2017-11-15T13:04:24-05:00 2016-12-31 383133790 ANDREWS HOOPER PAVLIK PLC 5915 EASTMAN AVE STE 100 MIDLAND MI 486406824 990PF 2016-01-01 381437485 THE HERBERT H & GRACE A DOW FOUNDATION HERB 9896313699 1018 WEST MAIN STREET MIDLAND MI 48640 JENEE VELASQUEZ EXECUTIVE DIRECTOR 9896313699 2017-11-14 true KELLIE M BOS P00448161 9898357721 2017-11-14 8E3C466F761C317283EE95887C481AD7B8FE7585 D14515F2C9131908D69BFB4EADC9AFB1FF5F8D0E 2016 2021-01-29 14:40:06Z X 485068774 X 3875 X 232 232 6768801 6768801 17755 17755 17755 34462286 235635900 34462286 127344 83950 43394 43394 356466 356466 41652809 41249074 399860 250120 62530 187590 1455909 83301 57346 1315262 455056 11031 9544 430111 16870 16870 39500 19750 19750 1501434 1466234 35200 399023 77528 362856 305022 575976 8507 502109 122912 18983 335 100529 8378 6233 2206178 1672970 13772 499262 7394212 3412327 394526 3112916 13736102 15761843 21130314 3412327 394526 18874759 20522495 37836747 5334 282471 122797 122797 7320493 6113833 6113602 59888 51812 51812 37828 43625 43625 152208720 123740050 123740050 36277 36240 36240 295840354 333111548 333111548 31457014 9607914 16104057 21849100 21849100 471890088 485069005 485068774 212973 624671 19876000 17839226 1215000 1109000 21303973 19572897 X 450586115 465496108 450586115 465496108 471890088 485069005 450586115 20522495 471108610 5612502 465496108 PUBLICLY TRADED SECURITIES P 235332105 201173614 34158491 34158491 DOW CHEMICAL COMPANY OPTIONS P 303795 303795 303795 34462286 303795 false 27176451 437515544 0.062115 25910087 489035716 0.052982 21568987 424604771 0.050798 19807077 387502545 0.051115 20135222 382780201 0.052603 0.269613 0.053923 446782289 24091841 378367 24470208 24941588 X 378367 378367 378367 339904 50000 389904 X 626 10911 10911 false false false false false true true false true true MI true false false false false true WWW.HHDOWFOUNDATION.ORG TINA HOP 9896313699 1018 WEST MAIN STREET MIDLAND MI 48640 false false false false true false false false false false false false false false false false false false false false false MICHAEL LLOYD DOW 1018 W MAIN ST MIDLAND MI 48640 VICE PRESIDE 3.00 0 0 0 MACAULEY WHITING JR 1018 W MAIN ST MIDLAND MI 48640 PRESIDENT 20.00 0 0 0 MARGARET E THOMPSON 1018 W MAIN ST MIDLAND MI 48640 SECRETARY 2.00 0 0 0 BONNIE BUCHANAN MATHESON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 SUZANNA MCCUAN 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 DAVID RAMAKER 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 ALDEN LEE HANSON 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 RUTH A DOAN 1018 W MAIN ST MIDLAND MI 48640 ASSISTANT SE 2.00 0 0 0 DIANE DOW HULLET 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 ANDREW LIVERIS 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 JENEE VELASQUEZ 1018 W MAIN ST MIDLAND MI 48640 EXECUTIVE DI 40.00 250120 20900 0 BEN ANDERSON 1018 W MAIN ST MIDLAND