2017-05-12T13:48:26-05:00 2016-12-31 952483169 JESS S MORGAN & COMPANY INC 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 90036 990PF 2016-01-01 954279684 THE JESS AND PALMA MORGAN FOUNDATION JESS 3236342400 5900 WILSHIRE BOULEVARD SUITE 2300 LOS ANGELES CA 90036 SUSAN J OLLWEILER SECRETARY 3236342400 2017-05-12 1 TIMOTHY D BODNER P00396713 3236342400 38.88.179.84 2017-05-12 11:48:18 PD P 8EA5CA1E1C9AC298E4232AD3951B6D58B0CF7612 F5411B2758385C2F9ED04824B3ABC4FD9E60E607 2016 2021-01-29 14:40:06Z X 324522 X X 7571 6274 -5027 78446 0 2544 6274 0 0 0 10 10 0 193 0 0 203 10 0 1000 1000 1203 10 1000 1341 6264 3499 2197 2197 80922 33802 33802 205968 255558 288523 290389 291557 324522 0 0 X 0 0 0 0 290389 291557 290389 291557 290389 291557 290389 1341 0 291730 173 291557 100 SHS SPDR S&P HOMEBUILDERS P 2015-07-13 2016-01-06 3305 3709 -404 -404 75 SHS SPDR S&P HOMEBUILDERS P 2015-12-17 2016-01-06 2479 2598 -119 -119 50 SHS ISHARES BROKER DEALER INDEX P 2015-12-17 2016-01-13 1799 2097 -298 -298 52 SHS ISHARES BROKER DEALER INDEX P 2014-03-10 2016-01-13 1871 2063 -192 -192 43 SHS ISHARES BROKER DEALER INDEX P 2013-07-18 2016-01-13 1547 1398 149 149 461.039 SHS GOLDMAN SACHS STRATEGIC INC P 2013-05-17 2016-01-15 4333 5000 -667 -667 508.18 SHS GOLDMAN SACHS STRATEGIC INC P 2015-12-17 2016-01-15 4776 5000 -224 -224 100 SHS VANGUARD MSCI EUROPE P 2015-05-14 2016-01-15 4541 5853 -1312 -1312 750.531 SHS LAZARD US SMALL CAP GROWTH P 2016-01-15 2016-02-08 6912 7100 -188 -188 85 SHS SPDR KBW REGIONAL BANK P 2015-07-13 2016-03-16 3192 3791 -599 -599 60 SHS SPDR KBW REGIONAL BANK P 2015-12-17 2016-03-16 2253 2551 -298 -298 40 SHS ISHARES BARCLAYS 103 YR BOND P 2013-03-07 2016-06-08 4215 4232 -17 -17 35 SHS ISHARES TR MSCI EAFE P 2014-03-10 2016-06-27 1829 2357 -528 -528 34 SHS ISHARES TR MSCI EAFE P 2013-03-07 2016-06-27 1777 2015 -238 -238 12 SHS FIRST TRUST DJ INTERNET ETF P 2015-12-17 2016-07-14 899 911 -12 -12 5 SHS ISHARES NASDAQ BIOTECH ETF P 2015-08-13 2016-07-14 1334 1859 -525 -525 15 SHS KRAFT HEINZ CO P 2016-01-20 2016-07-14 1313 1053 260 260 30 SHS SPDR TECHNOLOGY ETF P 2015-12-17 2016-07-14 1344 1308 36 36 60 SHS MARKET VECTORS OIL P 2015-11-16 2016-07-14 1770 1838 -68 -68 10 SHS VANGUARD CONS DISCR ETF P 2015-07-13 2016-07-14 1264 1276 -12 -12 12 SHS ISHARES RUSSELL 3000 ETF P 2015-12-17 2016-07-27 1526 1461 65 65 16 SHS SPDR S&P INSURANCE ETF P 2015-12-17 2016-07-27 1143 1109 34 34 18 SHS SPDR ENERGY ETF P 2016-03-01 2016-07-27 1192 1048 144 144 100 SHS MARKET VECTORS OIL SVS ETF P 2015-11-16 2016-07-27 2771 3064 -293 -293 8 SHS ALLERGAN PLC P 2015-12-17 2016-08-24 1937 2486 -549 -549 30 SHS DIREXION SMALL CAP 3X BULL P 