2017-11-14T08:04:56-06:00 2016-12-31 112674705 KWM CPAS LLP 125 JERICHO TURNPIKE - STE 300 JERICHO NY 11753 990PF 2016-01-01 465451651 THE LACEY FAMILY FOUNDATION LACE 2122330661 73 WORTH STREET NO 5F NEW YORK NY 10013 BETH ANN LACEY TRUSTEE 2122330661 2017-11-12 1 MITCHELL KAHN P01231570 5163336881 108.162.17.166 2017-11-12 16:15:49 ES P B2DA53EC415DB853BD93D362351949C3A749132F BF9A6BFF6AB3441C4EB75DF5FB2923FD5C54F344 2016 2021-01-29 14:40:06Z X 164156 X 300 X 3849 3849 3849 -15396 173181 0 74 6 74 -11173 3855 3923 0 0 0 0 4790 0 4790 0 154 24 154 0 1192 1094 1192 0 6136 1118 6136 0 10000 10000 16136 1118 6136 10000 -27309 2737 0 2310 10596 10596 212 219 219 58889 45636 37041 123876 113317 116300 185287 169768 164156 4790 0 7000 0 11790 X 185287 157978 185287 157978 185287 169768 185287 -27309 0 157978 0 157978 ALLNZGICONVA/CUSIP 01900C680 SYMBOL ANZAX P 2016-03-15 336 416 -80 -80 J/CUSIP 06738C778 SYMBOL DJP P 2016-07-18 2016-12-01 979 973 6 6 BLKRCKGLB ALLOCA/CUSIP 09251T103 SYMBOL MDLOX P 2016-03-15 258 311 -53 -53 BLKRCKSTR INCOPP A/CUSIP 09256H310 SYMBOL BASIX P 2016-03-15 101 107 -6 -6 COLUMBIA STR INC A/CUSIP 19765L801 SYMBOL COSIX P 2016-03-15 116 123 -7 -7 COLUMBIA CONTRA COR A/CUSIP 19765P109 SYMBOL LCCAX P 2016-03-15 258 283 -25 -25 COLUMBIA APDRSKALLCW/CUSIP 19765Y183 SYMBOL OL CRAWX CRAWX P 2016-03-15 2016-09-01 394 362 32 32 COLUMBIA APDRSKALLCW/CUSIP 19765Y183 SYMBOL OL CRAWX CRAWX P 2016-03-15 2016-09-27 147 135 12 12 COLUMBIA ALT BETA W/CUSIP 19766M246 SYMBOL CLAWX P 2016-03-15 2016-09-27 1169 1159 10 10 DEUTSCHE MSCI JAPAN ETF CUSIP XXX-XX-XXXX/SYMBOL DBJP P 2016-02-18 2016-03-15 337 325 12 12 EVGLBMACROABSADVTGA/CUSIP XXX-XX-XXXX SYMBOL EGRAX P 2016-01-04 2016-03-15 238 251 -13 -13 GSLOCE/MKTDBTA/CUSIP 38145N105/SYMBOL GAMDX P 2016-03-15 1544 1892 -348 -348 ISHSTIPSBD ETF/CUSIP XXX-XX-XXXX/SYMBOL TIP P 2016-10-03 1979 1944 35 35 ISHSINVSTMNTBD ETF/CUSIP XXX-XX-XXXX SYMBOL LQD LQD P 2016-03-15 2016-03-28 2359 2331 28 28 ISHSINVSTMNTBD ETF/CUSIP XXX-XX-XXXX SYMBOL LQD LQD P 2016-11-01 2016-12-01 811 842 -31 -31 ISHSMSCI EAFEINDX ETF/CUSIP XXX-XX-XXXX SYMBOL DL EFA EFA P 2016-03-28 2016-04-04 226 227 -1 -1 ISHSMSCI EAFEINDX ETF/CUSIP XXX-XX-XXXX SYMBOL DL EFA EFA P 2016-06-01 1454 1466 -12 -12 ISHS MSCI EAFE INDX ETF/CUSIP XXX-XX-XXXX SYMBOL EFA P 2016-06-17 1852 1868 -16 -16 