MI 48640 ASSOCIATE TR 2.00 0 0 0 STEPHEN CARRAS 1018 W MAIN ST MIDLAND MI 48640 TRUSTEE 2.00 0 0 0 WILLARD MOTT 1018 W MAIN ST MIDLAND MI 48640 TREASURER 5.00 0 0 0 EDWARD HAYCOCK 1018 W MAIN STREET MIDLAND MI 48640 GARDENS DIRE 40.00 143751 23832 ELIZABETH LUMBERT 1018 W MAIN STREET MIDLAND MI 48640 ASSOCIATE DI 40.00 114176 24138 CHARLES MARTIN 1018 W MAIN STREET MIDLAND MI 48640 HORTICULTURI 40.00 73303 22548 PATRICIA ALBRECHT 1018 W MAIN STREET MIDLAND MI 48640 GRANTS ADMIN 40.00 80008 13421 TINA HOP 1018 W MAIN STREET MIDLAND MI 48640 CONTROLLER 40.00 84398 6283 9 THREE RIVERS CORPORATION 3069 VANTAGE POINT DR MIDLAND MI 48642 CONSTRUCTION 3401481 METCALFE ARCHITECTURE & DESIGN 211 N 13TH ST STE 503 PHILADELPHIA PA 19107 PROJECT DESIGN 1520003 MIDLAND ENGINEERING 720 W WACKERLY ST MIDLAND MI 48640 ENGINEERING 258774 THE ILES GROUP - MERRILL LYNCH 4805 TOWNE CENTRE ROAD STE 200 SAGINAW MI 48604 INVESTMENT SERV 218600 BLASY ELECTRIC 1012 S JEFFERSON AVE MIDLAND MI 48640 ELECTRICAL 182650 11 THE DOW GARDENS, A DIVISION OF THE HERBERT H. AND GRACE A. DOW FOUNDATION, IS A BOTANICAL GARDEN THAT DISPLAYS NATIVE AND INTERNATIONALLY SELECTED TREES, SHRUBS, AND HERBACEOUS PLANTS IN LANDSCAPE SETTINGS. FURTHER 37,200 BEDDING PLANTS, 29,475 SPRING BULBS, AND HUNDREDS OF PERENNIALS ARE PLANTED AND TESTED THROUGHOUT THE GARDENS. THE MISSION OF DOW GARDENS STATES DOW GARDENS EXISTS TO PRESERVE THE HISTORY, ENHANCE THE HORTICULTURAL BEAUTY AND TO SHARE THE EDUCATIONAL AND LEISURE TIME VALUE OF THE HERBERT AND GRACE DOW ESTATE. IN 2016, THE GARDENS HOSTED 135,608 GUESTS. ITS PROFESSIONAL STAFF REFINED THE WEBSITE, WORKED WITH MASS MEDIA, INTERACTED WITH CVB AND CHAMBER OF COMMERCE, AND DEVELOPED A SERIES OF PROGRAMS TO ATTRACT U.S. VISITORS. HIGHLIGHTS INCLUDED AN ART IN THE GARDEN EXHIBITION FEATURING THE ART OF DR. SEUSS. IN ADDITION, A SERIES OF MUSICAL PROGRAMS IN THE GARDENS AND SEMINARS FEATURING NATIONALLY ACCLAIMED HORTICULTURISTS WERE HELD. 2016 ADMISSION FEES: AGES 5 AND UNDER 2550079 N/A 312680781 12997172 127908127 453586080 453586080 6803791 446782289 22339114 22339114 378367 378367 21960747 21960747 21960747 18874759 6066829 24941588 378367 24563221 21960747 791306 715520 2237422 3227487 5873426 12845161 24941588 21960747 2980841 15826002 0 791306 15034696 715520 2237422 3227487 5873426 2980841 NONE NONE MACAULEY WHITING JR PRESIDENT 1018 W MAIN STREET MIDLAND MI 486404292 9896313699 HHDOWFDN.ORG/GUIDELINES THE FORMAL GRANT APPLICATION CAN BE FOUND ON THE HERBERT H. AND GRACE A. DOW FOUNDATION WEBSITE AT WWW.HHGADF.COM. APPLICANTS WILL BE ASKED TO INCLUDE THE FOLLOWING INFORMATION IN A PROPOSAL: A SUMMARY SETTING FORTH THE NATURE AND POTENTIAL RESULTS OF THE PROGRAM FOR WHICH FUNDING IS SOUGHT; THE TOTAL COST OF THE PROJECT, INCLUDING ANY ENDOWMENT FOR OPERATIONS; THE TOTAL AMOUNT SOUGHT FROM THE FOUNDATION, AND HOW AND OVER WHAT PERIOD