2017-09-18T14:59:20-05:00 2016-12-31 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2016-01-01 133615533 Rockefeller Philanthropy Advisors INC % TINA BEYERS ROCK 2128124330 6 west 48th street 10th floor NEW YORK NY 10036 TINA BEYERS VP & CFO 2128124330 2017-09-18 true Scott Thompsett P00741490 2125990100 38.84.128.189 26377520172615000003 2017-09-18 P C8C4688EC72A735915B1B9C06A2F4F4B08C16E7B 0AE51D185F2B8DBE64241C7507ECC047D5915589 2016 2021-01-29 14:40:06Z Melissa A Berman 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 283860831 false X WWW.ROCKPA.ORG X 1992 DE help donors create thoughtful, effective philanthropy throughout the world. rpa assists individuals, trusts, foundations, & corporations in achieving their philanthropic goals. 17 16 296 17 0 0 205065709 204486774 6353488 5453636 1283240 5699405 469910 161497 213172347 215801312 109957563 85665975 0 0 26583000 30963890 211000 327400 686118 41863798 50066548 178615361 167023813 34556986 48777499 197645943 239055438 55241993 53171138 142403950 185884300 ROCKEFELLER PHILANTHROPY ADVISORS (RPA) AIMS TO ENCOURAGE THOUGHTFUL, EFFECTIVE PHILANTHROPY THROUGHOUT THE WORLD. TO THIS END, RPA DEVELOPS, AND MANAGES CHARITABLE PROGRAMS; CONDUCTS RESEARCH, AUTHORS PUBLICATIONS AND PROVIDES GUIDANCE ON CHARITABLE GIVING AND PHILANTHROPY; AND OFFERS PROGRAMMATIC, ADMINISTRATIVE AND GRANT-MAKING SUPPORT TO DONORS, ASSISTING INDIVIDUALS, INSTITUTIONS, GOVERNMENT AGENCIES AND GROUPS IN ACHIEVING THEIR PHILANTHROPIC GOALS. CURRENTLY, RPA WORKS WITH MORE THAN 540 DONORS, FACILITATING APPROXIMATELY $200 MILLION IN GRANTS AND SOCIAL INVESTMENTS TO MORE THAN 40 COUNTRIES IN AFRICA, ASIA, AUSTRALIA, THE CARIBBEAN, EUROPE, LATIN AMERICAN AND NORTH AMERICA. RPA'S BROAD RANGE OF WORK INCLUDES: 1. ADVISING DONORS REGARDING THE ARTICULATION AND IMPLEMENTATION OF CHARITABLE PROGRAMMING; 2. MANAGING A CHARITABLE GIVING FUND TO PROVIDE DONORS WITH A FLEXIBLE, COST-EFFECTIVE WAY TO REACH THEIR CHARITABLE GOALS; 3. PROVIDING FISCAL, ADMINISTRATIVE AND PROGRAMMATIC SUP false false 136647975 67504123 1113094 Sponsored Projects - RPA'S SPONSORED PROJECT PROGRAM enableS individuals AND groups to pursue a variety of specialized charitable grant-making projects and activities consistent with the general mission of RPA. RPA provides administrative and programmatic SUPPORT TO enable funders to develop launch and promote high-impact projects around the globe. FIscal sponsorship substantially reduces the costs typically associated with developing nonprofit governance, management and operational infrastructure. RPA has extensive experience INCUBATING start-up, innovative and complex projects in the U.S and overseas. RPA can: 1. Provide strong accounting, HR, finance & IT infrastructure 2. Develop and monitor sophisticated project budget and grant reporting 3. Offer research, analysis, grantmaking and evaluation services 4. Adopt project governance structures that engage external advisors, funders and other principals. 17595377 17315345 601744 Charitable Funds - RPA serves as a grant-making vehicle that enables a donor to make recommendations with respect to his or her philanthropic objectives. RPA's Charitable Giving Fund is a flexible, cost-effective way for its donors to achieve their charitable aims. It is an optimal alternative for individuals, couples or families seeking expert philanthropic advice without the expense and complexity of forming a private foundation. 7139276 846507 3738798 General Fund/RPA Consulting - To facilitate philanthropy and to support the growth of a vital, creative, not-for-profit sector. RPA has the skill and expertise to engage clients at all stages of the philanthropic life cycle, from concept and start-up to ongoing operations and succession planning. As part of our mission of thoughtful and effective philanthropy, we share research, best practices and new-thinking that elevate the field of philanthropy and support the sector. 161382628 true true false true false true false false false true true false false false true true true false false true true true false true false false false true true true false false false false false false false false true false false false true false false false false true 545 0 true 296 true false false false false false false false false false false false false false X 17 16 true false false false false false false true true false false true true true true true true true true false AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY ND OH OK OR PA RI SC TN UT VA WA WV WI X X TINA BEYERS 2128124330 6 WEST 48 STREET 10TH FLOOR NEW YORK NY 10036 Melissa A Berman President and CEO 35.0 0.0 X X 375000 0 51611 steven Wayne chair 1.0 0.0 X X 0 0 0 Adam Wolfensohn Treasurer 1.0 0.0 X X 0 0 0 Kyungsun Chung Board Member 1.0 0.0 X 0 0 0 Rien Van Gendt Board Member 1.0 0.0 X 0 0 0 Wendy O'Neill Board Member 1.0 0.0 X 0 0 0 Marnie S Pillsbury Board Member 1.0 0.0 X 0 0 0 Michael Rockefeller Board Member 1.0 0.0 X 0 0 0 Luther