2017-05-10T11:33:55-05:00 2016-06-30 461497033 EKS&H LLLP 7979 E TUFTS AVENUE SUITE 400 DENVER CO 802372521 990 2015-07-01 742244146 ROCKY MOUNTAIN INSTITUTE ROCK 3032451003 1820 FOLSOM STREET BOULDER CO 80302 JULES KORTENHORST CEO 3032451003 2017-05-08 1 DORI J EGGETT P00645252 3037409400 2015 2021-01-29 14:40:06Z JULES KORTENHORST 1820 FOLSOM STREET BOULDER CO 80302 36852388 0 X WWW.RMI.ORG X 1982 CO OUR MISSION IS TO DRIVE THE EFFICIENT AND RESTORATIVE USE OF RESOURCES. 19 16 164 20 0 0 23324546 25775229 1825439 3749489 656236 -53441 13607 5823 25819828 29477100 0 0 0 0 14237645 17894210 0 0 2313993 9217050 11418710 23454695 29312920 2365133 164180 33621689 32947222 9103705 9478518 24517984 23468704 X WE ENVISON A WORLD THRIVING, VERDANT, AND SECURE, FOR ALL, FOR EVER. TO THAT END, OUR MISSION IS TO DRIVE THE EFFICIENT AND RESTORATIVE USE OF RESOURCES. 0 0 8064774 1596893 DEVELOPING ECONOMYSMART ISLANDS - EMPOWERS GOVERNMENTS AND UTILITIES OF ISLAND NATIONS TO TRANSITION TO ENERGY EFFICIENCY AND RENEWABLE ENERGY DEMONSTRATING THAT ENTRIE ECONOMIES CAN ADOPT LOW-CARBON SOLUTIONS.REINVENTING FIRE: CHINA - PARTNERING TO DELIVER AN ANALYSIS OF THE FOUR ENERGY-PRODUCING AND CONSUMING SECTORS OF CHINA'S ECONOMY (BUILDINGS, INDUSTRY, TRANSPORTATION, AND ELECTRICITY) TO SPOTLIGHT THE ECONOMIC, SOCIAL, AND ENVIRONMENTAL BENEFITS OF RAPIDLY DEPLOYING RENEWABLE AND ENERGY EFFICIENCY TECHNOLOGIES IN CHINA. 7482930 1886806 DECARBONIZING ELECTRICITYELECTRICITY - ACCELERATING THE SHIFT FROM FOSSIL FUEL DOMINATED ELECTRICAL SYSTEM TO CLEAN, RELIABLE, AFFORDABLE, CUSTOMER-CENTRIC SYSTEM BASED ON RENEWABLE RESOURCES.RENEWABLE SOLUTIONS - DRIVING CUSTOMERS TO THE CENTER OF AN AFFORDABLE, RELIABLE, LOW-CARBON ELECTRICTY GRID. FOCUSING ON MARKET TRENDS AND SCALING SOLUTIONS FOR SOLAR AND WIND ENERGY, BATTERY ENERGY STORAGE AND DEMAND-SIDE OPPORTUNITIES.CONTINUED ON SCHEDULE OSUNSHINE FOR MINES - TO RAPIDLY ACCELERATE THE INSTALLATION OF ON-SITE RENEWABLE ENERGY CAPACITY - ESPECIALLY SOLAR PV - INTEGRATED INTO THE POWER SYSTEMS OF ON- AND OFF- GRID MINES AROUND THE WORLD.SHINE: COMMUNITY-SCALE SOLAR - DEVELOPING INNOVATIVE COMMUNITY-SCALE SOLAR PILOT PROJECTS - LEVERAGING ECONOMIES OF SCALE, STANDARDIZING SYSTEM DESIGN, DEVELOPEING BUSINESS MODELS THAT ALLOW LOW-INCOME CUSTOMERS TO PARTICIPATE, AND OTHER LEVERS - TO MAKE SOLAR ENERGY AFFORDABLE AND ACCESSIBLE TO ALL. SUSTAINABLE ENERGY FOR ECONOMIC DEVELOPMENT (SEED) - FOR GOVERNMENTS, DEVELOPMENT PARTNERS, AND THE PRIVATE SECTOR IN DEVELOPING COUNTRIES THAT ARE EXPANDING ACCESS TO ELECTRICITY. SEED PROVIDES AN UNBIASED AND ACTIONABLE PROGRAM TO ACCELERATE SUSTAINABLE DEVELOPMENT THAT CONSIDERS BOTH ON- AND OFF- GRID APPROACHES HOLISTICALLY. 