2017-08-29T07:59:03-05:00 2016-12-31 221478099 COHNREZNICK LLP 350 CHURCH STREET 12TH FLOOR HARTFORD CT 06103 990PF 2016-01-01 066484045 The Tow Foundation TOWF 2037616604 50 Locust Avenue New Canaan CT 068404737 Emily Tow Jackson President 2035944121 2017-08-24 1 PATRICIA MCGOWAN P00184514 9592007000 209.3.217.20 2017-08-24 08:32:21 ED P DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 896C1F5B5D42EC59A37A0D46A5820AA48C1A79ED 2016 2021-01-29 14:40:06Z X 226838932 X 3414000 3224 3224 4087687 4087687 -1384503 90545558 0 2148863 2148863 8269271 6239774 281442 28144 253298 445520 0 445520 116790 1403 115387 28503 0 28503 92440 46220 46220 734457 734457 0 72585 72585 0 5256 5256 0 49651 0 49651 120641 0 120641 1849 0 1849 690395 539009 151385 2639529 1427074 1212454 17278732 17278732 19918261 1427074 18491186 -11648990 4812700 1360149 330932 330932 4908404 2832186 2832186 5073813 22050055 21969094 59705293 59124542 63594783 20076386 31768865 31765056 94116810 57568893 57531307 35866 35866 27107125 27107125 48815574 212347980 200782598 226838932 0 83608 0 83608 X 212347980 200698990 0 0 0 0 212347980 200698990 212347980 200782598 212347980 -11648990 0 200698990 0 200698990 Merrill Lynch P 2016-01-01 2016-06-30 781932 895493 -113561 -113561 Merrill Lynch P 2015-01-01 2016-06-30 42063 42581 -518 -518 Merrill Lynch P 2016-01-01 2016-06-30 1002989 1125855 -122866 -122866 Merrill Lynch P 2015-01-01 2016-06-30 378053 418971 -40918 -40918 Merrill Lynch P 2016-01-01 2016-06-30 34735838 34253424 482414 482414 Merrill Lynch P 2015-01-01 2016-06-30 31687367 35072563 -3385196 -3385196 ML Trust equity P 2016-01-01 2016-06-30 1457931 1457931 1457931 ML Trust equity P 2015-01-01 2016-06-30 23638 -23638 -23638 Deutsche Bank P 2016-01-01 2016-06-30 4526773 4657068 -130295 -130295 Deutsche Bank P 2015-01-01 2016-06-30 15483029 15440468 42561 42561 Merrill Lynch P 2015-01-01 2016-06-30 372 372 372 Capital Gains Dividends P 449211 449211 449211 -1384503 0 11670080 222789453 0.052382 13346299 210460895 0.063415 13470272 195426308 0.068928 16902469 162176408 0.104223 11409741 113865319 0.100204 0.389152 0.077830 224161242 17446469 48127 17494596 18491186 X 48127 0 48127 0 48127 100731 100731 52604 52604 0 0 0 0 0 0 0 0 0 0 0 1 1 CT 1 0 0 0 0 1 www.TowFoundation.org nancy blaney 2037616604 50 Locust Avenue New Canaan CT 068404737 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Amy Lefkof c/o the tow foundation 50 locust avenue new canaan CT 06840 Director 2.00 0 0 0 Andrew Tow c/o the tow foundation 50 locust avenue new canaan CT 06840 vice President 2.00 0 0 0 David Tobias c/o the tow foundation 50 locust avenue new canaan CT 06840 Director 3.00 0 0 0 David Z Rosensweig c/o the tow foundation 50 locust avenue new canaan CT 06840 Secretary 5.00 0 0 0 Emily Tow Jackson c/o the tow foundation 50 locust avenue new canaan CT 06840 President & Exec. Director 40.00 243164 38278 0 Frank Tow c/o the tow foundation 50 locust avenue new canaan CT 06840 Vice President 2.00 0 0 0 Leonard Tow c/o the tow foundation 50 locust avenue new canaan CT 06840 Chairman 5.00 0 0 0 Maureen Strafford c/o the tow foundation 50 locust avenue new canaan CT 06840 Director 2.00 0 0 0 pamela Castori c/o the tow foundation 50 locust avenue new canaan CT 06840 Director 2.00 0 0 0 Scott Schneider c/o the tow foundation 50 locust avenue new canaan CT 06840 Treasurer 3.00 0 0 0 Teresa Law c/o the tow foundation 50 locust avenue new canaan CT 06840 Director 2.00 0 0 0 diane sierpina c/o the tow foundation 50 locust avenue new canaan CT 06840 Dir. Of Justice Init 40.00 117884 36027 0 Eileen C Wiseman c/o the tow foundation 50 locust avenue new canaan CT 06840 Dir. of Strategic In 40.00 110000 2292 0 nadia alia c/o the tow foundation 50 locust avenue new canaan CT 06840 Manager, Grants & Co 40.00 78884 20405 0 camile kramer c/o the tow foundation 50 locust avenue new canaan CT 06840 office manager 40.00 72664 16806 0 0 deutsche bank 60 wall street new york NY 10005 investment manager 290790 