M Ragin Jr Board Member 1.0 0.0 X 0 0 0 juanita T james board member 1.0 0.0 X 0 0 0 PETER C ROCKEFELLER BOARD MEMBER 1.0 0.0 X 0 0 0 BARBARA B ROCKEFELLER BOARD MEMBER 1.0 0.0 X 0 0 0 Sarah Teacher Board Member 1.0 0.0 X 0 0 0 Valerie Rockefeller Wayne Board Member 1.0 0.0 X 0 0 0 julia lopez board member 1.0 0.0 X 0 0 0 mac broderick board member 1.0 0.0 X 0 0 0 theo spencer board member 1.0 0.0 X 0 0 0 Darren Walker Board member (thru April 2016) 1.0 0.0 X 0 0 0 Chris B Page Executive Vice President 35.0 0.0 X 338655 0 43794 Walter Sweet Vice President&corp secretary 35.0 0.0 X 213446 0 47798 Yolanda A Arias-Brownell VP of HR & ASST. CORP. SEC. 35.0 0.0 X 213569 0 38760 Nicholas Hodges Senior Vice President/COO 35.0 0.0 X 294636 0 35726 Tina Marie Beyers Vice President and CFO 35.0 0.0 X 207445 0 35551 Jane M Levikow VP SPONSORED PROJECTS & FUNDS 35.0 0.0 X 210861 0 29456 Jeffrey A Nesbit Exec. Director, Sponsored Proj 35.0 0.0 X 261906 0 24556 Andrew George Salkin Senior VP SPONSORED PROJECT 35.0 0.0 X 265937 0 25884 Bryna Anne Lipper Sr. VP Sponsored Projects 35.0 0.0 X 276875 0 34001 DARLENE CURLEY JACKSON CEO & dir. sponsored projects 35.0 0.0 X 264000 0 19730 ELIZABETH YEE Vice Pres. Sponsored projects 35.0 0.0 X 260937 0 22169 3183267 0 409036 79 false true false SAFEGUARD WORLD INTERNATIONAL 108 WILD BASIN ROAD SOUTH STE 200 AUSTIN TX 78746 INT'l PAYROLL SVCS 2396455 BANKABLE FRONTIER ASSOCIATES LLC 259 ELM ST STE 200 SOMERVILLE MA 02144 CONSULTING 1963770 HRA ADVISORS INC 99 HUDSON STREET 3RD FLOOR NEW YORK NY 10013 consulting 1339393 AECOM 1999 AVENUE OF THE STARS STE 2600 LOS ANGELES CA 90067 CONSULTING 1196141 MCKINSEY COMPANY INC PO BOX 7247-7255 PHILADELPHIA PA 191707255 CONSULTING 1150000 84 6341112 198145662 1907231 204486774 ADVISORY FEES 523930 3738798 3738798 ASSESSMENT FEES 523920 601744 601744 MEMBERSHIP DUES 525990 1750 1750 EDUCATIONAL & OTHER CONTRACT INCOME 900099 1111344 1111344 5453636 837109 837109 0 0 58371 0 58371 0 58371 58371 72921815 68059519 4862296 4862296 4862296 0 0 0 0 0 0 0 0 0 CONTRACTUAL INCOME 900099 80941 80941 MISCELLANEOUS REVENUE 900099 22185 22185 103126 215801312 5534577 5779961 55567030 55567030 31852 31852 30067093 30067093 0 2265851 1134452 1023252 108147 0 23043149 21766493 1164169 112487 1346696 1233111 102209 11376 2317916 2075144 220505 22267 1990278 1848835 128486 12957 0 520470 455389 65081 139557 7500 132057 0 327400 327400 126211 126211 462275 204313 257962 819692 747036 72656 349994 252474 97520 2905634 2693910 192253 19471 0 3064490 2425899 579864 58727 6855826 6643528 212298 0 1827986 1802524 25462 71933 71933 0 360466 215997 131183 13286 113720 10300 103420 PROGRAM RELATED FEES 30984681 30984681 TEMP HELP/EMPLOYMENT AGENCY 861869 613323 248546 GRANTS ASSESSMENT 601744 601744 167023813 161382628 4955067 686118 58338645 51922913 49388823 75827601 52705936 84738449 1014298 869207 0 0 0 0 0 0 0 0 132373 158321 3454484 1819232 1520869 1635252 29433257 18299206 5111742 5604489 0 0 0 0 0 0 197645943 239055438 5548486 6375777 45409976 38571337 1752471 5680876 0 0 0 0 0 0 1065000 1065000 0 0 1466060 1478148 55241993 53171138 X 30823628 29858270 110580322 155026030 1000000 1000000 142403950 185884300 197645943 239055438 X 48777499 -3419424 -1877725 X false true X true true true X 41754138 63824498 152332044 205065709 204486774 667463163 0 0 41754138 63824498 152332044 205065709 204486774 667463163 197946270 469516893 992073 1072619 1480609 1576188 895480 6016969 0 103511 260060 245743 144810 103125 857249 674337381 34036158 0.69626 0.71149 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 12500 12500 16828341 16840841 992042 248011 1000000 1000000 1000000 1000000 4000000 6000000 96000 633075 89350 12500 830925 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 77 15302637 17315345 24703559 true true 992827 0 60434 0 0 0 1053261 0 1000000 -7173 0 0 0 992827 0.00000 0.94940 0.05060 false false 1631308 917800 713508 1823176 901432 921744 1635252 0 ACCRUED PENSION AND POSTRETIRE 312586 CAPITAL LEASE 2708 DEFERRED LIABILITIES 1162854 1478148 X 212300949 -3419424 -3419424 215720373 80939 80939 215801312 168759542 1816668 1816668 166942874 80939 80939 167023813 Schedule D, Part V RPAs endowment consists of one individual donor-restricted endowment fund established for special charitable projects approved by its Board of Directors. As required by US GAAP, net assets associated with endowment funds, including funds designated by RPAs Board of Directors to function as endowments, are classified and reported based on the existence or absence of donor-imposed restrictions. The primary investment objectives of RPA are to provide funds for charitable projects and the operation of RPA and to maintain and enhance the value of the investment assets. The overall investment goal of RPA therefore, is to achieve the proper balance between preservation of principal and current support and the need for real growth and future support. Schedule D, Part X, Line 2 RPA FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION IS "MORE LIKELY THAN NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. RPA is exempt from federal income tax UNDER 501(c)(3), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS EXCLUDED BY THE CODE. RPA HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. RPA DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS FOR THE YEARS ENDING DECEMBER 31, 2016 AND DECEMBER 31, 2015. schedule d, part xii, line 2d Divestiture of Sponsored Project $1,816,668 The Rockefeller Philanthropy Fund recorded various pledges (in a prior calendar year) totaling $1,816,668 to fund one of its sponsored projects; in 2016, that sponsored project was spun-off from Rockefellers portfolio and became independent. The pledges associated with the sponsored project, once fulfilled, will be received by the sponsored organization and not by Rockefeller. For financial statement purposes, this pledge was written off and recorded as a grant expense; for 990 purposes, the pledge is not reported as an expense, but instead reported as a grant divestiture. true Europe (Including Iceland and Greenland) Investments 5604489 Central America and the Caribbean Grantmaking 159576 Europe (Including Iceland and Greenland) 1 9 Grantmaking 17843239 North America Grantmaking 1463289 Middle East and North Africa Grantmaking 3736384 Russia and the Newly Independent States Grantmaking 10000 South America Grantmaking 1287652 Sub-Saharan Africa Grantmaking 511749 South Asia Grantmaking 284558 East Asia and the Pacific 1 11 Grantmaking 4770646 2 20 2 20 35671582 35671582 East Asia and the Pacific Support 192000 Check South Asia Support 50000 Check Sub-Saharan Africa Support 25625 Check North America Support 10000 Check East Asia and the Pacific Support 89570 Check South America Support 122121 Check East Asia and the Pacific Support 40000 Check Europe (Including Iceland and Greenland) Support 10000 Check Europe (Including Iceland and Greenland) Support 7507 Check East Asia and the Pacific Support 58117 Check Europe (Including Iceland and Greenland) Support 10000 Check East Asia and the Pacific Support 20000 Check Europe (Including Iceland and Greenland) Support 151065 Check Sub-Saharan Africa Support 75000 Check East Asia and the Pacific Support 20000 Check East Asia and the Pacific Support 20000 Check East Asia and the Pacific Support 15000 Check Central America and the Carribean Support 67659 Check East Asia and the Pacific Support 33000 Check North America Support 20000 Check East Asia and the Pacific Support 123766 Check East Asia and the Pacific Support 183100 Check East Asia and the Pacific Support 138677 Check North America Support 15000 Check North America Support 25000 Check North America Support 25000 Check North America Support 12500 Check Europe (Including Iceland and Greenland) Support 18000 Check East Asia and the Pacific Support 25000 Check North America Support 10000 Check East Asia and the Pacific Support 180021 Check Russia and Neighboring States Support 10000 Check South America Support 92608 Check East Asia and the Pacific Support 100000 Check Europe (Including Iceland and Greenland) Support 10000 Check Middle East and North Africa Support 25000 Check East Asia and the Pacific Support 300000 Check Europe (Including Iceland and Greenland) Support 217741 Check East Asia and the Pacific Support 271213 Check Europe (Including Iceland and Greenland) Support 10000 Check North America Support 20000 Check North America Support 100000 Check North America Support 10000 Check Sub-Saharan Africa Support 301124 Check East Asia and the Pacific Support 40000 Check Europe (Including Iceland and Greenland) Support 10000 Check Europe (Including Iceland and Greenland) Support 10000 Check East Asia and the Pacific Support 30000 Check Europe (Including Iceland and Greenland) Support 130000 Check South America Support 100000 Check Europe (Including Iceland and Greenland) Support 20000 Check Europe (Including Iceland and Greenland) Support 20000 Check North America Support 10000 Check North America Support 578000 Check North America Support 15000 Check Europe (Including Iceland and Greenland) Support 1400000 Check South America Support 100000 Check Europe (Including Iceland and Greenland) Support 75000 Check Europe (Including Iceland and Greenland) Support 11460 Check Europe (Including Iceland and Greenland) Support 200000 Check Europe (Including Iceland and Greenland) Support 496000 Check East Asia and the Pacific Support 40000 Check North America Support 20000 Check Europe (Including Iceland and Greenland) Support 145445 Check East Asia and the Pacific Support 15000 Check Europe (Including Iceland and Greenland) Support 25000 Check Europe (Including Iceland and Greenland) Support 6785 Check Europe (Including Iceland and Greenland) Support 11343750 Check South America Support 298644 Check Sub-Saharan Africa Support 100000 Check Middle East and North Africa Support 180884 Check Europe (Including Iceland