PREP FEES 7500 3750 3750 ISHARES MSCI BRIC ETF AT COST 24979 31880 ISHARES RUSSELL MID CAP ETF AT COST 27788 89430 ISHARES NASDAQ BIOTECHNOLOGY ETF AT COST 23773 79614 ISHARES RUSSELL 1000 VALUE ETF AT COST 40026 95225 ISHARES RUSSELL 2000 GROWTH ETF AT COST 18503 61576 ISHARES US UTILITIES ETF AT COST 11100 12183 ISHARES US TELECOMMUNICATIONS ETF AT COST 9321 10350 ISHARES TECHNOLOGY ETF AT COST 38763 42088 ISHARES US HEALTHCARE ETF AT COST 86747 86478 ISHARES US FINANCIALS ETF AT COST 45475 50730 ISHARES US ENERGY ETF AT COST 55519 83080 ISHARES MORNINGSTAR SMALL CAP VALUE ETF AT COST 9504 28560 ISHARES GLOBAL INDUSTRIALS ETF AT COST 32433 71592 POWERSHARES DWA CONSUMER STAPLES MOMENTUM ETF AT COST 29227 80430 POWERSHARES DWA CONSUMER CYCLICALS MOMENTUM ETF AT COST 37300 105325 POWERSHARES DWA UTILITIES MOMENTUM ETF AT COST 60244 102480 POWERSHARES DYNAMIC BIOTECH & GENOME ETF AT COST 0 0 POWERSHARES PREFERRED ETF AT COST 68611 71150 SPDR GOLD TRUST GOLD SHARES AT COST 19878 27402 SPDR S&P INTL DIVIDEND ETF AT COST 19656 18030 SPDR S&P WORLD EX US ETF AT COST 85443 118220 SPDR SERIES TRUST S&P DIVIDEND ETF AT COST 97196 171120 SECTOR MATERIALS SELECT SECTOR SPDR ETF AT COST 46906 99400 SECTOR FINANCIAL SELECT SECTOR SPDR ETF AT COST 46600 93000 VANGUARD FTSE EMERGING MARKETS ETF AT COST 32225 48303 VANGUARD INDUSTRIALS ETF AT COST 16428 47704 VANGUARD INFORMATION TECHNOLOGY ETF AT COST 55186 200475 VANGUARD TELECOM SERVICES ETF AT COST 24776 57586 VANGUARD SMALL CAP VALUE ETF AT COST 12381 36300 WISDOMTREE INDIA AT COST 11274 20200 ALLSTATE CORP DEP SHS REPSTG 1/1000TH 6.75% SER C NONCUM PERPTL PFD AT COST 25534 25780 BANK AMER CORP DEP SHS 1/1000TH NON CUML PFD SER EE $0.01 6% PERPTL AT COST 18922 18675 CITIGROUP INC DEP SHS REPSTG NONCUML PFD SER J FXD/VAR PERPTL 7.125% AT COST 50480 55960 PUBLIC STORAGE DEP SHS REPSTG 1/1000 CUML PFD SER W 5.2% AT COST 33823 34875 SOUTHERN COMPANY SER 2015A JR SUB NOTE 6.25% DUE 10/15/75 AT COST 39103 39150 WELLS FARGO & COMPANY DEP SHS 1/1000TH INT PERPTL A SER Q FXD/VAR AT COST 47565 50480 STEARNS BANK NA ST CLOUD MN CD FDIC MTHLY CPN 0.900% DUE 08/14/17 AT COST 49995 50086 ALLY BANK MIDVALE UT CD FDIC SEMI CPN 1.150% DUE 02/12/18 AT COST 49975 50121 CRESCOM BANK CHARLESTON SC CD FDIC MTHLY CLLB CPN 1.100% DUE 10/05/18 AT COST 50000 49844 GOLDMAN SACHS BANK USA NEW YORK NY CD FDIC SEMI CPN 1.350% DUE 02/19/19 AT COST 49825 49963 MORGAN STANLEY SR NOTE CPN 2.375% DUE 07/23/19 AT COST 49940 50143 WELLS FARGO & CO MEDIUM TERM NOTE CPN 2.150% DUE 01/30/20 AT COST 49913 49764 CONOCOPHILLIPS CO GTD NOTE CPN 2.200% DUE 05/15/20 AT COST 48108 49619 GOLDMAN SACHS BANK USA NEW YORK NY CD FDIC SEMI CPN 1.850% DUE 02/17/21 AT COST 49720 49970 JPMORGAN CHASE BANK NA COLUMBUS OH CD FDIC QTRLY CLLB CPN 1.600% DUE 5/16/21 AT COST 49700 49544 ABBOTT LABS SR NOTE CPN 2.550% DUE 03/15/22 AT COST 49700 48868 HSBC BANK USA NA MCLEAN VA CD FDIC SEMI CLLB CPN 2.000% DUE 10/21/22 AT COST 49775 49453 ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF AT COST 85790 87885 ISHARES JPMORGAN USD EMERGING MARKETS BOND ETF AT COST 21688 22044 ISHARES INTERMEDIATE CREDIT BOND ETF AT COST 54055 54095 ISHARES 1-3 YR CREDIT BOND ETF AT COST 105148 104940 POWERSHARES SENIOR LOAN PORT ETF AT COST 45560 46720 VANGUARD INTERMEDIATE TERM BOND ETF AT COST 75315 74763 VANGUARD INTERMEDIATE TERM CORP BOND ETF AT COST 83457 85700 HARTFORD FLOATING RATE CL 1 AT COST 0 0 LORD ABBETT SHORT DURATION INC CL F AT COST 0 0 SELECT SECTOR TR REAL ESTATE SPDR ETF AT COST 17756 17097 ENTROPY SOLUTIONS LLC AT COST 40000 40000 BASIS ADJUSTMENT FOR DONATED STOCKS FMV TO COST BASIS 766131 MINNESOTA ATTORNEY GENERAL FEE 25 0 25 INVESTMENT MANAGEMENT FEE 14354 14354 0 SERVICE FEE 10 10 0 BASIS ADJUSTMENT - NO TAX AFFECT 16177 2015 EXCISE TAX 1200 0 0 2016 ESTIMATED PAYMENT 300 0 0