2017-05-09T16:03:41-05:00 2016-06-30 946214841 ARMANINO LLP 12657 ALCOSTA BLVD STE 500 SAN RAMON CA 945834600 990 2015-07-01 943030609 BUCK INSTITUTE FOR RESEARCH ON AGING BUCK 4152092000 8001 REDWOOD BOULEVARD NOVATO CA 94945 NANCY S DERR CHIEF FINANCIAL OFFICER 4152092024 2017-05-08 1 KATY BROWN P00650274 9257902600 2015 2021-01-29 14:40:06Z MARY MCEACHRON 8001 REDWOOD BOULEVARD NOVATO CA 94945 33826253 0 X WWW.BUCKINSTITUTE.ORG X 1986 CA BUCK INSTITUTE FOR RESEARCH ON AGING IS DEDICATED TO IMPROVING THE HEALTH SPAN OF INDIVIDUALS. 28 27 228 24 1068306 -280040 32496281 28829093 0 1999054 -40435 68151 963332 -379532 33419178 30516766 321027 351899 0 0 17293619 16674289 0 0 1600047 17276694 14931844 34891340 31958032 -1472162 -1441266 131771557 127184386 108018977 110634185 23752580 16550201 X TO INCREASE THE HEALTHY, PRODUCTIVE YEARS OF LIFE THROUGH BASIC BIOMEDICAL RESEARCH ON AGING AND AGE-RELATED DISEASES. 0 0 19987903 351899 523152 THE BUCK INSTITUTE FOR RESEARCH ON AGING (THE "INSTITUTE") IS A NONPROFIT CHARITABLE ENTITY.THE MISSION OF THE INSTITUTE IS TO INCREASE THE HEALTHY, PRODUCTIVE YEARS OF LIFE THROUGH BASIC BIOMEDICAL RESEARCH ON AGING AND ITS CONNECTION TO CHRONIC CONDITIONS COMMONLY ASSOCIATED WITH OLD AGE. THE INSTITUTE'S RESEARCH PROGRAMS ADDRESS TWO FUNDAMENTAL QUESTIONS:- WHAT IS THE NATURE OF AGING?- WHAT FACTORS TRIGGER DISEASES ASSOCIATED WITH AGE?ESTABLISHED AS AN INDEPENDENT, NOT-FOR-PROFIT RESEARCH CENTER, THE INSTITUTE OPENED IN 1999 AND CURRENTLY HOUSES THE LABORATORIES OF PRINCIPAL INVESTIGATORS RECRUITED FOR LEADERSHIP IN THEIRRESPECTIVE FIELDS OF RESEARCH.THE INSTITUTE'S RESEARCH PROGRAMS ARE BASED ON AN INTERDISCIPLINARY APPROACH, INVOLVING COMPLIMENTARY AREAS OF INQUIRY: THE GENETICS AND BIOCHEMISTRY OF AGING INCLUDING OXIDATIVE STRESS, MITOCHONDRIAL FUNCTION AND GENETIC DETERMINATION OF LIFESPAN.- AGE-RELATED CONDITIONS INCLUDING CANCER, STROKE, DIABETES, CARDIOVASCULAR DISEASE, MACULAR DEGENERATION, ALZHEIMER'S DISEASE AND PARKINSON'S DISEASE.- REGENERATIVE MEDICINE (STEM CELL RESEARCH) AND AGING.- NEW TECHNOLOGY TO SUPPORT AGE-RELATED RESEARCH INCLUDING GENOMICS, PROTEOMICS AND BIOINFORMATICS.THE INSTITUTE CONSIDERS EDUCATION AND TRAINING AT ALL LEVELS A KEY COMPONENT OF ITS RESEARCH PROGRAM. ONE OF THE MOST IMPORTANT FUNCTIONS IS TO ENCOURAGE THE CAREER DEVELOPMENT OF THE NEXT GENERATION OF AGE RESEARCHERS. IN PARTNERSHIP WITH THE UNIVERSITY OF SOUTHERN CALIFORNIA, THE INSTITUTE HAS LAUNCHED THE COUNTRY'S FIRST PHD PROGRAM IN THE BIOLOGY OF AGING. THE INSTITUTE ALSO PARTNERS WITH DOMINICAN UNIVERSITY TO TRAIN MASTERS STUDETNS IN RELEVANT BIOSCIENCES. THE INSTITUTE SPONSORS A SERIES OF INFORMAL (INTRAMURAL) AND FORMAL (EXTRAMURAL) RESEARCH SEMINARS WHICH INCLUDE INTERNATIONAL AND NATIONAL SCIENTIFIC SYMPOSIA FOR THE AGING RESEARCH COMMUNITY. THE SCIENCE EDUCATION PROGRAM ALLOWS HIGH SCHOOL AND COLLEGE STUDENTS TO WORK SIDE BY SIDE WITH RESEARCHERS TO ENHANCE LEARNING AND ENCOURAGE STUDENTS INTERESTED IN ENTERING THE FIELD OF SCIENCE. IN ADDITION, THE INSTITUTE CONDUCTS QUARTERLY PUBLIC SEMINARS ON VARIOUS TOPICS RELATED TO AGING FOR BAY AREA RESIDENTS. DOCENT-LEAD PUBLIC TOURS ARE ALSO CONDUCTED ON A WEEKLY BASIS. 