and Greenland) Support 20000 Check North America Support 10000 Check Europe (Including Iceland and Greenland) Support 63925 Check East Asia and the Pacific Support 40000 Check Europe (Including Iceland and Greenland) Support 40000 Check Europe (Including Iceland and Greenland) Support 6700 Check East Asia and the Pacific Support 88888 Check East Asia and the Pacific Support 122500 Check East Asia and the Pacific Support 49761 Check South America Support 15000 Check Central America and the Carribean Support 10000 Check Europe (Including Iceland and Greenland) Support 10000 Check Europe (Including Iceland and Greenland) Support 40000 Check East Asia and the Pacific Support 40000 Check East Asia and the Pacific Support 22500 Check East Asia and the Pacific Support 43817 Check Europe (Including Iceland and Greenland) Support 10000 Check East Asia and the Pacific Support 93955 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Greenland) Support 10000 Check North America Support 15000 Check East Asia and the Pacific Support 242718 Check East Asia and the Pacific Support 25000 Check Europe (Including Iceland and Greenland) Support 50000 Check Europe (Including Iceland and Greenland) Support 15000 Check East Asia and the Pacific Support 115000 Check Europe (Including Iceland and Greenland) Support 6762 Check Europe (Including Iceland and Greenland) Support 7428 Check Europe (Including Iceland and Greenland) Support 56459 Check Europe (Including Iceland and Greenland) Support 40000 Check Europe (Including Iceland and Greenland) Support 2507759 Check Middle East and North Africa Support 130500 Check Middle East and North Africa Support 3400000 Check South America Support 242500 Check Europe (Including Iceland and Greenland) Support 7248 Check Europe (Including Iceland and Greenland) Support 25000 Check Europe (Including Iceland and Greenland) Support 10000 Check Europe (Including Iceland and Greenland) Support 13500 Check East Asia and the Pacific Support 40000 Check South Asia Support 125558 Check North America Support 12500 Check East Asia and the Pacific Support 49761 Check Europe (Including Iceland and Greenland) Support 10000 Check East Asia and the Pacific Support 165354 Check North America Support 10000 Check East Asia and the Pacific Support 10000 Check Europe (Including Iceland and Greenland) Support 15000 Check North America Support 10000 Check South Asia Support 105000 Check Europe (Including Iceland and Greenland) Support 15000 Check Europe (Including Iceland and Greenland) Support 20000 Check Europe (Including Iceland and Greenland) Support 7403 Check East Asia and the Pacific Support 10000 Check Europe (Including Iceland and Greenland) Support 23000 Check Europe (Including Iceland and Greenland) Support 23437 Check Europe (Including Iceland and Greenland) Support 10000 Check Europe (Including Iceland and Greenland) Support 10000 Check Europe (Including Iceland and Greenland) Support 7622 Check North America Support 10000 Check East Asia and the Pacific Support 50000 Check Europe (Including Iceland and Greenland) Support 11500 Check Europe (Including Iceland and Greenland) Support 10000 Check East Asia and the Pacific Support 20000 Check East Asia and the Pacific Support 50000 Check East Asia and the Pacific Support 25000 Check East Asia and the Pacific Support 249582 Check East Asia and the Pacific Support 9069 Check Europe (Including Iceland and Greenland) Support 10000 Check Europe (Including Iceland and Greenland) Support 40000 Check Central America and the Carribean Support 81917 Check East Asia and the Pacific Support 50000 Check North America Support 10000 Check North America Support 246939 Check Europe (Including Iceland and Greenland) Support 15000 Check Europe (Including Iceland and Greenland) Support 10000 Check Sub-Saharan Africa Support 10000 Check South America Support 22500 Check South America Support 57355 Check 133 36 true false true false false false Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures. To reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures that include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1.CHARITABLE PURPOSE AND INTENT 2.Anti-terrorism SCREEN 3.VERIFICATION OF EXEMPT STATUS 4.RISK ASSESMENT AND IF NECESSARY MORE DETAILED REVIEW 5.WRITTEN AGREEMENTS 6.Post GRANT monitoring for compliance based on individual circumstances for both program and financial reporting. All grants issued by Rockefeller Philanthropy Advisors are general support grants; to the extent any additional information is required about a specific grant, that information is available upon request. Schedule F, Part IV Rockefeller Philanthropy Advisors invests in domestic and foreign limited partnerships that may own an interest in a foreign corporation, passive foreign investment company, or foreign partnership. RPA's investment activities may not reach the thresholds required for filing Form 5471 and Form 926; to the extent that the organization is required to file these