2017-05-10T08:24:11-05:00 2016-06-30 731413977 HOGANTAYLOR LLP 11600 BROADWAY EXTENSION SUITE 300 OKLAHOMA CITY OK 73114 990 2015-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 TRENT R WELLS VICE-PRESIDENT AND CFO 4053211174 2017-05-04 1 W LYNDEL LACKEY P00234298 4058482020 2017-05-04 2015 2021-01-29 14:40:06Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 498594009 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 23 23 44 23 511800 250692 149748208 126048230 0 0 21880541 38540169 7393852 5737562 179022601 170325961 84286485 100922247 0 0 3838894 4458330 0 0 3656168 9425850 10120718 97551229 115501295 81471372 54824666 1550934820 1600089423 268933194 280925641 1282001626 1319163782 X THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFITCORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 0 0 27044377 27044377 700988 GENERAL UNIVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 28151022 28151022 729673 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 23932503 23932503 620329 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITY'S PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 22408696 21794345 580832 STUDENT AND FACULTY AWARDS AND SCHOLARSHIPS 22408696 21794345 580832 101536598 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 1 827 0 1 44 1 1 1 0 0 0 0 1 1 0 0 0 0 X 23 23 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AZ CA CT DC FL GA IL IN MD MA MN NY OK OR VA WI X X X TRENT R WELLS 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 ELBY J BEAL TRUSTEE 1.00 X 0 0 0 RONALD E BRADSHAW TRUSTEE 1.00 X 0 0 0 TERRY L CARTER TRUSTEE 1.00 X 0 0 0 ANN COSGROVE MD TRUSTEE 1.00 X 0 0 0 KAY DONAHUE TRUSTEE 1.00 X 0 0 0 JAMES H EVEREST VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 CLIFF HUDSON TRUSTEE 1.00 X 0 0 0 OSCAR JACKSON TRUSTEE 1.00 X 0 0 0 MICHAEL JOSEPH TRUSTEE 1.00 X 0 0 0 SANDY KINNEY TRUSTEE 1.00 X 0 0 0 BILL G LANCE JR TRUSTEE 1.00 X 0 0 0 CARLISLE MABREY TRUSTEE 1.00 X 0 0 0 TOMMY H MCCASLAND III TRUSTEE 1.00 X 0 0 0 SCOTT MEACHAM TRUSTEE 1.00 X 0 0 0 DAVID M MOFFETT VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 PATTYE L MOORE TRUSTEE 1.00 X 0 0 0 DAVID RAINBOLT TRUSTEE 1.00 X 0 0 0 LAURA RATLIFF TRUSTEE 1.00 X 0 0 0 J HARVIE ROE TRUSTEE 1.00 X 0 0 0 ROBERT J ROSS TRUSTEE 1.00 X 0 0 0 MICHAEL SAMIS CHAIR 1.00 X 0 0 0 FLOYD SIMON JR DDS TRUSTEE 1.00 X 0 0 0 CHARLES STEPHENSON TRUSTEE 1.00 X 0 0 0 GUY L PATTON PRESIDENT & CEO 39.00 1.00 X 481700 0 65160 BRAD JOHNSON VICE PRESIDENT & CIO 40.00 X 201586 0 26205 TRENT WELLS VICE PRESIDENT & CFO 39.00 1.00 X 186480 0 38988 RON C WINKLER VICE PRESIDENT & TREASURER 39.00 1.00 X 184328 0 33121 MICHAEL MARCOTTE VICE PRESIDENT FOR INFORMATION TECHNOLOGY 40.00 X 165698 0 17963 GARY BEADLES VICE PRESIDENT & GENERAL COUNSEL 40.00 X 129217 0 23525 KATHY HARLIN CORPORATE SECRETARY 40.00 X 118482 0 22480 BONNIE KENNEDY VICE PRESIDENT & COO 40.00 X 83437 0 17983 LAWRENCE MANTIN DIRECTOR OF APPLICATION DEVELOPMENT 40.00 X 128270 0 23041 DEWEY WALLACE SENIOR SOFTWARE ENGINEER 40.00 X 117072 0 32855 JANA MORING DIRECTOR OF DONOR RELATIONS 40.00 X 108784 0 25864 JAMES VAUGHN CONTROLLER 40.00 X 105705 0 21058 KAREN KOZIK DIRECTOR OF ADVANCEMENT SYSTEMS 40.00 X 103897 0 20267 2114656 