2017-05-11T10:38:37-05:00 2016-06-30 953322166 KUSHNER SMITH JOANOU & GREGSON LLP 100 SPECTRUM CENTER DRIVE STE 1000 IRVINE CA 92618 990 2015-07-01 953635496 PACIFIC SYMPHONY PACI 7147555788 17620 FITCH AVE NO 100 IRVINE CA 92614 SEAN SUTTON EXECUTIVE VP AND COO 7147555788 2017-05-10 1 MARGOT ANDREWS P00177103 9492612808 2017-05-10 2015 2021-01-29 14:40:06Z X SEAN SUTTON 17620 FITCH AVE NO 100 IRVINE CA 92614 24150592 0 X WWW.PACIFICSYMPHONY.ORG X 1980 CA TO PROVIDE MUSICAL CONCERTS AND EDUCATION. 90 85 384 2165 18210 3848 11399827 8706821 7895242 8137808 496679 411023 1220980 1215215 21012728 18470867 0 0 0 0 10506190 10495030 45668 46308 1773526 9490153 9043082 20042011 19584420 970717 -1113553 39619744 37773227 5449432 5482501 34170312 32290726 ENRICHING THE HUMAN SPIRIT THROUGH SUPERIOR PERFORMANCES OF SYMPHONIC MUSIC AND COMMUNITY ENGAGEMENT. 0 0 10923002 7125961 CLASSICAL, POPS CONCERTS, OUTDOOR CONCERTS, CONCERTS FOR BALLET, CHORALE GROUPS AND OTHER ORGANIZATIONS APPROXIMATELY 145,419 OF EXPERIENCES PROVIDED. 2086420 1011847 EDUCATIONAL EVENTS AND COMMUNITY OUTREACH PROGRAMS INCLUDING APPRECIATION OF MUSIC IN SCHOOL PROGRAMS, FAMILY CONCERTS, YOUTH ORCHESTRA AND OTHERS APPROXIMATELY 160,000 EXPERIENCES PROVIDED. 13009422 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 160 0 1 384 1 1 1 0 0 0 0 1 1 0 0 0 0 X 90 85 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X SEAN SUTTON 7147555788 17620 FITCH AVE SUITE 100 IRVINE CA 92614 JOHN E FORSYTE PRESIDENT 40.00 X X 305219 0 21499 MR MICHAEL KERR BOARD CHAIR 5.00 X X 0 0 0 MS JOANN LEATHERBY CO-VICE CHAIR, DEVELOPMENT 5.00 X X 0 0 0 MR MARK NIELSEN VICE CHAIR, FINANCE & TREASURER 5.00 X X 0 0 0 MR CHRISTOPHER TOWER CO-VICE CHAIR, DEVELOPMENT 5.00 X X 0 0 0 SALLY ANDERSON IMMEDIATE PAST CHAIR 5.00 X X 0 0 0 MS SUSAN ANDERSON SECRETARY 5.00 X X 0 0 0 MRS LEONA ARONOFF-SADACCA DIRECTOR 0.50 X 0 0 0 MS LINDSAY AYERS DIRECTOR 0.50 X 0 0 0 MR ERIC CHAMBERLAIN DIRECTOR 0.50 X 0 0 0 DR JO ELLEN ALLEN-CHATHAM DIRECTOR 0.50 X 0 0 0 DR HAZEM H CHEHABI DIRECTOR 0.50 X 0 0 0 MS JENNIFER CHENG DIRECTOR 0.50 X 0 0 0 MR DAVID P COLLINS DIRECTOR 0.50 X 0 0 0 MR JOHN W DANIELS DIRECTOR 0.50 X 0 0 0 MRS GINNY DAVIES DIRECTOR 0.50 X 0 0 0 MR LOUIS DELMONICO DIRECTOR 0.50 X 0 0 0 MR PATRICK DIRKS DIRECTOR 0.50 X 0 0 0 MS LUCY DUNN DIRECTOR 0.50 X 0 0 0 MRS CATHERINE EMMI DIRECTOR 0.50 X 0 0 0 MR JOHN R EVANS DIRECTOR 0.50 X 0 0 0 MS BARBARA FOSTER DIRECTOR 0.50 X 0 0 