forms, they have been attached to the organizations Form 990-T. X X true Garwood Events 225 W 106TH STREET STE 15M NEW YORK NY 10025 fundraising consultant false 325310 45000 280310 The Kavelman Group 59 EAST 54TH STREET 9TH FLOOR NEW YORK NY 10022 fundraising consultant false 0 25000 -25000 COMMUNITY COUNSELING service 527 MADISON AVENUE 5TH FLOOR NEW YORK NY 10022 fundraising consultant false 0 141900 -141900 ECOSTRATEGIES 10536 PUTNEY ROAD LOS ANGELES CA 90064 FUNDRAISING CONSULTANT false 0 67500 -67500 THIRD PLATEAU social impact strateg 209 KEARNY STREET 3RD FLOOR SAN FRANCISCO CA 94108 FUNDRAISING CONSULTANT false 0 48000 -48000 325310 327400 -2090 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI schedule G, part I Rockefeller Philanthropy Advisors engaged with fundraising consultants (that are disclosed on Schedule G) that provided both event planning and fundraising services to the organization. The contracts with these consultants do not specifically bifurcate the payment between the various services rendered; accordingly, in the interests of full disclosure, RPA is taking the conservative position of disclosing the full contract amount on Schedule G. true A Blade of Grass 137 Fifth Ave New York NY 10010 274311567 501(c)(3) 10000 Support A Step Ahead Foundation PO Box 41601 Memphis TN 38174 451828684 501(c)(3) 60000 Support Adobe Foundation Inc 5906 Overlea Rd Bethesda MD 20816 850442799 501(c)(3) 13000 Support Alameda Cty Deputy Sheriff Act League 16378 E 14th St San Leandro CA 94578 830410537 501(c)(3) 400000 Support Alaska Conservation Foundation 911 W 8th Ave Anchorage AK 995012340 920061466 501(c)(3) 10000 Support Ali Forney Center 224 W 35th St New York NY 10001 300104507 501(c)(3) 25000 Support Allegheny General Hospital 320 E N Ave Pittsburgh PA 15212 250969492 501(c)(3) 44185 Support Amagansett Life-Saving & Cst Guard Stn PO Box 51 Amagansett NY 11930 452832134 501(c)(3) 20000 Support America Votes 1155 CT Ave NW Washington DC 20036 264568349 501(c)(3) 50000 Support American Academy of Nursing 1000 VT Ave NW Washington DC 20005 522213870 501(c)(3) 50400 Support American Bird Conservancy 4249 Loudoun Ave The Plains VA 20198 521501259 501(c)(3) 10000 Support American Friends of the Bajio 3510 Andrews Lane Raleigh NC 27607 611707614 501(c)(3) 10000 Support American Friends of Versailles Inc 1400 NLake Shore Dr Chicago IL 60610 364237214 501(c)(3) 10000 Support American Indian Institute 502 W Mendenhall St Bozeman MT 59715 810339551 501(c)(3) 6000 Support Anixter Center 2001 N Clybourn Ave Chicago IL 60614 362244895 501(c)(3) 40000 Support Arcadia Pictures Ltd 380 W 12th St New York NY 10014 133448208 501(c)(3) 6000 Support Arts for LA 1149 S Hill St Los Angeles CA 90015 202797313 501(c)(3) 60000 Support artworxLA 1140 N Citrus Ave Los Angeles CA 90038 954199692 501(c)(3) 60000 Support Asia Society 725 Park Ave New York NY 10021 133234632 501(c)(3) 10000 Support Asian Cultural Council Inc 6 W 48th St 12th Fl New York NY 10036 133018822 501(c)(3) 303500 Support Atlanta Public Schools 130 Trinity Ave SW Atlanta GA 303033624 586000134 501(c)(3) 50000 Support Aurora Health Care 750 W Virginia St Milwaukee WI 53204 391442285 501(c)(3) 44185 Support Austin Independent School District 1111 W Sixth St Austin TX 78703 746000064 501(c)(3) 10000 Support Avanti Fellows USA 1600 El Camino Real Menlo Park CA 94025 273567586 501(c)(3) 100000 Support Baystate Medical Center PO Box 414168 Springfield MA 022414168 042888373 501(c)(3) 44185 Support Bend the Arc A Jewish Pship for Justice 330 7th Ave 19th Fl New York NY 10001 521332694 501(c)(3) 203000 Support Beth Israel Deaconess Medical Center 330 Brookline Ave Boston MA 02215 042103881 501(c)(3) 39957 Support Black Alliance for Educational Options 1001 G Street NW Washington DC 20001 392015443 501(c)(3) 62506 Support Blue Engine Inc 75 Broad St New York NY 10004 271182991 501(c)(3) 60000 Support Blue Ribbon Comm-Prev of Yth Violence 507 McRae St Wilmington NC 28401 352454819 501(c)(3) 60000 Support Borgess Medical Center 1521 Gull Road Kalamazoo MI 49048 381360526 501(c)(3) 25000 Support Boston Chinatown Neighborhood Center 885 Washington St Boston MA 02111 237209691 501(c)(3) 450000 Support Boys & Girls Club of the Peninsula 401 Pierce Rd Menlo Park CA 94025 941552134 501(c)(3) 60000 Support Bridgeport Public School BOE 45 Lyon Terrace Bridgeport CT 06604 066001865 501(c)(3) 5200 Support Brigham and Women's Hospital Inc 116 Huntington Ave Boston MA 02116 042312909 501(c)(3) 44185 Support Bronx Museum of the Arts Inc 1040 Grand Concourse Bronx NY 10456 132709368 501(c)(3) 25000 Support Brooks School 1160 Great Pond Rd North Andover MA 01845 042130844 501(c)(3) 10000 Support Cabrillo College Foundation 6500 Soquel Dr Aptos CA 95003 946121953 501(c)(3) 322461 Support Californians Dedicated to Education Fdn 425 Broadway Redwood City CA 94603 450676449 501(c)(3) 200000 Support Camfed USA Foundation 465 California St San Francisco CA 94104 542033897 501(c)(3) 