0 368510 12 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 83232 CHICAGO IL 60691 INVESTMENT CONSULTANT 1812864 GARDNER RUSSO & GARDNER 223 EAST CHESTNUT STREET LANCASTER PA 17602 INVESTMENT MANAGER 480074 IRIDIAN ASSET MANAGEMENT LLC 276 POST ROAD WEST WESTPORT CT 06880 INVESTMENT MANAGER 425747 DSM CAPITAL PARTNERS LLC 116 RADIO CIRCLE SUITE 200 MT KISCO NY 10549 INVESTMENT MANAGER 351012 HOGANTAYLOR LLP 2222 UTICA PL SUITE 200 TULSA OK 74114 TAX/AUDIT SERVICES 192767 8 126048230 400674 126048230 8026731 8026731 2575211 2575211 18729 0 18729 18729 18729 358781486 328268048 30513438 30513438 30513438 OTHER INCOME 900099 2827872 2631822 196050 PARTNERSHIP INCOME (LOSS) 900099 315750 315750 3143622 170325961 2631822 511800 41134109 79127902 79127902 21794345 21794345 2159805 2159805 1491569 1491569 160301 160301 442550 442550 204105 204105 307339 307339 146040 146040 104358 104358 3660475 3660475 99736 99736 15343 15343 42156 42156 307511 307511 123220 123220 5978 5978 130768 130768 139025 139025 TAXES - UBI 82272 82272 EXPENSES REIMBURSED TO 3656168 3656168 STUDENT AND FACULTY AWA 614351 614351 PRINTING 179825 179825 506153 506153 115501295 101536598 10308529 3656168 14625222 15929955 72328695 73495189 70928776 71183453 4549783 43586180 104172 261041 29887897 1837144 15533772 28050753 1327274139 1320063757 44611690 46570171 978571 948924 1550934820 1600089423 18161253 12660863 250771941 268264778 268933194 280925641 X -5307819 -4493031 299136814 345387530 988172631 978269283 1282001626 1319163782 1550934820 1600089423 54824666 -17662510 0 X 0 1 X 1 0 X 85876056 89123241 121404535 149715452 126048230 572167514 85876056 89123241 121404535 149715452 126048230 572167514 18872576 553294938 13986643 12346606 13606055 14898164 10620671 65458139 548789 407158 129774 250692 1336413 751474 3969953 4765012 1178554 2631822 13296815 652258881 0.84830 0.85170 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2 40326563 X X X 0 1006190149 26774347 -7232832 13958808 5506118 9096485 997170253 928126985 57299568 55134497 17450843 7745457 9174601 1006190149 798894217 31684603 137382245 20020838 11288494 8524748 928126985 724575787 18279417 103992439 25008574 15327835 7617017 798894217 755124850 22216777 -9712807 21619085 14412723 7021225 724575787 0.01900 0.98100 0 0 26187219 26187219 2054974 1020160 1034814 1645704 816984 828720 28050753 ASSETS HELD IN CUSTODY FOR OTHERS 267214691 CHARITABLE REMAINDER TRUST OBLIGATIONS 1050087 268264778 157761018 -17662510 9858042 -7804468 165565486 3660475 1100000 4760475 170325961 111843520 2700 2700 111840820 3660475 3660475 115501295 PART III, LINE 4: THE UNIVERSITY OF OKLAHOMA FOUNDATION, INC. MAINTAINS ART COLLECTIONS THAT WERE DONATED FOR PUBLIC EXHIBITION AND TO ATTRACT/RETAIN FACULTY AND STUDENTS OF THE HIGHEST CALIBER TO THE UNIVERSITY OF OKLAHOMA. PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 9,858,042. PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANTS FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 1,100,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 2,700. EUROPE (INCLUDING ICELAND & GREENLAND) - 1 1 PROGRAM SERVICES INVESTMENT ASSOCIATED WITH REAL ESTATE HELD FOR THE BENEFIT OF THE UNIVERSITY 2706350 1 1 0 0 1 1 2706350 