3966406 381649 OIL-FREE TRANSPORTATION AVIATION - ENGAGING THE AVIATION INDUSTRY TO ESTABLISH CENTERS OF DEMAND FOR LOW-CARBON, ALTERNATIVE AVIATION FUELS, SUCH AS BIOFUELS, AT AIRPORTS AROUND THE WORLD.SHIPPING - REDUCING CARBON EMISSIONS BY BRIDGING GAPS IN MARKET INFORMATION RELATED TO FUEL EFFICIENCY AND UNLOCKING CAPITAL FLOW FOR TECHNOLOGY RETROFITS OF EXSTING SHIPS.CONTINUED ON SCH OTRUCKING - WORKING WITH THE NORTH AMERICAN COUNCIL ON FREIGHT EFFICIENCY (NACFE) AND THE TRUCKING INDUSTRY TO DOUBLE THE FREIGHT EFFICIENCY OF NORTH AMERICAN GOODS MOVEMENT BY INCREASING CONFIDENCE IN ENERGY-EFFICIENT TECHNOLOGIES AND PRACTICES AND ACCELERATING THEIR ADOPTION.MOBILITY - LEVERAGING NEW TECHNOLOGY AND INNOVATION TO ADVANCE MOBILITY SERVICES TO ADDRESS CONGESTION, COSTS, COMMUTING, SAFETEY, AND THE ENVIRONMENT. 2578825 BUILDINGSDRIVING THE ADOPTION OF BUILDING EFFICIENCIES IN THE AREAS OF (1) SUPEREFFICIENT BUILDINGS (BUILDINGS THAT ARE AT LEAST 50% MORE EFFICIENT THAN CODE-COMPLIANT BUILDING); (2) RESIDENTIAL BUILDINGS; AND (3) COMMERCIAL BUILDINGS. THESE FOCUS AREAS PROVIDE ONE OF THE GREATEST OPPORTUNITIES TO MEANINGFULLY REDUCE GREENHOUSE GAS EMISSIONS, LOWER ENERGY BILLS, AND IMPROVE BUILDING VALUE. 770449 OFFICE OF CHIEF SCIENTIST (OCS)OFFICE OF CHIEF SCIENTIST INSPIRES THOUGHT-LEADERSHIP IN THE AREA OF ENERGY EFFICIENCY AND RENEWABLE ENERGY SOURCES. THE OCS WAS INSTRUMENTAL IN THE PUBLICATION OF REINVENTING FIRE, WHICH PROVIDES BOLD BUSINESS SOLUTIONS FOR A CLEAN, PROSPEROUS AND SECURE ENERGY FUTURE. 3349274 22863384 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 86 0 1 164 1 0 1 CH 0 0 0 0 0 0 0 0 X 19 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X X HEATHER MCCREERY 3032451003 1820 FOLSOM STREET BOULDER CO 80302 JOHN ABELE TRUSTEE 1.00 X 0 0 0 DAVID ALLEN TRUSTEE 1.00 X 0 0 0 ROY BEDLOW TRUSTEE 1.00 X 0 0 0 PETER BOYER TRUSTEE 1.00 X 0 0 0 MARK FERRON TRUSTEE 1.00 X 0 0 0 MICHAEL HAAS TRUSTEE 1.00 X 0 0 0 TOM DINWOODIE LEAD INDEPENDENT TRUSTEE 1.00 X X 0 0 0 SUZANNE FARVER FINANCE COMMITTEE CHAIR 1.00 X 0 0 0 JOSE MARIA FIGUERES CHAIRMAN OF THE BOARD 1.00 X X 0 0 0 ARJUN GUPTA TRUSTEE 1.00 X 0 0 0 MARIA VAN DER HOEVEN TRUSTEE 1.00 X 0 0 0 REUBEN MUNGER TRUSTEE 1.00 X 0 0 0 JEAN OELWANG TRUSTEE 1.00 X 0 0 0 GEORGE POLK TRUSTEE 1.00 X 0 0 0 JIGAR SHAH TRUSTEE 1.00 X 0 0 0 TED WHITE TRUSTEE 1.00 X 0 0 0 JULES KORTENHORST CEO 40.00 X X 348186 0 32532 AMORY LOVINS CHAIRMAN EMERITUS/CHIEF SCIENTIST 40.00 X X 285938 0 26821 MARTHA PICKETT GENERAL COUNSEL-SECRETARY 40.00 X X 250317 0 25073 HERVE TOUATI MANAGING DIRECTOR 40.00 X 308779 0 16730 CURTIS PROBST