2017-05-12T13:30:53-05:00 2016-12-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2016-01-01 431201653 NAMI NAMI 7035247600 3803 North Fairfax Drive No 100 Arlington VA 22203 David Levy Chief Financial Officer 7035247600 2017-05-12 1 Lori A Collingsworth P00639819 7038930300 2017-05-12 72.214.41.82 2017-05-12 14:29:17 ED P 539A6A236E8C35E9CB3BF805290DF5953BA1CD00 539A6A236E8C35E9CB3BF805290DF5953BA1CD00 2016 2021-01-29 14:40:06Z National Alliance on Mental Illness Mary Giliberti 3803 North Fairfax Drive No 100 Arlington VA 22203 14304486 0 X www.nami.org X 1979 MO Dedicated to improving the lives of persons and their families living with serious mental illness. 16 16 89 85 0 0 7934069 11374695 2010067 2153441 233408 159249 205183 147100 10382727 13834485 104977 423130 0 0 6507026 7205801 0 0 1724358 4717868 5129348 11329871 12758279 -947144 1076206 11733573 13043996 1822335 1879924 9911238 11164072 X NAMI, the National Alliance on Mental Illness, is the nation's largest grassroots mental health organization dedicated to building better lives for the millions of Americans affected by mental illness. See Schedule O for full Mission. 0 0 6562114 34450 609920 Public Awareness, Partnerships and Outreach: Throughout the year, but particularly during Mental Health Month in May, NAMI launched campaigns to raise public awareness of mental illness and inspire action. Such campaigns fought stigma, provided support, educated the public and advocated for equal care. Here are some highlights: NAMI was named a charity of choice for FoxSports on Jan. 1, kicking off a two-year public awareness and education initiative with the sports network. See Schedule O for additional Public Awareness, Partnerships and Outreach Accomplishments in 2016. 2075743 6000 Public Policy and Advocacy:NAMI is recognized as the preeminent voice on Capitol Hill and in State Legislatures across the country advocating on behalf of those living with mental illness and their families. NAMI promotes common sense solutions to local, state and national public policy landscapes by fighting for early intervention, community support services and access to affordable mental health care. See Schedule O for Public Policy and Advocacy Accomplishments in 2016. 1717271 382680 1633013 Information, Support and Education: NAMI's support and education programs help people affected by mental illness to realize their full potential, cope with the stresses of life, work productively and meaningfully contribute to the world. Here are some highlights from 2016: More than 265,000 people participated in NAMI's free education programsSee Schedule O for additional Information, Support and Education Accomplishments in 2016. 10355128 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 105 0 1 89 1 0 0 0 0 0 0 0 0 0 0 X 16 16 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 AK AL CA CT FL IL GA KS MA MD MN ME MI MO MS ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WI WV X X The Organization 7035247600 3803 North Fairfax Drive No 100 Arlington VA 22203 Marilyn Ricci President 10.00 X X 0 0 0 Janet Edelman First Vice President 10.00 X X 0 0 0 Ron Morton Second Vice President 10.00 X X 0 0 0 Gary Mihelish Treasurer Partial Year 10.00 X X 0 0 0 Dana Foglesong Secretary Partial Year 10.00 X X 0 0 0 Lacey Berumen Director, First Vice President 10.00 X X 0 0 0 Adrienne Kennedy Director, Second Vice President 10.00 X X 0 0 0 Steve Pitman Director, President 10.00 X X 0 0 0 Sen Bob Spada Director, Treasurer 10.00 X X 0 0 0 Victoria Gonzalez Director, Secretary 10.00 X X 0 0 0 Joyce Burland Director Partial Year 10.00 X 0 0 0 Jim Hayes Director 10.00 X 0 0 0 Michael Weaver Director Partial Year 10.00 X 0 0 0 Linda Jensen Director Partial Year 10.00 X 0 0 0 Gloria Walker Director 10.00 X 0 0 0 Charma Dudley Director Partial Year 10.00 X 0 0 0 Barbara Ricci Director Partial Year 10.00 X 0 0 0 Dorothy Hendrickson Director Partial Year 10.00 X 0 0 0 Catherine Roach Director Partial Year 10.00 X 0 0 0 Shirley Holloway Director Partial Year 10.00 X 0 0 0 David Stafford Director Partial Year 10.00 X 0 0 0 Jacqueline Martinez Director Partial Year 10.00 X 0 0 0 Mary Giliberti Chief Executive Officer 50.00 X 188984 0 29665 Cheri Villa Chief Operating Officer 50.00 X 156229 0 5165 David Levy Chief Financial Officer 50.00 X 132414 0 24191 Charles Harman Chief Development Officer 50.00 X 148596 0 27662 Andrew Sperling Director, Legislative Affairs 50.00 X 140674 0 23269 Ronald Honberg Senior Policy Advisor 50.00 X 139331 0 14413 Katrina Gay National Director, Communications & Public Affairs 50.00 X 127880 0 26894 James Stewart National Director, Internal Strategy and Support 50.00 X 140151 0 0 1174259 0 151259 15 0 1 0 Master Print 8401 Terminal Road Newington VA 22122 Publication Fullfillment/Printing 225181 Sheraton Denver Downtown