0 MR RAYMOND FRANCIS DIRECTOR 0.50 X 0 0 0 DR MILDRED GARCIA DIRECTOR 0.50 X 0 0 0 MR MICHAEL S GORDON DIRECTOR 0.50 X 0 0 0 MR NICHOLAS GREENKO DIRECTOR 0.50 X 0 0 0 MR WAYNE GROSS DIRECTOR 0.50 X 0 0 0 MR RONDELL B HANSON DIRECTOR 0.50 X 0 0 0 DR DONALD HECHT DIRECTOR 0.50 X 0 0 0 MR RONALD HOEFER DIRECTOR 0.50 X 0 0 0 MR GARTH HOGAN DIRECTOR 0.50 X 0 0 0 MRS MICHELLE HOROWITZ DIRECTOR 0.50 X 0 0 0 MR JAMES NEWTON HOWARD DIRECTOR 0.50 X 0 0 0 MR DONALD HU DIRECTOR 0.50 X 0 0 0 MR HECTOR J INFANTE DIRECTOR 0.50 X 0 0 0 MR SETH JOHNSON DIRECTOR 0.50 X 0 0 0 MR MICHAEL KATZ DIRECTOR 0.50 X 0 0 0 MR BENEDICT KWON DIRECTOR 0.50 X 0 0 0 MS SUZY LEE DIRECTOR 0.50 X 0 0 0 MS AGNES LEW DIRECTOR 0.50 X 0 0 0 MR PHILLIP N LYONS DIRECTOR 0.50 X 0 0 0 MS DIANA MARTIN DIRECTOR 0.50 X 0 0 0 MR ALEX MCKINNON DIRECTOR 0.50 X 0 0 0 MR DAVID V MELILLI DIRECTOR 0.50 X 0 0 0 MR CARLOS MOLLURA DIRECTOR 0.50 X 0 0 0 MR TIMOTHY J MOLNAR DIRECTOR 0.50 X 0 0 0 MS KATHRYN MOORE DIRECTOR 0.50 X 0 0 0 MR S PAUL MUSCO DIRECTOR 0.50 X 0 0 0 MS STACEY NICHOLAS DIRECTOR 0.50 X 0 0 0 MR DAVID ONTKO DIRECTOR 0.50 X 0 0 0 MS ANOOSHEH OSKOUIAN DIRECTOR 0.50 X 0 0 0 MR DENNIS PARROTT DIRECTOR 0.50 X 0 0 0 MR JOHN PELLER DIRECTOR 0.50 X 0 0 0 MR WILLIAM F PODLICH DIRECTOR 0.50 X 0 0 0 MS JUDITH POSNIKOFF DIRECTOR 0.50 X 0 0 0 MR MIGUEL PULIDO DIRECTOR 0.50 X 0 0 0 MRS CHIYO ROWE DIRECTOR 0.50 X 0 0 0 MS DIANE SAWYER DIRECTOR 0.50 X 0 0 0 MR LYLE SCHEPPELE DIRECTOR 0.50 X 0 0 0 MR SCOTT SIEGEL DIRECTOR 0.50 X 0 0 0 MR HON H WARREN SIEGEL DIRECTOR 0.50 X 0 0 0 MR RONALD M SIMON DIRECTOR 0.50 X 0 0 0 MRS ELIZABETH STAHR DIRECTOR 0.50 X 0 0 0 MR JOHN R STAHR DIRECTOR 0.50 X 0 0 0 MR JOSEPH SVEHLA DIRECTOR 0.50 X 0 0 0 MR DAVID TROOB DIRECTOR 0.50 X 0 0 0 MR STEVE TUFTS DIRECTOR 0.50 X 0 0 0 MR BART VAN AARDENNE DIRECTOR 0.50 X 0 0 0 MR HENRY WALKER DIRECTOR 0.50 X 0 0 0 MRS ROCHELLE L WARD DIRECTOR 0.50 X 0 0 0 MRS JANE FUJISHIGE YADA DIRECTOR 0.50 X 0 0 0 MR CHARLES ZHANG DIRECTOR 0.50 X 0 0 0 MR JAMES BAROFFIO LIFE DIRECTOR 0.50 X 0 0 0 MS FRANCES BASS LIFE DIRECTOR 0.50 X 0 0 0 MRS SUZANNE CHONETTE LIFE DIRECTOR 0.50 X 0 0 0 MR JAMES EMMI LIFE DIRECTOR 0.50 X 0 0 0 MR DOUGLAS FREEMAN LIFE DIRECTOR 0.50 X 0 0 0 MR EDWARD GOLDSTEIN LIFE DIRECTOR 0.50 X 0 0 0 MR HANS IMHOF LIFE DIRECTOR 0.50 X 0 0 0 MRS BARBARA SUE JOHNSON LIFE DIRECTOR 0.50 X 0 0 0 MRS JANICE JOHNSON LIFE DIRECTOR 0.50 X 0 0 0 MR RANDOLPH JOHNSON LIFE DIRECTOR 0.50 X 0 0 0 MR DAMIEN