ISHS MSCI EAFE INDX ETF/CUSIP XXX-XX-XXXX SYMBOL EFA P 2016-03-15 2016-07-01 1397 1415 -18 -18 ISHS MSCI EAFE INDX ETF/CUSIP XXX-XX-XXXX SYMBOL EFA P 2016-12-01 1813 1879 -66 -66 ISHS MSCI EAFE INDX ETF/CUSIP XXX-XX-XXXX SYMBOL EFA P 2016-12-09 4851 4803 48 48 ISHS RUSS 2000 INDX ETF/CUSIP XXX-XX-XXXX SYMBOL IWM P 2016-08-26 2016-12-01 1056 991 65 65 ISHSINTLTREAS ETF/CUSIP XXX-XX-XXXX/SYMBOL IGOV P 2016-03-15 2016-03-28 6128 6051 77 77 ISHSINTLTREAS ETF/CUSIP XXX-XX-XXXX/SYMBOL IGOV P 2016-03-15 2016-05-02 2670 2553 117 117 ISHSINTLTREAS ETF/CUSIP XXX-XX-XXXX/SYMBOL IGOV P 2016-03-15 2016-07-01 2006 1891 115 115 ISHSINTLTREAS ETF/CUSIP XXX-XX-XXXX/SYMBOL IGOV P 2016-03-15 2016-07-22 588 567 21 21 ISHSINTLTREAS ETF/CUSIP XXX-XX-XXXX/SYMBOL IGOV P 2016-03-15 2016-08-01 1304 1229 75 75 ISHS JPM USD E/M BD ETF/CUSIP XXX-XX-XXXX SYMBOL EMB P 2016-11-01 2016-12-01 759 800 -41 -41 ISHS IBOX$ H/Y CORP ETF /CUSIP XXX-XX-XXXX/SYMBOL HYG P 2016-03-15 2016-06-01 83 81 2 2 ISHS IBOX$ H/Y CORP ETF /CUSIP XXX-XX-XXXX/SYMBOL HYG P 2016-11-04 1956 1972 -16 -16 ISHSUSTREAS ETF/CUSIP 46429B267 SYMBOL GOVT P 2016-09-01 6122 6113 9 9 ISHSUSTREAS ETF/CUSIP 46429B267 SYMBOL GOVT P 2016-10-03 2016-11-01 6823 6929 -106 -106 ISHSUSTREAS ETF/CUSIP 46429B267 SYMBOL GOVT P 2016-12-01 2016-12-30 921 922 -1 -1 IVYSCI&TECH A/CUSIP 466000718 SYMBOL WSTAX P 2016-03-15 365 431 -66 -66 JH E/MKT A/CUSIP 47804B211 SYMBOL JEVAX P 2016-03-15 769 940 -171 -171 JHGLB ABS RETSTR A/CUSIP 47804M886 SYMBOL JHAAX P 2015-10-27 2016-02-18 127 140 -13 -13 JHGLB ABS RETSTR A/CUSIP 47804M886 SYMBOL JHAAX P 2016-03-15 2685 2955 -270 -270 JPM INTLVAL A/CUSIP 4812A0540 SYMBOL JFEAX P 2016-03-15 586 682 -96 -96 JPMVALADVTG A/CUSIP 4812A2637 SYMBOL JVAAX P 2016-03-15 108 117 -9 -9 JPMSTR INCMOPP A/CUSIP 4812A4385 SYMBOL JSOAX P 2016-02-18 94 102 -8 -8 LEGGBWABS RETOPPA/CUSIP XXX-XX-XXXX SYMBOL LROAX P 2016-03-15 238 273 -35 -35 LORDABB INFLFOCA/CUSIP 54400U205 SYMBOL LIFAX P 2016-03-15 278 314 -36 -36 MFS INTLGRWA/CUSIP 55273E103 SYMBOL MGRAX P 2016-03-15 962 1000 -38 -38 ASGMGD FUTSTR A/CUSIP 63872T745 SYMBOL AMFAX P 2015-10-27 2016-02-18 303 297 6 6 ASGMGD FUTSTR A/CUSIP 63872T745 SYMBOL AMFAX P 2016-03-15 2556 2649 -93 -93 NUVEENGLB INFRA A/CUSIP XXX-XX-XXXX SYMBOL FGIAX P 2016-03-15 142 161 -19 -19 OPPENGLBOPP A/CUSIP XXX-XX-XXXX SYMBOL OPGIX P 