MANAGING DIRECTOR 40.00 X 248300 0 30154 STEPHEN DOIG MANAGING DIRECTOR 40.00 X 250615 0 24564 MAIYUE CHENG MANAGING DIRECTOR 40.00 X 247786 0 22319 JON CREYTS MANAGING DIRECTOR 40.00 X 244382 0 30667 JERULD WEILAND MANAGING DIRECTOR 40.00 X 255211 0 17824 EDWARD HARVEY MANAGING DIRECTOR 40.00 X 252361 0 12510 LENA HANSEN MANAGING DIRECTOR 40.00 X 220536 0 15703 EDGAR MCCULLOUGH CONTROLLER, FINANCE & OPER 40.00 X 176633 0 26167 BRAD MUSHOVIC MANAGING DIRECTOR 40.00 X 169831 0 26917 CAROL NASTA MANAGING DIRECTOR 40.00 X 167858 0 27167 MARK GRUNDY MANAGING DIRECTOR 40.00 X 166472 0 15150 GINNA NEWTON MANAGING DIRECTOR 40.00 X 149374 0 19891 NUSHIN KORMI PRINCIPAL 40.00 X 168836 0 22899 VICTOR OLGYAY PRINCIPAL 40.00 X 161544 0 25228 LILY DONGE PRINCIPAL 40.00 X 156955 0 17977 VIRGINIA LACY MANAGING DIRECTOR 40.00 X 145686 0 10073 4375600 0 446366 34 0 1 0 JE DUNN 2000 S COLORADO BLVD SUITE 12000 DENVER CO 80222 GENERAL CONTRACTOR 761370 DNV KEMA RENEWABLES DEPT CH 19586 PALATINE IL 60055 CONSULTING 572611 REOS NORTH AMERICA ONE BROADWAY 14TH FLOOR CAMBRIDGE MA 02142 CONSULTING 346755 CNI SERVICES 7000 S YOSEMITE STREET SUITE 125 CENTENNIAL CO 80112 CONSULTING 334662 BLUE COMMUNICATIONS 256 BANBURY ROAD OXFORD UK OX2 7DE CONSULTING 295805 19 63556 25711673 2569116 25775229 CONSULTING FEES 541610 3408507 3408507 PROJECT REVENUE 541900 267165 267165 RENTAL INCOME 531120 43817 43817 PROGRAM MEMBERSHIP FEE 541900 30000 30000 3749489 38302 38302 5577 5577 7283545 7375288 -91743 -91743 -91743 OTHER INCOME 900099 246 246 246 29477100 3749489 0 -47618 4430844 3596803 573403 260638 11006718 7673008 2002745 1330965 382151 306410 33700 42041 1179430 947845 112670 118915 895067 720439 90402 84226 100478 97990 2488 119971 119971 54565 54565 10159 5468 4691 1024786 761245 143225 120316 312648 179151 96011 37486 1682414 1034610 571279 76525 2565666 2372050 104226 89390 315453 291654 12808 10991 99730 78816 15645 5269 567489 446001 90882 30606 60000 36900 20364 2736 CONSULTANTS AND SUBCONT 4149873 3927674 146558 75641 MISCELLANEOUS 403028 225154 155665 22209 RECRUITING 401424 381933 19491 COMMUNICATION 365592 363418 2174 -814566 -583185 -232729 1348 29312920 22863384 4135543 2313993 550757 881864 5272625 2675656 10380797 9731582 809524 1237267 60838 3268 2859 2485 287902 334330 20155059 3231184 10537208 16923875 1798943 0 3186595 483389 92818 733641 580688 33621689 32947222 4577893 3259314 670144 1172001 3584348 4695885 271320 351318 9103705 9478518 X 9345833 11932089 14862581 11219045 309570 317570 24517984 23468704 33621689 32947222 X 164180 -131658 -1081802 X 0 1 X 1 0 X 7622879 13905792 16217886 23324546 25775229 86846332 7622879 13905792 16217886 23324546 25775229 86846332 34137743 52708589 115594 208499 662022 60609 43879 1090603 963 963 11701 5933 5129 246 23009 87960907 12891606 0.59920 0.60140 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2011 AMOUNT: $ 11,701. 