JORDAN LIFE DIRECTOR 0.50 X 0 0 0 MR MICHAEL LOWTHER LIFE DIRECTOR 0.50 X 0 0 0 MR ARNOLD MILLER LIFE DIRECTOR 0.50 X 0 0 0 MR DOUG SIMAO LIFE DIRECTOR 0.50 X 0 0 0 MRS JANICE SMITH LIFE DIRECTOR 0.50 X 0 0 0 MS EVE STEINBERG LIFE DIRECTOR 0.50 X 0 0 0 MR WILLIAM THOMPSON LIFE DIRECTOR 0.50 X 0 0 0 MR STEWART WOODARD LIFE DIRECTOR 0.50 X 0 0 0 MR SEAN SUTTON EVP & COO 40.00 X 167662 0 10908 MR CARL ST CLAIR MUSIC DIRECTOR 40.00 X 479414 0 7534 RAYMOND KOBLER CONCERT MASTER 40.00 X 170150 0 1461 GARY GOOD SR. EXEC. SPECIAL CAMPAIGNS 40.00 X 155160 0 4435 GREGORY COX VP - DEVELOPMENT & EXTERNAL RELATIONS 40.00 X 216327 0 9720 EILEEN JEANETTE VP - ARTISTIC & ORCHESTRA OPS 40.00 X 134739 0 9709 KATHERINE SIMPKINS-DALTON ASSOCIATE VP OF DEVELOPMENT 40.00 X 132184 0 2806 FRANK TERRAGLIO VP - MARKETING & PUBLIC RELATIONS 40.00 X 102819 0 7456 NIKKI CRABTREE-PALLEY SR DR OF INDIV. GIVING & MAJOR GIFTS 40.00 X 100738 0 10604 1964412 0 86132 10 0 1 0 SEGERSTROM CENTER FOR THE ARTS 600 TOWN CENTER DR COSTA MESA CA 92626 RENTAL & SERVICES 1441446 AFMEPF ONE PENN PLAZA STE 3115 NEW YORK NY 10119 PENSION 522157 WORLD PROJECTS CORPORATION 601 1ST STREET BENICIA CA 94510 TRAVEL AGENT 428831 DCM INC 330 WEST 38TH STREET STE 207 NEW YORK NY 10018 TELEFUNDING & TELEMARKETING SERVICES 366878 LIVE NATION WORLDWIDE INC 650 MADISON AVE 16TH FLOOR NEW YORK NY 10155 RENTAL & SERVICES 323764 24 884025 194780 7628016 37690 8706821 CONCERT TICKET SALES 711190 5782943 5782943 CONTRACTED CONCERTS 711190 1164302 1164302 EDN. PROGRAMS/CONCERTS 711190 1011847 1011847 OTHER PROGRAM REVENUE 711190 178716 178716 8137808 309068 309068 1050 48390 0 0 1050 48390 49440 49440 5069185 4967230 101955 101955 101955 1718363 884025 697250 1021113 1021113 33593 15245 18348 18348 MISCELLANEOUS 711190 108104 108104 PROGRAM AD REVENUES 711190 18210 18210 126314 18470867 8137808 18210 1608028 1267704 750885 516819 7566059 5287923 1181356 1096780 561967 508433 24595 28939 462316 278838 131652 51826 636984 439375 115428 82181 5592 5592 58490 58490 46308 46308 60484 60484 293516 18969 223331 51216 2045523 1735791 309732 477739 51905 344635 81199 93470 93470 86848 86848 410708 253357 146839 10512 38744 14846 15354 8544 105139 86696 12468 5975 224585 149731 74854 64259 31833 32426 PRODUCTION & EXHIBITION 4335286 4335286 EDUCATIONAL PROGRAMS 672287 672287 OTHER 69252 42210 26728 314 UBI TAX 1160 1160 19584420 13009422 4801472 1773526 2293845 2871965 3063420 2499611 