OF TIME THE GRANT MAY BE DISBURSED, AS WELL ANY OTHER FUNDING SOURCES BEING SOUGHT FOR THE PROJECT; EVIDENCE OF THE ORGANIZATION'S TAX-EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3); A DETAILED ANNUAL ORGANIZATIONAL BUDGET AND AUDITED FINANCIAL STATEMENT FOR THE ORGANIZATION; THE NAMES OF MANAGEMENT AND OF THE TRUSTEES OR DIRECTORS OF THE ORGANIZATION. THE BOARD MEETS DURING THE YEAR TO MAKE FINAL DECISIONS WITH GRANTS TYPICALLY DISBURSED IN DECEMBER. THE FOUNDATION DOES NOT MAKE GRANTS DIRECTLY TO INDIVIDUALS. THE FOUNDATION'S CHARTER LIMITS ITS GRANTS TO MICHIGAN ORGANIZATIONS. THE FOUNDATION CANNOT LEGALLY SUPPORT: ORGANIZATIONS THAT ARE NOT ELIGIBLE TO RECEIVE TAX DEDUCTIBLE CONTRIBUTIONS PER THE INTERNAL REVENUE SERVICE; POLITICAL ORGANIZATIONS; SECTARIAN RELIGIOUS ORGANIZATIONS (EXCEPT THOSE THAT ARE LOCATED IN THE MIDLAND COMMUNITY); OR ORGANIZATIONS THAT PRACTICE DISCRIMINATION BY RACE, SEX, CREED, AGE, OR NATIONAL ORIGIN. THE FOUNDATION DOES NOT ACCEPT PRESET "FORMULAS FOR GIVING" PREPARED BY NONPROFIT AGENCIES. SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 6252924 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 9508919 15761843 SEE ATTACHED 1018 W MAIN STREET MIDLAND MI 48640 VARIOUS 7483178 7483178 DOW GARDENS ADMISSIONS 260454 HORTICULTURAL CLASSES 31059 HORTICULTURE SUP/EQUIP SALES 15085 PINES ADMISSIONS 2356 OTHER INCOME 2589 14 232 14 6768801 16 17755 18 34462286 453220 43394 WEDDINGS 33317 45-3135867 RCP FUND VIII LP 900001 -6940 36-4766444 RCP FUND IX LP 900001 -32220 90-0852883 RCP SEC. OPP. 900001 -5161 32-0457025 RCP FUND X LP 900001 -11571 35-2491286 RCP DIRECT II LP 900001 19861 35-2550581 RPC FUND XI LP 900001 -1647 32-0431732 FORTRESS RE OPP 900001 49284 55000 41249074 344860 41648934 1A ADMISSION FEES FOR DOW GARDENS 1B HORTICULTURAL CLASSES FOR CHILDREN & OTHERS 1C HORTICULTURAL SUPPLIES SOLD AS PART OF CHARITABLE ACTIVITIES ASSOCIATED WITH DOW GARDENS 1D MISCELLANEOUS RELATED ACTIVITY RECEIPTS 1E ADMISSIONS FEES FOR THE PINES AREA OF THE GARDENS 11B FEES CHARGED FOR WEDDINGS HELD IN THE GARDENS; ENCOURAGING THE PUBLIC TO UTILIZE THE BEAUTY OF THE GARDENS false false false false false false false false false false ACCOUNTING FEES 39500 19750 19750 SEE ATTACHED LISTING 351831 1163451 362856 305022 PIMCO LOW DURATION BOND FUND 36240 36240 DOW CHEMICAL STOCK 103834444 103834444 DODGE & COX PORTFOLIO SANDS CAPITAL DFA INTL VALUE PORT 4343769 4343769 DFA INTL VALUE 3216861 3216861 DFA INTL SMALL CAP VALUE 6519191 6519191 DFA US SMALL CAP VALUE DFA US MICRO CAP PORT AMERICAN NEW PERSPECTIVE FUND 5825785 5825785 AMERICAN NEW PERSPECTIVE ISHARES MSCI EMERGING POWERSHARES DWA EMERG 38-3479570 - EDF II LP FMV 38-3557229 - ARDESTA FMV ATLANTA SM MID CORE FMV BLACKROCK EQUITY FMV CAMBAIR SCV FMV CHARTWELL SCV FMV DFA US SMALL XM VALUE FMV EAGLE SCG FMV GOLDMAN SACHS FMV GUGGENHEIM FMV HERNDON LCV FMV