2017-11-02T07:47:23-05:00 2017-06-30 593204548 JAMES MOORE & CO PL 5931 NW 1ST PLACE GAINESVILLE FL 326072063 990 2016-07-01 593211153 FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION INC FLOR 8506448650 2000 LEVY AVENUE SUITE 351 TALLAHASSEE FL 32310 DAVID O'KEEFE ASSISTANT DIRECTOR 8506448650 2017-10-31 1 KEN KURDZIEL P00060407 3523781331 2017-10-31 71.16.127.2 2017-10-31 15:57:04 ED P 711887D289D84E3E4BA270452AE2D66951778DD7 711887D289D84E3E4BA270452AE2D66951778DD7 2016 2021-01-29 14:40:06Z GARY K OSTRANDER 2000 LEVY AVENUE SUITE 351 TALLAHASSEE FL 32310 20548756 0 X WWW.RESEARCH.FSU.EDU X 1993 FL TO PROMOTE, ENCOURAGE, AND ASSIST THE RESEARCH AND TRAINING IN ACTIVITIES OF FACULTY, STAFF, AND STUDENTS OF FLORIDA STATE UNIVERSITY (FSU) THROUGH INCOME FROM CONTRACTS, GRANTS, AND OTHER SOURCES. 9 4 0 0 0 0 0 0 16685815 16275303 2327349 3824472 0 25455 19013164 20125230 12576222 11548051 0 0 512880 681805 0 0 0 3090427 2987859 16179529 15217715 2833635 4907515 147774937 158968854 29597363 30528398 118177574 128440456 TO PROMOTE, ENCOURAGE AND FACILITATE THE RESEARCH AND TRAINING ACTIVITIES OF FACULTY, STAFF AND STUDENTS OF THE FLORIDA STATE UNIVERSITY THROUGH INCOME FROM CONTRACTS, GRANTS AND OTHER SOURCES. 0 0 11548051 11548051 12201538 THE RESEARCH FOUNDATION ACCEPTS AND ADMINISTERS CONTRACTS AND GRANTS FROM PRIVATE SOURCES, (I.E. NON-U.S. FEDERAL, STATE AND LOCAL GOVERNMENTAL ENTITIES), WHICH ARE USED IN SUPPORT OF RESEARCH AT THE FLORIDA STATE UNIVERSITY. THE RESEARCH FOUNDATION PROCESSED 264 PROPOSALS AND 139 AWARDS IN THE CURRENT YEAR. 1619286 3421932 THE RESEARCH FOUNDATION OPERATES EIGHT BUILDINGS WITH THE OBJECTIVE OF PROVIDING RESEARCH FACILITIES FOR FLORIDA STATE UNIVERSITY TENANTS TO PERFORM RESEARCH. 1207097 651833 ADMINISTERING INCOME FROM RESEARCH/ROYALTY CONTRACTS RECEIVED BY UNIVERSITY DEPARTMENTS AND LICENSING OR OTHER CONTRACTUAL ARRANGEMENTS RELATED TO PATENTABLE PRODUCTS DEVELOPED BY FLORIDA STATE UNIVERSITY FACULTY, STAFF, AND STUDENTS. 14374434 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 177 0 1 0 0 0 0 0 0 0 0 0 0 0 X 9 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X DAVID O'KEEFE 8506443985 2000 LEVY AVENUE SUITE 351 TALLAHASSEE FL 32310 JOHN THRASHER DIRECTOR 1.00 40.00 X 0 637989 200762 SALLY MCRORIE DIRECTOR 1.00 40.00 X 0 371261 37400 KYLE CLARK DIRECTOR 1.00 40.00 X 0 340890 40540 SAM HUCKABA DIRECTOR 1.00 40.00 X 0 257837 39588 GARY K OSTRANDER PRESIDENT 15.00 40.00 X X 0 313742 52407 JOSEPH W LANDERS DIRECTOR 1.00 X 0 0 0 KAY STEPHENSON DIRECTOR 1.00 X 0 0 0 KIM WILLIAMS DIRECTOR 1.00 X 0 0 0 RICARDO SCHNEIDER DIRECTOR 1.00 X 0 0 0 WILLIAM R ELLINGTON VICE PRESIDENT 3.00 40.00 X 0 217267 34297 KELLY STARKE SECRETARY 5.00 40.00 X 0 63455 0 HEATHER CAVE EXECUTIVE DIRECTOR 40.00 X 0 66297 11939 OLIVIA POPE TREASURER 5.00 40.00 X 0 163653 32428 BILL SWEENEY FORMER DIRECTOR 0.00 40.00 X 0 137165 10449 DAVID COBURN FORMER DIRECTOR 0.00 40.00 X 0 156776 6900 HOLLY NEWELL FORMER OFFICER (CFO) 0.00 40.00 X 0 145201 36482 0 2871533 503192 0 1 1 0 SMITH & HOPEN PA 180 PINE AVENUE N OLDSMAR FL 34677 LEGAL-PATENT AND COPYRIGHT 389882 ROSEN CENTRE HOTEL 9840 INTERNATIONAL