2016-03-15 27 26 1 1 PRUD JENN NATRLRESA/CUSIP 74441K107 SYMBOL PGNAX P 2016-03-15 1020 1440 -420 -420 PUTNAM CAP SPECTRUM A/CUSIP 74676P102/SYMBOL PVSAX P 2016-03-15 405 491 -86 -86 SPDR S&P 500 ETF/CUSIP 78462F103/ SYMBOL SPY P 2016-03-28 2016-04-04 1239 1219 20 20 SPDR S&P 500 ETF/CUSIP 78462F103/ SYMBOL SPY P 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VNQ P 2016-03-28 2016-11-01 892 888 4 4 WF COR BD A CUSIP 94975J631 SYMBOL MBFAX P 2016-03-15 2674 2680 -6 -6 WF PREM LG CO GRWA/CUSIP 94984B496 SYMBOL EKJAX P 2016-03-15 366 410 -44 -44 /CUSIP 97717W851/SYMBOL DXJ P 2016-07-22 2016-10-03 1239 1200 39 39 WSDMTREEUROHDGDEQ ETF/CUSIP 97717X701 SYMBOL HEDJ P 2016-02-18 2016-03-15 314 299 15 15 ALLNZGICONV A/CUSIP 01900C680 SYMBOL ANZAX P 2016-03-15 3296 4079 -783 -783 BLKRCKGLB ALLOCA/CUSIP 09251T103 SYMBOL MDLOX P 2016-03-15 2548 3074 -526 -526 BLKRCKSTR INCOPP A/CUSIP 09256H310 SYMBOL BASIX BASIX P 2014-11-12 2016-02-18 237 253 -16 -16 BLKRCKSTR INCOPP A/CUSIP 09256H310 SYMBOL BASIX BASIX P 2016-03-15 3489 3708 -219 -219 COLUMBIA STR INC A/CUSIP 19765L801 SYMBOL COSIX P 2014-11-12 2016-02-18 174 193 -19 -19 COLUMBIA STR INC A/CUSIP 19765L801 SYMBOL COSIX P 2016-03-15 3598 3840 -242 -242 COLUMBIA CONTRA COR A/CUSIP 19765P109 SYMBOL LCCAX P 2014-11-12 2016-02-18 105 122 -17 -17 COLUMBIA CONTRA COR A/CUSIP 19765P109 SYMBOL LCCAX P 2016-03-15 4402 4826 -424 -424 DEUTSCHE MSCIJAPAN ETF/CUSIP XXX-XX-XXXX/SYMBOL DBJP P 2014-11-21 2016-03-15 2457 2939 -482 -482 EVGLBMACROABSADVTGA/CUSIP XXX-XX-XXXX / SYMBOL EGRAX P 2014-11-21 2016-02-18 261 282 -21 -21 EVGLBMACROABSADVTGA/CUSIP XXX-XX-XXXX / SYMBOL EGRAX P 2016-03-15 3435 3623 -188 -188 GSLOCE/MKTDBTA/CUSIP 38145N105/SYMBOL GAMDX P 2014-11-19 2016-02-18 147 188 -41 -41 GSLOCE/MKTDBTA/CUSIP 38145N105/SYMBOL GAMDX P 2016-03-15 2174 2664 -490 -490 IVY SCI & TECH A/CUSIP 466000718 / SYMBOL WSTAX P 2016-03-15 2420 2861 -441 -441 JH E/MKT A/CUSIP 47804B211 SYMBOL JEVAX P 2014-11-12 2016-02-18 517 671 -154 -154 JH E/MKT A/CUSIP 47804B211 SYMBOL JEVAX P 2016-03-15 6839 8354 -1515 -1515 JPM INTLVAL A/CUSIP 4812A0540 SYMBOL JFEAX P 2016-03-15 5045 5874 -829 -829 JPM VALADVTGA/CUSIP 4812A2637 SYMBOL JVAAX P 2016-03-15 6440 7009 -569 -569 JPMSTR INCMOPP A/CUSIP 4812A4385 SYMBOL JSOAX P 2016-02-18 2788 3021 -233 -233 LEGGBWABS RETOPPA/CUSIP XXX-XX-XXXX SYMBOL