HODGES SMALL CAP FUND INSTITUTIONAL FMV JP MORGAN LCG FMV PALISADE SCG FMV PIMCO CREDIT ABSOLUTE FMV THORNBURG INVT TR FMV BOSTON LCG FMV MARATHON ACCESS LTD FMV GUGGENHEIM - ML FMV DOMESTIC LARGE CAP FMV HODGES SM INTRINSIC CB FMV ALLIQUA STOCK FMV 1416 1416 51-0381892 - WILSHIRE ASSOCIATES FMV 6067 6067 36-4276935 - ARCH VENTURE FUND IV FMV 11526 11526 47-0859230 - ARCH VENTURE IV-A FMV 15233 15233 36-4119709 - ARCH VENTURE FUND III FMV 17624 17624 RCP FUND XI, LP FMV 20000 20000 36-4142431 - WINDPOINT PARTNERS FMV 26487 26487 PRONAI THERAPEUTICS FMV 63021 63021 FIRST TRUST SPECIALTY FMV 71108 71108 38-3431245 - NORTHCOAST FMV 165084 165084 01-0709496 - OCM REAL ESTATE OPP FMV 180373 180373 CARLYLE STRATEGIC PARTNERS IV FMV 197792 197792 ARBORETUM VENTURES IV FMV 210285 210285 16-1625273 - APJOHN FMV 210887 210887 01-0711466 - TGAP VENTURES FMV 255369 255369 CARLYLE US EQUITY FMV 269690 269690 CEMOF II FOREIGN INVESTORS FMV 299637 299637 EDF VENTURES OPP. FUND FMV 425005 425005 20-3879026 - ABORETUM 1A FMV 429889 429889 RCP FUND IX LP FMV 440458 440458 20-8495541 - ABORETUM 2 FMV 441893 441893 BLACKSTONE ALTERNATIVES FMV 616776 616776 RCP DIRECT II LP FMV 642182 642182 75-3131501 - SENECA PARTNERS FMV 647000 647000 06-1582470 - ARCH VENTURE FUND V FMV 647193 647193 FIDELITY TOTAL MARKET INDEX FUND FMV 652225 652225 LS VIII RECOVERY TRUST FMV 864071 864071 FR XIII GLOBAL ENERGY FMV 872197 872197 03-0469267 - ABORETUM 1 FMV 880866 880866 RCP FUND VIII LP FMV 904999 904999 JP MORGAN GLOBAL BOND FMV 908165 908165 JP MORGAN INTREPID EURO FMV 1008450 1008450 BLACKSTONE CAPITAL FMV 1017440 1017440 DFA EMERGING MKTS CORE - CS FMV 1018165 1018165 VANGUARD SHORT TERM FMV 1031810 1031810 RCP SECONDARY OPP. II & RCP FUND X FMV 1033948 1033948 POWERSHARES EXCHANGE FMV 1037183 1037183 ISHARES IBOXX FMV 1042901 1042901 POWERSHARES VARIABLE FMV 1045924 1045924 PMC PARTNERS I OFFSHORE FMV 1101214 1101214 DRIEHAUS EMERGING MARKET GROWTH FMV 1108437 1108437 20-0751682 - EDF III, LP FMV 1218350 1218350 GS PRIVATE MIDDLE MARKET CR FMV 1254660 1254660 36-4443622 - ARCH DEVELOPMENT FUND 1 FMV 1259524 1259524 GOLDMAN SACHS VINTAGE VI FMV 1287209 1287209 CARLYLE US REALTY FMV 1334748 1334748 FORTRESS CREDIT OPP IV FMV 1378497 1378497 JOHCM INTL SELECT CB FMV 1412400 1412400 LS REAL ESTATE RECOVERY IV FMV 1419674 1419674 CSP III DISTRESSED FMV 1661507 1661507 OAKTREE CAPITAL MGMT FMV 1666551 1666551 PIMCO INVESTMENT GRADE FMV 1792959 1792959 SCOUT UNCONTRAINED BOND FMV 1804610 1804610 ARBORETUM III FMV 1822587 1822587 RENAISSANCE VENTURE CAPITAL FMV 1953537 1953537 GI PARTNERS FMV 1983988 1983988 13-4359956 - NCTI III LIMITED PTRSHP FMV 2078326 2078326 27-3204697 - RESONANT FUND I FMV 2201004 2201004 FORTRESS RE OPP. II FMV 2373481 2373481 BLACKROCK STRAT INCOME FMV 2620334 2620334 CRESCENT VI MEZZANINE FMV 2679557 2679557 JOHCM INTL CS FMV 2755056 2755056 DFA EMERGING