13926164 12828374 525044 681564 0 0 577444 989343 2424824 1951293 479480 473531 17965265 16641353 789082 787486 39619744 37773227 1699579 1305603 295500 105478 3454353 4071420 5449432 5482501 X -1155553 -2567194 13227279 12647864 22098586 22210056 34170312 32290726 39619744 37773227 X -1113553 -764436 -1597 X X 0 1 X 1 0 X 5900335 14358556 11607424 11399827 8706821 51972963 5900335 14358556 11607424 11399827 8706821 51972963 6708300 45264663 394964 401553 368789 411059 358508 1934873 13820 17630 30720 14430 18210 94810 8707 5966 25706 31943 108104 180426 54183072 48617545 0.83540 0.84270 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 22098586 115659 -4189 22210056 22046398 257664 -205476 22098586 20824257 73915 1148226 22046398 19537719 40477 1246061 20824257 20207511 -206552 -463240 19537719 1.00000 0 0 166856 161800 5056 2257968 1789493 468475 473531 ENDOWMENT - FIRST AMERICAN HOLDINGS 14839439 C ENDOWMENT - PACIFIC DIVERSIFIED STRATEGIES 1801914 C 16641353 X 17704834 -764435 -1597 -766032 18470866 0 18470866 19584420 0 19584420 0 19584420 PART V, LINE 4: THE ORGANIZATION HOLDS A DIVERSIFIED ENDOWMENT FUND WHICH IS PROFESSIONALLY MANAGED BY AN INDEPENDENT ADVISOR. PART X, LINE 2: THE ORGANIZATION HAS ADOPTED THE ACCOUNTING STANDARDS RELATED TO ACCOUNTING AND REPORTING FOR UNCERTAINITY IN INCOME TAXES. FOR THE SYMPHONY, THESE STANDARDS COULD BE APPLICABLE TO THE INCURRENCE OF ANY UNRELATED BUSINESS INCOME ATTRIBUTABLE TO THE SYMPHONY. BECAUSE OF THE GENERAL TAX-EXEMPT STATUS, THESE STANDARDS ARE NOT ANTICIPATED TO HAVE A MATERIAL IMPACT ON THE SYMPHONY'S FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF BENEFICIAL INTEREST -4,189. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS 2,592. X X X X X X X 1 DCM INC 330 WEST 38TH STREET STE 207 NEW YORK NY 10018 TELEFUNDING SOLICITATION 0 88834 46308 42526 88834 46308 42526 CA GALA 1613100 590600 1022500 110124 24936 240881 WINE FESTIVAL 450996 12008 438988 48152 88756 3 538292 281417 256875 48950 15961 119490 2602388 884025 1718363 207226 40897 449127 697250 1021113 CA 1 0 0 0 0 0 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE FEES PAID TO DCM, INC. IN THE AMOUNT OF $46,308 WAS THE AGREED UPON AMOUNT FOR TELEFUNDING ACTIVITIES. DCM, INC. ALSO PROVIDES ADVERTISING-RELATED SERVICES TO THE ORGANIZATION THAT IS NOT INCLUDED AS FEES FOR PROFESSIONAL FUNDRAISING ACTIVITIES ON SCH. G. X 0 1 X X X 0 0 0 0 0 0 0 0 0 JOHN E FORSYTE PRESIDENT 