2017-05-12T10:05:09-05:00 2016-12-31 350921680 CROWE HORWATH LLP 9600 Brownsboro Road Suite 400 Louisville KY 402411122 990 2016-01-01 454783644 Thoroughbred Aftercare Alliance Foundation Inc THOR 8592242781 821 Corporate Drive Lexington KY 40503 Mike Meuser Vice President & Secretary 2017-04-17 true RACHEL SPURLOCK P00520729 5023263996 2016 2021-01-29 14:40:06Z Thoroughbred Aftercare Alliance John Phillips 821 Corporate Drive Lexington KY 40503 3418788 false X www.thoroughbredaftercare.org X 2011 KY THOROUGHBRED AFTERCARE ALLIANCE (TAA) IS AN ORGANIZATION DESIGNED TO SERVE AS BOTH THE ACCREDITING BODY FOR AFTERCARE FACILITIES THAT CARE FOR THOROUGHBRED HORSES FOLLOWING THE CONCLUSION OF THEIR CAREERS AS WELL AS A FUNDRAISING BODY TO SUPPORT THESE APPROVED FACILITIES. 24 24 5 24 0 0 3332455 3418137 0 554 651 0 3333009 3418788 2497300 2400000 0 163280 206592 0 0 346739 388427 3007319 2995019 325690 423769 3142995 3500730 1251137 1185103 1891858 2315627 THOROUGHBRED AFTERCARE ALLICANCE ("TAA") IS AN ORGANIZATION DESIGNED TO SERVE AS BOTH THE ACCREDITING BODY FOR AFTERCARE FACILITIES THAT CARE FOR THOROUGHBRED HORSES FOLLOWING THE CONCLUSION OF THEIR CAREERS AND AS A FUNDRAISING BODY TO SUPPORT THESE APPROVED FACILITIES. false false 2644594 2400000 IN 2016, TAA GRANTED ACCREDITATION TO 70 FACILITIES FOLLOWING A THOROUGH AND RIGOROUS PROCESS WHEREBY EACH ORGANIZATION AGREED TO MAINTAIN A SET CODE OF STANDARDS REVIEWED AND APPROVED BY THE AMERICAN HUMANE ASSOCIATION AND THE AMERICAN ASSOCIATION OF EQUINE PRACTITIONERS. EACH FACILITY WAS SUBJECT TO AN IN DEPTH APPLICATION AND RECEIVED ONSITE VISITS TO EACH FACILITY CARING FOR THEIR HORSES. IN 2016 THESE APPROVED FACILITIES RECEIVED GRANTS TOTALING $2,400,000, AND THESE GRANTS MAY BE USED ONLY FOR ACTIVITIES, MATERIALS, SUPPLIES, AND SERVICES DIRECTLY RELATED TO THE CARE OF THE ORGANIZATION'S HORSES. 2644594 true true false false false false false false false true true false false false false true true false false false true true false false false false false true false false false false false false false false false false false false false false false false false false false true 8 0 true 5 true false false false false false false false false false false X 24 24 false false false false false false false true false false false true true true true true true false false false KY X LAURA BARILLARO THE JOCKEY CLUB 2123715970 40 E 52nd St New York NY 10022 X Sharyn Neble Treasurer (through 12/31/16) 3.0 X X 0 0 0 JOHN PHILLIPS PRESIDENT 3.0 X X 0 0 0 JACK WOLF FOUNDING PRESIDENT 1.0 X X 0 0 0 MIKE MEUSER VICE PRESIDENT & SECRETARY 2.0 X X 0 0 0 MADELINE AUERBACH VICE PRESIDENT 2.0 X X 0 0 0 JAMES BELL IMMEDIATE PAST PRESIDENT 1.0 X X 0 0 0 CRAIG BERNICK DIRECTOR 1.0 X 0 0 0 JAMES GAGLIANO DIRECTOR 1.0 X 0 0 0 DAVID O'FARRELL DIRECTOR 1.0 X 0 0 0 DORA DELGADO DIRECTOR 1.0 X 0 0 0 GEORGANNE HALE DIRECTOR 1.0 X 0 0 0 RICK HILES DIRECTOR 1.0 X 0 0 0 MATT IULIANO DIRECTOR 1.0 X 0 0 0 MIKE ERNST DIRECTOR 1.0 X 0 