750000 Support Camp Phoenix PO Box 732 Marble Falls TX 78654 260310507 501(c)(3) 60000 Support Campaign for College Opportunity 714 W Olympic Blvd Los Angeles CA 90015 200427622 501(c)(3) 200000 Support Catholic Charities of Santa Clara County 2625 Zanker Road San Jose CA 95134 942762269 501(c)(3) 10000 Support Celine Cousteau Film Fellowship 4521 Mercier Street Kansas City MO 64111 273264552 501(c)(3) 10000 Support Center for American Progress 1333 H St NW 10th Fl Washington DC 20005 300126510 501(c)(3) 43000 Support Center for Community Based Enterprise 4605 Cass Ave Detroit MI 48201 261336414 501(c)(3) 300000 Support Center for Community Change Action 1536 U Street NW Washington DC 20009 270061100 501(c)(4) 25000 Support Center for Disaster Philanthropy 1201 CT Ave NW Washington DC 20036 455257937 501(c)(3) 12000 Support Center for Effective Philanthropy 675 MA Ave 7th Fl Cambridge MA 02139 043523528 501(c)(3) 373200 Support Center for Reproductive Rights 199 Water St 22nd Fl New York NY 10038 133669731 501(c)(3) 60000 Support Cen Upper Peninsula Planning & Dev 2950 College Ave Escanaba MI 49829 381882980 501(c)(3) 460000 Support Cheyenne River Youth Project PO Box 410 Eagle Butte SD 57625 460423106 501(c)(3) 325000 Support Chicago Public Schools 42 W Madison St Chicago IL 60602 366005821 501(c)(3) 750000 Support Child Advocates of Fort Bend 5403 Ave N Rosenberg TX 77471 760337426 501(c)(3) 60000 Support City of Boston 1 City Hall Sq Boston MA 02201 046001380 501(c)(3) 62725 Support City of Chicago 121 N LaSalle St Chicago IL 60602 366005820 501(c)(3) 320112 Support City of Dallas 1500 Marilla St Dallas TX 75201 756000508 501(c)(3) 449883 Support City of Los Angeles 200 N Spring St Los Angeles CA 90012 956000735 501(c)(3) 269242 Support City of New Orleans 1300 Perdido St New Orleans LA 70112 726000969 501(c)(3) 125000 Support City of Oakland 1 Frank H Ogawa Pl Oakland CA 94612 946000384 501(c)(3) 297041 Support City of St Louis 1200 Market St St Louis MO 63103 436003231 501(c)(3) 326400 Support City of Tulsa 175 E 2nd St Tulsa OK 74103 736005470 501(c)(3) 282092 Support Civic Innovation Works 110 Livingston St Brooklyn NY 11201 463733471 501(c)(4) 25000 Support Cleveland Clinic Foundation 9500 Euclid Ave Cleveland OH 44195 340714585 501(c)(3) 44185 Support Cleveland Metropolitan School District 1111 Superior Ave E Cleveland OH 44114 346000662 501(c)(3) 10000 Support Clinton Community Christian Corporation 2001 W Northside Dr Clinton MS 39056 640587959 501(c)(3) 500000 Support Colonial Williamsburg Foundation PO Box 1776 Williamsburg VA 231871776 540505888 501(c)(3) 14000 Support Colorado Nonprofit Development Center 789 Sherman St Denver CO 80203 841493585 501(c)(3) 55000 Support Colorado State University Foundation 601 S Howes St Fort Collins CO 80521 237098397 501(c)(3) 45000 Support Columbia University Medical Center 161 Fort WA Ave6th Fl 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Trusts 901 E St NW Washington DC 20004 562307147 501(c)(3) 250000 Support The Synergos Institute Inc 3 E 54th St New York NY 10022 133392006 501(c)(3) 369500 Support Tibet Fund 241 E 32nd Street New York NY 10016 133115145 501(c)(3) 10500 Support The Pureland Project 5007 Cedar Ave Philadelphia PA 19143 274042809 501(c)(3) 13814 Support Theodore Roosevelt Conservation Pship 1660 L St NW Washington DC 20036 043706385 501(c)(3) 10000 Support Thunder Valley Comm Dev Corp 290 Empowerment Dr Porcupine SD 57772 208090454 501(c)(3) 500000 Support Town of Greenburgh 177 Hillside Avenue Greenburgh NY 10607 136198294 501(c)(3) 10000 Support Training Resources for the Env Comm 600 Agua Fria Street Sante Fe NM 87501 911919141 501(c)(3) 506698 Support Trustees of Boston University 232 Baystate Road Boston MA 02215 042103547 501(c)(3) 20546 Support Union Capital Boston 3353 WA St Jamaica Plain MA 02130 471136081 501(c)(3) 60000 Support Unitarian Church of All Souls 1157 Lexington Ave New York NY 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Carolina at Chapel Hill 160 Dental Cir Chapel Hill NC 27599 566001393 501(c)(3) 44185 Support University of Pittsburgh Physicians 200 Lothrop St Pittsburgh PA 15213 232919472 501(c)(3) 44185 Support University of South Carolina Edu Fdn 910 Sumter St Columbia SC 29208 576017985 501(c)(3) 10000 Support University of Southern California 1510 San Pablo St Los Angeles CA 90033 951642394 501(c)(3) 24186 Support University of Utah 75 S 2000 E Salt Lake City UT 84112 876000525 501(c)(3) 44185 Support University of Washington 4333 Brooklyn Ave NE Seattle WA 98195 943079432 501(c)(3) 88370 Support Urban Justice Center 123 William St New York NY 10038 133442022 501(c)(3) 50000 Support Urban League of Greater New Orleans 4740 Carrollton Ave New Orleans LA 70119 720423627 501(c)(3) 50000 Support Urban Strategies Council 1720 Bdwy 2nd Fl Oakland CA 94612 943044453 501(c)(3) 82700 Support USA for UNHCR 259 W 30th St 16th Fl New York NY 10001 521662800 501(c)(3) 15000 Support Utah Din Bikyah 352 S