2017-03-06T10:40:10-06:00 2016-06-30 132781641 MITCHELL & TITUS LLP ONE BATTERY PARK PLAZA NEW YORK NY 10004 990 2015-07-01 112857055 HABITAT FOR HUMANITY NEW YORK CITY INC HABI 2129914000 111 JOHN STREET 23RD FL new york NY 10038 ALEX HAVRILIAK cfo/executive vice president 2129914000 2017-03-06 1 Frederick E Davis Jr P00446023 2127094500 2015 2021-01-29 14:40:06Z alexander havriliak 111 JOHN STREET 23RD FL new york NY 10038 6528666 0 X www.habitatnyc.org X 1984 NY HABITAT FOR HUMANITY NYC TRANSFORMS LIVES AND OUR CITY BY BUILDING QUALITY HOMES FOR FAMILIES IN NEED AND BY UNITING ALL NEW YORKERS AROUND THE CAUSE OF AFFORDABLE HOUSING. 12 12 92 3996 0 0 5859141 5115380 613139 576062 60537 46269 381698 464268 6914515 6201979 0 0 0 0 3501441 3820757 0 0 1308104 2977695 3572052 6479136 7392809 435379 -1190830 24401301 23991894 1107400 3279162 23293901 20712732 X HABITAT FOR HUMANIY NEW YORK CITY TRANSFORMS LIVES AND OUR CITY BY BUILDING QUALITY HOMES FOR FAMILIES IN NEED AND BY UNITING ALL NEW YORKERS AROUND THE CAUSE OF AFFORDABLE HOUSING. 0 0 2433941 0 576062 Home construction: for the year ended june 2016, we have housed 11 Families. We continue to develop, build, and reconstruct 39 Housing units in queens and brooklyn with additional housing Units in brooklyn and bronx in the pipeline. All locations are Financed by private contributions and in some cases additional Funds provided by the city of new york. 722711 0 0 VOLUNTEERISM: THROUGH JUNE 2016, WE HAVE WORKED WITH 3980 VOLUNTEERS. THE VOLUNTEER DEPARTMENT SCHEDULES TEAMS OF 10-15 VOLUNTEERS AT A TIME; FROM BUSINESS, FAITH INSTITUTIONS, SCHOOL AND LOCAL ORGANIZATIONS. WE ALSO SCHEDULE INDIVIDUALS TO WORK ON OUR SITES, ESPECIALLY DURING BUILDING EVENTS. THE OPERATIONAL COST OF VOLUNTEER PROGRAM IS FINANCED THROUGH PRIVATE INSTITUTIONS. 773465 0 110136 CRITICAL HOME REPAIR: THROUGH JUNE 2016, WE HAVE REHABILITATED 12 HOMES THROUGHOUT BROOKLYN AND STATEN ISLAND AFFECTED BY SUPERSTORM SANDY. WE PARTNERED WITH CORPORATE GROUPS, COMMUNITY GROUPS, AND VOLUNTEERS TO HELP FAMILIES AFFECTED BY THE STORM MOVE FORWARD ON THE ROAD TO RECOVERY. 182230 0 0 NEIGHBORHOODS REVITALIZATION - THROUGH JUNE 2016, WE WORKED WITH ORGANIZATIONS IN LOW-INCOME NEIGHBORHOODS MAKING CAPITAL IMPROVEMENTS TO PUBLIC SPACES IN OUR BRUSH WITH KINDNESS PROGRAM. THIS CONSISTED OF MULTI-DAY LONG PROJECTS, WHICH OUR VOLUNTEERS PAINT AND MAKE LIGHT REPAIRS IN PUBLICLY USED FACILITIES SUCH AS SENIOR CENTERS, SOUP KITCHENS, GYMS, LUNCHROOMS, AND CLASSROOMS FOR AFTER SCHOOL PROGRAMS. WE IMPROVE THE LIVES OF THOUSANDS OF LOW INCOME RESIDENTS, INCLUDING REGISTERED AND DROP-BY USERS OF THESE PROGRAMS. THE OPERATIONAL COST OF THE NEIGHBORHOOD REVITALIZATION PROGRAM IS FUNDED THROUGH CONTRIBUTIONS. 182230 0 0 4112347 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 22 0 1 92 1 0 0 0 0 0 1 1 1 1 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 1 0 NY X ALEX HAVRILIAK 2129914000 111 JOHN STREET 23RD FLOOR new york NY 10038 Doug Morse Chair 1.00 0.00 X X 0 0 0 Fr Stephen Mimnaugh Vice Chair 1.00 0.00 X X 0 0 0 Peter Murray Vice Chair 1.00 14.00 X X 0 0 0 Martha Parrish Secretary 1.00 0.00 X X 0 0 0 Zali Win Treasurer 1.00 0.00 X X 0 0 0 Ron Darling Member 1.00 0.00 X 0 0 0 Carmen Hughes Member 1.00 0.00 X 0 0 0 John Isaacs Member 1.00 0.00 X 0 0 0 Richard Roberts Member 1.00 0.00 X 0 0 0 Marty Speranza Member 1.00 0.00 X 0 0 0 Michael Castellon Member 1.00 0.00 X 0 0 0 John Alex Member 1.00 0.00 X 0 0 0 Matt Galligan Member (until July 13, 2015) 