2017-05-10T15:58:32-05:00 2016-12-31 420714325 RSM US LLP 100 INTERNATIONAL DRIVE SUITE 1400 BALTIMORE MD 21202 990 2016-01-01 521097109 THE MARION I & HENRY J KNOTT SCHOLARSHIP FUND INC MARI 4106172345 4501 N CHARLES STREET BALTIMORE MD 21210 RANDALL D GENTZLER SECRETARY/TREASURER 4106172345 2017-05-10 1 JULIA FLANNERY CPA P00928918 4102469300 108.171.131.187 2017-05-10 16:28:37 ED P 1F6429F47CD852903688965D63EDB3355B9BF040 CDBA28A911E66288058FA62898B1BC86E1332D72 2016 2021-01-29 14:40:06Z MARY STUART RODGERS 125 CHARLESBROOK ROAD BALTIMORE MD 21212 14601367 0 X WWW.KNOTTSCHOLAR.ORG X 1986 MD THE MARION I AND HENRY J KNOTT SCHOLARSHIP FUND'S (FUND'S) MISSION IS TO SUPPORT CERTAIN TAX EXEMPT INSTITUTIONS IN THE STATE OF MARYLAND. 5 2 0 5 3432 2025 3500 0 0 0 4986355 1988557 0 0 4989855 1988557 2122490 1536029 0 0 0 0 0 0 0 283700 440270 2406190 1976299 2583665 12258 58057321 61733104 0 0 58057321 61733104 THE FUND'S MISSION IS TO SUPPORT CERTAIN TAX EXEMPT INSTITUTIONS IN THE STATE OF MARYLAND. 0 0 1536029 1536029 THE FUND PROVIDES GRANTS TO TAX EXEMPT EDUCATIONAL AND MEDICAL ORGANIZATIONS IN THE STATE OF MARYLAND, INCLUDING FOUR AREA HOSPITALS, THREE UNIVERSITIES, AND MULTIPLE SECONDARY SCHOOLS. 1536029 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 X 0 0 0 1 0 0 0 0 0 0 0 0 0 0 X 5 2 1 0 0 0 0 0 0 1 1 1 0 1 1 1 1 0 1 0 0 0 MD X RANDALL GENTZLER LOYOLA UNIVERSITY 4106172345 4501 N CHARLES STREET BALTIMORE MD 21210 X MARY STUART RODGERS PRESIDENT 1.00 X X 0 0 0 RANDALL GENTZLER SECRETARY/TREASURER 5.00 50.00 X X 0 285814 29312 MICHAEL POST TRUSTEE 1.00 50.00 X 0 145064 25046 MARGARET C KNOTT RIEHL TRUSTEE 1.00 X 0 0 0 MARYLOU YAM TRUSTEE 1.00 50.00 X 0 148156 13214 0 579034 67572 0 0 1 0 0 1164172 3432 1160740 13437195 12612810 824385 824385 824385 1988557 0 3432 1985125 886677 886677 649352 649352 23959 23959 329244 329244 32959 32959 1608 1608 FEES AND TAXES 52500 52500 1976299 1536029 440270 0 3881935 5154831 13811245 15302302 40364141 41275971 58057321 61733104 0 0 X 58057321 61733104 58057321 61733104 58057321 61733104 12258 3663525 0 X 0 0 0 X X X 25 LOYOLA UNIVERSITY MARYLAND INC 520591623 2 1 0 0 NOTRE DAME OF MARYLAND UNIVERSITY 520591641 2 1 475392 0 MOUNT ST MARY'S UNIVERSITY 520591672 2 1 211285 0 ARCHBISHOP CURLEY HIGH SCHOOL 520740597 2 1 6600 0 THE SETON KEOUGH HIGH SCHOOL 520810937 2 1 0 0 CALVERT HALL COLLEGE HIGH SCHOOL 520607966 2 1 124375 0 CATHOLIC HIGH SCHOOL OF BALTIMORE 520607888 2 1 13800 0 INSTITUTE OF NOTRE DAME 520682580 2 1 6995 0 MERCY HIGH SCHOOL 520735462 2 1 0 0 LOYOLA BLAKEFIELD 521142152 2 1 135888 0 NOTRE DAME PREPARATORY SCHOOL 520733735 2 1 184930 0 MOUNT SAINT JOSEPH HIGH SCHOOL 521169308 2 1 0 0 OUR LADY OF MOUNT CARMEL HIGH SCHOOL 452651090 2 1 0 0 SAINT MARY'S HIGH SCHOOL 520591449 2 1 33349 0 ST FRANCES ACADEMY 521738895 2 1 0 0 THE JOHN CARROLL SCHOOL 520800342 2 1 16190 0 ST JOHN'S CATHOLIC