0 2706350 1 0 0 0 1 0 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 23932503 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 27044377 GENERAL EDUCATION ASSISTANCE UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 28151022 FACILITIES AND EQUIPMENT 1 SCHOLARSHIPS 9445 21794345 PART I, LINE 2: THE FUND SPONSORS FOR EACH FUND APPROVE ALL EXPENDITURES. THE SPONSORS USE THE DONOR GUIDELINES TO INSURE THAT DONOR INTENT IS FOLLOWED FOR EACH EXPENDITURE. THE PAYMENT PROCESSING DEPARTMENT AT THE FOUNDATION ALSO SCRUTINIZES EACH PAYMENT AND VERIFIES DONOR INTENT PRIOR TO AUTHORIZING FINAL PAYMENT. X X X X 0 0 0 0 0 0 0 0 0 GUY L PATTON PRESIDENT & CEO 391940 0 77760 0 12000 0 49675 0 15485 0 546860 0 0 0 BRAD JOHNSON VICE PRESIDENT & CIO 180493 0 0 0 21093 0 21600 0 4605 0 227791 0 0 0 TRENT WELLS VICE PRESIDENT & CFO 161312 0 17483 0 7685 0 18125 0 20863 0 225468 0 0 0 RON C WINKLER VICE PRESIDENT & TREASURER 135647 0 29650 0 19031 0 19950 0 13171 0 217449 0 0 0 MICHAEL MARCOTTE VICE PRESIDENT FOR INFORMATION TECHN 137323 0 22360 0 6015 0 12013 0 5950 0 183661 0 0 0 GARY BEADLES VICE PRESIDENT & GENERAL COUNSEL 109561 0 14648 0 5008 0 15330 0 8195 0 152742 0 0 0 LAWRENCE MANTIN DIRECTOR OF APPLICATION DEVELOPMENT 117920 0 8775 0 1575 0 15705 0 7336 0 151311 0 0 0 MICHAEL JOSEPH MICHAEL JOSEPH IS A TRUSTEE FOR THE FOUNDATION 251899 MICHAEL IS A DIRECTOR AT MCAFEE & TAFT WHICH PROVIDED LEGAL SERVICES FOR THE FOUDNATION AND LEGAL FEES IN THE AMOUNT OF $251,899 WERE PAID. 0 X 2 2 NOMINAL VALUE X 1 400672 STOCK QUOTE 0 1 1 PART I, LINE 32B: THE FOUNDATION USES THIRD PARTIES TO SELL REAL ESTATE. FORM 990, PART VI, SECTION A, LINE 2 MICHAEL SAMIS AND JAMES EVEREST HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE FOUNDATION WORKS WITH EXTERNAL TAX PROFESSIONALS TO PREPARE AND FILE THE 990. THE 990 SHALL BE REVIEWED AND APPROVED BY THE AUDIT/FINANCE COMMITTEE ON AN ANNUAL BASIS PRIOR TO FILING IT WITH THE IRS. AN ELECTRONIC COPY OF THE 990 SHALL BE PROVIDED TO THE ENTIRE BOARD PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ANNUALLY REVIEWS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES VILLAREAL AND ASSOCIATES (EXTERNAL CONSULTANT) AND DATA FROM PEER SURVEYS TO HELP DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 3885466 28224341 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 0 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIVERSITY AMPHORA LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 19281 2894395 UNIVERSITY OF OKLAHOMA FOUNDATION INC AVILLA PRINCIPIS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 265373 1372150 UNIVERSITY OF OKLAHOMA FOUNDATION INC HAMM FAMILY DIABETES CENTER LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 DIABETES RESEARCH OK 4348796 29353859 UNIVERSITY OF OKLAHOMA FOUNDATION INC LW CARY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 3006 53874 UNIVERSITY OF OKLAHOMA FOUNDATION INC FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA INC 100 TIMBERDELL ROAD NORMAN OK 73019 453266058 EDUCATIONAL OK 501(C)(3) LINE 5 UNIVERSITY OF OKLAHOMA FOUNDATION 1 CHARITABLE REMAINDER TRUSTS (41) INVESTMENT OK UNIVERSITY OF OKLAHOMA FOUNDATION INC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA C 1100000 CASH