0 0 MARTIN PANZA DIRECTOR 1.0 X 0 0 0 BRYAN SULLIVAN DIRECTOR 1.0 X 0 0 0 BILL THOMASON DIRECTOR 1.0 X 0 0 0 RICK VIOLETTE DIRECTOR 1.0 X 0 0 0 MIKE ZIEGLER DIRECTOR 1.0 X 0 0 0 YVONNE SCHWABE DIRECTOR 1.0 X 0 0 0 Erin Crady Director (through 12/31/16) 1.0 X 0 0 0 Robert Elliston Director (through 12/31/16) 1.0 X 0 0 0 Anna Ford Director (through 12/31/16) 1.0 X 0 0 0 REILEY MCDONALD DIRECTOR (through 12/31/16) 1.0 X 0 0 0 Stacie Clark Executive Director 40.0 X 0 0 0 0 0 0 0 false false false 0 3418137 3418137 0 0 0 0 0 651 651 0 0 0 0 0 0 0 0 0 3418788 0 0 651 2303000 2303000 97000 97000 192681 81648 111033 13911 6086 7825 79232 39616 39616 15085 15085 95680 82959 12721 0 1775 125 1650 61093 7969 53124 2235 2235 85404 5257 80147 3584 3584 4343 4343 14874 14874 SOFTWARE PURCHASES 21296 18699 2597 MEMBERSHIP & DUES 320 320 CREDIT CARD FEES 501 501 MISC 3005 3005 0 0 0 0 2995019 2644594 350425 0 2666555 2865562 447256 609203 0 0 0 17042 16774 18292 9101 12142 9191 0 0 0 0 3142995 3500730 31587 25103 1219550 1160000 0 0 1251137 1185103 X 1060536 1962890 831322 352737 1891858 2315627 3142995 3500730 423769 0 X false true X true false X 327035 2203497 3056707 3332455 3418138 12337832 0 0 327035 2203497 3056707 3332455 3418138 12337832 5896767 6441065 563 554 651 1768 0 0 0 0 0 0 0 12339600 0 0.5220 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 831322 -478585 352737 498060 333262 831322 220350 277710 498060 0 220350 220350 0 0 1.0 0.0 0.0 false false 18292 9101 9191 9191 0 X 3418788 0 0 3418788 0 0 3418788 2995019 0 0 2995019 0 0 2995019 Schedule D, Part V, Line 4 Intended uses of endowment funds IN 2013, THE TAA BOARD DESIGNATED THAT 10% OF ALL PROCEEDS BE TRANSFERRED TO A BOARD DESIGNATED FUND TO ENSURE LONG TERM DELIVERY OF THE TAA'S MISSION. THE BOARD DESIGNATED FUND WAS ALSO ESTABLISHED TO COVER UNSCHEDULED EXPENSES. FOR EXAMPLE, IF AN ACCREDITED FACILITY UNEXPECTEDLY TAKES ON MORE HORSES, THE BOARD DESIGNATED FUND MAY BE USED TO SUPPLEMENT THEIR ANNUAL GRANT. IN 2016, THE BOARD CHANGED THE PERCENTAGE OF PROCEEDS TO BE TRANSFERRED TO A BOARD DESIGNATED FUND TO 5%. THE BOARD ALSO VOTED TO TRANSFER $700,000 OUT OF THE BOARD DESIGNATED FUND TO UNRESTRICTED FUNDS. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote Accounting principles generally accepted in the United States of America prescribes recognition thresholds and measurement attributes for the financial statement recognition and measurement of a tax position taken or expected to be taken in a tax return. Tax benefits will be recognized only if the tax position is more likely than not sustained in a tax examination, with a tax examination being presumed to occur. The amount recognized will be the largest amount of tax benefit that is greater than 50% likely of being realized on examination. For tax positions not meeting the more likely than not test, no tax benefit will be recorded. The TAA would recognize interest and penalties separately from any income tax expense. There was