2017-02-01T08:08:30-06:00 2016-09-30 431985162 SMITH SULLIVAN & BROWN PC 80 FLANDERS ROAD - SUITE 200 WESTBOROUGH MA 01581 990 2015-10-01 521039368 HUMAN SERVICES RESEARCH INSTITUTE INC HUMA 6178760426 2336 MASSACHUSETTS AVENUE CAMBRIDGE MA 02140 VALERIE J BRADLEY PRESIDENT 6178760426 2017-01-30 1 MAUREEN L SULLIVAN CPA P00296843 5088717178 2017-01-30 2015 2021-01-29 14:40:06Z VALERIE J BRADLEY 2336 MASSACHUSETTS AVENUE CAMBRIDGE MA 02140 8084250 0 X WWW.HSRI.ORG X 1975 DC CONDUCT RESEARCH AND POLICY STUDIES IN HUMAN SERVICES. 11 10 53 0 0 0 8588526 8057595 0 0 -2566 14695 2665 11960 8588625 8084250 0 0 0 0 4480828 4675134 0 0 0 4051812 3487054 8532640 8162188 55985 -77938 3387238 5139717 1234048 3040669 2153190 2099048 X CONDUCT GOVERNMENT FUNDED RESEARCH AND POLICY STUDIES TO ASSIST IN AREAS RELATED TO INTELLECTUAL AND DEVELOPMENTAL DISABILITIES, BEHAVIORAL HEALTH, AND CHILD AND FAMILY SERVICES. 0 0 3361196 BEHAVIORAL HEALTH:ONE OF THE FOCUSES OF HSRI'S WORK IS BEHAVIORAL HEALTH. THE BEHAVIORAL HEALTH TEAM WITHIN HSRI IS COMPRISED OF STAFF THAT HAVE WORKED ON PROJECTS THAT ADDRESS A WIDE VARIETY OF ISSUES RELATED TO THE PREVENTION AND TREATMENT OF SUBSTANCE ABUSE AND MENTAL ILLNESS AND THAT PROVIDE SUSTAINABLE WAYS TO IMPROVE SERVICES THAT LEAD TO RECOVERY AND ADVANCE THE QUALITY OF LIFE FOR PERSONS WITH SUBSTANCE USE DISORDERS AND SERIOUS MENTAL ILLNESS. THE BEHAVIORAL HEALTH TEAM HAS WORKED WITH FEDERAL, STATE, COUNTY, PROVIDERS AND FOUNDATION PARTNERS OVER THE YEARS IN A WIDE RANGE OF PROJECTS THAT HAVE FOCUSED ON NEEDS ASSESSMENT AND SYSTEMS PLANNING, GAP ANALYSIS, POLICY PLANNING AND ANALYSIS, TECHNICAL ASSISTANCE AND TRAINING, QUALITY AND PERFORMANCE INDICATORS, PROGRAM EVALUATION AND DATA ANALYSIS. THE BEHAVIORAL HEALTH STAFF HAS: CONDUCTED NEEDS ASSESSMENT TO IDENTIFY SERVICE NEEDS AT THE NATIONAL, STATE AND LOCAL LEVELS; IDENTIFIED, IMPLEMENTED AND EVALUATED EVIDENCE-BASED PRACTICES AND PROMISING PRACTICES IN THE AREAS OF HOUSING, EMPLOYMENT, CASE MANAGEMENT, INTEGRATED SERVICES, PEER-OPERATED SERVICES, ETC.; EVALUATED THE CULTURAL COMPETENCY OF SERVICES; DEVELOPED COMPUTERIZED BUDGET SIMULATION AND RESOURCE ALLOCATION MODELS FOR PROJECTING THE COSTS AND POTENTIAL COST OFFSETS OF IMPLEMENTING JAIL OR PRISON DIVERSION PROGRAMS FOR OFFENDERS WITH MENTAL ILLNESS; AND HAVE CONDUCTED SYNTHETIC ESTIMATIONS AND OTHER TECHNIQUES TO ASSIST STATES AND COUNTIES PREPARE FOR HEALTH CARE REFORM. THE BEHAVIORAL HEALTH TEAM ALSO WORKS WITH HEALTH DATA IN BUILDING DATA WAREHOUSES AND WORKING WITH STATES ON USING THIS DATA TO TRACK UTILIZATION, COST AND MONITORING QUALITY. FUNDING FOR PROJECTS OF THE BEHAVIORAL HEALTH TEAM HAS COME FROM THREE CENTERS OF THE SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES ADMINISTRATION (CENTER FOR MENTAL HEALTH SERVICES, CENTER FOR SUBSTANCE ABUSE PREVENTION, AND CENTERS FOR SUBSTANCE ABUSE TREATMENT), CENTER FOR MEDICARE AND MEDICAID SERVICES ("CMS"), FOUNDATIONS, STATES, COUNTIES AND LOCAL PROVIDERS. 