2017-10-02T11:00:01-05:00 2016-12-31 946214841 Armanino LLP 15950 N Dallas Parkway Suite 600 Dallas TX 75248 990PF 2016-01-01 752864400 Berry R Cox Family Foundation BERR 2142203612 2100 McKinney Avenue No 1700 Dallas TX 75201 Justin Cox President 2142203612 2017-10-02 1 Kelly M Gillette P00548846 9726611843 74.202.33.30 2017-10-02 09:29:11 CD P 060773DF71E2F63CB7938F80270855F50F8FC58C 060773DF71E2F63CB7938F80270855F50F8FC58C 2016 2021-01-29 14:40:06Z X 8105747 X X 30734 30734 -36000 5901226 0 97907 70998 0 92641 101732 0 0 0 0 0 155 155 0 0 22485 11243 0 11242 507 507 0 0 51425 51425 0 0 651 651 0 0 21056 21056 0 0 96279 85037 0 11242 586328 586328 682607 85037 0 597570 -589966 16695 0 6340 7693 7693 3679308 7556513 7556514 249340 0 959074 249340 249340 0 286900 292200 4111007 0 0 8755729 8100446 8105747 65317 0 65317 0 X 0 0 11953753 11953753 -3263341 -3853307 8690412 8100446 8755729 8100446 8690412 -589966 0 8100446 0 8100446 Publicly Traded Securities P 1653958 1634394 19564 19564 The Mangrove Partners Fund, LP P 2016-05-20 1154497 1187005 -32508 -32508 Sio Partners, LP P 2016-09-20 821060 821060 0 0 Tide Point Partners, LP P 2016-07-18 984792 983744 1048 1048 RiverNorth Institutional Partners, LP P 2016-02-22 1069463 1069463 0 0 The Mangrove Partners Fund, LP P 217456 217456 217456 The Mangrove Partners Fund, LP P 956 -956 -956 RiverNorth Institutional Partners, LP P 26027 -26027 -26027 RiverNorth Institutional Partners, LP P 18998 -18998 -18998 Sio Partners, LP P 113261 -113261 -113261 Sio Partners, LP P 82318 -82318 -82318 -36000 97732 0 316377 8588063 0.036839 443943 9120921 0.048673 462565 8968479 0.051577 483678 9244671 0.052320 489862 9757562 0.050203 0.239612 0.047922 8128703 389544 167 389711 597570 X 167 0 167 0 167 7500 7500 7333 7333 0 0 0 0 0 0 0 0 0 1 1 0 1 1 TX 1 0 0 0 0 1 N/A Berry R Cox Family Foundation 2142203612 2100 McKinney Ave Ste 1700 Dallas TX 75201 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Berry R Cox 2100 McKinney Ave Ste 1700 Dallas TX 75201 Trustee 1.00 0 0 0 Jeanne T Cox 2100 McKinney Ave Ste 1700 Dallas TX 75201 Trustee 1.00 0 0 0 Justin B Cox 2100 McKinney Ave Ste 1700 Dallas TX 75201 Trustee/Pres/Treas 1.00 0 0 0 John GT Cox 2100 McKinney Ave Ste 1700 Dallas TX 75201 Trustee 1.00 0 0 0 Kara Jenkins 2100 McKinney Ave Ste 1700 Dallas TX 75201 Secretary 1.00 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 0 347799 6169947 1734744 8252490 0 0 8252490 123787 8128703 406435 406435 167 3886 4053 402382 0 402382 0 402382 597570 0 597570 167 597403 402382 423032 0 0 597570 423032 0 0 174538 0 0 0 0 0 0 0 0 227844 0 0 0 Berry R Cox X Alcuin School 6144 Churchill Way Dallas TX 75230 PC The Ann R. Cox Scholarship Fund 25000 Communities Foundation of Texas 5500 Caruth Haven Lane Dallas TX 75225 PC Berry R. Cox Family Fund 115688 Communities Foundation of Texas 5500 Caruth Haven Lane Dallas TX 75225 PC Berry R. Cox Family Fund 110296 Council on Foreign Relations 58 East 68th Street New York NY 10065 PC General Fund 25000 Friends of the Texas Freshwater Fisheries Center 5550 FM 2495 Athens TX 75751 PC General Fund 500 Goodwill Industries of Dallas Inc 3020 N Westmorelane Rd Dallas TX 75212 PC General Fund 500 Highland Park United Methodist 3300 Mockingbird Ln Dallas TX 75205 PC Flowers 225 Southern Methodist University PO Box 750402 Dallas TX 75275 PC Center for Faith and Learning 1000 Southern Methodist University PO Box 750402 Dallas TX 75275 PC J G Tower Center for Political Studies 1000 Southern Methodist University PO Box 750402 Dallas TX 75275 PC Brad E. Cheves Endowed Tower Scholars Program Fund 1000 Southwestern Medical Foundation 2305 Cedar Springs Rd