283619 0 15000 0 6600 0 18000 0 3499 0 326718 0 0 0 MR SEAN SUTTON EVP & COO 159662 0 8000 0 0 0 5040 0 5868 0 178570 0 0 0 MR CARL ST CLAIR MUSIC DIRECTOR 465414 0 0 0 14000 0 0 0 7534 0 486948 0 0 0 RAYMOND KOBLER CONCERT MASTER 170150 0 0 0 0 0 0 0 1461 0 171611 0 0 0 GARY GOOD SR. EXEC. SPECIAL CAMPAIGNS 147660 0 7500 0 0 0 4435 0 0 0 159595 0 0 0 GREGORY COX VP - DEVELOPMENT & EXTERNAL RELATION 179679 0 36648 0 0 0 6318 0 3402 0 226047 0 0 0 PART I, LINE 1A MR. CARL ST. CLAIR RECEIVES A HOUSING ALLOWANCE THAT IS INCLUDED IN HIS REPORTABLE COMPENSATION. X 2 20490 AUCTION PRICE X WINE AUCTION ITEMS 26 12200 AUCTION PRICE DTL AV X GIFT CERTIFICATE 1 5000 AUCTION PRICE 0 0 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS WAS USED FOR COLUMN (B). FORM 990, PART VI, SECTION A, LINE 2 JOHN AND ELIZABETH STAHR ARE MARRIED. FORM 990, PART VI, SECTION A, LINE 2 JAMES AND CATHERINE EMMI ARE MARRIED. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD NOMINATES BOARD MEMBERS FOR THE AUDIT COMMITTEE. THE AUDIT COMMITTEE REVIEWS THE FINANCIAL DOCUMENTS BEFORE THEY ARE SUBMITTED AND FINALIZED. THE AUDIT COMMITTEE REVIEWS THE 990. A COPY OF THE 990 IS DISTRIBUTED TO THE FULL BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 11 THE FULL FORM 990, AS FILED WITH THE GOVERNMENT, IS REVIEWED BY THE AUDIT COMMITTEE. ADDITIONALLY, THE FULL FORM 990, WAS DISTRIBUTED TO THE ENTIRE BOARD BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD HAS INSTITUTED AN ANNUAL STATEMENT OF COMPLIANCE WHICH IS DISTRIBUTED TO ALL BOARD MEMBERS TO COMPLETE. THIS ANNUAL DISCLOSURE IS USED TO MONITOR TRANSACTIONS THAT COULD GIVE RISE TO CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 ORGANIZATION USES WRITTEN EMPLOYMENT CONTRACTS, COMPENSATION SURVEYS OR STUDIES, AND BOARD APPROVAL FOR THE COMPENSATION PROCESS. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 1023 AND 990 ARE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST -4,189. CHANGE IN VALUE OF INSURANCE ASSIGNMENTS 2,592. FORM 990, PART XI, LINE 2C THE BOARD OF DIRECTORS HAD CONSTITUED AN AUDIT COMMITTEE AND DELEGATED TO THAT COMMITTEE THE RESPONSIBILITY FOR ENGAGING INDEPENDENT AUDITORS AND MONITORING THE AUDIT PROCESS. THIS STRUCTURE HAS BEEN IN EFFECT IN PRIOR YEARS AND WAS NOT CHANGED IN 2016. PART IX, STATEMENT OF FUNCTIONAL EXPENSES MANAGEMENT AND GENERAL EXPENSES INCLUDE ALL MARKETING COSTS. THERE ARE NO MARKETING EXPENSES REFLECTED IN PROGRAM SERVICES.