19987903 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 56 0 1 228 1 1 1 0 0 0 0 0 0 0 0 0 X 28 27 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X NANCY S DERR 4152092024 8001 REDWOOD BOULEVARD NOVATO CA 94945 LARRY E ROSENBERGER CHAIRMAN 1.00 X X 0 0 0 E LEWIS REID JD VICE CHAIR 1.00 X X 0 0 0 EDWARD O LANPHIER III TREASURER 1.00 X X 0 0 0 BARBARA MORRISON SECRETARY 1.00 X X 0 0 0 JOHN W LARSON SECRETARY 1.00 X 0 0 0 AFAF MELEIS BOARD OF TRUSTEES 1.00 X 0 0 0 BARBARA SCHRAEGER BOARD OF TRUSTEES 1.00 X 0 0 0 BILL POLAND BOARD OF TRUSTEES 1.00 X 0 0 0 CHARLES S LA FOLLETTE BOARD OF TRUSTEES 1.00 X 0 0 0 CHARLES STOCKHOLM BOARD OF TRUSTEES 1.00 X 0 0 0 CHERILYN MURER BOARD OF TRUSTEES 1.00 X 0 0 0 DARLA FLANAGAN BOARD OF TRUSTEES 1.00 X 0 0 0 FOUAD MAKHZOUMI BOARD OF TRUSTEES 1.00 X 0 0 0 JAMES M EDGAR BOARD OF TRUSTEES 1.00 X 0 0 0 JIM GERBER BOARD OF TRUSTEES 1.00 X 0 0 0 LOUIS CIMINELLI BOARD OF TRUSTEES 1.00 X 0 0 0 M ARTHUR GENSLER JR BOARD OF TRUSTEES 1.00 X 0 0 0 RALPH SNYDERMAN MD BOARD OF TRUSTEES 1.00 X 0 0 0 RICHARD M ROSENBERG BOARD OF TRUSTEES 1.00 X 0 0 0 RICHARD S BODMAN BOARD OF TRUSTEES 1.00 X 0 0 0 RICK HESS BOARD OF TRUSTEES 1.00 X 0 0 0 W ROBERT GRISWOLD JR BOARD OF TRUSTEES 1.00 X 0 0 0 ROY EISENHARDT BOARD OF TRUSTEES 1.00 X 0 0 0 RUBAR SANDI BOARD OF TRUSTEES 1.00 X 0 0 0 SHAHAB FATHEAZAM BOARD OF TRUSTEES 1.00 X 0 0 0 SHUBI GULATI BOARD OF TRUSTEES 1.00 X 0 0 0 WELLS WHITNEY BOARD OF TRUSTEES 1.00 X 0 0 0 BRIAN KENNEDY PRESIDENT & CEO 40.00 X 489702 0 52328 MARY MCEACHRON CHIEF ADMIN OFCR & GEN COUNSEL 40.00 X 214180 0 33473 NANCY DERR VP OF FINANCE, CFO 40.00 X 236231 0 44905 RAJA KAMAL SENIOR VP FOR INSTITUTE RELATIONS 40.00 X 354721 0 46488 HEINRICH JASPER CHIEF SCIENTIFIC OFFICER, PROFESSOR 40.00 X 271703 0 46758 REMY GROSS VP OF TECHNOLOGY TRANSFER 40.00 X 199921 0 24784 GORDON LITHGOW CHIEF ACADEMIC OFFICER, PROFESSOR 40.00 X 199178 0 31173 PANKAJ KAPAHI PROFESSOR 40.00 X 198406 0 34525 2164042 0 314434 25 0 1 0 MEYLAN CONSTRUCTION INC 3145 KERNER BLVD SUITE A SAN RAFAEL CA 94901 CONSTRUCTION CONTRACTOR 623606 WEAVER AUSTIN VILLENEUVE & SAMPSON 555 12TH STREET STE 1700 OAKLAND CA 94607 IP LEGAL SERVICES 330105 ORRICK HERRINGTON & SUTCLIFFE PO BOX 39000 SAN FRANCISCO CA 94139 LEGAL SERVICES 271638 SOUTHERN STAR RESEARCH SUITE 501 7-9 MERRIWA STREET GORDON AS 2072 CLINICAL STUDIES MANAGEMENT 133314 PWC LLC THREE EMBARCADERO CENTER SAN FRANCISCO CA 94111 AUDIT AND ASSURANCE SERVICES 125250 5 5976083 16964152 5888858 337057 28829093 CONTRACT SERVICES 541700 1352736 0 1352736 REGISTRATION FEES 541900 575705 452539 123166 EDUCATION SUPPORT 611710 70613 70613 1999054 58351 58351 28064 28064 2386703 2794299 -407596 -407596 -407596 522988 2000 515188 0 7800 2000 9800 9800 30516766 523152 1068306 96215 