PREPARATORY SCHOOL 520954961 2 1 0 0 TOWSON CATHOLIC HIGH SCHOOL 521701221 2 1 0 0 MARYVALE PREPARATORY SCHOOL 521160935 2 1 0 0 ARCHBISHOP SPALDING HIGH SCHOOL 520846081 2 1 73325 0 MOUNT DE SALES HIGH SCHOOL INC 521158023 2 1 53900 0 SAINT JOSEPH MEDICAL CENTER INC 520591461 3 1 50000 0 MERCY MEDICAL CENTER INC 520591658 3 1 50000 0 BON SECOURS HOSPITAL BALTIMORE INC 520591555 3 1 50000 0 ST AGNES HOSPITAL FOUNDATION 521415083 3 1 50000 0 25 1536029 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 SCHEDULE A, PART IV, SECTION B, LINE 2 THE SUPPORTED ORGANIZATIONS THAT CONTROL THE FUND ARE CATHOLIC UNIVERSITIES IN THE BALTIMORE AREA. THE PURPOSE OF THESE SUPPORTED ORGANIZATIONS IS NOT ONLY TO EDUCATE THEIR OWN STUDENTS BUT TO HELP SUPPORT THE EDUCATION AND WELFARE OF THE ENTIRE COMMUNITY. THE FUND IS CARRYING OUT THE PURPOSE OF THESE UNIVERSITIES BY PROVIDING MONETARY SUPPORT TO THE CONTROLLING UNIVERSITIES AND TO LOCAL HIGH SCHOOLS AND HOSPITALS. 0 PRIVATE EQUITY FUNDS 7018712 F PRIVATE REAL ASSET FUNDS 309558 F THORNBURG INCOME BUILDER FUND CORE (TIBIX) 4374731 F WESTERN ASSET CORE (WACPX) 3756772 F SPDR S&P DIVIDEND (SDY) 3889558 F HARBOR INTERNATIONAL (HAINX) 5610665 F VANGUARD RUSSELL 1000-INST (VRNIX) 16315975 F 41275971 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 1050000 0 0 0 0 0 0 1050000 0 1050000 1 0 0 0 0 0 PART IV, LINE 1 THE ORGANIZATION TRANSFERRED CASH TO A FOREIGN INVESTMENT DURING THE YEAR. THE AMOUNT TRANSFERRED WAS LESS THAN THE REPORTING REQUIREMENT. NO FORM 926 WAS FILED. 0 BON SECOURS HOSPITAL BALTIMORE INC 2000 WEST BALTIMORE STREET BALTIMORE MD 21223 520591555 501(C)(3) 50000 SERVICES AND MEDICAL CARE FOR THE POOR AND INDIGENT MERCY MEDICAL CENTER INC 345 ST PAUL PLACE BALTIMORE MD 21202 520591658 501(C)(3) 50000 SERVICES AND MEDICAL CARE FOR THE POOR AND INDIGENT ST AGNES HOSPITAL FOUNDATION 900 CATON AVENUE BALTIMORE MD 21229 521415083 501(C)(3) 50000 SERVICES AND MEDICAL CARE FOR THE POOR AND INDIGENT ST JOSEPH MEDICAL CENTER INC 7601 OSLER DRIVE BALTIMORE MD 21204 520591461 501(C)(3) 50000 SERVICES AND MEDICAL CARE FOR THE POOR AND INDIGENT NOTRE DAME OF MARYLAND UNIVERSITY 4701 N CHARLES STREET BALTIMORE MD 21210 520591641 501(C)(3) 475392 SCHOLARSHIP MOUNT SAINT MARY'S UNIVERSITY 16300 OLD EMMITSBURG ROAD EMMITSBURG MD 21727 520591672 501(C)(3) 211285 SCHOLARSHIP 6 0 SCHOLARSHIPS FOR STUDENTS ATTENDING ARCHBISHOP SPALDING HIGH SCHOOL 6 73325 SCHOLARSHIPS FOR STUDENTS ATTENDING CALVERT HALL COLLEGE HIGH SCHOOL 10 124375 SCHOLARSHIPS FOR STUDENTS ATTENDING CATHOLIC HIGH SCHOOL OF BALTIMORE,INC. 1 13800 SCHOLARSHIPS FOR STUDENTS ATTENDING LOYOLA HIGH SCHOOL BLAKEFIELD 9 135888 SCHOLARSHIPS FOR STUDENTS ATTENDING MOUNT DE SALES HIGH SCHOOL INC 5 53900 SCHOLARSHIPS FOR STUDENTS ATTENDING NOTRE DAME PREPARATORY SCHOOL 13 184930 SCHOLARSHIPS FOR STUDENTS ATTENDING ST. MARY'S HIGH SCHOOL 2 33349 SCHOLARSHIPS FOR STUDENTS ATTENDING THE INSTITUTE OF NOTRE DAME 1 6995 SCHOLARSHIPS FOR STUDENTS ATTENDING ARCHBISHOP CURLEY HIGH SCHOOL 1 6600 SCHOLARSHIPS FOR STUDENTS ATTENDING THE JOHN CARROLL HIGH SCHOOL 1 16190 PART I, LINE 2: GRANTS ARE ONLY AWARDED TO TAX EXEMPT EDUCATIONAL AND MEDICAL ORGANIZATIONS IN THE STATE OF MARYLAND THAT ARE CONSIDERED SUPPORTED ORGANIZAITONS. 