2012 AMOUNT: $ 5,933. 2013 AMOUNT: $ 5,129. 2015 AMOUNT: $ 246. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 377244 8000 -9524 5814 369906 980930 35890 -30291 609285 377244 875987 23315 89825 8197 980930 710719 125365 52732 12829 875987 746828 3421 -35339 4191 710719 0.85850 0.14150 1 0 15739672 15739672 724430 698905 25525 2499353 2073314 426039 1191604 458965 732639 16923875 CAPITAL LEASE OBLIGATIONS 205423 DEFERRED RENT 145895 351318 X 29342558 -13242 9350 -118416 -122308 29464866 12234 12234 29477100 29310036 9350 9350 29300686 12234 12234 29312920 PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE RMI SUMMER RESEARCH INTERNSHIPS OPPORTUNITIES. PART X, LINE 2: THE ALLIANCE APPLIES A MORE-LIKELY-THAN-NOT MEASUREMENT METHODOLOGY TO REFLECT THE FINANCIAL STATEMENT IMPACT OF UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. AFTER EVAULUATING THE TAX POSITIONS TAKEN, NONE ARE CONSIDERED TO BE UNCERTAIN; THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED AS OF JUNE 30, 2016. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED IN THE PERIOD ASSESSED AS GENERAL AND ADMINISTRATIVE EXPENSE. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF JUNE 30, 2016. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NET ASSETS HELD AT THE DENVER FOUNDATION -118,416. EAST ASIA AND THE PACIFIC 2 10 PROGRAM SERVICES REINVENTING FIRE - CHINA 489217 EUROPE (INCLUDING ICELAND & GREENLAND) 2 PROGRAM SERVICES SHIPPING EFFICIENCY, ISLANDS ENERGY PROGRAM 459130 CENTRAL AMERICA AND THE CARIBBEAN 3 PROGRAM SERVICES ISLANDS ENERGY PROGRAM 117481 SOUTH AMERICA 1 PROGRAM SERVICES ISLANDS ENERGY PROGRAM 52242 SUB-SAHARAN AFRICA 1 PROGRAM SERVICES SUNSHINE FOR MINES 187196 NORTH AMERICA 1 PROGRAM SERVICES SHIPPING EFFICIENCY, ISLANDS ENERGY PROGRAM 118174 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 1 FUNDRAISING 47250 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 1 FUNDRAISING 47250 2 20 0 0 2 20 1517940 0 1517940 0 0 0 0 1 0 X 1 1 X X X X 0 0 0 0 0 0 0 1 0 JULES KORTENHORST CEO 298186 0 0 0 50000 0 14375 0 18157 0 380718 0 0 0 AMORY LOVINS CHAIRMAN EMERITUS/CHIEF SCIENTIST 285938 0 0 0 0 0 14258 0 12563 0 312759 0 0 0 MARTHA PICKETT GENERAL COUNSEL-SECRETARY 250317 0 0 0 0 0 12510 0 12563 0 275390 0 0 0 HERVE TOUATI MANAGING DIRECTOR 252164 0 0 0 56615 0 4167 0 12563 0 325509 0 0 0 CURTIS PROBST MANAGING DIRECTOR 248300 0 0 0 0 0 11997 0 18157 0 278454 0 0 0 STEPHEN