1.00 0.00 X 0 0 0 Christine McGuinness Member (until December 1, 2015) 1.00 10.00 X 0 0 0 David Terveen Member (until December 8, 2015) 1.00 0.00 X 0 0 0 Lee Olesky Member (until December 31, 2015) 1.00 0.00 X 0 0 0 Alexander Havriliak CFO/Executive Vice President 35.00 14.00 X 196945 0 9987 Karen Haycox CEO 35.00 14.00 X 235903 0 5238 Olga Jobe Vice President of Real Estate 35.00 0.00 X 155844 0 5863 Michael Gilliard Director of CHR 35.00 0.00 X 131837 0 2976 Jack Montana Director of Construction 35.00 0.00 X 116764 0 13780 Sabrina Lippman Vice President of Development 35.00 0.00 X 106677 0 3096 943970 0 40940 6 0 1 0 FG-PH Corp 54-42 46th St Maspeth NY 11378 Construction Management 424216 Vista Partners LLC 1704 Flatbush Ave brooklyn NY 11210 Construction Management 326442 SLM ARCHITECTURE PC 825 East Gate BLVD SuITE 1068 Garden City NY 11530 Construction Management 326400 Union Street Studio LLC 78 Union St brooklyn NY 11231 Construction Management 293413 ALC Environmental Po Box 148 Feasterville PA 19053 Construction Management 291828 13 70000 1368011 3677369 347038 5115380 Mortgage Discount Amor 900099 541337 541337 Developer Fee 900099 34725 34725 576062 46269 46269 0 70000 402 -402 -402 680819 326285 354534 354534 Recapture Subsidy 900099 64258 64258 Homeowner Application 900099 6250 6250 Loss of the LP investm 900099 -20171 -20171 59799 59799 110136 6201979 686198 0 400401 448072 36171 351616 60285 2633790 1724211 513467 396112 68163 34398 26761 7004 454036 223960 180734 49342 216696 118794 62101 35801 104693 9567 95126 102553 102553 250 250 460462 116177 146479 197806 66782 58936 4734 3112 222973 125473 74257 23243 216950 76154 81633 59163 337621 244181 61051 32389 120783 82096 23104 15583 44981 25682 14594 4705 25000 25000 93437 19087 74350 102820 78796 24024 Repairs and Maintenance 758908 757494 1414 Direct Mail and Newslet 237237 237237 Americorps/Vista Progra 173976 144715 28000 1261 Special Event Indirect 95016 9778 85238 407610 201427 107774 98409 7392809 4112347 1972358 1308104 470945 145239 8026897 6046413 78448 0 0 110000 219556 88038 76265 119263 838133 531531 398189 306602 15131001 17176339 24401301 23991894 536070 819471 0 22669 0 2000000 571330 437022 1107400 3279162 X 23212839 20642732 81062 70000 23293901 20712732 24401301 23991894 X -1190830 25456 -1415795 X 0 1 X 1 0 X 4664904 4857580 3877899 5859141 5115380 24374904 4664904 4857580 3877899 5859141 5115380 24374904 110030 24264874 117264 78407 95262 60537 46269 397739 11543 27501 242255 409874 464670 1155843 25928486 5074922 0.93580 0.95590 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 50 0 1 0 0 1 19729 0 0 19779 0 Part II-B, Line 1: Part ii-b, line 1a Habitat nyc provides the opportunity for volunteers to participate in Advocacy through the use of online engagement tools such as cq engage and Social media campaigns. Periodically habitat nyc organizes demonstrations Or lobby days where volunteers can take action directly. This includes Students participating in tent cities, collecting signatures on Petitions, encouraging social media engagement on campus, etc. In 2016, Online and campus engagement took place as well as one organized lobby Day in albany with volunteers, but no large scale demonstrations were Organized. Part ii-b, line 1b Karen Haycox, matt dunbar, andrew wilkes, and alexander havriliak were all staff that were compensated for lobbying during fy16. Their Compensation for activities is included on an hourly rate for time spent Lobbying. They were all