0 0 0 0 0 0 0 0 0 RANDALL GENTZLER SECRETARY/TREASURER 0 285814 0 0 0 0 0 20250 0 9062 0 315126 0 0 MICHAEL POST TRUSTEE 0 144810 0 0 0 254 0 8568 0 16478 0 170110 0 0 MARYLOU YAM TRUSTEE 0 148156 0 0 0 0 0 0 0 13214 0 161370 0 0 PART II THE AMOUNTS INCLUDED IN COLUMN BI MAY INCLUDE BONUS AND OTHER REPORTABLE COMPENSATION. THE PAYMENTS ARE FROM A RELATED ORGANIZATION AND THE BREAKOUT WAS NOT AVAILABLE AT THE TIME OF FILING. THE AMOUNTS INCLUDED IN COLUMN D MAY INCLUDE RETIREMENT AND OTHER DEFERRED COMPENSATION. THE BENEFITS ARE FROM A RELATED ORGANIZATION AND THE BREAKOUT WAS NOT AVAILABLE AT THE TIME OF FILING. THE AMOUNTS INCLUDED IN ROW 3 FOR MARYLOU YAM ARE ESTIMATES BASED ON 2015 COMPENSATION AMOUNTS. 2016 COMPENSATION WAS NOT PROVIDED TO THE FUND PRIOR TO FILING THE FORM 990. FORM 990, PART V, LINE 3B ALL OF THE INFORMATION FOR THE FORM 990T IS NOT AVAILABLE AT THE TIME OF FILING THE FORM 990. THE FORM 990T HAS BEEN EXTENDED AND WILL BE FILED BY THE EXTENDED DUE DATE OF NOVEMBER 15, 2017. ESTIMATES OF UNRELATED BUSINESS INCOME ARE INCLUDED ON PART I AND PART VIII OF THE FORM 990. FORM 990, PART VI, SECTION A, LINE 2 MARY STUART RODGERS AND MARGARET RIEHL HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE TREASURER AND THEN A COMPLETE COPY OF THE FORM 990 IS PROVIDED TO ALL VOTING MEMBERS OF THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST ON AN ANNUAL BASIS, INCLUDING INTERESTS OF IMMEDIATE FAMILY MEMBERS AND ORGANIZATIONS IN WHICH THE BOARD MEMBER HAS A SIGNIFICANT MANAGEMENT FUNCTION OR A SIGNIFICANT OWNERSHIP INTEREST. ANY POTENTIAL CONFLICTS THAT ARISE DURING THE YEAR ARE IMMEDIATELY ADDRESSED THROUGH BOARD DISCUSSIONS. THE BOARD MEMBER WHOSE POTENTIAL CONFLICT OF INTEREST IS UNDER CONSIDERATION IS EXCLUDED FROM PARTICIPATION. THE DISCLOSURE OF THE CONFLICT OF INTEREST AND THE RELATED DELIBERATION AND VOTING RESULTS ARE DOCUMENTED IN THE MINUTES OF THE MEETING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). FORM 990, PART VII CONTACT ADDRESSES FOR OFFICERS, DIRECTORS, ETC MARY STUART RODGERS - 125 CHARLESBROOK ROAD, BALTIMORE, MD 21212. RANDALL GENTZLER - 4501 N CHARLES STREET, JENKINS HALL 220, BALTIMORE, MD 21210. MICHAEL POST - 16300 OLD EMMITSBURG ROAD, EMMITSBURG, MD 21727. MARGARET C. (KNOTT) RIEHL - 7263 MAXMORE CREEK DR, EASTON, MD 21601. MARYLOU YAM - 4701 NORTH CHARLES STREET, BALTIMORE, MD 21210. FORM 990, PART VII, SECTION A THE AMOUNTS IN COLUMNS E AND F FOR MARYLOU YAM, TRUSTEE, ARE ESTIMATES BASED ON 2015 AMOUNTS. AFTER SEVERAL REQUESTS, THE FUND