Hotel 1550 Court Place Denver CO 80202 Convention Site 192106 Research Foundation for Mental Hygiene 150 Broadway Suite 301 Menands NY 12204 Research 126368 Action Mailing 3165 W Heartland Drive Liberty MO 64068 Direct Mail Services 124174 Sunshine Sachs 136 Madison Avenue 17th Floor New York NY 10016 Media Consulting 111277 6 86046 313726 10974923 90875 11374695 Walks 900099 994334 994334 Government Contracts 900099 609920 609920 Conference 611710 446082 388474 57608 Other program income 900099 103105 103105 2153441 121721 121721 386756 349228 37528 37528 37528 267873 120773 147100 147100 13834485 2242933 0 216857 X 410150 410150 12980 12980 536648 386161 99581 50906 5278895 3798593 979542 500760 189491 136354 35161 17976 783560 563835 145395 74330 417207 300214 77417 39576 39280 20188 19092 99951 99951 32921 32921 1388573 1072878 67013 248682 1386549 677703 302837 406009 213843 44019 161932 7892 706980 28479 678501 459089 383632 14404 61053 324746 313232 9040 2474 324300 324300 Dues and subscriptions 71097 21754 27488 21855 Temporary labor 63710 30615 23959 9136 Taxes and registrations 18309 5970 12319 20 Overhead allocation 0 2148371 -2432060 283689 12758279 10355128 678793 1724358 2639346 2970771 344484 276863 86287 119497 307899 369316 2984232 2388394 805189 595838 7502723 8664301 745 510 46900 46900 11733573 13043996 1061600 1208902 20135 40506 740600 630516 1822335 1879924 X 5836990 6087016 3285189 4287997 789059 789059 9911238 11164072 11733573 13043996 1076206 176628 0 X X 0 1 X 1 0 X 8375875 8605802 11226125 7934069 11374695 47516566 8375875 8605802 11226125 7934069 11374695 47516566 1813926 45702640 98337 97025 113210 106849 121721 537142 48053708 10428268 0.95110 0.92610 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 44285 44285 12681073 12725358 786268 196567 0 0 675604 689118 714837 786268 2865827 4298741 52798 52116 41018 44285 190217 168901 172280 178709 196567 716457 1074686 864258 55043 919301 898863 1500 -22105 14000 864258 706008 265202 19270 91617 898863 639625 66383 706008 590444 49181 639625 0.00000 0.85830 0.14170 0 0 804900 566274 238626 2179332 1822120 357212 595838 Charitable Gift Annuities 183461 Deferred Rent and Lease Incentive 447055 630516 X 14011113 176628 176628 13834485 0 13834485 12758279 0 12758279 0 12758279 Part V, Line 4: Funding for the payment of obligations and mission-related expenses, administrative expenses and the growth of financial surplus while seeking to maintain the purchasing power of the endowment funds. Part X, Line 2: Management evaluated NAMI's tax positions and concluded that NAMI's financial statements do not include any uncertain tax positions. 1 University of Texas PO Box 7159 Austin TX 78713 746000203 115 75000 0 N/A N/A Education and research grant McLean Hospital 115 Mill Street Mail Stop 126 Belmont MA 02478 042697981 501(c)(3) 60000 0 N/A N/A Research grant The Regents of University of Michigan 1000 Victors Way Ann Arbor MI 48108 386006309 501(c)(3) 60000 0 N/A N/A Research grant NAMI Alaska 144 West 15th Avenue Anchorage AK 99508 920111673 501(c)(3) 25000 0 N/A N/A NAMI Providence St. Joseph Health Pilot Project NAMI California 1010 Hurley Way Suite 195 Sacramento CA 95825 942676057 501(c)(3) 25500 0 N/A N/A NAMI Providence St. Joseph Health Pilot Project NAMI Montana PO Box 1021 Helena MT 59624 810441706 501(c)(3) 25000 0 N/A N/A NAMI Providence St. Joseph Health Pilot Project NAMI Oregon 3550 SE Woodward Street Portland OR 97202 930875209 501(c)(3) 25000 0 N/A N/A NAMI Providence St. Joseph Health Pilot Project NAMI Texas Fountain Park Plaza 2800 IH-355 Suite 140 Austin TX 78704 742380175 501(c)(3) 25000 0 N/A N/A NAMI Providence St. Joseph Health Pilot Project NAMI Washington 500 NE 108th Avenue Suite 800 Bellevue WA 98004 911689067 501(c)(3) 25500 0 N/A N/A NAMI Providence St. Joseph Health Pilot Project NAMI New Mexico 6001 Marble Street NE Suite B Albuquerque NM 87110 850333255 501(c)(3) 25000 0 N/A N/A NAMI Providence St. Joseph Health Pilot Project 10 0 Scholarships to attend NAMI events 37 12980 0 N/A N/A N/A Part I, Line 2: NAMI monitors use of grant funds through review of financial and performance report of grantees. X X X X X 0 0 0 0 0 0 0 0 0 Mary Giliberti Chief Executive Officer 187575 0 1000 0 409 0 8936 0 20729 0 218649 0 0 0 Cheri Villa Chief Operating Officer 153935 0 2000 0 294 0 3522 0 1643 0 161394 0 0 0 David Levy Chief Financial Officer 129950 0 2000 0 464 0 6300 0 17891 0 156605 0 0 0 Charles Harman Chief Development Officer 146035 0 2000 0 561 0 7146 0 20516 0 176258 0 0 0 Andrew Sperling Director, Legislative Affairs 139175 0 1000 0 499 0 6601 0 16668 0 163943 0 0 0 Ronald Honberg Senior Policy Advisor 137615 0 1000 0 716 0 6323 0 8090 0 153744 0 0 0 Katrina Gay National Director, Communications & 126433 0 1000 0 447 0 6150 0 20744 0 154774 0 0 0 X 22 90875 