Denver St Salt Lake City UT 84111 611729917 501(c)(3) 400000 Support VT Public Interest Research & Edu Fund 141 Main St Montpelier VT 056022916 510163801 501(c)(3) 6000 Support Vermont Studio Center Inc PO Box 613 Johnson VT 05656 222478074 501(c)(3) 30000 Support Village for Families & Children 1680 Albany Ave Hartford CT 06105 060668594 501(c)(3) 60000 Support Virgin Unite USA 65 Bleecker St New York NY 10012 203963486 501(c)(3) 40000 Support Volunteers in Asia 1663 Mission St San Francisco CA 94103 941622372 501(c)(3) 25000 Support Wake Forest University Health Sciences 1 Medical Ctr WinstonSalem NC 27157 223849199 501(c)(3) 85768 Support Warm Cookies of the Revolution 576 Gilpin Street Denver CO 80218 455150898 501(c)(3) 325000 Support Warren City Schools 105 High Street Warren OH 44481 346002975 501(c)(3) 50000 Support Washington Office on Latin America Inc 1666 CT Ave NW Washington DC 20009 521249353 501(c)(3) 50000 Support Washington Progress Alliance 1402 3rd Ave Seattle WA 98101 204258530 501(c)(4) 17000 Support WA University School of Medicine 660 S Euclid Ave St Louis MO 63110 430653611 501(c)(3) 44185 Support Washoe County School District 425 East 9th Street Reno NV 89520 886000919 501(c)(3) 10000 Support Waynflete School 360 Spring Street Portland ME 04102 010211565 501(c)(3) 200000 Support Weill Cornell Medical College 1300 York Ave New York NY 10065 150532082 501(c)(3) 44185 Support Wellesley College 160 Central St Wellesley MA 02181 042103637 501(c)(3) 10000 Support Wendell Gilley Museum of Bird Carving 4 Herrick Rd Southwest Harbor ME 04679 010368574 501(c)(3) 40750 Support William Beaumont Hospital 3601 W 13 Mile Rd Royal Oak MI 48073 381459362 501(c)(3) 44185 Support Women Make Movies 115 West 29th St New York NY 100015059 132740460 501(c)(3) 115000 Support Women's Funding Network 156 2nd Street San Francisco CA 94111 411685134 501(c)(3) 350000 Support Woodrow Wilson Int Ctr for Scholars 1300 PA Ave NW Washington DC 200043027 521067541 501(c)(3) 50000 Support Working America 815 16th St NW Washington DC 20036 200263611 501(c)(4) 20000 Support World Media Foundation PO Box 990007 Boston MA 02199 043150786 501(c)(3) 30000 Support World Wildlife Fund Inc 1250 24th St NW Washington DC 200371193 521693387 501(c)(3) 930235 Support WorldCover 40 W 25th St 8th Fl New York NY 10010 474664169 501(c)(3) 25000 Support Worldwide Fistula Fund 1100 E Woodfield Rd Schaumburg IL 60173 300139210 501(c)(3) 7500 Support Yale University PO Box 2038 New Haven CT 065212038 060646973 501(c)(3) 13500 Support Youth Represent Inc 11 Park Pl Ste 1512 New York NY 10007 208034010 501(c)(3) 50000 Support Old Stone Mill Center LLC 494 Stage Rd Cummington MA 01026 474650899 501(c)(3) 319000 Support The Magdalen Environmental Trust United Kingdom UK 10000 Support 373 8 GRANTS TO INDIVIDUALS 2 31852 Part I, Line 2 Rockefeller Philanthropy Advisors Inc. has a strong commitment to accountability and sound governance, as expressed in its by-laws and board of Directors policies and procedures. To reduce the likelihood that grants recommended or administered by Rockefeller Philanthropy Advisors, Inc., Will be diverted for inappropriate purposes, the organization has adopted general principles, practices, and due diligence procedures that include compliance with IRS guidelines and other industry best practices and more specifically include the following: 1. CHARITABLE PURPOSE AND INTENT 2. Anti-terrorism SCREEN 3. VERIFICATION OF EXEMPT STATUS 4. RISK ASSESMENT AND IF NECESSARY MORE DETAILED REVIEW 5. WRITTEN AGREEMENTS 6. Post GRANT monitoring for compliance based on individual circumstances for both program and financial reporting. All grants issued by Rockefeller Philanthropy Advisors are general support grants; to the extent any additional information is required about a specific grant, that information is available upon request. X X X X false false false false false false false true false Melissa A Berman President and CEO 345000 0 30000 0 0 0 22550 0 29061 0 426611 0 0 0 Chris B Page Executive Vice President 296095 0 42560 0 0 0 23850 0 19944 0 382449 0 0 0 Walter Sweet Vice President&corp secretary 192146 0 21300 0 0 0 19210 0 28588 0 261244 0 0 0 Yolanda A Arias-Brownell VP of HR & ASST. CORP. SEC. 190546 0 23023 0 0 0 19144 0 19616 0 252329 0 0 0 Jeffrey A Nesbit Exec. Director, Sponsored Proj 261906 0 0 0 0 0 23572 0 984 0 286462 0 0 0 Nicholas Hodges Senior Vice President/COO 258336 0 36300 0 0 0 15900 0 19826 0 330362 0 0 0 Tina Marie Beyers Vice President and CFO 182875 0 24570 0 0 0 18670 0 16881 0 242996 0 0 0 Jane M Levikow VP SPONSORED PROJECTS & FUNDS 191576 0 19285 0 0 0 18967 0 10489 0 240317 0 0 0 Andrew George Salkin Senior VP SPONSORED PROJECT 265937 0 0 0 0 0 23680 0 2204 0 291821 0 0 0 Bryna Anne Lipper Sr. VP Sponsored Projects 276875 0 0 0 0 0 23850 0 10151 0 310876 0 0 0 DARLENE CURLEY JACKSON CEO & dir. sponsored projects 264000 0 0 0 0 0 18744 0 986 0 283730 0 0 0 ELIZABETH YEE Vice Pres. Sponsored