2907421 INTELLECTUAL AND DEVELOPMENTAL DISABILITIES:HSRI HAS BEEN INVOLVED IN THE FIELD OF DEVELOPMENTAL DISABILITIES SINCE THE ORGANIZATION'S INCEPTION IN 1976. THE INSTITUTE'S WORK HAS TRACKED THE IMPORTANT AND HISTORIC CHANGES THAT HAVE TAKEN PLACE DURING THAT TIME INCLUDING THE MOVEMENT OF PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES OUT OF PUBLIC INSTITUTIONS, THE USE OF MEDICAID WAIVER FUNDS TO LEVERAGE THAT TRANSITION, THE CREATION OF COMMUNITY SUPPORTS, THE GROWTH OF THE FAMILY SUPPORT MOVEMENT, THE EXPANSION OF QUALITY ASSURANCE AND IMPROVEMENT SYSTEMS, SUPPORT FOR THE EXPANDING SELF-ADVOCACY MOVEMENT, AND THE PRESS FOR SELF-DETERMINATION.HSRI HAS STRONG COLLABORATIONS WITH NATIONALLY RECOGNIZED ORGANIZATIONS INCLUDING OUR PARTNERSHIP WITH THE NATIONAL ASSOCIATION OF DIRECTORS OF DEVELOPMENTAL DISABILITIES TO SUPPORT THE NATIONAL CORE INDICATORS AN OUTCOME MEASUREMENT SYSTEM THAT SPANS MORE THAN 40 STATES. THE INSTITUTE ALSO PARTNERS WITH ACADEMIC INSTITUTIONS INCLUDING THAT INSTITUTE ON COMMUNITY INCLUSION AT THE UNIVERSITY OF MASSACHUSETTS AS WELL AS THE RESEARCH AND TRAINING CENTER ON COMMUNITY INTEGRATION AT THE UNIVERSITY OF MINNESOTA.FINALLY, HSRI WORKS WITH A NUMBER OF STATE ID/DD AGENCIES AROUND THE COUNTRY TO ASSIST IN DEVELOPING RESOURCE ALLOCATION STRATEGIES THAT MORE CLOSELY ALIGN WITH THE FUNCTIONAL NEEDS OF INDIVIDUALS RECEIVING WAIVER AND OTHER MEDICAID SERVICES. 1132501 CHILD AND FAMILY SERVICES:THE CHILD AND FAMILY SERVICES ("CFS") TEAM AT HSRI PROVIDES PROGRAM EVALUATION, CONSULTATION, TRAINING AND TECHNICAL ASSISTANCE TO CHILD-SERVING AGENCIES WITH THE ULTIMATE GOAL OF PROMOTING BEST PRACTICES AMONG SUCH AGENCIES. WE WORK CLOSELY WITH REPRESENTATIVES FROM ALL LEVELS OF THE PUBLIC SECTOR (FEDERAL, STATE, AND LOCAL OFFICIALS) TO DESIGN, IMPLEMENT, AND REPORT THE FINDINGS FOR EACH OF OUR INDIVIDUAL PROJECTS. WHILE MANY OF OUR PROJECTS EXAMINE CHILD WELFARE SERVICE SYSTEMS, WE ALSO HAVE SIGNIFICANT EXPERIENCE IN OTHER HUMAN SERVICE AREAS WHICH INTERSECT WITH THIS POPULATION; IN PARTICULAR, WE HAVE WORKED CLOSELY WITH AGENCIES TO HELP UNDERSTAND SERVICES AVAILABLE TO CHILDREN AND FAMILIES WITH DEVELOPMENTAL DISABILITIES, MENTAL HEALTH, AND SUBSTANCE ABUSE ISSUES. WHATEVER OUR AUDIENCE MAY BE, WE USE THE SAME BASIC APPROACH OF STRONG COMMUNICATION AND COLLABORATION TO ENSURE THAT OUR WORK IS GROUNDED IN THE REALITY OF THE CURRENT SERVICE ENVIRONMENT AS EXPERIENCED BY CHILDREN AND FAMILIES. 