2017-10-31T16:31:30-05:00 2016-12-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2016-01-01 360753125 The Financial Services Roundtable FINA 2022894322 600 13th Street NW No 400 Washington DC 20005 George Forsberg Chief Financial Officer 2022894322 2017-10-31 1 Nicole M Prince CPA P01315245 7038930300 2017-10-31 72.214.41.82 2017-10-31 17:31:22 ED P 6C9B1A35775087DBDB8A6D25ECA509C7F6C27838 6C9B1A35775087DBDB8A6D25ECA509C7F6C27838 2016 2021-01-29 14:40:06Z Timothy Pawlenty 600 13th Street NW No 400 Washington DC 20005 21363660 0 X www.fsround.org X 1994 DC Promotes the business of banking and financial services and encourages the development of sound banking and financial policies and practices. 25 25 88 0 0 0 0 17752 20344329 21079349 49121 42509 26139 224050 20419589 21363660 0 20000 0 0 11946052 13149826 0 0 0 6876385 7025523 18822437 20195349 1597152 1168311 16588599 19443610 7879481 9751705 8709118 9691905 Promotes the business of banking and financial services and encourages the development of sound banking and financial policies and practices. 0 0 Identifies impacts of pending legislation and regulation affecting the financial services industry and develops and advocates solutions to major policy concerns. The Housing Policy Council Fund was established for the purpose to determine and influence the most critical public policy issues that shape a vibrant competitive mortgage and housing marketplace. BITS addresses issues at the intersection of financial services, technology and public policy, where industry cooperation serves the public good, such as critical infrastructure protection, fraud prevention, and the safety of financial services. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 74 0 1 88 1 0 0 0 0 0 0 X 25 25 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 DC X Sarah Drew 2022894322 600 13th Street NW Suite 400 Washington DC 20005 Ajaypal S Banga Chairman 1.00 X X 0 0 0 Brian T Moynihan Chairman-Elect 1.00 X X 0 0 0 Frederick H Waddell Immediate-Past Chairman 1.00 X X 0 0 0 William H Rogers Jr BITS Chairman 1.00 X X 0 0 0 Kessel Stelling Treasurer 1.00 X X 0 0 0 Richard K Davis Director 1.00 X 0 0 0 Thomas J Wilson Director 1.00 X 0 0 0 Kent Adams Director 1.00 X 0 0 0 William S Demchak Director 1.00 X 0 0 0 Philip B Flynn Director 1.00 X 0 0 0 Mark Pearson Director 1.00 X 0 0 0 Charles W Scharf Director 1.00 X 0 0 0 Theodore A Mathas Director 1.00 X 0 0 0 Daryl G Byrd Director 1.00 X 0 0 0 Thomas J McInerney Director 1.00 X 0 0 0 Paul C Reilly Director 1.00 X 0 0 0 J Eric Smith Director 1.00 X 0 0 0 Stephen D Steinour Director 1.00 X 0 0 0 Christopher B Begy Director 1.00 X 0 0 0 John P Barnes Director 1.00 X 0 0 0 William Emerson Director 1.00 X 0 0 0 David I McKay Director 1.00 X 0 0 0 Richard McKenney Director 1.00 X 0 0 0 Robert L Reynolds Director 1.00 X 0 0 0 Amer Sajed Director 1.00 X 0 0 0 Timothy Pawlenty CEO 50.00 X 2732716 0 37100 John Dalton President HPC 50.00 X 1150271 0 37100 Chris Feeney President BITS 50.00 X 493800 0 65503 Eric Hoplin Executive Director, FSR 50.00 X 516737 0 37100 Eric Selk Executive Director - Hope 50.00 X 235040 0 39710 Paul Leonard VP of Government Affairs 50.00 X 427077 0 70192 Kevin Foster VP and Sr. Counsel 50.00 X 364899 0 37199 Anthony Cimino Vice President, GA 50.00 X 354568 0 39479 Francis Creighton EVP, GA 50.00 X 443596 0 35992 Jason Kratovil VP of Government Affairs 50.00 X 276848 0 53234 6995552 0 452609 30 0 1 0 Barnett Sivon Natter 1155 15th Street NW Suite 1101 Washington DC 20005 Consulting 532196 Harbinger LLC 1919 M Street NW Suite 200 Washington DC 20036 Consulting 334389 Gibson Dunn & Crutcher LLP PO Box 840723 Los Angeles CA 90084 Consulting 254952 Smith Free Group LLC 1401 K Street NW Suite 1200 Washington DC 20005 Consulting 142323 Clark Lytle & Gedulig 1101 K Street NW Suite 650 Washington DC 20005 Consulting 140000 6 17752 17752 Membership dues 900099 18066232 18066232 Coalition income 900099 1734917 1734917 Meetings & conferences 900099 677773 677773 Corporate Social Responsibility 900099 552870 552870 Hope Now sponsorship & outreach 900099 47557 47557 21079349 42509 42509 18077 18077 Net partnership income 518210 205182 205182 791 791 205973 21363660 21284531 0 61377 20000 5345078 6061950 736146 561789 444863 202347 26087 1500082 67897 506970 206374 1221229 229663 1086010 385207 80819 Coalition expenditures 1425933 Dues/subscriptions 45000 Hope Now outreach 41206 Corp. Social Responsib. 