no interest or penalties for the year ended December 31, 2016 and 2015. The TAA is no longer subject to examination within their major tax jurisdictions for the years before 2013. The TAA does not expect significant changes in unrecognized tax benefits in the next twelve months. true North America (Canada & Mexico only) 0 0 Grantmaking 97000 0 0 0 0 0 0 97000 0 97000 North America (Canada & Mexico only) thoroughbred aftercare 77000 cash North America (Canada & Mexico only) thoroughbred aftercare 20000 cash 2 0 false false false false false false Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds GRANTS ARE ONLY MADE TO AFTERCARE FACILITIES THAT MEET TAA ACCREDIDATION STANDARDS REVIEWED AND APPROVED BY THE AMERICAN HUMANE SOCIETY AND THE AMERICAN ASSOCIATION OF EQUINE PRACTITIONERS. ORGANIZATIONS ARE REQUIRED TO COMPLETE AN IN DEPTH APPLICATION AND RECEIVE ON SITE VISITS TO ALL FACILITIES CARING FOR THEIR HORSES. TAA ACCREDIDATION IS VALID FOR TWO YEARS AND FACILITIES MUST RE-APPLY FOR ACCREDIDATION ONCE THE PERIOD HAS EXPIRED. GRANT AWARDS MAY BE USED ONLY FOR ACTIVITIES, MATERIALS, SUPPLIES, AND SERVICES DIRECTLY RELATED TO THE CARE OF THE ORGANIZATION'S HORSES. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS GRANTS ARE ONLY MADE TO AFTERCARE FACILITIES THAT MEET TAA ACCREDIDATION STANDARDS REVIEWED AND APPROVED BY THE AMERICAN HUMANE SOCIETY AND THE AMERICAN ASSOCIATION OF EQUINE PRACTITIONERS. ORGANIZATIONS ARE REQUIRED TO COMPLETE AN IN DEPTH APPLICATION AND RECEIVE ON SITE VISITS TO ALL FACILITIES CARING FOR THEIR HORSES. TAA ACCREDIDATION IS VALID FOR TWO YEARS AND FACILITIES MUST RE-APPLY FOR ACCREDIDATION ONCE THE PERIOD HAS EXPIRED. GRANT AWARDS MAY BE USED ONLY FOR ACTIVITIES, MATERIALS, SUPPLIES, AND SERVICES DIRECTLY RELATED TO THE CARE OF THE ORGANIZATION'S HORSES. true After the Homestretch Arizona 37032 N 12th Street Phoenix AZ 85086 452897060 501(c)(3) 22000 thoroughbred aftercare After the Races 79 Roberts Road Nottingham PA 19362 300729968 501(c)(3) 10000 thoroughbred aftercare Akindale Rehabilitation & Land Conservation Fund dba Akindale Thoroughbred Rescue 323 Quaker Hill Road Pawling NY 12564 201822473 501(c)(3) 640 thoroughbred aftercare Akindale Thoroughbred Rescue 323 Quaker Hill Road Pawling NY 12564 201822473 501(c)(3) 139000 thoroughbred aftercare Beyond the Roses 11621 Bryce Rd Emmett MI 48022 454360903 501(c)(3) 27000 thoroughbred aftercare Bright Futures Farm Inc 238 Old Franklin Pike Cochranton PA 16314 251856756 501(c)(3) 26000 thoroughbred aftercare Brook Hill Retirement Center for Horses Inc 7289 Bellevue Road Forest VA 24551 542058686 501(c)(3) 22000 thoroughbred aftercare CANTER California 260 Las Miradas Dr Los Gatos CA 95032 262711117 501(c)(3) 22000 thoroughbred aftercare CANTER Colorado 7586 S Williams St Centennial CO 80122 262923336 501(c)(3) 22000 thoroughbred aftercare CANTER Kentucky PO Box 2996 Louisville KY 40201 364677151 501(c)(3) 22000 thoroughbred aftercare CANTER Michigan 8619 