2016-06-28 2016-08-24 2321 1680 641 641 15 SHS FIRST TRUST DJ INTERNET ETF P 2015-12-17 2016-08-24 1164 1138 26 26 30 SHS MACY'S INC P 2016-02-24 2016-08-24 1183 1281 -98 -98 .263 SHS SPDR REAL ESTATE SECTOR P 2016-09-23 2016-09-23 9 9 0 0 100 SHS MYLAN NV P 2016-02-12 2016-10-07 3574 4130 -556 -556 7 SHS ALLERGAN PLC P 2015-12-17 2016-11-02 1382 2175 -793 -793 8 SHS ALLERGAN PLC P 2016-04-06 2016-11-02 1579 1961 -382 -382 22 SHS SPDR REAL ESTATE SECTOR P 2016-09-22 2016-11-02 651 716 -65 -65 .250 SHS ISHARES MSCI JAPAN P 2016-02-22 2016-11-07 12 11 1 1 100 SHS BANK OF AMERICA CORP P 2016-01-20 2016-12-21 2255 1353 902 902 9 SHS DIREXION SMALL CAP 3X BULL P 2016-06-28 2016-12-21 939 504 435 435 10 SHS ISHARES PHLX SEMI'S ETF P 2016-02-12 2016-12-21 1235 776 459 459 5 SHS UNITED HEALTHCARE P 2016-01-20 2016-12-21 799 562 237 237 CAPITAL GAINS DIVIDENDS P 21 21 21 -5027 0 2500 222388 0.011242 70000 144356 0.484912 106211 78164 1.358822 142000 59888 2.371093 20245 35284 0.573773 4.799842 0.959968 300261 288241 63 288304 1000 125 0 125 0 125 0 125 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A JESS S MORGAN COMPANY INC 3236342400 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 900363697 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PALMA S MORGAN 5900 WILSHIRE BLVD 2300 LOS ANGELES CA 90036 PRESIDENT & DIRECTOR 0.00 0 0 0 GARY LEVENSTEIN 5900 WILSHIRE BLVD 2300 LOS ANGELES CA 90036 CFO & DIRECTOR 0.00 0 0 0 SUSAN J OLLWEILER 5900 WILSHIRE BLVD 2300 LOS ANGELES CA 90036 SECRETARY & DIRECTOR 0.00 0 0 0 GENE TORNCELLO 5900 WILSHIRE BLVD 2300 LOS ANGELES CA 90036 VICE PRESIDENT & DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 269153 35681 0 304834 0 0 304834 4573 300261 15013 15013 125 125 14888 0 14888 0 14888 1000 0 1000 0 1000 14888 0 0 18591 139006 102981 62893 323471 1000 0 0 0 1000 0 13888 13888 309583 0 0 0 0 0 0 4703 304880 139006 102981 62893 PALMA S MORGAN PAMLA S MORGAN 5900 WILSHIRE BLVD SUITE 2300 LOS ANGELES CA 90036 3236342400 APPLICATIONS SHOULD BE IN WRITING AND MUST INCLUDE A DESCRIPTION OF CHARITABLE PURPOSE NONE NONE SUSAN G KOMEN LOS ANGELES COUNTY RACE FOR THE CURE 9841 AIRPORT BLVD SUITE 800 LOS ANGELES CA 90045 NONE PUBLIC CHARITY GENERAL 1000 1000 STANDFORD GRADUATE SCHOOL OF BUSINESS 326 GALVEZ STREET STANFORD CA 943056105 NONE PUBLIC CHARITY GENERAL 50000 USC - MARSHALL SCHOOL OF BUSINESS 3551 TROUSDALE PKWY LOS ANGELES CA 900898201 NONE PUBLIC CHARITY GENERAL 20000 70000 14 7571 18 -5027 0 2544 0 2544 0 0 0 0 0 0 0 0 0 0 CORPORATE STOCK 255558 288523 RETURN ON CAPITAL ADJUSTMENTS 75 PAYMENT OF FEDERAL TAXES 98 OFFICE SUPPLIES & MISCELLANEOUS 193 0 0 FRANCHISE TAX BOARD 10 10 0