registered with the city and state ethics Regulators. Part ii-b, line 1e Habitat nyc periodically included advocacy-related content in e-news and Print newsletter publications, including summaries of activities, calls For participation in advocacy, and reports on testimonies. Action alerts Were periodically sent out to constituents requesting email or social Media engagement and testimonies to city council were published on the Habitat nyc website. Part ii-b, line 1g Habitat nyc and volunteers had direct contact with legislators and Candidates on the local, state, and federal levels during 2015 through in Person meetings with the legislators or their staff. On the federal level, Staff took part in habitat on the hill, a national conference that Included one lobby day. On the state and local level, staff and Volunteers met with legislators to discuss habitat nyc's building efforts In nyc neighborhoods, to advocate for the importance of affordable Homeownership, to support policies that incentivize affordable housing Creation and preservation, to receive letters of support for capital Funding applications, and to invite legislators to build with habitat Nyc. Part ii-b, line 1h Habitat nyc helped organize a sleep-out rally and press conference on the Steps of city hall in may of 2016 to emphasize the need for comprehensive Housing policies in the mayoral election. We also participated in Coalitions that planned forums for the mayoral candidates and took part In press conferences announcing policy platform suggestions. Habitat nyc Also spoke at various faith-based and community-based organizations about Our work and the need to support affordable housing policies. 1000000 8400 8400 1000000 1000000 9000 9000 1000000 1000000 9300 9300 1000000 1000000 30000 30000 1000000 1000000 16000 16000 1000000 1.00000 0 0 411855 213160 198695 426278 318371 107907 306602 MORTGAGES RECEIVABLE 194978 CONSTRUCTION IN PROGRESS 20751 DUE FROM OTHER FDS 16878759 OFFICE LEASE SECURITY DEPOSIT 27887 GIFT CARDS AND CERTIFICATES 7638 HOMEOWNER ESCROW FDS - WFS 39892 Utility security deposit 1880 interim escrow received 4554 17176339 PARTNERSHIP DISTRIBUTION IN EXCESS OF EQUITY 198323 SAVINGS PLAN CONTRIBUTION 2175 DUE TO /FR 150-21 YATES ROAD 996 WARRANTY HART LAFAYETTE 38376 WARRANTY NSP2 100000 warranty qpi 97152 437022 X Part V, Line 4: THE BOARD OF DIRECTORS AUTHORIZED MANAGEMENT TO ESTABLISH A BOARD DESIGNATED RESERVE IN THE AMOUNT OF $1,000,000 AS A SOURCE OF FUNDS IN TIMES OF GENERAL ECONOMIC DOWNTURN AND TO MEET CASH FLOW REQUIREMENTS AS NEEDED. THIS RESERVE ENABLES HABITAT-NYC TO AVOID DRAMATIC YEAR-TO-YEAR PROGRAM CHANGES THAT MIGHT ARISE DUE TO UNCERTAINTIES ASSOCIATED WITH GOVERNMENT GRANTS AND PRIVATE FUNDING STREAMS. Part X, Line 2: Management evaluated Habitat-NYC's tax positions and concluded that, as of June 30, 2016, there were no uncertain tax positions taken or expected to be taken. Accordingly, no interest or penalties related to uncertain tax positions have been accrued in the accompanying consolidated financial statements. FY 17 BUILDER AWARDS GALA 70000 70000 402 70000 70000 402 402 -402 X 0 0 0 0 0 0 0 0 0 Alexander Havriliak CFO/Executive Vice President 196945 0 0 0 0 0 4579 0 5408 0 206932 0 0 0 Karen Haycox CEO 235903 0 0 0 0 0 250 0 4988 0 241141 0 0 0 Olga Jobe Vice President of Real Estate 155844 0 0 0 0 0 0 0 5863 0 161707 0 0 0 X Restore Inventory 22358 182911 replacement cost/est X Tickets 586 76900 replacement cost X REC Inventory 1557 37781 replacement