LROAX P 2014-11-12 2016-02-18 234 270 -36 -36 LEGGBWABS RETOPPA/CUSIP XXX-XX-XXXX SYMBOL LROAX P 2016-03-15 2473 2836 -363 -363 LORD ABB INFLFOC A/CUSIP 54400U205 SYMBOL LIFAX FAX P 2014-11-19 2016-02-18 207 239 -32 -32 LORD ABB INFLFOC A/CUSIP 54400U205 SYMBOL LIFAX FAX P 2016-03-15 2471 2787 -316 -316 MFS INTLGRWA/CUSIP 55273E103 SYMBOL MGRAX P 2016-03-15 3680 3824 -144 -144 NUVEENGLBINFRAA/CUSIP XXX-XX-XXXX SYMBOL FGIAX P 2016-03-15 4652 5256 -604 -604 OPPENGLBOPP A/CUSIP XXX-XX-XXXX SYMBOL OPGIX P 2014-11-12 2016-02-18 122 124 -2 -2 OPPENGLBOPP A/CUSIP XXX-XX-XXXX SYMBOL OPGIX P 2016-03-15 3773 3613 160 160 PRUD JENN NATRLRESA/CUSIP 74441K107 SYMBOL PGNAX P 2016-03-15 1935 2733 -798 -798 PUTNAM CAP SPECTRUM A/CUSIP 74676P102/SYMBOL PVSAX P 2016-03-15 3284 3973 -689 -689 WF PREM LG CO GRWA/CUSIP 94984B496 SYMBOL EKJAX P 2016-03-15 3359 3766 -407 -407 WSDMTREEUROHDGDEQ ETF/CUSIP 97717X701 SYMBOL HEDJ P 2014-11-12 2016-03-15 2511 2710 -199 -199 150 SHS AMERN EXPRESS CO/CUSIP XXX-XX-XXXX SYMBOL AXP D 2014-03-25 2016-11-02 9831 13254 -3423 -3423 CAPITAL GAINS DIVIDENDS P 11 11 11 -15396 -1345 0 9975 58600 0.170222 10300 76935 0.133879 0.304101 0.152051 155651 23667 27 23694 10000 55 0 55 0 55 275 275 220 220 0 0 0 0 0 0 0 0 0 0 0 0 1 NY 1 0 1 0 0 1 N/A TAXPAYER 2122330661 73 WORTH STREET 5F NEW YORK NY 10013 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 BETH ANN LACEY 73 WORTH STREET APT 5F NEW YORK NY 10013 TRUSTEE 0.00 0 0 0 BRIAN LACEY 773 UPPER MIDDLE CREEK ROAD KUNKLETOWN PA 18058 TRUSTEE 0.00 0 0 0 NONE 0 NONE 0 DONATIONS TO OTHER CHARITABLE ORGANIZATIONS AS PER PART XV. 10000 0 153729 4292 0 158021 0 0 158021 2370 155651 7783 7783 55 55 7728 0 7728 0 7728 10000 0 10000 0 10000 7728 0 0 7568 7095 14663 10000 0 0 0 7728 2272 0 0 16935 0 0 0 0 0 0 0 16935 7568 7095 2272 BETH ANN LACEY 73 WORTH STREET 5F NEW YORK NY 10013 2122330661 MAIL. INFORMATION REGARDING PURPOSE AND NATURE OF CHARITY. NONE NONE ALLIANCE OF THERAPY DOGS 5750 DTC PKWY 170 GREENWOOD VILLAGE CO 80111 NONE PUBLIC CHARITY PROMOTE ANIMAL ASSISTED ACTIVITIES 3000 HORSES HEALING HUMANS 340 NEW LONDON TUNPIKE STONINGTON CT 06378 NONE PUBLIC CHARITY HELPING PEOPLE WITH VARIOUS AILMENTS 3000 PETS FOR VETS PO BOX 10860 WILMINGTON NC 28404 NONE PUBLIC CHARITY HELP VETERANS EASE BACK TO CIVILIAN LIFE 3000 THE GOOD DOG FOUNDATION 