Edgewood Park Drive Commerce Township MI 48382 900626283 501(c)(3) 32000 thoroughbred aftercare CANTER Ohio 9277 Baldwin Road Mentor OH 44060 341951330 501(c)(3) 27000 thoroughbred aftercare Days End Farm Horse Rescue Inc 1372 Woodbine Road Woodbine MD 21797 521759077 501(c)(3) 10000 thoroughbred aftercare Equestrian Inc 4902 Timberlan Street Tampa FL 33624 270886432 501(c)(3) 17000 thoroughbred aftercare Equine Advocates Inc P O Box 354 Chatham NY 12037 113313534 501(c)(3) 10000 thoroughbred aftercare Equine Encore Foundation 3225 N El Burrito Avenue Tucson AZ 85705 202530224 501(c)(3) 67000 thoroughbred aftercare Equine Rescue of Aiken 532 Glenwood Drive Aiken SC 29803 205162723 501(c)(3) 22000 thoroughbred aftercare Final Furlong 9119 NW Hwy 225a Ocala FL 34482 264646662 501(c)(3) 17000 thoroughbred aftercare Finger Lakes Thoroughbred Adoption Program P O Box 25043 5757 NYS Route 96 Farmington NY 14425 161759140 501(c)(3) 29000 thoroughbred aftercare Florida Thoroughbred Retirement and Adoptive Care Program 2740 SW Martin Downs Blvd Suite 110 Palm City FL 34990 273466408 501(c)(3) 180000 thoroughbred aftercare Friends of Ferdinand P O Box 1784 Indianapolis IN 46206 270131224 501(c)(3) 22000 thoroughbred aftercare Galloping Out 7301 W 25th Street 321 North Riverside IL 60546 272959198 501(c)(3) 10000 thoroughbred aftercare Glen Ellen Vocational Academy Inc P O Box 2101 Glen Ellen CA 95442 680357001 501(c)(3) 37000 thoroughbred aftercare Harmony and Hope Horse Haven Inc P O Box 173 Rodeo NM 88056 680617384 501(c)(3) 27000 thoroughbred aftercare Heaven Can Wait 6275 Cerros Pioneros Way San Miguel CA 93451 743071112 501(c)(3) 10000 thoroughbred aftercare Hidden Acres Rescue for Thoroughbreds 6360 Arborwood Ave Cocoa FL 32927 452373616 501(c)(3) 10000 thoroughbred aftercare Horse Power Sanctuaries Inc dba Redwings Horse Sanctuary 47240 Lockwood-Jolon Rd Lockwood CA 93932 770269641 501(c)(3) 22000 thoroughbred aftercare Humanity for Horses P O Box 1510 Mount Shasta CA 960671510 274116043 501(c)(3) 37000 thoroughbred aftercare Illinois Equine Humane Center NFP P O Box 337 Big Rock IL 60511 263120493 501(c)(3) 15000 thoroughbred aftercare Kentucky Equine Humane Center P O Box 910124 Lexington KY 40591 205883736 501(c)(3) 62000 thoroughbred aftercare Lonestar Outreach to Place Ex-Racers (LOPE) 901 Darden Hill Road Driftwood TX 78619 731721579 501(c)(3) 23000 thoroughbred aftercare Los Angeles Pet Rescue 10856 Farralone Ave Chatsworth CA 91311 870750373 501(c)(3) 32000 thoroughbred aftercare Lucky Orphans Horse Rescue 2699 Route 22 Dover Plains NY 12522 262729197 501(c)(3) 17000 thoroughbred aftercare Maker's Mark Secretariat Center 4089 Iron Works Parkway Lexington KY 40511 453536475 501(c)(3) 62000 thoroughbred aftercare MidAtlantic Horse Rescue Inc P O Box 407 Chesapeake City MD 21915 273543490 501(c)(3) 90000 thoroughbred aftercare Mitchell Farm 300 East Haddam Rd Salem CT 06420 562495790 501(c)(3) 10000 thoroughbred aftercare Neigh Savers Foundation