DOIG MANAGING DIRECTOR 250615 0 0 0 0 0 12001 0 12563 0 275179 0 0 0 MAIYUE CHENG MANAGING DIRECTOR 247786 0 0 0 0 0 7188 0 15131 0 270105 0 0 0 JON CREYTS MANAGING DIRECTOR 244382 0 0 0 0 0 12510 0 18157 0 275049 0 0 0 JERULD WEILAND MANAGING DIRECTOR 255211 0 0 0 0 0 12001 0 5823 0 273035 0 0 0 EDWARD HARVEY MANAGING DIRECTOR 252361 0 0 0 0 0 12510 0 0 0 264871 0 0 0 LENA HANSEN MANAGING DIRECTOR 178036 0 42500 0 0 0 8938 0 6765 0 236239 0 0 0 EDGAR MCCULLOUGH CONTROLLER, FINANCE & OPER 152633 0 24000 0 0 0 8010 0 18157 0 202800 0 0 0 BRAD MUSHOVIC MANAGING DIRECTOR 169831 0 0 0 0 0 8760 0 18157 0 196748 0 0 0 CAROL NASTA MANAGING DIRECTOR 167858 0 0 0 0 0 9010 0 18157 0 195025 0 0 0 MARK GRUNDY MANAGING DIRECTOR 166472 0 0 0 0 0 8385 0 6765 0 181622 0 0 0 GINNA NEWTON MANAGING DIRECTOR 149374 0 0 0 0 0 7786 0 12105 0 169265 0 0 0 NUSHIN KORMI PRINCIPAL 140836 0 28000 0 0 0 7084 0 15815 0 191735 0 0 0 VICTOR OLGYAY PRINCIPAL 133544 0 28000 0 0 0 7071 0 18157 0 186772 0 0 0 LILY DONGE PRINCIPAL 129955 0 27000 0 0 0 6514 0 11463 0 174932 0 0 0 VIRGINIA LACY MANAGING DIRECTOR 121686 0 24000 0 0 0 4250 0 5823 0 155759 0 0 0 PART I, LINE 1A BUSINESS USE OF PERSONAL RESIDENCE - AMORY LOVINS RENTS APPROXIMATELY 1200 SQ FT OF HIS HOUSE, PLUS SHARED SPACE TO RMI AS OFFICE SPACE UNDER A 1-YEAR WRITTEN LEASE ENDING JUNE 30, 2016. THE RENT IS $1,790 PER MONTH. PART I, LINE 7 NON-FIXED PAYMENTS - SOME EMPLOYEES WERE PAID PERFORMANCE BONUSES AT THE DISCRETION OF MANAGEMENT. X 17 2569116 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 RMI'S REVIEW PROCESS FOR THE 990 FORM BEGINS WITH A FORMAL REVIEW BY THE SENIOR MANAGEMENT TEAM (CEO, MANAGING DIRECTOR - LEGAL COUNSEL, MANAGING DIRECTOR - DEVELOPMENT, AND CONTROLLER). ONCE REVIEWED, A SECOND EVALUATION IS PERFORMED BY THE BOARD OF TRUSTEES AUDIT COMMITTEE WITH THE CEO AND DIRECTOR OF FINANCE IN ATTENDANCE. ONCE APPROVED, THE AUDIT COMMITTEE WILL FORMALLY ACCEPT THE REPORT AND AUTHORIZE THE AUDITORS TO FILE THE ANNUAL 990 FORM. THE MINUTES AND RECOMMENDATIONS OF THE AUDIT COMMITTEE WILL BE REPORTED TO THE BOARD OF TRUSTEES AT THE NEXT TRI-ANNUAL MEETING (JANUARY, APRIL, AND OCTOBER). FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES ARE CONTACTED THROUGH AN ANNUAL AFFIRMATION TO UPDATE ANY CHANGES TO THEIR PERSONAL SITUATION. TRUSTEES ARE REQUIRED TO REPORT ANY CHANGES THAT MAY CONSTITUTE A POTENTIAL CONFLICT OF INTEREST. TRUSTEES ARE ASKED TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE EACH YEAR. IF A CONFLICT OF INTEREST OR AN APPEARANCE OF A CONFLICT OF INTEREST ARISES, THE EXECUTIVE COMMITTEE REVIEWS AND INVESTIGATES COMPLIANCE ISSUES. FORM 990, PART VI, SECTION