2017-03-16T11:44:41-05:00 2016-06-30 930623286 ALDRICH CPAS AND ADVISORS LLP 7676 HAZARD CENTER DRIVE STE 1300 SAN DIEGO CA 92108 990 2015-07-01 800390564 CALIFORNIA STATE UNIVERSITY SAN MARCOS FOUNDATION CALI 7607504400 333 S TWIN OAKS VALLEY RD SAN MARCOS CA 92096 NEAL HOSS EXECUTIVE DIRECTOR 7607504400 2017-02-13 1 ELSA A ROMERO P00485021 6198104940 2017-02-13 2015 2021-01-29 14:40:06Z NEAL HOSS 333 S TWIN OAKS VALLEY RD SAN MARCOS CA 92096 12588540 0 X WWW.CSUSM.EDU/GIVING/FOUNDATION X 2009 CA PROVIDE SUPPORT FOR CALIFORNIA STATE UNIVERSITY SAN MARCOS IN FULFILLING ITS MISSION. 22 18 0 22 0 0 5729413 4762893 609442 774201 866715 143452 -166236 -139502 7039334 5541044 878257 988327 0 0 1448578 1388782 0 0 0 2671485 2774610 4998320 5151719 2041014 389325 34767285 34572821 473848 754033 34293437 33818788 X THE CALIFORNIA STATE UNIVERSITY SAN MARCOS FOUNDATION SUPPORTS AND PROMOTES THE UNIVERSITY'S MISSION BY CULTIVATING AND MAXIMIZING PRIVATE CHARITABLE INVESTMENT, STEWARDING RESOURCES CAREFULLY, CREATING AND NURTURING MEANINGFUL REGIONAL RELATIONSHIPS AND PARTNERSHIPS, ENGAGING THE UNIVERSITY'S COMMUNITIES, ADVOCATING ON BEHALF OF THE UNIVERSITY, AND BUILDING AND SUSTAINING A CULTURE OF PHILANTHROPY. 0 0 935565 935565 RECEIPT OF ENDOWMENT GIFTS AND INVESTMENT OF THE CAMPUS ENDOWMENT FUNDS WHOSE EARNINGS ARE USED TO PROVIDE STUDENT SCHOLARSHIPS AND SUPPORT FOR VARIOUS CAMPUS PROGRAMS AND ACTIVITIES. 3699912 52762 774201 RECEIPTS OF GIFTS AND DONATIONS FOR VARIOUS CAMPUS PROGRAM ACTIVITIES INCLUDING NON-ENDOWED SCHOLARSHIPS, THE ACE FOSTER YOUTH SCHOLARSHIP PROGRAM, THE KAISER FOUNDATION NURSING STUDENT LOAN PROGRAM, THE SPICER STUDENT LOAN PROGRAM, SUPPORT FOR THE CAMPUS VETERANS CENTER, AND SUPPORT FOR THE CALIFORNIA INDIAN CULTURE AND SOVEREIGNTY CENTER. 4635477 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 1 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 1 127 0 1 0 0 1 CJ 0 0 0 1 1 0 0 0 0 X 22 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 CA X X NEAL HOSS EXECUTIVE DIRECTOR 7607504400 333 S TWIN OAKS VALLEY ROAD SAN MARCOS CA 92096 JACK RAYMOND CHAIRMAN 1.00 X X 0 0 0 TONY JACKSON VICE CHAIR 1.00 X X 0 0 0 ESTHER STEARNS VICE CHAIR 1.00 X X 0 0 0 LINDA HAWK SECRETARY/TREASURER 1.00 40.00 X X 0 219578 72496 KAREN S HAYNES PHD DIRECTOR 2.00 40.00 X 0 359438 86797 SUE MOINEAU DIRECTOR 1.00 40.00 X 0 185039 29254 HELEN ADAMS DIRECTOR 1.00 X 0 0 0 LUANNE B BAS DIRECTOR 1.00 X 0 0 0 DAN CALAC MD DIRECTOR 1.00 X 0 0 0 EDWIN FULLER DIRECTOR 1.00 X 0 0 0 RON GEREVAS DIRECTOR 1.00 X 0 5920 0 MARYANN EDWARDS DIRECTOR 1.00 X 0 0 0 JOHN FORTUNE DIRECTOR 1.00 X 0 0 0 JOSHUA A PACK DIRECTOR 1.00 X 0 0 0 STEVE WAGNER DIRECTOR 1.00 X 0 0 0 CHRISTIAN TRESSE DIRECTOR 1.00 X 0 0 0 ALEX CARATTI DIRECTOR 1.00 X 0 6575 0 KATIE BOGGS DIRECTOR 1.00 X 0 0 0 JON FREDRICKS DIRECTOR 1.00 X 0 0 0 THOMAS MCGURN DIRECTOR 1.00 X 0 0 0 TONI RITCHEY DIRECTOR 1.00 X 0 0 0 TONY PACK DIRECTOR 1.00 X 0 0 0 NEAL HOSS EXECUTIVE DIRECTOR 1.00 40.00 X 0 231185 63318 0 1007735 