Inc 1547 Palos Verdes Mall Suite 259 Walnut Creek CA 94597 260265377 501(c)(3) 37000 thoroughbred aftercare New Vocations Racehorse Adoption Program 3293 Wright Rd Laura OH 45337 311681380 501(c)(3) 203520 thoroughbred aftercare Oklahoma Thoroughbred Retirement Program Ltd 25362 MacArthur Avenue Blanchard OK 73010 261078792 501(c)(3) 19000 thoroughbred aftercare Old Friends 1841 Paynes Depot Road Georgetown KY 40324 202249798 501(c)(3) 125000 thoroughbred aftercare Our Mims Retirement Haven 2810 Millersburg Ruddles Mill Rd Paris KY 40361 205381313 501(c)(3) 27000 thoroughbred aftercare Out Side In Inc 12511 152nd Ave Grand Haven MI 49417 274898039 501(c)(3) 17000 thoroughbred aftercare RACE Fund 8031 Rabbit Lane Harrisburg PA 17112 920198499 501(c)(3) 10000 thoroughbred aftercare Remember Me Rescue 4100 Conveyor Drive Burleson TX 76028 263974010 501(c)(3) 42000 thoroughbred aftercare ReRun Inc 236B Waters Road East Greenbush NY 12061 611336739 501(c)(3) 90000 thoroughbred aftercare RVR Horse Rescue 12611 Hayes Clan Rd Riverview FL 33579 451536701 501(c)(3) 10000 thoroughbred aftercare Second Chance Thoroughbreds Inc 121 Dawson Hill Road Spencer NY 14883 461182639 501(c)(3) 10000 thoroughbred aftercare Second Stride Inc 7204 Hwy 329 Crestwood KY 40014 202947614 501(c)(3) 62000 thoroughbred aftercare South Florida SPCA Rescue Ranch 24650 SW 167 Ave Homestead FL 33031 650338657 501(c)(3) 10000 thoroughbred aftercare South Jersey Thoroughbred Rescue 171 Marshalls Corner-Woodsville Rd Pennington NJ 08534 203773062 501(c)(3) 10000 thoroughbred aftercare Southern California Thoroughbred Rescue P O Box 5 Norco CA 92860 263166279 501(c)(3) 27000 thoroughbred aftercare Square Peg PMB 402 80 Cabrillo Hwy N Suite Q Half Moon Bay CA 94019 201253820 501(c)(3) 42000 thoroughbred aftercare The Exceller Fund Inc P O Box 4237 Lexington KY 40544 752937532 501(c)(3) 47640 thoroughbred aftercare The Foxie G Foundation C/o Summer Wind Farm P O Box 39 Libertytown MD 21762 460986465 501(c)(3) 37000 thoroughbred aftercare Thoroughbred Athletes Inc 2851 S Midwest Blvd Guthrie OK 73044 900827464 501(c)(3) 42000 thoroughbred aftercare Thoroughbred Placement Resources Inc 13130 Molly Berry Road Upper Marlboro MD 20772 263266757 501(c)(3) 22000 thoroughbred aftercare Thoroughbred Rehab Center 150 Sawpit Lane Bradbury CA 91008 412087328 501(c)(3) 10000 thoroughbred aftercare Thoroughbred Retirement Foundation 10 Lake Ave Saratoga Springs NY 12886 133132741 501(c)(3) 147900 thoroughbred aftercare Thoroughbred Retirement of Tampa Inc PO Box 1621 Oldsmar FL 346771621 571194100 501(c)(3) 15800 thoroughbred aftercare Tranquility Farm (The Harry A Biszantz Memorial Center) 3850 Hacienda Rd Cottonwood CA 96022 770569835 501(c)(3) 27000 thoroughbred aftercare TROTT (Training Racehorses Off The Track) 1490 Brandon Drive Santa Ynez CA 93460 272043846 501(c)(3) 12500 thoroughbred aftercare United Pegasus Foundation P O Box 173 Tehachapi CA 93581 954497611 501(c)(3) 80000 thoroughbred