Traded Market Value 0 1 0 Form 990, Part III, Line 1, Organization Mission: Millions of people in the United States, 1 in 5 or nearly 60 million, face the day-to-day reality of living with a mental illness. NAMI, the National Alliance on Mental Illness, is the nation's largest grassroots mental health organization dedicated to providing advocacy, education, support and public awareness so that individuals and families affected by mental illness can build better lives. Below are some of NAMI's accomplishments in the past year. Form 990, Part III, Line 4a, Public Awareness, Partnerships and Outreach: Additional Public Awareness, Partnerships and Outreach highlights in 2016: On May 2, NAMI, philosophy's Hope & Grace Initiative and Women's Health Magazine lit the Empire State Building green, the color of hope, to kick off Mental Health Month. In partnership with the Hope & Grace Initiative, NAMI launched a StigmaFree PSA featuring actress and mental health advocate Mayim Bialik. In addition, NAMI partnered with RPG Limit Break, a weeklong video-gaming marathon for charity. NAMI launched StigmaFree Company, a campaign to unite corporate social responsibility and employee engagement initiatives into a toolkit and outreach effort. The campaign equips companies with tools, resources, assets and information to promote mental health awareness in the workplace, to encourage acceptance and understanding and to take action as part of their efforts to further the larger social good. NAMI's website, www.nami.org, reached more than 7 million visitors. Visitors learned more about mental illnesses, medication and treatment, found support and resources and got involved with advocacy efforts. On social media, NAMI gained 59,000 new followers on Facebook, Twitter and Instagram, bringing the total to over 341,000. NAMI's community helped fight stigma by sharing more than 2,500 personal stories on the Tumblr platforms OK2Talk and You Are Not Alone. Thanks to the advocacy of the NAMI community, NAMI successfully shut down offensive Halloween attractions that used mental illness as scare tactics. This victory was a huge step forward in changing thoughts and behaviors around mental illness. NAMI partnered with the Beacon Bike Ride, a series of day rides from Boston to Miami aimed at raising mental health awareness. Field Capacity: NAMI is the foundation for hundreds of NAMI State Organizations, NAMI Affiliates and volunteers who work in local communities across the country to raise awareness and provide essential and free education, advocacy and support group programs. In 2016, NAMI reviewed 2,000+ re-affiliation documents, approved 97 NAMI Affiliates, and provided 1,000+ hours of technical assistance to the field. Form 990, Part III, Line 4b, Public Policy and Advocacy : Public Policy and Advocacy Highlights from 2016 include the following: NAMI celebrated a milestone in mental health history with the passage of H.R. 34, the 21st Century Cures Act. The bill incorporates measures and funding to help Americans with mental illness get the care they need. NAMI's community supported the law's passage by sending 85,922 emails and tweets to Congress and delivering over 230,000 petition signatures to Senate leaders. NAMI's major reports this year included the following: (1) Starting the Conversation: College and Your Mental Health, a guide to help students and parents talk about mental health; (2) Out-of-Network, Out-of-Pocket, Out-of-Options: The Unfulfilled Promise of Mental Health Parity, which describes barriers that people with mental health conditions encounter in finding mental health providers who are in their health insurance plan's network; (3) Engagement: A New Standard for Mental Health Care, which focuses on relationships between people with mental illness and service providers, families and the broader community; and (4) On Pins & Needles: Caregivers of Adults with Mental Illness, which identifies inadequacies in the U.S. health care system. Form 990, Part III, Line 4c, Information, Support and Education: Additional Accomplishments from 2016: NAMIWalks hosted more than 80 Walks that promoted awareness and wellness. The funds raised by the Walks help NAMI State Organizations and NAMI Local Affiliates provide educational and support programs at no cost to those impacted by mental illness and their families. The NAMI HelpLine (800-950-NAMI) recruited and trained more than 70 volunteers, who responded to more than 50,000 requests from individuals needing support, referral and information. More than 65 fact sheets on a variety of topics are available along with referrals to NAMI Local Affiliates across the country. NAMI partnered with Crisis Text Line to provide text support to people in need. Within 30 days, 350 people had received support by texting "NAMI" to 741741. NAMI converted 