817 BROADWAY NEW YORK NY 10276 NONE PUBLIC CHARITY EASE HUMAN SUFFERING 1000 10000 0 14 3849 14 74 18 -15396 0 -11473 0 -11473 1 SUPPORT IS PROVIDED TO DESERVING PUBLIC CHARITY 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 4790 0 4790 0 AMERICAN EXPRESS COMPANY 45636 37041 ALLIAZG1 CONVERTIBLE MCLA A FMV 0 0 BLACKROCK GLOBAL ALLOC INVESTOR CL A FMV 0 0 BLACKROCK STRATEGIC INCOME OPPTYS CL A FMV 0 0 COLUMBIA STARTEGIC INCOME CL A FMV 0 0 COLUMBIA CONTRARIAN CORE CL A FMV 0 0 EATON VANCE GLOBAL MACRO ABSOLUTE RETURN FMV 0 0 GOLDMAN SACHS LOCAL EMERGING MKTS DEBT FMV 0 0 IVY SCIENCE & TECHNOLOGY CL A FMV 0 0 JOHN HANCOCK EMERGING MARKETS CL A FMV 0 0 JPMORGAN INTL VALUE CL A FMV 0 0 JPMORGAN VALUE ADVANTAGE CL A FMV 0 0 JPMORGAN STRATEGIC INCOME OPPTYS CL A FMV 0 0 LEGG MASON BW ABSOLUTE RETURN OPPTYS CL FMV 0 0 LORD ABBETT INFLATION FOCUSED CL A FMV 0 0 MFS INTL GROWTH CL A FMV 0 0 NUVEEN GLOBAL INFRA CL A FMV 0 0 OPPENHEIMER GLOBAL OPPTYS CL A FMV 0 0 PRUDENTIAL JENNISON NATURAL RESOURCE FMV 0 0 PUTNAM CAPITAL SPECTRUM CL A FMV 0 0 WELLS FARGO ADVANTAGE PREMIER LARGE COMP FMV 0 0 DEUTSCHE X TRACKERS MSCI JAPAN HEDGED EQ FMV 0 0 WISDOMTREE TRUST EUROPE HEDGED EQUITY FMV 0 0 JOHN HANCOCK GLOBAL ABSOLUTE RETURN STRAT CL A FMV 0 0 NATIXIS ASG MANAGED FUTURES STRATEGY CL A FMV 0 0 GUGGENHEIM MACRO OPPTYS CL A FMV 21740 21241 ISHARES TIPS BOND EFT FMV 1944 1924 ISHARES IBOXX $INVESTMENT GRADE CORP BOND ETF FMV 2926 2930 ISHARES JPMORGAN USD EMERGING MARKETS BOND FMV 2942 2975 ISHARES IBOXX $ HIGH YIELD CORP BOND FMV 3491 3722 ISHARES U S TREASURY BOND EFT FMV 5829 5834 SPDR S&P 500 ETF FMV 9727 10729 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF FMV 2949 3098 VANGUARD FTSE DEVELOPED MKTS ETF FMV 4885 4823 VANGUARD FTSE EMERGING MKTS ETF FMV 2202 2397 VANGUARD FTSE MORTGAGE BACKED SECURITIES ETF FMV 1923 1882 VANGUARD REIT INDEX ETF FMV 1925 1981 COLUMBIA ADAPTIVE RISK ALLOC CL W FMV 37013 39118 COLUMBIA ALTERNATIVE BETA CL W FMV 9858 9605 ISHARES MSCI EAFE EFT FMV 3963 4041 MANAGEMENT FEES 1094 1094 1094 0 MISCELLANEOUS EXPENSES 98 0 98 0 A/C 3953 - RETURN OF CAPITAL 68 0 68 A/C 3953 - UNRECAPTURED SECTION 1250 GAIN 6 6 6 AMERICAN EXPRESS 0 7000 BETH ANN LACEY 73 WORTH STREET APT 5F NEW YORK NY 10013 FOREIGN TAXES 24 24 24 0 990-PF TAXES 80 0 80 0 NYS CHAR500 FILING FEE 50 0 50 0