cost X BWK Inventory 4 17989 replacement cost X Paint 315 7970 replacement cost X Electrical Panels 54 5692 replacement cost X Appliances 14 5620 replacement cost X Bricks 3150 5355 replacement cost X Video 1 4000 replacement cost X Bikes and Scooters 11250 1620 replacement cost X Advertising 1 1200 replacement cost 0 0 0 Form 990, Part VI, Section B, line 11 FORM 990 IS REVIEWED BY THE CONTROLLER AND THE CHIEF FINANCIAL OFFICER, AND IS THEN PROVIDED TO ALL BOARD MEMBERS FOR REVIEW AND COMMENT BEFORE FILING. Form 990, Part VI, Section B, line 12c AT THE BEGINNING OF EACH FISCAL YEAR, ALL STAFF AND BOARD MEMBERS ARE REQUIRED TO UPDATE THE CONFLICT OF INTEREST FORMS, WHICH INDICATES IF THERE IS A CONFLICT OR NOT. Form 990, Part VI, Section B, line 15 THE CEO MEETS WITH THE BOARD CHAIR AT THE BEGINNING OF EACH YEAR AND DISCUSSES WRITTEN GOALS AND OBJECTIVES FOR THE YEAR. AT THE END OF THE YEAR, THE EXECUTIVE BOARD MAKES A RECOMMENDATION TO THE FULL BOARD ABOUT THE CEO'S COMPENSATION. TO AFFIRM THE EXECUTIVE BOARD'S RECOMMENDATION, SUPPORT FROM THE MAJORITY OF THE BOARD OF DIRECTORS IS REQUIRED. Form 990, Part VI, Section C, line 19 THE PUBLIC CAN ACCESS THE FINANCIAL REPORTS FROM THE ORGANIZATION'S WEBSITE. HOWEVER, OTHER DOCUMENTS ARE KEPT AT THE ORGANIZATION'S OFFICE AND ARE AVAILABLE UPON REQUEST. Form 990, Part VI, Line 16b The organization is in the process of creating a written policy/procedure that requires the organization to negotiate, in its transactions and arrangements with other taxable members of the venture or arrangement, such terms and safeguards as are adequate to ensure that the organization's exempt status is protected. FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS OF FUND BALANCES: -$1,101,647. DIFFERENCES DUE TO INTERCOMPANY BALANCES THAT WERE ELIMINATED FOR CONSOLIDATION PURPOSES. HFH NY GC LLC 111 JOHN STREET 23RD FL NEW YORK NY 10038 611711031 CONSTRUCTION OF HOUSES NY 0 241 HABITAT NYC HABITAT FOR HUMANITY COMPLIANCE LLC 111 JOHN STREET 23RD FL NEW YORK NY 10038 273979462 HOLDING OF PROPERTY NY 0 0 HABITAT NYC HABITAT FOR HUMANITY HDFC 111 JOHN STREET 23RD FL new york NY 10038 133977866 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(3) 11,type 11 habitat nyc 1 HABITAT FOR HUMANITY BED STUY HOMES HDFC 111 JOHN STREET 23RD FL new york NY 10038 274067936 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HABITAT FOR HUMANITY BED-STUY HOMES II 111 JOHN STREET 23RD FL new york NY 10038 275098459 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HABITAT FOR HUMANITY BED-STUY HOMES III 111 JOHN STREET 23RD FL new york NY 10038 455096376 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HABITAT FOR HUMANITY BED-STUY HOMES IV 111 JOHN STREET 23RD FL new york NY 10038 320371764 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HABITAT FOR HUMANITY BED-STUY HOMES V 111 JOHN STREET 23RD FL new york NY 10038 455494663 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HABITAT FOR HUMANITY BED-STUY HOMES VI 111 JOHN STREET 23RD FL new york NY 10038 462038543 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HABITAT FOR HUMANITY DEAN ST HDFC 111 JOHN STREET 23RD FL new york NY 10038 464044465 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HART LAFAYETTE HOUSING DEVELOPMENT FUND 111 JOHN STREET 23RD FL new york NY 10038 270391876 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 RALPH AVENUE I HDFC 111 JOHN STREET 23RD FL new york NY 10038 812172218 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HABITAT