Ste 150 Dallas TX 75201 PC Friends of the Alzheimer's Disease Center 500 Southwestern Medical Foundation 2305 Cedar Springs Road Ste 150 Dallas TX 75201 PC General Fund 750 Southwestern Medical Foundation 2305 Cedar Springs Road Ste 150 Dallas TX 75201 PC Fund for Brain Health 250000 Southwestern University PO Box 770 Georgetown TX 78627 PC Tower Library Operations Fund 1500 Texas Book Festival 610 Brazos Suite 200 Austin TX 78701 PC General Fund 2500 Texas Tech Foundation 3601 4th Street MS 6238 Lubbock TX 79430 PC Laura Bush Institute for Women's Health Fund for Excellence 5000 The Hockaday School 11600 Welch Road Dallas TX 75229 PC General Fund 500 The Salvation Army 8787 N Stemmons Freeway Ste 800 Dallas TX 75247 PC General Fund 1000 Van Cliburn Foundation Inc 201 Main StreetSuite 100 Fort Worth TX 76102 PC General Fund 5000 Alcuin School 6144 Churchill Way Dallas TX 75230 PC Alex Podeszwa Legacy Fund 5000 Anti-Defamation League 5720 LBJ Freeway Suite 120 Dallas TX 75240 PC 2016 Schoenbrun Jurisprudence Luncheon 3000 Circle Ten Council of Boy Scouts of America 8605 Harry Hines Blvd Dallas TX 75235 PC Friends of Scouting Campaign 250 Cal Farleys Boys Ranch PO Box 1890 Amaraillo TX 79105 PC General Fund 45 Family Gateway Inc 711 S St Paul Street Dallas TX 75201 PC General Fund 1000 Global Health Corps One Penn Plaza Suite 6271 New York NY 10119 PC General Fund 2500 Guns and Hoses Foundation of North Texas 1801 Forest Lane Garland TX 75751 PC Genearl Fund 1000 Highland Park Presbyterian Day School 3821 University Blvd Dallas TX 75205 PC General Fund 350 Highland Park United Methodist 7777 Forest Lane Suite B326 Dallas TX 75205 PC General Fund 7000 Highland Park United Methodist 7777 Forest Lane Suite B326 Dallas TX 75205 PC General Fund 3000 National Gallery of Art 2000B South Club Drive Landover MD 20785 PC General Fund 1000 Parks & Wildlife Foundation of TX Inc 2914 Swiss Avenue Dallas TX 75204 SOUNK General Fund 10000 S M Wright Foundation 9213 Soverign Row Dallas TX 75247 PC Beds for Kids Campaign 2000 St Philips School & Community 1600 Pennsylvania Dallas TX 75215 PC 2017 Annual Campaign 1000 The Dallas Foundation 3963 Maple Avenue Suite 390 Dallas TX 75219 PC Line of Duty Fund for our Fallen Officers 1000 The Dallas Foundation 3963 Maple Avenue Suite 390 Dallas TX 75219 PC Brook Hollow Golf Club Scholarship Fund 100 United Negro College Fund Inc 501 Elm Street Suite 700 Dallas TX 75202 PC Theodore R. Lee Scholarship Fund 100 Visiting Nurse Association of Texas PO Box 65068 Dallas TX 75265 PC Meals on Wheels 24 Yellow Rose Gala Foundation PO Box 192131 Dallas TX 75219 PC General Fund 1000 586328 0 14 30734 900099 26909 14 -36000 TidePoint Partners, LP 14 73014 Mangrove Partners Fund, LP Income 14 -6023 Sio Group, LLC Income 14 3407 Other Income 14 600 26909 65732 0 92641 0 0 0 0 0 0 0 0 0 0 Audit Fees 8800 4400 0 4400 Tax Fees 13685 6843 0 6842 Briston Myers Squibb Co 286900 292200 Mangrove Partners Fund, LP FMV 0 0 Sio Group, LLC FMV 0 0 Tide Point Partners, LP FMV 0 0 RiverNorth Institutional Partners FMV 0 0 Locke Lord LLP 155 155 0 0 Mangrove Partners Fund, LP Expenses 7473 7473 0 0 Sio Group, LLC Expenses 12054 12054 0 0 RiverNorth Institutional Partners 1529 1529 0 0 UBTI - Short-Term Gain 31007 0 31007 UBTI - Long-Term Gain -973 0 -973 UBTI - Ordinary Other -3125 0 -3125 TidePoint Partners, LP 73014 73014 73014 Mangrove Partners Fund, LP Income -6023 -6023 -6023 Sio Group, LLC Income 3407 3407 3407 Other Income 600 600 600 Unrealized G/L & Book/Tax Differences from K-1 65317 0 JP Morgan Chase Safekeeping Fees 507 507 0 0 Foreign Tax Expense 651 651 0 0 Federal Income Tax Expense 0 0 0 0