124,000 words for the NAMI Basics program into plain language, reviewed 38 manuals with 17,000 pages and approximately 5,000,000 words; and trained 150 people at Train the Trainer-activities with a potential reach of 480,000 people. NAMI launched the Early Psychosis Project, which provides tip sheets and guidance on how to recognize the signs of first-episode psychosis in youth and young adults. NAMI's popular Ask the Doctor webinar series returned, reaching over 850 people. The 2016 NAMI National Convention hosted 1,850 attendees who attended 115 sessions on the theme of "Act. Advocate. Achieve." Form 990, Part VI, Section A, line 6 NAMI is a member organization. NAMI membership takes three forms: (1) individual members, who belong to local affiliates and whose enrollment determines their respective affiliate's voting power, (2) affiliates, the local NAMI presence and major voting unit within the organization, and (3) state organizations, which each have a vote and serve to support and coordinate the affiliates within their respective states. The affiliates and state organizations vote to elect the NAMI national board of directors and to amend the NAMI bylaws. Form 990, Part VI, Section A, line 7a The annual meeting of the members of NAMI shall be held in the summer unless otherwise directed by the Board of Directors, on such dates and at such place as the Board of Directors shall designate. Voting members representing 20% of the voting power of the membership shall constitute a quorum at any meeting of the members. Voting members shall designate delegates to vote at the annual meeting. Voting members may be represented by written proxy. The delegates shall act by majority vote at any meeting of the voting members at which a quorum is present, except as may be specifically provided to the contrary elsewhere in the Bylaws. Voting may be conducted by absentee ballot, or onsite. All affiliates and state organizations in good standing are eligible to vote. Those delegates whose affiliate or state organization is in good standing but who did not meet the credentialing deadlines may seek to vote on site. Every effort will be made to make this possible, assuming verification of the individual's role and identity can be confirmed. Form 990, Part VI, Section A, line 7b Revisions or amendments may be proposed by any voting member, or by any Director. Any such proposed amendments shall be submitted in writing by United States Postal Service, either by registered mail, certified mail, Express Mail or Priority Mail, or any other USPS service offering Return Receipts or Signature Confirmation to a Bylaws Committee not less than ninety (90) days prior to the date of the next annual meeting. Each voting member shall receive all proposed revisions or amendments to the Bylaws not less than thirty (30) days prior to the next annual meeting. A two-thirds majority of the voting power of the membership voting shall be required to amend the Bylaws. Form 990, Part VI, Section B, line 11b The entire board receives a copy of the return and meets to review, discuss and approve the return for filing. Form 990, Part VI, Section B, line 12c Any employee of NAMI who believes they may have a conflict of interest must indicate those conflicts in writing and send them to the Chief Financial Officer's confidential attention for resolution. The NAMI board monitors potential conflicts of interest by requiring an annual disclosure statement from each member which must be reviewed and updated quarterly, based on updated vendor and donor information, prior to each board meeting. Board members discuss their disclosures quarterly and determine what recusal or other action may be appropriate and under what circumstances. This process is codified in the board's operating policies and procedures manual. Form 990, Part VI, Section B, line 15 The salary for the Executive Director is determined and approved by the Board of Directors. Salary decisions for all employees are made using comparability data for similar positions in comparable organizations. Form 990, Part VI, Section C, line 18 NAMI makes its Form 1023 available upon request. NAMI makes available a public disclosure copy of its Federal Form 990 on its website and upon request. Form 990, Part VI, Section C, line 19 NAMI makes its governing documents, conflict of interest policy, strategic plan and audited financial statements available for view online. Form 990, Part IX, line 11g Subcontractors: Program service expenses 1,072,878. Management and general expenses 67,013. Fundraising expenses 248,682. Total expenses 1,388,573. Form 990, Part XII, Line 2c: NAMI's Audit Committee assumes responsibility for oversight of the audit of its financial statements and selection of its independent accountant. This process is consistent with previous years.