699 20195349 7180645 9827397 4889891 4911285 189179 275671 146283 134337 3482406 1133216 2709903 2349190 205182 1472698 1740548 16588599 19443610 3603266 4258733 1509882 2821330 2766333 2671642 7879481 9751705 X 8709118 9691905 8709118 9691905 16588599 19443610 X 1168311 -185524 X 0 1 X 1 0 0 0 0 18055600 635859 635859 6319460 -5683601 2424213 598948 1825265 1058193 534268 523925 2349190 Deposits 396839 Assets held under deferred compensation plan 469484 Prepaid pension asset 874225 1740548 Refundable advances 211723 Deferred rent 1990435 Deferred compensation liabilities 469484 2671642 X 21563660 200000 200000 21363660 0 21363660 20395349 0 20395349 -200000 -200000 20195349 Part X, Line 2: Management evaluated the Roundtable's tax positions and concluded that the Roundtable's financial statements do not include any uncertain tax positions. Part XI, Line 2d - Other Adjustments: Cost reimbursements 200,000. Part XII, Line 4b - Other Adjustments: Cost reimbursements -200,000. 1 Americans for Tax Reform 722 12th Street NW 4th Floor Washington DC 20005 521403587 501(c)(4) 20000 n/a n/a Research and publication on how best to reform America's tax code. 0 1 Part I, Line 2: Roundtable management attend monthly meetings with other stakeholders to monitor progress and share its perspective. Roundtable management also attended policy forums with senior members of congress they've hosted to discuss these issues. X 1 1 X X X X X 0 0 0 Timothy Pawlenty CEO 1805821 0 925000 0 1895 0 37100 0 0 0 2769816 0 0 0 John Dalton President HPC 793301 0 350000 0 6970 0 37100 0 0 0 1187371 0 0 0 Chris Feeney President BITS 407386 0 75000 0 11414 0 37100 0 28403 0 559303 0 0 0 Eric Hoplin Executive Director, FSR 316359 0 200000 0 378 0 37100 0 0 0 553837 0 0 0 Eric Selk Executive Director - Hope 219024 0 15000 0 1016 0 33002 0 6708 0 274750 0 0 0 Paul Leonard VP of Government Affairs 353984 0 70000 0 3093 0 37100 0 33092 0 497269 0 0 0 Kevin Foster VP and Sr. Counsel 284169 0 80000 0 730 0 28224 0 8975 0 402098 0 0 0 Anthony Cimino Vice President, GA 239182 0 115000 0 386 0 35450 0 4029 0 394047 0 0 0 Francis Creighton EVP, GA 268176 0 175000 0 420 0 35992 0 0 0 479588 0 0 0 Jason Kratovil VP of Government Affairs 236320 0 40000 0 528 0 35000 0 18234 0 330082 0 0 0 Part I, Line 1a Chris Feeney received amounts for travel, moving, and housing expenses. Form 990, Part VI, Section A, line 6 The Roundtable's membership is reserved for for-profit companies delivering integrated financial services within the United States. The Roundtable's Nominating Committee, comprised of representatives of the membership, has the authority to nominate Board members for election. Form 990, Part VI, Section A, line 7a The Roundtable's directors are elected by the membership. Form 990, Part VI, Section A, line 7b Any amendments to the Roundtable's Bylaws are required to be approved by the membership. Form 990, Part VI, Section B, line 11b The 990 is prepared by the Roundtable's outside auditors. It is then reviewed by the CFO, the CEO, and the Audit and Finance Committee. The return will be distributed to the Board of Directors prior to filing. Form 990, Part VI, Section B, line 12c The conflict of interest policy is distributed to directors, officers, executive employees, and key employees for self-disclosure. It must be signed and returned to the organization, where it is kept on file. Individuals are required to report any conflicts to the Board, which will take the appropriate actions. Form 990, Part VI, Section B, line 15 An annual salary survey is prepared by the Roundtable's outside auditors using data gleaned from comparable trade associations. The survey is reviewed by the Chairman and the Compensation Committee who then decide on a compensation amount. The decision is documented and a copy is retained in the personnel file. Form 990, Part VI, Section C, line 19 The Organization makes its governing documents, conflict of interest policy, and financial statements available to the public upon request. Form 990, Part XI, line 9: Change in benefit plan obligation -185,524. Financial Services Roundtable PAC 600 13th Street NW Suite 400 Washington DC 20005 530242039 Political Action Committee DC 527 Financial Services Roundable 1 fTLD Registry Services LLC 1120 Connecticut Avenue NW Washington DC 20036 454083790 Operate financial services TLDs to promote safety and security. DE N/A Related 274993 304802 0 1 0.33300 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0