2017-03-14T15:35:23-05:00 2016-07-31 814234542 BPM LLP 2000 University Avenue Suite 201 Palo Alto CA 94303 990 2015-08-01 942650833 Mathematical Sciences Research Institute MATH 5106420143 17 Gauss Way Berkeley CA 94720 David Eisenbud Director 5106420143 2017-03-13 1 Carolyn R Amster P00189994 6508556800 2015 2021-01-29 14:40:06Z David Eisenbud 17 Gauss Way Berkeley CA 94720 18484950 0 X www.msri.org X 1980 CA MSRI FOSTERS MATHEMATICAL RESEARCH BY BRINGING TOGETHER THE FOREMOST MATHEMATICAL SCIENTISTS FROM AROUND THE WORLD IN AN ENVIRONMENT THAT PROMOTES CREATIVE AND EFFECTIVE COLLABORATION. 36 34 28 62 0 0 7396924 12270764 430218 429918 687318 205143 287 1845 8514747 12907670 2470884 2920438 0 0 2097872 2278489 0 0 291439 4998026 3528519 9566782 8727446 -1052035 4180224 32856375 36791182 483194 345512 32373181 36445670 X The Mathematical Sciences Research Institute (MSRI) exist to further the advancement and communication of fundamental knowledge in mathematics and the mathematical sciences, the development of human capital for the growth and use of such knowledge, and the cultivation in the larger society of awareness and appreciation of the beauty, power and importance of mathematical ideas and ways of understanding the world. 0 0 5598057 2920438 429918 Scientific Programs: MSRI conducts broadly-based research programs in the mathematical sciences and closely related fields.In any given year, MSRI conducts between two and four thematic research programs, each lasting either 5 months or 10 months. Each such program hosts 40-100 mathematical scientists from all over the world whose research centers on the program's theme, during which time, they collaborate on research, conduct seminars and workshops, and train and mentor postdoctoral fellows in the discipline.MSRI also hosts, each year, several stand-alone workshops on special topics, each one lasting for a period between one day and two weeks and bringing to MSRI between 40 and 150 participants. MSRI also collaborates with other mathematics institutes in scientific programs and in its efforts to encourage a diverse population to participate in mathematics research programs. 911357 Math and Society Programs: MSRI sponsors a large number of programs and activities whose goal is to enhance K-12 mathematics education and teacher training. These include supporting the National Association of Math Circles (which promotes a math circles nationwide; mathematics related events for children (the Bay Area Mathematics Olympiad); Circle on the Road (a program to foster establishment of new math circles); Critical Issues in Mathematics Education (a forum for exchange of ideas between mathematics researchers and educators).In addition, each year, a series of films, and public lectures and other events are hosted at MSRI and throughout the country for the public. That helps the interested lay person to understand the importance of mathematics and its applications in our society and culture and to appreciate the significant recent advances in the discipline. 799520 Computing and Communication: MSRI provides information technology (IT) resources and services to its researchers and the broader math community worldwide. MSRI maintains an IT platform that features the most advanced mathematical software and that grants access to and supports virtual collaborative research amongst mathematicians at the Institute. MSRI develops and maintains a VMath website that streams videos of past program lectures for mathematicians and the general public. Also, MSRI developed and currently maintains and promotes the National Association of Math Circles website, enabling a nationwide network of math circles to share online math resources and tools and for use in math circle after-school programs and childhood education. In addition, MSRI produces and distributes digital versions of its most popular scientific and public events. 