projects 260937 0 0 0 0 0 21188 0 981 0 283106 0 0 0 Part I, Line 7 RPA has a performance based incentive compensation Plan. Employees of RPA can earn incentive compensation if they meet the criteria outlined in their work plans. These work plans are reviewed and approved by each employee's respective superiors and RPA's CEO. The CEO is eligible to participate in the incentive compensation plan as well; however, Ms. Berman's work plan is reviewed by the Board of Directors and her bonus is reviewed and approved by the Board (and she recuses herself from those deliberations). X 46 1907231 FMV false true true PART I, Line 31 Rockefeller Philanthropy Advisors reserves the right to decline any contribution that is unacceptable to the organization, to verify the source of any noncash contributions, and in the case of nonmarketable assets, require an independent appraisal to determine the fair market value of the item. Part I, line 32b The organization uses JP Morgan Chase to receive and sell donated securities. FORM 990, PART VI, SECTION A, LINE 2 Michael Rockefeller and Peter Rockefeller have a family relationship. Steven Wayne and Valerie Rockefeller Wayne have a family relationship. Process used to review form 990 Part VI, Section B - Question 11B RPA hires an independent accounting firm to prepare and review the organization's form 990 based on information provided by RPA's accounting staff. A copy of the FORM 990 IS DISTRIBUTED TO THE organization's AUDIT COMMITTEE FOR REVIEW prior TO FILING with the IRS. A copy of the Form 990 is distributed to the full board of directors once the audit committee has approved it for filing. PART VI, SECTION B - QUESTION 12C THE SECRETARY OF RPA ANNUALLY CIRCULATES A DISCLOSURE FORM FOR DIRECTORS AND STAFF TO LIST ORGANIZATIONS IN WHICH EITHER THE DIRECTOR, STAFF OR EITHER OF THEIR SPOUSES OR CHILDREN PLAY A fiduciary OR LEADING ROLE. IN ADDITION, DIRECTORS AND STAFF WILL LIST THOSE ORGANIZATIONS IN WHICH THEY, A SPOUSE OR A CHILD HOLD A SIGNIFICANT FINANCIAL INTEREST AND WHICH HAVE A BUSINESS RELATIONSHIP WITH RPA. ON THE SAME FORM, DIRECTORS AND STAFF ACKNOWLEDGE THAT THEY UNDERSTAND AND ADHERE TO RPA'S CONFLICT OF INTEREST POLICY AND PROCEDURE. DIRECTORS AND STAFF WILL INFORM THE SECRETARY OF RPA OF ANY CHANGES OR NEW RELATIONSHIPS. IF A POTENTIAL CONFLICT EXISTS, INVOLVED PARTIES WILL DISCLOSE THE POTENTIAL CONFLICT AND EXCUSE THEMSELVES FROM DISCUSSION OR ANY VOTE RELATED TO THE MATTER. PART VI, SECTION B - QUESTIONS 15A & 15B RPA IS COMMITTED TO RECRUITING, RETAINING, AND MOTIVATING HIGHLY QUALIFIED AND HIGH-PERFORMING STAFF, AND PROVIDING A MARKET COMPETITIVE COMPENSATION AND BENEFITS PACKAGE, LINKED TO THE SUCCESS OF THE INDIVIDUAL, THE ORGANIZATION AND ITS MISSION-DRIVEN OUTCOMES. RPA PRIMARILY COMPARES ITS COMPENSATION TO THE LARGER FOUNDATIONS IN THE NEW YORK CITY REGION AS WELL AS TO SMALL TO MID-SIZE CONSULTING ORGANIZATIONS NATIONWIDE, WHILE ALSO MONITORING PRACTICES AND TRENDS IN THE BROADER NONPROFIT AND GENERAL EMPLOYMENT MARKETS. RPA IS COMMITTED TO BOTH EXTERNAL COMPETITIVENESS AND INTERNAL EQUITY FOR ITS COMPENSATION PROGRAM PRACTICES. EMPLOYEE POLICIES: RPA'S PERFORMANCE AND COMPENSATION PLANS, INCLUDING BUDGETS ARE APPROVED ANNUALLY BY THE BOARD OF DIRECTORS. THE FOLLOWING IS A SUMMARY OF THE GENERAL PRINCIPLES ON WHICH RPA'S PERFORMANCE ASSESSMENT AND COMPENSATION PROCESSES ARE BASED. PERFORMANCE REVIEW AND COMPENSATION DECISIONS AT RPA ARE MADE ON THE BASIS OF A BOARD-APPROVED PERFORMANCE APPRAISAL FORM, WHICH ESTABLISHES PERFORMANCE STANDARDs AND IMPORTANT VALUES THAT ARE EXPECTED OF ALL EMPLOYEES. AT THE BEGINNING OF EACH CALENDAR YEAR, EACH RPA EMPLOYEE DEVELOPS A PERFORMANCE PLAN THAT HIS/HER SUPERVISOR AND THE PRESIDENT OF RPA MUST APPROVE. ELIGIBLE EMPLOYEES ALSO ESTABLISH SPECIFIC GOALS FOR INCENTIVE COMPENSATION (BONUS) PAYMENTS. AT THE END OF THE CALENDAR YEAR, AN EMPLOYEE AND HIS/HER SUPERVISOR REVIEW HOW THE EMPLOYEE HAS PERFORMED AGAINST THIS PLAN AND THE PERFORMANCE STANDARDS. SUPERVISORS COMPLETE THE PERFORMANCE APPRAISAL FORM IN WRITING, AND RECOMMEND SALARY INCREASES (AS WELL AS INCENTIVE PAYMENTS FOR ELIGIBLE EMPLOYEES) BASED ON PERFORMANCE. BOTH SUPERVISOR AND EMPLOYEE MUST SIGN THE PERFORMANCE APPRAISAL FORM. SALARY ADJUSTMENTS AND BONUS PAYMENTS MUST BE APPROVED BY THE PRESIDENT OF RPA. PART VI, SECTION C - QUESTION 19 The organization makes its Form 990 available to the public by retaining a copy at its place of business. The Form 990 is likewise published on the internet at www.guidestar.org. The organization's financial statements, governing documents and conflict of interest policy are not ordinarily made available to the public, but, if requested, will be provided at management's discretion. Form 990, Part XI, line 9 Divestiture of Sponsored Project ($1,816,668) Pension related costs ($ 61,057) TOTAL ($1,877,725) ArtPlace America LLC 195 Montague Street 14th Fl Brooklyn NY 11201 464698925 Arts/Culture NY 21524530 36180919 RPA