aftercare War Horses at Rose Bower 8367 Old Courthouse Road Appomattox VA 24522 461221754 501(c)(3) 10000 thoroughbred aftercare 63 0 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. GRANTS ARE ONLY MADE TO AFTERCARE FACILITIES THAT MEET TAA ACCREDITATION STANDARDS REVIEWED AN APPROVED BY THE AMERICAN HUMANE SOCIETY AND THE AMERICAN ASSOCIATION OF EQUINE PRACTITIONERS. ORGANIZATIONS ARE REQUIRED TO COMPLETE AN IN DEPTH APPLICATION AND RECEIVE ON SITE VISITS TO ALL FACILITIES CARING FOR THEIR HORSES. TAA ACCREDITATION IS VALID FOR TWO YEARS, AND FACILITIES MUST RE-APPLY FOR ACCREDITATION ONCE THE PERIOD HAS EXPIRED. GRANT AWARDS MAY BE USED ONLY FOR ACTIVITIES, MATERIALS, SUPPLIES AND SERVICES DIRECTLY RELATED TO THE CARE OF THE ORGANIZATION'S HORSES. Form 990, Part VI, Line 15b Method to establish compensation for other officers This question has been answered "no" in accordance with the instructions since no other officers or key employees were compensated by the organization. Form 990, Part VI, Line 15a METHOD TO ESTABLISH COMPENSATION FOR TOP MANAGEMENT OFFICIAL This question has been answered "no" in accordance with the instructions since the organization's top management official is not compensated by the organization. Form 990, Part VI, Line 8b Documentation of meetings held by committees of governing body The organization has no such committees, and thus has answered this question "no" in accordance with the instructions. Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS PREPARED BY QUALIFIED ACCOUNTING PERSONNEL AND REVIEWED WITH THE TREASURER. THE TREASURER SUBSEQUENTLY DISTRIBUTED IT TO MEMBERS OF THE BOARD FOR APPROVAL PRIOR TO FILING THE RETURN WITH THE IRS. Form 990, Part VI, Line 12c Conflict of interest policy THE ORGANIZATION REQUIRES THAT ALL MEMBERS ANNUALLY SIGN A STATEMENT THAT AFFIRMS THAT SUCH A PERSON (A) HAS RECEIVED THE CONFLICT OF INTEREST POLICY, (B) HAS READ AND UNDERSTANDS THE POLICY, (C) HAS AGREED TO COMPLY WITH THE POLICY AND (D) UNDERSTANDS THAT TAA IS A CHARITABLE FOUNDATION AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES THAT ACCOMPLISH ONE OR MORE OF ITS TAX EXEMPT PURPOSES. IF AT ANY TIME DURING THE YEAR, THE INFORMATION CHANGES MATERIALLY, THE MEMBER MUST DISCLOSE SUCH CHANGES AND REVISE THE ANNUAL DISCLOSURE FORM. Any director shall have a duty to recuse himself or herself at any time from involvement in any decision or discussion in which the director believes he or she has or may have a conflict of interest, without going through the process for determining whether a conflict of interest exists. Form 990, Part VI, Line 19 Required documents available to the public TAA MAKES ITS IRS DETERMINATION LETTER AND FORM 1023 AVAILABLE TO THE PUBLIC BY RETAINING A COPY AT ITS OFFICES. ANY INDIVIDUAL REQUESTING A COPY OF THE DOCUMENTS WILL BE PROVIDED A COPY ON THE SAME BUSINESS DAY. GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST at the discretion of the board of directors and management.