MARKETS CORE EQTY FMV 2837787 2837787 ASCEND ACCESS FMV 2948173 2948173 JP MORGAN INTREPID FMV 3300863 3300863 VESEY STREET FUND FMV 3325248 3325248 WINTON FUTURE ACCERSS FMV 3631835 3631835 BEACH POINT ACCESS FMV 3715601 3715601 SIRIOS ACCESS LTD FMV 3761995 3761995 KKR PRINCIPAL OPPORTUNITIES FMV 3791947 3791947 ABRAAJ GROWTH MARKETS FMV 3864595 3864595 GSO MEZZANINE FINANCE FMV 3864599 3864599 YORK TOTAL ACCESS FMV 3889138 3889138 DOUBLELINE TOTAL RETURN FMV 3985420 3985420 DFA GLOBAL EQUITY FMV 3987694 3987694 MARKETFIELD FD FMV 4064513 4064513 SEMINOLE FMV 4075078 4075078 CQS DIRECTIONAL FMV 4143440 4143440 BREP EUROPE IV REAL FMV 4149993 4149993 FINANCIAL STOCKS OFFSHORE FUND FMV 4167601 4167601 LOCUST WOOD CAPITAL FMV 4276154 4276154 ARCHIPELAGO - ML FMV 4289832 4289832 VANGUARD EQUITY FMV 4384997 4384997 MOON CAPITAL GLOBAL FMV 4665903 4665903 GOLDMAN SACHS GLOBAL OPP FUND FMV 5128102 5128102 THORNBURG INTERNATIONAL GROWTH FMV 5207663 5207663 27-3114657 - ARSENAL VENTURE CAPITAL FMV 5470628 5470628 ARCHIPELAGO HOLDINGS FMV 5537574 5537574 OZOFII ACCESS LTD FMV 5875081 5875081 GOLDMAN SACHS MULTI MGR FMV 8209878 8209878 SCHRODER INTERNATIONAL FMV 9330816 9330816 RENAISSANCE INTERNATIONAL FMV 12706240 12706240 SX5E ARN ISSUE BAC FMV 16050686 16050686 SCHWAB US BROAD MARKET ETF FMV 23414538 23414538 FIDELITY TOTAL MARKET FMV 33691066 33691066 VANGUARD TOTAL STOCK MARKET FMV 57568321 57568321 SEE ATTACHED 31457014 9607914 21849100 21849100 INDIRECT LEGAL FEES 16870 16870 UNREALIZED LOSS ON INVESTMENTS 5612502 GIFT SHOP & BEVERAGE SALES INSURANCE 712 712 PAYROLL 1 1 SPECIAL PROJECTS 7766 7766 SUPPLIES 1901 1901 EXPENSES EMPLOYEE EXPENSES 20259 20259 BANK FEES 33028 19610 13418 INSURANCE 56573 1025 55548 PAYROLL PROCESSING FEES 26 1 25 SUPPLIES 138330 3392 133795 MISCELLANEOUS 10825 -3406 CLASSES AND EVENTS 111560 111548 ADVERTISING 50090 43675 SECURITY EXPENSE 75 75 INFORMATION TECHNOLOGY & SOFT 74901 70356 POSTAGE 2278 2278 LICENSES & PERMITS 1255 1255 MEMBERSHIPS & SUBSCRIPTIONS 13895 13690 FUEL 8695 8695 PRESIDENT EXPENSES 16876 15525 SPECIAL PROJECTS -3655 3582 FINES, PENALTIES, AND JUDGMEN -491 COMMUNICATIONS 8944 8944 SEE SCHEDULE - K-1 LOSSES 1652334 1652334 DOW GARDENS ADMISSIONS 260454 260454 HORTICULTURAL CLASSES 31059 31059 HORTICULTURE SUP/EQUIP SALES 15085 15085 PINES ADMISSIONS 2356 2356 OTHER INCOME 2589 2589 WEDDINGS 33317 33317 45-3135867 RCP FUND VIII LP -6940 -6940 36-4766444 RCP FUND IX LP -32220 -32220 90-0852883 RCP SEC. OPP. -5161 -5161 32-0457025 RCP FUND X LP -11571 -11571 35-2491286 RCP DIRECT II LP 19861 19861 35-2550581 RPC FUND XI LP -1647 -1647 32-0431732 FORTRESS RE OPP 49284 49284 DEFERRED TAX LIABILITY 1215000 1109000 INVESTMENT MANAGEMENT FEES 1466234 1466234 CONTRACTED SERVICES 22837 22837 CONSULTANT 12363 12363 GIFT SHOP & BEVERAGE SALES 127344 83950 43394 FOREIGN TAXES 77528 77528 EXCISE TAX 321495