B, LINE 15 DURING FISCAL YEAR 2010, RMI RETAINED A CERTIFIED COMPENSATION PROFESSIONAL TO CONDUCT A DETAILED ANALYSIS OF ALL CURRENT POSITIONS. THIS ANALYSIS UTILIZED "WORLD AT WORK" BEST PRACTICES TO DETERMINE MARKET PRICES FOR THE ROLES THAT CURRENTLY EXIST WITHIN RMI AND ESTABLISH A GRADE TABLE. THE RESULTS OF THIS WORK ENABLE RMI LEADERSHIP TO ENSURE APPROPRIATE COMPENSATION LEVELS FOR CURRENT ROLES AS WELL AS NEW OR RESTRUCTURED JOBS IN THE ORGANIZATION. IN ORDER TO MAINTAIN THE INTEGRITY OF THIS TABLE, MEMBERS OF THE LEADERSHIP TEAM HAVE BEEN EDUCATED ON THE PHILOSOPHY BEHIND AND USE OF THE COMPENSATION STUDY RESULTS. FURTHER, PROCESSES FOR APPROPRIATELY "PRICING" NEW ROLES ARE BEING ESTABLISHED TO ENSURE FUTURE COMPLIANCE. IN 2011, THE ORGANIZATION ENGAGED AN OUTSIDE EXECUTIVE COMPENSATION FIRM TO REVIEW EXECUTIVE COMPENSATION AND PROVIDE AN INTERMEDIATE SANCTIONS LETTER. THIS EXECUTIVE COMPENSATION STUDY YIELDED SOLID DATA CONFIRMING RMI EXECUTIVES ARE PAID APPROPRIATELY FOR NONPROFIT EXECUTIVES IN AN ORGANIZATION OF RMI'S SIZE. CURRENTLY, RMI CONTINUES TO UTILIZE CERTIFIED COMPENSATION PROFESSIONALS TO ENSURE NEW AND MODIFIED POSITIONS OF ALL LEVELS ARE APPROPRIATELY PRICED WITH REGARD TO SALARY AND BONUS. ADDITIONALLY, THE BOARD OF TRUSTEES FORMED A COMPENSATION COMMITTEE IN THE 2ND QUARTER OF 2013 TO ENSURE APPROPRIATE COMPENSATION PRACTICES ARE IN PLACE FOR THE EXECUTIVE LEVEL. THE CHIEF SCIENTIST, CEO AND EXECUTIVE DIRECTOR POSITIONS WERE REVIEWED BY THE OUTSIDE COMPENSATION PROFESSIONALS NOTED ABOVE; THE COMPENSATION COMMITTEE THEN UTILIZED THAT INFORMATION TO HELP ENSURE APPROPRIATE SALARIES AND BONUSES ARE IN PLACE FOR THE INDIVIDUALS IN THOSE POSITIONS. FORM 990, PART VI, SECTION C, LINE 19 RMI'S ARTICLES OF INCORPORATION ARE OF PUBLIC RECORD WITH THE COLORADO SECRETARY OF STATE. ANNUAL REPORTS, IRS FORM 990, AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON THE RMI WEBSITE (WWW.RMI.ORG). COPIES OF ANY POLICY, INCLUDING BYLAWS, ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: SUBSIDIARY NET LOSS -1,028,405. CONSOLIDATION WITH SUBSIDIARY -53,397. RMI INNOVATION CENTER LLC 1820 FOLSOM ST BOULDER CO 80302 742244146 MANAGEMENT OF ROCKY MOUNTAIN INSTITUTE INNOVATION CENTER IN BASALT, CO CO ROCKY MOUNTAIN INSTITUTE ROCKY MOUNTAIN INSTITUTE-INTERNATIONAL 1820 FOLSOM ST BOULDER CO 80302 QIAHAI RMI RESEARCH CENTER CO C ROCKY MOUNTAIN INSTITUTE 0 BLACK BEAR ENERGY 1216 PEARL ST BOULDER CO 80302 SOLAR PHOTOVOLTAIC PLACEMENT DE N/A C 0.54000 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 1 0 0 1 0 RMI-INTERNATIONAL R 389028 CASH BLACK BEAR ENERGY R 425000 CASH BLACK BEAR ENERGY D 450000 CASH