7401118 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 14 0 53 1 0 0 0 0 0 0 0 0 0 0 X 11 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA OR X ANNA EDWARDS FINANCIAL MANAGER 6178760426 2336 MASSACHUSETTS AVENUE CAMBRIDGE MA 02140 VALERIE J BRADLEY PRESIDENT 40.00 X X 186425 0 10138 MAUREEN BOOTH MEMBER 0.30 X 0 0 0 PETER WILLIAMS PHD VICE CHAIR 0.30 X X 0 0 0 BARBARA WHEELER MEMBER 0.30 X 0 0 0 BERYL RADIN MEMBER 0.30 X 0 0 0 SUSAN M HAVERCAMP PHD SECRETARY/TREASURER 0.30 X 0 0 0 CATHY FICKER TERRILL CHAIR 0.30 X X 0 0 0 ELIZABETH OBERMAYER WEINTRAUB MEMBER 0.30 X 0 0 0 ALAN R RABIDEAU MEMBER 0.30 X 0 0 0 STEVE DAY MEMBER 0.30 X 0 0 0 FINN GARDINER MEMBER 0.30 X 0 0 0 VIRGINIA MULKERN PHD VICE PRESIDENT 24.00 X 165467 0 7577 JOHN AGOSTA PHD VICE PRESIDENT 40.00 X 176187 0 18134 DAVID HUGHES EXECUTIVE V.P. 40.00 X 142366 0 8362 DAVID NETHAWAY V.P. OF TECHNOLOGY 40.00 X 119026 0 16695 NILUFER ISVAN SENIOR RESEARCH FELLOW 40.00 X 131610 0 6772 KEVIN ROGERS SENIOR POLICY SPECIALIST 40.00 X 116555 0 819 ANNA EDWARDS FINANCIAL MANAGER 40.00 X 106774 0 8073 TERESITA CAMACHO-GONSALVES SENIOR RESEARCH SPECIALIST 40.00 X 103113 0 819 1247523 0 77389 9 0 1 0 NORC UCHI 55 EAST MONROE STREET 20TH FL CHICAGO IL 60603 PROGRAM CONSULTANT 875666 BURNS & ASSOCIATES 3030 NORTH 3RD STREET SUITE 200 PHOENIX AZ 85012 PROGRAM CONSULTANT 700229 CHAPIN HALL 1313 EAST 60TH ST CHICAGO IL 60637 PROGRAM CONSULTANT 166474 WESTAT PO BOX 1004 ROCKVILLE MD 20850 PROGRAM CONSULTANT 125418 COLORADO STATE UNIVERSITY 2002 CAMPUS DELIVERY FORT COLLINS CO 805232002 PROGRAM CONSULTANT 112484 5 8057595 8057595 14607 14607 88 0 88 88 88 MISCELLANEOUS 900099 11960 11960 11960 8084250 11960 0 14695 X 871435 750655 120780 2475614 2372328 103286 137520 131466 6054 889226 832289 56937 301339 281571 19768 3733 3733 22300 22300 2349466 2292517 56949 187243 132017 55226 207557 107303 100254 269982 251707 18275 284943 208890 76053 69091 16774 52317 16993 15843 1150 11691 11691 STAFF DEVELOPMENT AND E 51384 51384 MISCELLANEOUS EXPENSE 12671 7758 4913 8162188 7401118 761070 0 503044 271383 1300939 1400062 1140178 2992556 19391 8325 148298 131227 15632 17071 384203 418999 23851 31321 3387238 5139717 650862 1087669 583186 1953000 1234048 3040669 X 2153190 2099048 2153190 2099048 3387238 5139717 -77938 27154 -3358 0 X 0 1 X 1 0 X 10958887 5829515 7373159 8561576 8057595 40780732 10958887 5829515 7373159 8561576 8057595 40780732 0 0 0 40780732 5929 1174 2218 8311 14607 32239 5929 1174 2218 8311 14607 32239 10316 5605 2665 11960 30546 10964816 5841005 7380982 8572552 8084162 40843517 0.99850 0.99860 0.00080 0.00040 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2012 AMOUNT: $ 10,316. 