DRIVE ORLANDO FL 32819 BANQUET-CONFERENCE EVENT 150498 EVERSHEDS SUTHERLAND (US) LLP 999 PEACHTREE ST NE SUITE 2300 ATLANTA GA 30309 LEGAL-PATENT AND COPYRIGHT 146546 ALCHEMY-PARTNERS PC 5885 TRINITY PARKWAY SUITE 370 CENTREVILLE VA 20120 LEGAL-PATENT AND COPYRIGHT 130058 PUBLIC RELIGION RESEARCH INSTITUTE INC 2027 MASSACHUSETTS AVE NW FL3 WASHINGTON DC DC 20036 RESEARCH GRANT 115000 5 CONTRACTS AND GRANTS 900099 12201538 12201538 RENTAL REVENUE 532000 3421932 3421932 LICENSING FEES & ROYALTIES 900099 651833 651833 16275303 4247998 423526 3824472 3824472 3824472 MISCELLANEOUS REVENUE 900099 25455 25455 25455 20125230 16275303 0 3849927 11110984 11110984 437067 437067 90574 90574 556300 556300 34931 34931 29750 29750 97097 97097 1012034 977405 34629 PATENT & LICENSING COST 806362 806362 RENTAL EXPENSES 641881 641881 ROYALTY ALLOCATIONS 400735 400735 15217715 14374434 843281 0 75723097 78753754 688442 1185628 293600 159836 1000000 1025000 99065 146639 27944305 11952619 16916760 15991686 47470059 56209356 5583914 5496955 147774937 158968854 327634 460384 10109266 10676868 10100000 9585000 9060463 9806146 29597363 30528398 X 118177574 128440456 0 0 0 0 118177574 128440456 147774937 158968854 X 4907515 5405129 -49762 X X 0 1 X 1 0 X X 1 FLORIDA STATE UNIVERSITY 591961248 2 1 13568072 0 1 13568072 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1326654 1326654 26617651 11952619 14665032 15991686 NORTHERN TRUST NTGI-QM 56209356 F 56209356 INVENTORS ROYALTY ALLOCATION PAYABLE 344878 INVENTORS DPTMT. ALLOCATION PAYABLE 1481929 DUE TO FLORIDA STATE UNIVERSITY 6832308 GIFT ANNUITY OBLIGATION 225569 UNAMORTIZED PREMIUM 921462 9806146 X 25530359 5405129 5405129 20125230 0 20125230 15267477 49762 49762 15217715 0 15217715 PART X, LINE 2: PURSUANT TO A DETERMINATION LETTER RECEIVED FROM THE INTERNAL REVENUE SERVICE, THE RESEARCH FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND AS SUCH IS LIABLE FOR TAX ONLY ON BUSINESS INCOME UNRELATED TO THE PURPOSE FOR WHICH IT IS EXEMPT. NO PROVISION FOR INCOME TAX EXPENSE OR LIABILITY HAS BEEN MADE IN EITHER YEAR PRESENTED. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN ANNUITY VALUE 49,762. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EFFICIENCY & TECHNOLOGY RESEARCH AND ARCHAELOGICAL DIG 25150 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTS TO RECIPIENTS 372021 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS 39896 0 0 0 0 0 0 437067 0 437067 EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 107990 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 100632 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 47600 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 40817 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 35269 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 31651 WIRE TRANSFER EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH ON THE SCIENCE & PHILOSOPHY OF SELF CONTROL 8062 WIRE TRANSFER NORTH AMERICA MARINE RESEARCH 39896 WIRE TRANSFER 9 0 0 0 0 0 0 PART I, LINE 2: FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION HAS AN INTERNAL GRANTS DEPARTMENT THAT REVIEWS THE CONTRACTS AND GRANTS FOR COMPLIANCE WITH THE ORGANIZATION'S POLICIES AND PROCEDURES AND SPONSOR GUIDELINES. SCHEDULE F, PART I, LINE 3 PART I, LINE 3, THE EXPENSES REPORTED MAY INCLUDE BOTH FOREIGN AND DOMESTIC ACTIVITY. 