7308934 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 125 0 28 1 0 0 0 0 0 0 0 0 0 0 X 36 34 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 1 1 1 0 AL AK AR CA CT FL GA IL KS KY MA MD MI MN MS NC NH NJ NM NY OK OR PA RI SC TN UT VA WI WV X Stefanie Yurus 5106429238 17 Gauss Way Berkeley CA 947205070 Roger A Strauch Chair of the Board 1.00 X X 0 0 0 Helene Barcelo Deputy Director 40.00 X X 253084 0 45985 David Eisenbud Director 40.00 X X 107717 0 10772 Panagiota Daskalopoulos Ex-Officio Trustee 1.00 X 0 0 0 Judy Walker Ex-Officio Trustee 1.00 X 0 0 0 Deanna Haunsperger Ex-Officio Trustee 1.00 X 0 0 0 Christopher Hacon Ex-Officio Trustee 1.00 X 0 0 0 Edward Baker Secretary and Treasurer 1.00 X X 0 0 0 Jeff Goodby Trustee 1.00 X 0 0 0 Deborah Loewenberg Ball Trustee 1.00 X 0 0 0 Georgia Benkart Trustee 1.00 X 0 0 0 Bob Wise Trustee 1.00 X 0 0 0 Elwyn Berlekamp Trustee 1.00 X 0 0 0 Eva Tardos Trustee 1.00 X 0 0 0 Sandor Straus Trustee 1.00 X 0 0 0 May Chu Trustee 1.00 X 0 0 0 Hugo Sonnenschein Trustee 1.00 X 0 0 0 James H Simons Trustee 1.00 X 0 0 0 Anna Patterson Trustee 1.00 X 0 0 0 Michael Morgan Trustee 1.00 X 0 0 0 Dan Freed Trustee 1.00 X 0 0 0 Helen Meyer Trustee 1.00 X 0 0 0 Henry Laufer Trustee 1.00 X 0 0 0 Mark Kleiman Trustee 1.00 X 0 0 0 David Donoho Trustee 1.00 X 0 0 0 Ronald Kahn Trustee 1.00 X 0 0 0 Craig Huneke Trustee 1.00 X 0 0 0 Margaret Holen Trustee 1.00 X 0 0 0 Lloyd Douglas Trustee 1.00 X 0 0 0 Brendan Hassett Trustee 1.00 X 0 0 0 Charles Fefferman Trustee 1.00 X 0 0 0 Sanford Grossman Trustee 1.00 X 0 0 0 Phillip G Griffiths Trustee 1.00 X 0 0 0 Dusa McDuff Trustee 1.00 X 0 0 0 Maria Klawe Trustee 1.00 X 0 0 0 Andrei Okounkov Vice chair of the board 1.00 X X 0 0 0 Stefanie Yurus Controller 40.00 X 117877 0 46546 478678 0 103303 3 0 1 0 Uptime USA LLC 3470 Mt Diablo Blvd Suite A130 Lafayette CA 94549 IT Consulting 423542 1 4812031 7458733 92589 12270764 Academ.Svc Fees & Other 900099 429918 429918 429918 448480 448480 1845 1845 5333943 5570024 7256 -236081 -7256 -243337 -243337 12907670 429918 0 206988 24336 24336 1369243 1369243 1526859 1526859 563600 342304 169979 51317 1138967 691756 343507 103704 91168 52338 29673 9157 357886 256208 96855 4823 126868 74276 40355 12237 9746 1938 7808 51108 51108 150472 150472 35865 12278 15232 8355 147551 112365 9714 25472 173145 152442 18978 1725 112828 98339 6057 8432 749338 679766 63774 5798 51682 45490 5676 516 Purchased services 936819 917011 2034 17774 Workshop expenses 715535 671047 6952 37536 Governance committees 125694 63789 61905 Equipment, supplies and 88522 88522 180214 128627 46994 4593 8727446 7308934 1127073 291439 236 263 3178321 3134018 2571682 3049091 47535 68305 18986 78064 17753501 8185539 10236577 9567962 12517608 16613319 4285430 4277010 0 3150 32856375 36791182 411210 282848 71984 62664 483194 345512 X 11127021 10412118 4930184 6580766 16315976 19452786 32373181 36445670 32856375 36791182 4180224 -107735 0 X 0 1 X 1 1 1 X 7500875 7936945 12885872 7396924 12270764 47991380 7500875 7936945 12885872 7396924 12270764 47991380 10854462 37136918 176667 138973 188876 433881 450325 1388722 49380102 2172254 0.75210 0.79910 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 18802112 3136810 -49507 635845 21253570 17774369 422091 854951 249299 18802112 14111232 2530702 1276111 143676 17774369 12025725 1354359 1170539 439391 14111232 10739579 1682517 -394371 2000 12025725 0.01170 0.91530 0.07300 0 0 12936920 5425644 7511276 4816581 2759895 2056686 9567962 Alternative Investments 4277010 F 4277010 12664034 -107735 14571 -93164 12757198 150472 150472 12907670 8591545 14571 14571 8576974 150472 150472 8727446 Part V, Line 4: Endowments are held to support the work of research professors, postdoctoral scholars, and mathematics circle programs. 