2017-04-18T10:21:44-05:00 2016-05-31 160765486 LUMSDEN & MCCORMICK LLP 369 FRANKLIN STREET BUFFALO NY 14202 990 2015-06-01 160743989 D'YOUVILLE COLLEGE DYOU 7168297636 320 PORTER AVENUE BUFFALO NY 14201 JOHN GARFOOT VP FINANCE/TREASURER 7168297636 2017-04-17 1 JOHN P SCHIAVONE P00040031 7168563300 2015 2021-01-29 14:40:06Z JOHN GARFOOT 320 PORTER AVENUE BUFFALO NY 14201 86702238 0 X WWW.DYC.EDU X 1908 NY AN INDEPENDENT COEDUCATIONAL INSTITUTION OFFERING UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS. 25 24 1691 24 0 0 4820538 5408509 69160587 68957064 2526337 1941666 1699853 1472550 78207315 77779789 16387713 16077456 0 0 35957927 36064956 0 0 1048399 20544027 22340875 72889667 74483287 5317648 3296502 183283329 180825565 58134706 56287070 125148623 124538495 AN INDEPENDENT COEDUCATIONAL INSTITUTION OFFERING UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS. 0 0 66513948 16077456 68957064 HIGHER EDUCATION INSTRUCTION AND STUDENT SERVICES PROVIDED TO GRADUATE AND UNDERGRADUATE STUDENTS. D'YOUVILLE COLLEGE IS AN INDEPENDENT, COEDUCATIONAL INSTITUTION OFFERING LIBERAL ARTS AND PROFESSIONAL PROGRAMS IN ITS UNDERGRADUATE, GRADUATE, AND CONTINUING EDUCATION PROGRAMS. THE COLLEGE IS PRIMARILY FUNDED BY THE TUITION AND FEES CHARGED FOR PROGRAMS OFFERED FOR APPROXIMATELY 3,335 STUDENTS. 66513948 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 245 0 1 1691 1 0 0 0 0 0 1 1 0 0 0 0 X 25 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 X X TIM KORN 7168297640 320 PORTER AVENUE BUFFALO NY 14201 JOHN AMERSHADIAN CHAIRPERSON 1.38 X X 0 0 0 KATHLEEN LAWLEY BEST SECRETARY 1.38 X X 0 0 0 JODENE CUNNINGHAM BOARD MEMBER 0.30 X 0 0 0 MELINDA DISARE BOARD MEMBER 0.30 X 0 0 0 ANDREW W DORN JR BOARD MEMBER 0.30 X 0 0 0 DR GIL FARKASH BOARD MEMBER 0.30 X 0 0 0 GRETCHEN FIERLE BOARD MEMBER 0.30 X 0 0 0 MARY HOFFMAN BOARD MEMBER 0.30 X 0 0 0 TIMOTHY KANE BOARD MEMBER 0.30 X 0 0 0 SISTER MARY KAREN KELLY BOARD MEMBER 0.30 X 0 0 0 KEVIN B KLOTZBACH BOARD MEMBER 0.30 X 0 0 0 SISTER JEAN LISTON BOARD MEMBER 0.30 X 0 0 0 SISTER MARY MCCARRICK OSF BOARD MEMBER 0.30 X 0 0 0 BRENDA MCDUFFIE BOARD MEMBER 0.30 X 0 0 0 DALE MCKIM III BOARD MEMBER 0.30 X 0 0 0 STEPHEN MERCURIO BOARD MEMBER 0.30 X 0 0 0 CARL J MONTANTE BOARD MEMBER 0.30 X 0 0 0 SAM PASCIA BOARD MEMBER 0.30 X 0 0 0 JAMEL C PERKINS BOARD MEMBER 0.30 X 0 0 0 GARY QUENNEVILLE BOARD MEMBER 0.30 X 0 0 0 WAYNE H REDEKOP BOARD MEMBER 0.30 X 0 0 0 BARBARA LEE RHEE BOARD MEMBER 0.30 X 0 0 0 SISTER DENISE A ROCHE PRESIDENT - SEE SCHEDULE J 40.00 X X 0 0 0 GEORGE SCHLEMMER BOARD MEMBER 0.30 X 0 0 0 CHARLES J URLAUB VICE CHAIRPERSON 1.38 X X 0 0 0 JOHN GARFOOT VP FINANCE/TREASURER 40.00 X 122500 0 8568 ARUP SEN VP FOR ACADEMIC AFFAIRS 40.00 X 183640 0 20659 ROBERT DROBITCH ASSOC. DEAN PHARMACY 40.00 X 146157 0 31613 ROBERT LEOPOLD ASSOC. DEAN PHARMACY 40.00 X 153373 0 10537 JOSEPH DUNN ASSOC. DEAN PHARMACY 40.00 X 141873 0 18035 DAVID GETTMAN DIR ASSESSMENT 40.00 X 142136 0 10340 889679 0 99752 38 0 1 0 UNILAND CONSTRUCTION 100 CORPORATE PARKWAY SUITE 500 AMHERST NY 142261295 CONSTRUCTION SERVICES 8632870 PERSONAL TOUCH FOOD SERVICE 120 W TUPPER STREET BUFFALO NY 14201 FOOD SERVICES 1270247 US SECURITY ASSOCIATES PO BOX 931703 ATLANTA GA 31193 SECURITY SERVICES 1022540 ABM JANITORIAL SERVICES NEAST INC PO BOX 1534 NEW YORK NY 100081534 JANITORIAL SERVICES 985134 ELLUCIAN COMPANY LP 4375 FAIR LAKES CT FAIRFAX VA 22033 ERP SYSTEM 637160 