1 FLORIDA STATE UNIVERSITY 600 W COLLEGE AVENUE TALLAHASSEE FL 32306 591961248 115 11110984 RESEARCH 1 PART I, LINE 2: FLORIDA STATE UNIVERSITY RESEARCH FOUNDATION HAS AN INTERNAL GRANTS DEPARTMENT THAT REVIEWS THE CONTRACTS AND GRANTS FOR COMPLIANCE WITH THE ORGANIZATION'S POLICIES AND PROCEDURES AND SPONSOR GUIDELINES. X X X 0 0 0 0 0 0 0 0 0 JOHN THRASHER DIRECTOR 0 477427 0 100000 0 60562 0 168717 0 32045 0 838751 0 0 SALLY MCRORIE DIRECTOR 0 364761 0 0 0 6500 0 28833 0 8567 0 408661 0 0 KYLE CLARK DIRECTOR 0 332190 0 0 0 8700 0 21455 0 19085 0 381430 0 0 SAM HUCKABA DIRECTOR 0 257837 0 0 0 0 0 20631 0 18957 0 297425 0 0 GARY K OSTRANDER PRESIDENT 0 313742 0 0 0 0 0 30816 0 21591 0 366149 0 0 WILLIAM R ELLINGTON VICE PRESIDENT 0 202382 0 0 0 14885 0 16258 0 18039 0 251564 0 0 OLIVIA POPE TREASURER 0 163653 0 0 0 0 0 12440 0 19988 0 196081 0 0 BILL SWEENEY FORMER DIRECTOR 0 137165 0 0 0 0 0 10156 0 293 0 147614 0 0 DAVID COBURN FORMER DIRECTOR 0 156776 0 0 0 0 0 6900 0 0 0 163676 0 0 HOLLY NEWELL FORMER OFFICER (CFO) 0 145201 0 0 0 0 0 12019 0 24463 0 181683 0 0 A STATE OF FLORIDA 593211153 2013-01-01 11920000 RESEARCH 0 0 0 A 2335000 11920000 11920000 1 0 1 1 A 0 0 0 1 1 0.02420 0.02420 0 0 0 A 0 0 0 0 0 0 0 0 0 A 0 FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY THE DIRECTOR AND ASSISTANT DIRECTOR. ANY ISSUES OR QUESTIONS ARE RESOLVED WITH THE INDEPENDENT ACCOUNTING FIRM THAT PREPARES THE FORMS. UPON THE APPROVAL OF DIRECTOR, THE RETURN IS PROVIDED TO THE BOARD BEFORE THE RETURN IS FILED WITH THE IRS. DISTRIBUTION TO ALL BOARD MEMBERS MAY BE IN THE FORM OF ELECTRONIC MAIL, NOTIFICATION OF A LINK TO A WEBSITE OR ACTUAL MAILING OF THE DOCUMENT. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST POLICY ANNUALLY. ANY KNOWN OR POTENTIAL CONFLICTS ARE DISCUSSED AND RESOLVED WITH THE CHAIRMAN OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15A ALL SALARIES ARE IN A PAYBAND BASED ON POSITION LEVEL. THE CFO HAS AN ANNUAL WRITTEN CONTRACT WITH FSU. THE ORIGINAL SALARY WAS SET BY THE PRESIDENT OF FSU RESEARCH FOUNDATION, AND THE ASSOCIATE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION FOR FSU. SUBSEQUENT TO THAT, THERE IS AN ANNUAL REVIEW. SALARY INCREASES ARE PROVIDED WHEN THE STATE GIVES RAISES, AND WHEN APPROVED BY THE PRESIDENT. THE MOST RECENT COMPENSATION COMPARISON WAS CONDUCTED IN 2012. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FINANCIAL STATEMENTS, BYLAWS AND ARTICLES OF INCORPORATION ARE AVAIALBLE ON THE WEBSITE. OTHER GOVERNING DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN ANNUITY VALUE -49,762. FORM 990, PART XII, LINE 2C THE PROCESS FOR THE SELECTION AND SUPERVISION OF THE ORGANIZATION'S INDEPENDENT AUDITOR HAS REMAINED CONSISTENT WITH THE PRIOR YEAR. FLORIDA STATE UNIVERSITY 600 W COLLEGE AVENUE TALLAHASSEE FL 32306 591961248 EDUCATION FL 115 N/A 0 0 1 0 0 0 0 0 0 0 1 1 0 0 1 0 1 1 1 0 FLORIDA STATE UNIVERSITY J 3404625 CASH VALUE FLORIDA STATE UNIVERSITY R 227829 CASH VALUE