0 Central America and the Caribbean - Antigua & Barbuda, Aruba, Bahamas, 0 0 Investments 4296055 Europe (Including Iceland & Greenland) 0 0 Grantmaking 152000 0 0 0 0 0 0 4448055 0 4448055 Europe (Including Iceland & Greenland) To fund production of videos about math for Youtube numberphile channel 152000 wire 0 1 Stipends for researchers, per diem and travel expense reimbursements North America - Canada and Mexico, but but not the United States 36 143168 check, wire Stipends for researchers, per diem and travel expense reimbursements Russia and Neighboring States - Armenia, Azerbijan, Belarus, 11 84053 check, wire Stipends for researchers, per diem and travel expense reimbursements Central America and the Caribbean - Antigua & Barbuda, Aruba, Bahamas, 1 319 check, wire Stipends for researchers, per diem and travel expense reimbursements East Asia and the Pacific - Australia, Brunei, Burma, Cambodia, 133 394896 check, wire Stipends for researchers, per diem and travel expense reimbursements Europe (Including Iceland & Greenland) - Albania, Andorra, Austria, Belgiu 125 681665 check, wire Stipends for researchers, per diem and travel expense reimbursements Middle East and North Africa - Algeria, Bahrain, Djibouti, Egypt, 9 18313 check, wire Stipends for researchers, per diem and travel expense reimbursements South America - Argentina, Bolivia, Brazil, Chile, Columbia, Ecuador, 13 26640 check, wire Stipends for researchers, per diem and travel expense reimbursements South Asia - Afghanistan, Bangladesh, Bhutan, India, Maldives, Nepal, 21 21083 check, wire Stipends for researchers, per diem and travel expense reimbursements Sub-Saharan Africa - Angola, Benin, Botswana, Burkina, Faso, 5 4722 check, wire 1 0 0 0 0 0 1 Stipends, Per Diem and Travel Reimbursment 402 1369243 Part I, Line 2: MSRI requires submission of travel receipts before reimbursing the grantees' expenses. In addition, for National Security grants, verification of the recipients' United States citizenship is obtained. X X 1 1 X X X 0 0 0 0 0 0 0 1 0 Helene Barcelo Deputy Director 208307 0 0 0 44777 0 20955 0 25030 0 299069 0 0 0 Stefanie Yurus Controller 117590 0 0 0 287 0 12288 0 34258 0 164423 0 0 0 Part I, Line 7 The bonus for David Eisenbud was determined by the compensation committee of the board of trustees. Part I, Line 1A The annual cost of spousal travel and relocation allowance received by the Deputy Director, Helene Barcelo, was $368 and $44,409 respectively. The spousal travel and relocation allowance was fully included in her taxable income. X 10225 FMV X 1 82364 FMV 0 1 0 Form 990, Part VI, Section A, line 2 Some of the Directors have careers as investors and fellow directors hold investments in funds they manage. Form 990, Part VI, Section B, line 11 The Form 990 is distributed to the Finance Committee for review. Committee members provide feedback and changes to content in the Form 990 directly to the Controller. All changes are reflected in the Form 990 by the Controller prior to filing the Form 990 with the IRS. Form 990, Part VI, Section B, line 12 Conflict of interest statements are provided to the Board of Trustees at the Annual Trustee meeting. The Board of Trustees sign and return the completed forms for review. Conflicts of interested that are identified are addressed at that time. Form 990, Part VI, Section B, line 15 The Operations Manager prepares and submits a comparative salary analysis for each officer level position to the Compensation committee for review. Based on review, the Steering Committee submits a recommendation for approval of officer compensation by the Board of Trustee. Key Employee compensation is authorized by the Director and approved by the Board of Trustees in the annual budgeting process. Form 990, Part VI, Section C, line 19 Documents are made available upon request.