QUEENS PHASE II HDFC 111 JOHN STREET 23RD FL new york NY 10038 811877445 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HABITAT FOR HUMANITY ALMAT TILDEN STREET HDFC 111 JOHN STREET 23RD FL new york NY 10038 811253742 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HABITAT FOR HUMANITY ST JOHNS HDFC 111 JOHN STREET 23RD FL new york NY 10038 273132425 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 HABITAT FOR HUMANITY LATENT THOMAS BOYLAND STREET HDFC 111 JOHN STREET 23RD FL new york NY 10038 811307909 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY 501(c)(4) n/a habitat nyc 1 AG Habitat Tilden Street LLC 111 JOHN STREET 23RD FL NEW YORK NY 10038 811242655 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY HABITAT FOR HUMANITY NEW YORK CITY INC 0 0 1 0.51000 Habitat Latent LLC 111 JOHN STREET 23RD FL NEW YOKR NY 10038 475242503 PROVIDING HOME OWNERSHIP AND AFFORDABLE MORTGAGES TO LOW INCOME FAMILIES. NY HABITAT FOR HUMANITY NEW YORK CITY INC 0 0 1 0.65000 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 HABITAT FOR HUMANITY ALMAT TILDEN STREET HDFC D 1969000 FMV Habitat for Humanity Almat Tilden Street Housing Development Fund Corp O 76484 ESTIMATED TIME SPENT Habitat for Humanity Almat Tilden Street Housing Development Fund Corp N 3223 ESTIMATED USE Habitat for Humanity Bed-Stuy Homes HDFC (Bed-Stuy I) N 3223 ESTIMATED USE Habitat for Humanity Bed-Stuy Homes HDFC (Bed-Stuy I) O 5483 ESTIMATED TIME SPENT Habitat for Humanity Bed-Stuy Homes II HDFC (Bed-Stuy II) N 3223 ESTIMATED USE Habitat for Humanity Bed-Stuy Homes II HDFC (Bed-Stuy II) O 5483 ESTIMATED TIME SPENT Habitat for Humanity Bed-Stuy Homes III HDFC (Bed-Stuy III) N 3223 ESTIMATED USE Habitat for Humanity Bed-Stuy Homes III HDFC (Bed-Stuy III) O 5483 ESTIMATED TIME SPENT Habitat for Humanity Bed-Stuy Homes IV HDFC (Bed-Stuy IV) N 3223 ESTIMATED USE Habitat for Humanity Bed-Stuy Homes IV HDFC (Bed-Stuy IV) O 5483 ESTIMATED TIME SPENT Habitat for Humanity Bed-Stuy Homes V HDFC (Bed-Stuy V) N 3223 ESTIMATED USE Habitat for Humanity Bed-Stuy Homes V HDFC (Bed-Stuy V) O 5483 ESTIMATED TIME SPENT Habitat for Humanity Bed-Stuy Homes VI HDFC (Bed-Stuy VI) O 5483 ESTIMATED TIME SPENT Habitat for Humanity Bed-Stuy Homes VI HDFC (Bed-Stuy VI) N 3223 ESTIMATED USE Habitat for Humanity Dean Street Housing Development Fund Corporation N 3223 ESTIMATED USE Habitat for Humanity Dean Street Housing Development Fund Corporation O 103891 ESTIMATED TIME SPENT Habitat for Humanity Housing Development Fund Company N 3223 ESTIMATED USE Habitat for Humanity Housing Development Fund Company O 5483 ESTIMATED TIME SPENT Habitat for Humanity Latent Thomas Boyland Street Housing Development O 105135 ESTIMATED TIME SPENT Habitat for Humanity Latent Thomas Boyland Street Housing Development N 3223 ESTIMATED USE Habitat for Humanity Queens Phase II Housing Development Fund Corporation O 286635 ESTIMATED TIME SPENT Habitat for Humanity Queens Phase II Housing Development Fund Corporation N 3223 ESTIMATED USE Habitat for Humanity St John's Housing Development Fund Corporation N 3223 ESTIMATED USE Habitat for Humanity St John's Housing Development Fund Corporation O 5483 ESTIMATED TIME SPENT Hart Lafayette Housing Development Fund Corporation O 109374 ESTIMATED TIME SPENT Hart Lafayette Housing Development Fund Corporation N 3223 ESTIMATED USE Ralph Avenue I Housing Development Fund Corporation N 3223 ESTIMATED USE Ralph Avenue I Housing Development Fund Corporation O 103891 ESTIMATED TIME SPENT