2013 AMOUNT: $ 5,605. 2014 AMOUNT: $ 2,665. 2015 AMOUNT: $ 11,960. 50476 50476 0 85721 68650 17071 12101 12101 0 17071 ADVANCE BILLINGS ON CONTRACTS 1953000 1953000 8108046 27154 27154 8080892 3358 3358 8084250 8162188 0 8162188 0 8162188 X X X 0 0 0 0 0 0 0 0 0 VALERIE J BRADLEY PRESIDENT 186425 0 0 0 0 0 9327 0 811 0 196563 0 0 0 VIRGINIA MULKERN PHD VICE PRESIDENT 165467 0 0 0 0 0 0 0 7577 0 173044 0 0 0 JOHN AGOSTA PHD VICE PRESIDENT 176187 0 0 0 0 0 9458 0 8676 0 194321 0 0 0 DAVID HUGHES EXECUTIVE V.P. 142366 0 0 0 0 0 7543 0 819 0 150728 0 0 0 VJS ASSOCIATES OFFICE RENTAL 96000 HSRI LEASES OFFICE SPACE IN CAMBRIDGE, MA FROM VJS ASSOCIATES UNDER A NON-CANCELABLE OPERATING LEASE. VJS ASSOCIATES IS A RELATED PARTY, CONTROLLED BY HSRI'S SENIOR MANAGEMENT. 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY THE EXTERNAL AUDITORS AND REVIEWED BY MANAGEMENT AND THE BOARD. REVISIONS, CORRECTIONS, ETC. ARE MADE AS NECESSARY. ONCE ALL ARE SATISFIED WITH THE FORM, IT IS FINALIZED AND A COPY IS SENT TO ALL BOARD MEMBERS. A REVIEW IS CONDUCTED AT A BOARD OF TRUSTEES MEETING PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL CORPORATE OFFICERS AND BOARD MEMBERS ARE REQUIRED TO SIGN AND UPDATE PERIODICALLY, A CONFLICT OF INTEREST CERTIFICATE AND DISCLOSURE FORM. EACH TIME A STAFF PERSON RECEIVES ANYTHING OF VALUE AS PART OF THEIR WORK, THEY ARE REQUIRED TO DISCLOSE THE FOLLOWING TO THEIR SUPERVISOR: 1. THE NAME OF THE PERSON GIVING THE GIFT. 2. THE NATURE OF THE GIFT. 3. THE VALUE OF THE GIFT. 4. THE CIRCUMSTANCES SURROUNDING THE RECEIPT OF THE GIFT. IF QUESTIONS ARISE CONCERNING A POSSIBLE CONFLICT OF INTEREST, EMPLOYEES ARE EXPECTED TO REQUEST ADVICE FROM THEIR SUPERVISOR. FORM 990, PART VI, SECTION B, LINE 15 EVERY THREE YEARS THE ORGANIZATION USES AN OUTSIDE CONSULTING FIRM TO REVIEW THE SALARIES OF ALL EMPLOYEES INCLUDING CORPORATE STAFF AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE AVAILABLE AT THE SECRETARY OF STATE'S OFFICE. THE ANNUAL FINANCIAL STATEMENTS ARE INCLUDED IN THE ANNUAL FILING WITH THE STATE ATTORNEY GENERAL AND ARE AVAILABLE FOR PUBLIC INSPECTION AT THAT OFFICE. THEY ARE ALSO AVAILABLE ON GUIDESTAR. THE ORGANIZATION DOES NOT MAKE ITS BY-LAWS OR ITS CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC AS IT DOES NOT BELIEVE THAT A PUBLIC PURPOSE WOULD BE SERVED BY DOING SO. FORM 990, PART IX, LINE 11G SUBCONTRACTORS AND CONSULTANTS: PROGRAM SERVICE EXPENSES 2,292,517. MANAGEMENT AND GENERAL EXPENSES 34,853. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,327,370. PAYROLL PROCESSING FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 22,096. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 22,096.