351899 351899 969717 275426 639206 55085 12527767 8594068 3177594 756105 980535 763126 143863 73546 1335959 956070 286054 93835 860311 647016 150265 63030 208079 216 207863 123834 123834 394829 58765 290521 45543 12575 12575 344429 117946 161270 65213 300506 58388 219103 23015 1163451 727178 380618 55655 458499 236235 168079 54185 3266130 302744 2963386 4002312 3009438 893082 99792 426926 315472 100461 10993 RESEARCH SUPPLIES 2194498 2194498 EQUIPMENT RENTAL AND MA 777458 677559 90046 9853 SUBCONTRACTOR EXPENSES 649984 649984 0 0 EVENTS 304482 6126 191358 106998 303852 33174 183479 87199 31958032 19987903 10370082 1600047 8657 330524 568538 13662530 11399637 12165831 401707 461642 142750 92750 127959 166993 29616 64517 163599100 66809046 100039800 96790054 14108899 217346 4943994 3232199 131771557 127184386 5005651 4283604 1361986 2929151 93719730 91761009 7931610 6929722 0 4730699 108018977 110634185 X 12007615 3685390 11652358 12780862 92607 83949 23752580 16550201 131771557 127184386 X -1441266 -71151 -5689962 X X 0 1 X 1 1 1 X 48943170 36402327 29462507 32496281 28829093 176133378 48943170 36402327 29462507 32496281 28829093 176133378 4190676 171942702 55998 42843 38564 1411516 2473117 4022038 180155416 5134749 0.95440 0.97140 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5787083 5787083 124493367 42416220 82077147 22174375 19024463 3149912 11144275 5368363 5775912 96790054 LEGAL SETTLEMENT PAYABLE 4730699 4730699 X 33239914 -71151 -71151 33311065 -2794299 -2794299 30516766 34942293 2984261 2984261 31958032 0 31958032 PART X, LINE 2: THE INSTITUTE IS AN EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE"). THE INTERNAL REVENUE SERVICES DETERMINED THAT THE INSTITUTE IS A PUBLICLY SUPPORTED ORGNAIZATION UNDER SECTIONS 170(B)(1)(A)(VI) AND 509(A)(1) OF THE CODE AND, ACCORDINGLY, IS NOT SUBJECT TO EXCISE TAXES APPLICABLE TO PRIVATE FOUNDATIONS. THE INSTITUTE IS EXEMPT FROM CALIFORNIA STATE TAX UNDER REVENUE AND TAXATION CODE SECTION 23701(D). PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES -2,794,299. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 2,794,299. WRITEOFF OF UNCOLLECTIBLE PLEDGES 189,962. 1 SCHOLARSHIPS 23 351899 PART I, LINE 2: WE DO NOT GIVE GRANTS. BIRA OFFERS SCHOLARSHIPS TO GRADUATE STUDENTS ACCEPTED IN THE MASTERS OF BIOLOGICAL SCIENCES PROGRAM AT DOMINICAN COLLEGE WHO ARE CHOSEN TO CONDUCT THE RESEARCH PORTION OF THE PROGRAM AT BIRA. BIRA ALSO OFFERS FELLOWSHIP SUPPORT TO PHD STUDENTS ACCEPTED INTO THE BIRA-UNIVERSITY OF SOUTHERN CALIFORNIA JOINT PHD PROGRAM IN BIOLOGY OF AGING WHO ARE CHOSEN TO CONDUCT THE RESEARCH PORTION OF THE PROGRAM AT BIRA. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 BRIAN KENNEDY PRESIDENT & CEO 467954 0 0 0 21748 0 33825 0 18503 0 542030 0 0 0 MARY MCEACHRON CHIEF ADMIN OFCR & GEN COUNSEL 213595 0 0 0 585 0 26106 0 7367 0 247653 0 0 0 NANCY DERR VP OF FINANCE, CFO 235563 0 0 0 668 0 30027 0 14878 0 281136 0 0 0 RAJA KAMAL SENIOR VP FOR INSTITUTE RELATIONS 343263 0 0 0 11458 0 33825 0 12663 0 401209 0 0 0 HEINRICH JASPER CHIEF SCIENTIFIC OFFICER, PROFESSOR 249585 0 0 0 22118 0 31895 0 14863 0 318461 0 0 0 REMY GROSS VP OF TECHNOLOGY TRANSFER 199347 0 0 0 574 0 23950 0 834 0 224705 0 0 0 GORDON LITHGOW CHIEF ACADEMIC OFFICER, PROFESSOR 198605 0 0 0 573 0 23931 0 7242 0 230351 0 0 0 PANKAJ KAPAHI PROFESSOR 197828 0 0 0 578 0 24075 0 10450 0 232931 0 0 0 A CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY 680164610 13080SET7 2014-11-26 93949327 REFUND 2001 AND 2010 BONDS & FINANCE NEW PROJECTS 0 0 0 A 93949327 5233250 1693027 2140163 6530028 78352859 1 0 1 1 A 0 1 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 0 A 0 BRIAN KENNEDY CEO, SCIENTIFIC DIRECTOR HOUSING LOAN X 162750 62750 0 1 1 RAJA KAMAL SENIOR VP FOR INSTITUTE RELATIONS HOUSING LOAN X 50000 10000 0 1 1 HEINRICH JASPER PROFESSOR HOUSING LOAN X 100000 20000 0 1 1 92750 X 5 34313 FMV X INT IN KIND (FROM 0% LOAN FROM BUCK TRUST) 1 302744 US TREASURY RATE/FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS MADE AVAILABLE TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS TO REVIEW PRIOR TO SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C THE CFO REVIEWS ALL ANNUAL CONFLICT OF INTEREST DISCLOSURE FORMS AND BRINGS POTENTIAL CONFLICTS TO THE ATTENTION OF THE CONFLICT OF INTEREST COMMITTEE WHICH MEETS ANNUALLY. THE COMMITTEE DETERMINES IF ANY FOLLOW-UPS ARE REQUIRED. THE CFO PROCEEDS WITH THE FOLLOW-UPS UNDER THE GUIDANCE OF THE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 THE BUCK INSTITUTE BOARD OF TRUSTEES APPROVES TERMS OF EMPLOYMENT OF THE CEO/PRESIDENT AND COMPENSATION FOR EXECUTIVE POSITIONS SUBJECT TO INTERMEDIATE SANCTIONS. THE CEO WILL APPROVE ALL SALARY ACTIONS SUCH AS HIRING, PROMOTION AND MERIT INCREASES FOR FACULTY. THE CAO, IN CONSULTATION WITH THE CEO, WILL REVIEW AND APPROVE THE HIRING, PROMOTION AND SALARY INCREASE ACTIONS FOR ALL ADMINISTRATIVE MANAGEMENT POSITIONS. FACULTY AND DEPARTMENT HEADS WILL REVIEW AND APPROVE THE HIRING, PROMOTION, AND (IN CONSULTATION WITH THE CAO) SALARY INCREASE ACTIONS FOR THOSE REPORTING TO THEM. SALARY ACTIONS ARE ALSO DETERMINED THROUGH THE USE OF COMPENSATION SURVEYS FOR COMPARABILITY. IF IT IS DETERMINED BY THE HIRING MANAGER AND HUMAN RESOURCES THAT A NEW POSITION TITLE IS REQUIRED, HUMAN RESOURCES WILL ADD THE NEW POSITION TO THE APPROVED JOB TITLE LIST, INCLUDING APPROPRIATE CLASSIFICATION AND SALARY RANGE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST. FORM 990, PART XI, LINE 9: LEGAL SETTLEMENT -5,500,000. WRITE OFF UNCOLLECTIBLE PLEDGES -189,962. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. BUCK HOUSING LLC 8001 REDWOOD BLVD NOVATO CA 94945 383857671 HOLD REAL ESTATE CA BUCK INSTITUTE FOR RESEARCH ON AGING EXCLUDED 0 1 1.00000 3 CHARITABLE REMAINDER TRUSTS INVESTMENTS CA N/A 0 HEALTHSPAN INC 8001 REDWOOD BLVD NOVATO CA 94945 461377880 RESEARCH DE BUCK INSTITUTE FOR RESEARCH ON AGING C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0