WAS NOT ABLE TO OBTAIN THE 2016 INFORMATION PRIOR TO FILING THE RETURN. NOTRE DAME OF MARYLAND UNIVERSITY 4701 N CHARLES STREET BALTIMORE MD 21210 520591641 UNIVERSITY MD 501(C)(3) LINE 2 N/A 0 LOYOLA UNIVERSITY MARYLAND INC 4501 N CHARLES STREET BALTIMORE MD 21210 520591623 UNIVERSITY MD 501(C)(3) LINE 2 N/A 0 MOUNT ST MARY'S UNIVERSITY 16300 OLD EMMITSBURG ROAD EMMITSBURG MD 21727 520591672 UNIVERSITY MD 501(C)(3) LINE 2 N/A 0 ARCHBISHOP CURLEY HIGH SCHOOL 3701 SINCLAIR LANE BALTIMORE MD 21213 520740597 SCHOOL MD 501(C)(3) LINE 2 N/A 0 CALVERT HALL COLLEGE HIGH SCHOOL 8102 LA SALLE ROAD BALTIMORE MD 21286 520607966 SCHOOL MD 501(C)(3) LINE 2 N/A 0 CATHOLIC HIGH SCHOOL OF BALTIMORE 2800 EDISON HWY BALTIMORE MD 21213 520607888 SCHOOL MD 501(C)(3) LINE 2 N/A 0 INSTITUTE OF NOTRE DAME 901 AISQUITH STREET BALTIMORE MD 21202 520682580 SCHOOL MD 501(C)(3) LINE 2 N/A 0 MERCY HIGH SCHOOL 1300 E NORTHERN PARKWAY BALTIMORE MD 21239 520735462 SCHOOL MD 501(C)(3) LINE 2 N/A 0 LOYOLA BLAKEFIELD 500 CHESTNUT AVE TOWSON MD 21285 521142152 SCHOOL MD 501(C)(3) LINE 2 N/A 0 NOTRE DAME PREPARATORY SCHOOL 815 HAMPTON LN TOWSON MD 21286 520733735 SCHOOL MD 501(C)(3) LINE 2 N/A 0 MOUNT SAINT JOSEPH HIGH SCHOOL 4403 FREDERICK AVENUE BALTIMORE MD 21229 521169308 SCHOOL MD 501(C)(3) LINE 2 N/A 0 OUR LADY OF MOUNT CARMEL HIGH SCHOOL 1706 OLD EASTERN AVENUE ESSEX MD 21221 452651090 SCHOOL MD 501(C)(3) LINE 2 N/A 0 SAINT MARY'S HIGH SCHOOL 113 DUKE OF GLOUCESTER ST ANNAPOLIS MD 21401 520591449 SCHOOL MD 501(C)(3) LINE 2 N/A 0 ST FRANCES ACADEMY 501 E CHASE STREET BALTIMORE MD 21202 521738895 SCHOOL MD 501(C)(3) LINE 2 N/A 0 THE JOHN CARROLL SCHOOL 703 E CHURCHVILLE RD BEL AIR MD 21014 520800342 SCHOOL MD 501(C)(3) LINE 2 N/A 0 THE SETON KEOUGH HIGH SCHOOL 1201 CATON AVENUE BALTIMORE MD 21227 520810937 SCHOOL MD 501(C)(3) LINE 2 N/A 0 ST JOHN'S CATHOLIC PREPARATORY SCHOOL 3989 BUCKEYSTOWN PIKE BUCKEYSTOWN MD 21717 520954961 SCHOOL MD 501(C)(3) LINE 2 N/A 0 TOWSON CATHOLIC HIGH SCHOOL 114 WARE AVENUE TOWSON MD 21204 521701221 SCHOOL MD 501(C)(3) LINE 2 N/A 0 MARYVALE PREPARATORY SCHOOL 11300 FALLS ROAD LUTHERVILLE MD 21093 521160935 SCHOOL MD 501(C)(3) LINE 2 N/A 0 ARCHBISHOP SPALDING HIGH SCHOOL 8080 NEW CUT ROARD SEVERN MD 21144 520846081 SCHOOL MD 501(C)(3) LINE 2 N/A 0 MOUNT DE SALES HIGH SCHOOL INC 700 ACADEMY RD BALTIMORE MD 21228 521158023 SCHOOL MD 501(C)(3) LINE 2 N/A 0 SAINT JOSEPH MEDICAL CENTER INC 7601 OSLER DRIVE BALTIMORE MD 21204 520591461 HOSPITAL MD 501(C)(3) LINE 3 N/A 0 MERCY MEDICAL CENTER INC 345 ST PAUL PLACE BALTIMORE MD 21202 520591658 HOSPITAL MD 501(C)(3) LINE 3 N/A 0 BON SECOURS HOSPITAL BALTIMORE INC 2000 WEST BALTIMORE STREET BALTIMORE MD 21223 520591555 HOSPITAL MD 501(C)(3) LINE 3 N/A 0 ST AGNES HOSPITAL FOUNDATION 900 CATON AVENUE BALTIMORE MD 21229 551415083 HOSPITAL MD 501(C)(3) LINE 3 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0