251865 0 0 1 0 IDESIGNEDU 800 JACKSON ST SUITE 384 DALLAS TX 75202 INSTRUCTIONAL DESIGN 103650 1 150317 4612576 723697 4762893 CAMPUS PROGRAMS 900099 774201 774201 774201 423232 423232 6511978 6791758 -279780 -279780 -279780 116236 150317 255738 -139502 -139502 5541044 774201 0 3950 X 935565 935565 52762 52762 989829 961580 28249 337584 337584 61369 59618 1751 36595 36595 149072 149072 1198620 1040860 157760 14719 14719 77101 61636 15465 15982 15982 20305 20305 170517 170517 8535 2808 5727 COST REIMBURSEMENT 262835 162835 100000 EVENTS/CATERING/SPECIAL 262709 254195 8514 PROGRAM EXPENSES 235773 222814 12959 OTHER 137267 137117 150 184580 184580 5151719 4635477 516242 0 552634 665417 682969 2487227 4031836 4160784 0 200000 4906579 3310745 24063311 23235625 529956 513023 34767285 34572821 473848 733983 0 20050 473848 754033 X 6525538 6712484 8606129 7172754 19161770 19933550 34293437 33818788 34767285 34572821 389325 -863974 0 X 0 1 X 1 0 X 3480754 5100690 3221726 5729413 4762893 22295476 3480754 5100690 3221726 5729413 4762893 22295476 2411616 19883860 194789 336547 513373 490884 423232 1958825 24254301 3338352 0.81980 0.81950 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 23175656 771780 -1091894 696201 150163 22009178 23296164 616611 -64028 566944 106147 23175656 20527619 346493 3061926 554146 85728 23296164 17262634 2230302 1580752 455112 90957 20527619 17921290 426886 -545170 455620 84752 17262634 0.02660 0.97340 0 0 0 CORE FIXED INCOME INST MUTUAL FUNDS 9623939 F DOMESTIC EQUITY MUTUAL FUNDS 3838609 F INTERNATIONAL EQUITY MUTUAL FUNDS 4882633 F HEDGE FUNDS 2000941 F INVESTMENTS IN LIMITED PARTNERSHIPS 453108 F CORPORATE BONDS 2436395 F 23235625 X 4932808 -863974 255738 -608236 5541044 0 5541044 5407457 255738 255738 5151719 0 5151719 PART V, LINE 4: THE FOUNDATION'S ENDOWMENTS CONSIST OF FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. THE ENDOWMENTS ARE GENERALLY DONOR-RESTRICTED FOR THE PURPOSE OF STUDENT SCHOLARSHIPS, STUDENT LOANS AND CAMPUS PROGRAM ACTIVITIES. ALSO, THE BOARD HAS DESIGNATED CERTAIN FUNDS AS QUASI-ENDOWMENTS FOR CERTAIN PROJECTS AND PROGRAMS. PART X, LINE 2: THE FOUNDATION FOLLOWS ACCOUNTING STANDARDS GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA RELATED TO THE RECOGNITION OF UNCERTAIN TAX POSITIONS. THE FOUNDATION RECOGNIZES ACCRUED INTEREST AND PENALTIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS AS PART OF THE STATEMENT OF ACTIVITIES, WHEN APPLICABLE. MANAGEMENT HAS DETERMINED THAT THE FOUNDATION HAS NO UNCERTAIN TAX POSITIONS AT JUNE 30, 2016 AND 2015 AND THEREFORE NO AMOUNTS HAVE BEEN ACCRUED. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSE 255,738. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSE 255,738. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 2000941 0 0 0 0 0 0 2000941 0 2000941 0 0 0 0 0 0 GALA 174350 88214 86136 67102 80537 REPORT TO THE COMMUNITY 69125 39025 30100 67497 1 23078 23078 40602 266553 150317 116236 67102 188636 255738 -139502 1 CALIFORNIA STATE UNIVERSITY SAN MARCOS 333 STWIN OAKS VALLEY RD SAN MARCOS CA 92069 330535371 115 935565 STUDENT SCHOLARSHIPS 1 STIPENDS FOR RESEARCH/AWARDS 70 52762 PART I, LINE 2 GRANTS GIVEN TO CALIFORNIA STATE UNIVERSITY SAN MARCOS ARE FOR STUDENT SCHOLARSHIPS AND THE UNIVERSITY MONITORS THE FUNDS GIVEN TO EACH STUDENT. THE FINANCIAL AID OFFICE OF THE UNIVERSITY QUALIFIES APPLICANTS FOR SCHOLARSHIPS BASED ON CRITERIA OVER WHICH THE FOUNDATION HAS NO CONTROL. EXPENDITURES ON GRANTS AND CONTRACTS ARE CLOSELY MONITORED BY THE FOUNDATION STAFF TO COMPLY WITH SPONSOR REQUIREMENTS. 0 0 0 0 0 0 0 0 0 LINDA HAWK SECRETARY/TREASURER 0 219578 0 0 0 0 0 54083 0 18413 0 292074 0 0 KAREN S HAYNES PHD DIRECTOR 0 359438 0 0 0 0 0 70080 0 16717 0 446235 0 0 SUE MOINEAU DIRECTOR 0 185039 0 0 0 0 0 20601 0 8653 0 214293 0 0 NEAL HOSS EXECUTIVE DIRECTOR 0 231185 0 0 0 0 0 54554 0 8764 0 294503 0 0 PART I, LINE 3 THE CALIFORNIA STATE UNIVERSITY SAN MARCOS FOUNDATION DOES NOT COMPENSATE ANY EMPLOYEES. THE OFFICERS LISTED ON SCHEDULE J ARE EMPLOYEES OF THE RELATED ORGANIZATION, CALIFORNIA STATE UNIVERSITY SAN MARCOS. THE RELATED ORGANIZATION HAS POLICIES IN PLACE WHICH ARE USED TO DETERMINE COMPENSATION. THROUGH THE RELATED ORGANIZATION'S EXECUTIVE COMPENSATION COMMITTEE - WHICH IS COMPRISED OF THE UNIVERSITY PRESIDENT WHO SERVES AS AN EX-OFFICIO MEMBER OF THE BOARD -COMPENSATION FOR THE ORGANIZATION'S OFFICERS IS REVIEWED ON AN ANNUAL BASIS. THE REVIEW OF CURRENT SALARY LEVELS FOR EACH EXECUTIVE EMPLOYEE IS PERFORMED BY ANALYZING EXECUTIVE COMPENSATION OF OTHER SIMILAR AUXILIARY ORGANIZATIONS WITHIN THE CALIFORNIA STATE UNIVERSITY SYSTEM, AS WELL AS SURVEYS OF OTHER NON-PROFIT CHARITABLE ORGANIZATIONS OF SIMILAR ASSET SIZE AND FUNCTIONS. THE EXECUTIVE COMPENSATION COMMITTEE THEN RECOMMENDS THE APPROPRIATE SALARY LEVELS TO THE ORGANIZATION'S BOARD OF DIRECTORS FOR APPROVAL. X 1 221 FAIR MARKET VALUE X 1997 FAIR MARKET VALUE X 9 660746 FAIR MARKET VALUE X EQUIPMENT 9 26704 FAIR MARKET VALUE X FOOD/BEVERAGES 30 19434 FAIR MARKET VALUE X GIFT CARDS/CERTIFICATES/TICKETS 50 14595 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 AN ELECTRONIC FORM OF THE 990 IS EMAILED TO EACH BOARD MEMBER FOR REVIEW PRIOR TO FILING. THE FORM 990 IS ALSO REVIEWED BY THE EXECUTIVE DIRECTOR PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C AT THE BEGINNING OF EACH FISCAL YEAR ALL MEMBERS OF THE BOARD OF DIRECTORS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST STATEMENT. THIS POLICY ALSO APPLIES TO ALL DIRECTOR LEVEL POSITIONS, INCLUDING THE EXECUTIVE DIRECTOR, AND ALL OTHER POSITIONS THAT HAVE SIGNIFICANT EXPOSURE AND/OR DECISION MAKING AUTHORITY TO WARRANT REGULAR MONITORING OF THE CONFLICT OF INTEREST ACTIVITIES. FORM 990, PART VI, SECTION B, LINE 15 ALL EXECUTIVES ARE PAID BY A RELATED ORGANIZATION, CALIFORNIA STATE UNIVERSITY SAN MARCOS. THROUGH THE RELATED ORGANIZATION'S EXECUTIVE COMPENSATION COMMITTEE - WHICH IS COMPRISED OF THE UNIVERSITY PRESIDENT WHO SERVES AS AN EX-OFFICIO MEMBER OF THE BOARD - COMPENSATION FOR THE ORGANIZATION'S OFFICERS IS REVIEWED ON AN ANNUAL BASIS. THE REVIEW OF CURRENT SALARY LEVELS FOR EACH EXECUTIVE EMPLOYEE IS PERFORMED BY ANALYZING EXECUTIVE COMPENSATION OF OTHER SIMILAR AUXILIARY ORGANIZATIONS WITHIN THE CALIFORNIA STATE UNIVERSITY SYSTEM, AS WELL AS SURVEYS OF OTHER NON-PROFIT CHARITABLE ORGANIZATIONS OF SIMILAR ASSET SIZE AND FUNCTIONS. THE EXECUTIVE COMPENSATION COMMITTEE THEN RECOMMENDS THE APPROPRIATE SALARY LEVELS TO THE ORGANIZATION'S BOARD OF DIRECTORS FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORMS 990 ARE AVAILABLE FOR INSPECTION OR COPYING AT THE ORGANIZATION'S MAIN OFFICE DURING NORMAL BUSINESS HOURS WITHOUT INQUIRING AS TO THE REASON FOR THE PUBLIC INSPECTION REQUEST. FORM 990, PART IX, LINE 11G INDEPENDENT CONTRACTORS: PROGRAM SERVICE EXPENSES 449,358. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 449,358. AUXILIARY SERVICES: PROGRAM SERVICE EXPENSES 156,741. MANAGEMENT AND GENERAL EXPENSES 5,160. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 161,901. GUEST LECTURER: PROGRAM SERVICE EXPENSES 11,999. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 11,999. CONTRACTUAL SERVICES: PROGRAM SERVICE EXPENSES 261,984. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 261,984. OTHER SERVICES: PROGRAM SERVICE EXPENSES 160,778. MANAGEMENT AND GENERAL EXPENSES 1,170. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 161,948. BUSINESS SERVICE FEE: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 151,430. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 151,430. FORM 990, PART IX, LINES 5-10: AMOUNTS REPORTED REPRESENT DISBURSEMENTS TO OTHER EXEMPT RELATED ORGANIZATIONS FOR SERVICES RENDERED TO THE FILING ORGANIZATION. THE FILING ORGANIZATION DOES NOT REPORT EMPLOYEES UNDER PART V, LINE 2A AS IT HAS ENTERED INTO CONTRACT AGREEMENTS WITH RELATED ORGANIZATIONS FOR FINANCIAL AND ADMINISTRATIVE SUPPORT SERVICES CONDUCTED UNDER THE DIRECTION OF THE FILING ORGANIZATION. FORM 990, PART X CERTAIN ITEMS IN THE PRIOR YEAR FINANCIAL STATEMENTS HAVE BEEN RECLASSIFIED TO CONFORM TO CURRENT YEAR CLASSIFICATIONS. SUCH RECLASSIFICATIONS HAD NO EFFECT ON PREVIOUSLY REPORTED CHANGE IN NET ASSETS. CALIFORNIA STATE UNIVERSITY SAN MARCOS 333 S TWIN OAKS VALLEY ROAD SAN MARCOS CA 92096 330535371 HIGHER EDUCATION CA 115 0 UNIVERSITY AUXILIARY AND RESEARCH SERVICES CORPORATION 435 E CARMEL STREET SAN MARCOS CA 92078 330397688 SUPPORT FOR CALIFORNIA STATE UNIVERSITY CA 501(C)(3) LINE 5 0 ASSOCIATED STUDENTS INC OF CALIFORNIA STATE UNIVERSITY SAN MARCOS 333 S TWIN OAKS VALLEY ROAD SAN MARCOS CA 92096 330556915 STUDENT LEADERSHIP, ACTIVITIES, & RECREATION CA 501(C)(3) LINE 5 0 SAN MARCOS UNIVERSITY CORPORATION 333 S TWIN OAKS VALLEY ROAD SAN MARCOS CA 92096 330971982 ON-CAMPUS PROGRAM MANAGEMENT CA 501(C)(3) LINE 11C, III-FI 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 CALIFORNIA STATE UNIVERSITY SAN MARCOS P 2575321 COST REIMBURSEMENT CALIFORNIA STATE UNIVERSITY SAN MARCOS Q 458595 COST REIMBURSEMENT