35 6580 2677906 2724023 5408509 TUITION & FEES 900099 65775137 65775137 ROOM & BOARD, NET 900099 3121628 3121628 BOOK SALES 900099 60299 60299 68957064 1515508 1515508 392173 0 392173 392173 392173 9332591 8906433 426158 426158 426158 88477 6580 16016 72461 72461 RECOVERY OF COSTS 900099 505882 505882 THEATER 611310 259738 259738 PARKING 812930 86736 86736 155560 155560 1007916 77779789 69904681 0 2466599 X 16077456 16077456 408899 408899 28245619 25722674 2014571 508374 1363626 1203186 136132 24308 3960462 3459285 417337 83840 2086350 1840875 208283 37192 107400 107400 8223458 6730550 1287614 205294 1158768 1158768 1654066 1316614 167161 170291 447928 165701 282227 891582 773637 117945 577068 543997 24982 8089 243451 226098 13676 3677 1122850 820225 302625 3252451 2759603 492848 437863 381229 56634 REPAIRS 1490117 1379471 110646 EQUIPMENT 653693 649542 4151 BAD DEBTS 315287 315287 ACCREDITATION AND MEMBE 266923 186532 73057 7334 1497970 1118505 379465 74483287 66513948 6920940 1048399 7092 6950 19389474 17736051 3817211 3000049 2922729 3509702 4631782 4211916 991956 928824 130859586 33889010 94262928 96970576 56614885 53726289 645272 735208 183283329 180825565 18604322 3846753 5266033 4580358 30443500 43512133 3820851 4347826 58134706 56287070 X 104217964 104456036 10809803 9505210 10120856 10577249 125148623 124538495 183283329 180825565 3296502 -3906630 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 25100 X 0 40927374 403452 -1802463 1119567 38408796 38649100 419260 2949452 1090438 40927374 34664459 298005 4563031 876395 38649100 29122828 1002786 5112284 573439 34664459 29176433 1390913 -939809 504709 29122828 0.52350 0.27540 0.20110 0 0 8848246 8848246 99019590 17994324 81025266 13834672 10117836 3716836 9157078 5776850 3380228 96970576 STUDENT DEPOSITS 300485 GOVERNMENT GRANTS REFUNDABLE 3073927 INTEREST RATE SWAP 973414 4347826 57704319 -3906630 16016 -3890614 61594933 16184856 16184856 77779789 58314447 16016 16016 58298431 16184856 16184856 74483287 PART III, LINE 4: THE COLLEGE RECEIVED ARTWORK WHICH IT DISPLAYS IN ITS LIBRARY TO FOSTER A CULTURAL AND DIVERSE EDUCATIONAL ENVIRONMENT. PART V, LINE 4: ENDOWED FUND EARNINGS ARE USED ACCORDING TO DONOR RESTRICTIONS WHICH SUPPORT THE COLLEGE MISSION OF PROVIDING HIGHER EDUCATION TO STUDENTS. MOST QUASI-ENDOWED FUND EARNINGS ARE USED TO SUPPORT ANNUAL OPERATING PURPOSES. MOST OF THE PERMANENTLY RESTRICTED ENDOWMENT EARNINGS ARE USED FOR SCHOLARSHIPS TO STUDENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP ALLOWANCE INVESTMENT MANAGEMENT FEES PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP ALLOWANCE INVESTMENT MANAGEMENT FEES SCHEDULE D, PART XI, LINE 4B SCHOLARSHIP ALLOWANCE AND INVESTMENT MANAGEMENT FEES ARE NET AGAINST REVENUES IN THE AUDITED FINANCIAL STATEMENTS. IN THIS FORM 990 RETURN THEY ARE BROKEN OUT SEPARATELY AND REPORTED AS EXPENDITURES. SCHEDULE D, PART XII, LINE 4B SCHOLARSHIP ALLOWANCE AND INVESTMENT MANAGEMENT FEES ARE NET AGAINST REVENUES IN THE AUDITED FINANCIAL STATEMENTS. IN THIS FORM 990 RETURN THEY ARE BROKEN OUT SEPARATELY AND REPORTED AS EXPENDITURES. SCHEDULE D, PART XI & XII, LINE 2D FUNDRAISING EXPENDITURES ARE NETTED AGAINST FUNDRAISING REVENUES FOR THIS RETURN. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE POLICY IS PUBLISHED IN PRINTED PAMPHLETS, CATALOGUES, BROCHURES, AND NEWSPAPER ADVERTISEMENTS. THE POLICY IS ALSO VISIBLE ON THE COLLEGE'S WEBSITE. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES FINANCIAL ASSISTANCE FROM FEDERAL, NEW YORK STATE, ERIE COUNTY, AND THE CITY OF BUFFALO GOVERNMENTAL AGENCIES. ALL GOVERNMENT FUNDING IS USED FOR THE INSTITUTION'S EXEMPT PURPOSE. NORTH AMERICA 0 390 PROGRAM SERVICES STUDENT TEACHER MENTORS 157700 0 390 0 0 0 390 157700 0 157700 0 0 0 0 0 0 PRESIDENTIAL SCHOLARSHIP DINNER 74075 6580 67495 10144 KAVINOKY THEATRE FUNDRAISER 20982 20982 5872 95057 6580 88477 16016 16016 72461 1 FEDERALLY FUNDED TUITION GRANTS 48 105050 NEW YORK STATE FUNDED TUITION GRANTS 73 280600 INSTITUTIONALLY FUNDED TUITION WAIVERS 1119 5045660 INSTITUTIONALLY FUNDED TUITION SCHOLARSHIPS 1491 8544011 INSTITUTIONALLY FUNDED TUITION GRANTS 825 2102135 PART I, LINE 2: STUDENTS RECEIVING SCHOLARSHIPS, GRANTS, OR OTHER ASSISTANCE, ARE EVALUATED ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND OTHER SIMILAR STANDARDS. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 SISTER DENISE A ROCHE PRESIDENT - SEE SCHEDULE J 0 0 0 0 0 5652 0 0 0 0 0 5652 0 0 ARUP SEN VP FOR ACADEMIC AFFAIRS 183640 0 0 0 0 0 12852 0 7807 0 204299 0 0 0 ROBERT DROBITCH ASSOC. DEAN PHARMACY 146157 0 0 0 0 0 10151 0 21462 0 177770 0 0 0 ROBERT LEOPOLD ASSOC. DEAN PHARMACY 153373 0 0 0 0 0 10151 0 386 0 163910 0 0 0 JOSEPH DUNN ASSOC. DEAN PHARMACY 141873 0 0 0 0 0 9954 0 8081 0 159908 0 0 0 DAVID GETTMAN DIR ASSESSMENT 142136 0 0 0 0 0 9859 0 481 0 152476 0 0 0 PART I, LINE 1B SISTER DENISE ROCHE WAS PROVIDED A RESIDENCE BY THE COLLEGE. NOTE THAT SISTER DENISE ROCHE DOES NOT RECEIVE A W-2 OR FORM 1099 FROM THE COLLEGE. IN LIEU OF COMPENSATION AN AMOUNT IS PAID DIRECTLY TO THE GREY NUNS OF THE SACRED HEART. A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 2012-05-30 25410000 FINANCE THE CONSTRUCTION OF THE 2008 PROJECT, TO REFUND AND DEFEASE 0 0 0 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 2012-04-25 9355000 REFINANCE AND CONSOLIDATE TWO OLDER DEBT ISSUANCES 0 0 0 A 1085000 25410000 565741 2010 0 0 1 1 B 1871000 9355000 9537 2001 1 0 1 1 A 0 0 0 0 1 0 1 B 0 0 0 0 1 0 1 A 0 0 1 0 1 1 KEYBANK 10.000000000000 1 0 0 0 1 B 0 0 1 0 1 1 FIRST NIAGARA BANK 10.000000000000 1 0 0 0 1 A 1 B 1 CARL J MONTANTE TRUSTEE 8632870 NEW BUILDING CONSTRUCTION SERVICES 0 X 3833 501778 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTE OF THE COLLEGE REVIEWS AND APPROVES THE FORM 990 BEFORE IT IS FILED. A COPY OF THE FORM IS GIVEN ELECTRONICALLY TO ALL BOARD MEMBERS AND THEN APPROVED AT A SUBSEQUENT BOARD MEETING. MEMBERS ARE GIVEN AN ADEQUATE AMOUNT OF TIME TO REVIEW THE RETURN. ANY QUESTIONS OR CONCERNS ARE ADDRESSED PRIOR TO THE FILING OF THE RETURN WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE COLLEGE HAS A WRITTEN CONFLICT OF INTEREST POLICY COVERING ALL EMPLOYEES AND TRUSTEES. THE POLICY IS COMMUNICATED ANNUALLY TO ALL EMPLOYEES AND TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 DETERMINING COMPENSATION FOR TOP MANAGEMENT OFFICIALS, OFFICERS, AND KEY EMPLOYEES INCLUDE A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND THE FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. THE BYLAWS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE IN THE COLLEGE'S LIBRARY. FORM 990, PART IX, LINE 11G PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 6,730,550. MANAGEMENT AND GENERAL EXPENSES 1,287,614. FUNDRAISING EXPENSES 205,294. TOTAL EXPENSES 8,223,458. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.