merrill lynch trust co 1300 merrill lynch dr pennington NJ 08534 investment manager 282867 Citi Bank 153 east 53rd st new york NY 10022 investment manager 160800 nancy blaney 27 pine hill drive katonah NY 10536 bookkeeping 79740 0 0 172211881 8435991 46926993 227574865 0 0 227574865 3413623 224161242 11208062 11208062 48127 48127 11159935 0 11159935 0 11159935 18491186 0 18491186 48127 18443059 11159935 0 0 452593 3151160 627114 4230867 18491186 0 0 0 11159935 7331251 0 0 11562118 0 0 0 0 0 0 0 11562118 452593 3151160 627114 7331251 Leonard Tow X African Caribean American Parents Of Children With Disability Inc 60-B Westn Street Hartford CT 06120 PC Unrestricted Funding 50000 Air Safety Foundation (AOPA) 421 Aviation Way Frederick MD 21701 PC Discretionary Grant 5000 ALS Association Greater New York Chapter 42 Broadway Suite 1724 New York NY 10004 PC 2016 Lou Gehrig Sports Awards Benefit, Knock Table 22550 ALS Association of Greater Philadelphia 321 Norristown Road Suite 260 Ambler PA 19002 PC Sponsorship of a Players Booth - Phillies Phestival 5000 Archangels Greek Orthodox Church in Stamford 1527 Bedford St Stamford CT 06905 PC Building Renovation & Unrestricted Discretionary Grant 2200 Arnold Gold Foundation 619 Palisade Avenue 2nd Floor Englewood Cliffs NJ 07632 PC 2016 Golden Thread Gala, Honorary Host Sponsorship, Discretionary Grant 26610 Ars Nova Theater I Inc 511 w 54th st new york NY 10019 PC Playwright Residency for Rachel Bonds 75000 Atlantic Theater Company 336 West 20th Street New York NY 10011 PC Playwright Residency for Paola Lazaro 75000 Bala Cynwyd Memorial Library 131 Old Lancaster Rd Bala Cynwyd PA 19004 PC Discretionary Grant 2000 Bard College PO Box 5000 Campus Road AnnadaleonHudson NY 12504 PC Bard Prison Initiative 315000 Barnard College 3009 Broadway New York NY 10027 PC 2016 Annual Gala donation, The Tow Family Award for Pedagogy and Pro 5220500 Beam Center 60 Sackett Street Brooklyn NY 11231 PC Discretionary Grant 5000 Bridgeport Child Advocary Coalition Inc 2470 Fairfield Avenue Bridgeport CT 06605 PC Unrestricted Funding 50000 Brooklyn College Foundation Inc 2900 Bedford Avenue Brooklyn NY 11210 PC Claire Tow Distinguished Teaching Award, 2016 Best of Brooklyn Gala 201230 Burke Rehabilitation Hospital 785 Mamaroneck Ave White Plains NY 10605 PC Discretionary Grant 2000 Campaign For The Fair Sentencing Of Youth 1319 F Street NW Suite 303 Washington DC 20004 PC Unrestricted Funding 50000 Campaign For Youth Justice 1220 L Street NW Suite 605 Washington DC 20005 PC Unrestricted Funding 50000 Carcinoid Cancer Foundation 333 Mamaroneck Ave 492 White Plains NY 10605 PC Discretionary Grant 250 Center For Children's Advocacy Inc 65 Elizabeth Street Hartford CT 06105 PC Unrestricted Funding 170000 Center For Children's Law And Policy Inc 1701 K ST NW Suite 1100 Washington DC 200061510 PC Unrestricted Funding 75000 Center For Community Alternatives 115 East Jefferson Street Syracuse NY 13202 PC Unrestricted Funding 60000 Center for Court Innovation 520 8th Avenue New York NY 10018 PC Independent Commission on NYC CJ & Incarceration Reform 25000 Center for Justice at Columbia University 622 West 113th Street Mail Code 4524 new york NY 10025 PC Unrestricted Funding 125000 Childrens Defense Fund 15 Maiden Lane Suite 1200 New York NY 10038 PC Unrestricted Funding 75000 City Harvest 6 East 32nd Street 5th Floor New York NY 10016 PC Discretionary Grant 1000 Clifford W Beers Guidance Clinic Inc 93 Edwards Street New Haven CT 06511 PC Unrestricted Funding 50000 Clubbed Thumb Inc 440 Lafayette St 4th Floor New York NY 10003 PC Playwright Residency for Jaclyn Backhaus 75000 CLUSTER Inc 20 S Broadway yonkers NY 10701 PC Restorative Justice Initiative/Raise the Age Advocacy 80000 Coalition For Juvenile Justice 1319 F Street NW Suite 402 Washington DC 200041106 PC Collaborating to Achieve Greater Outcomes for Kids 35000 College & Community Fellowship 475 Riverside Drive Suite 1626 New York NY 10115 PC Unrestricted Funding 30000 Columbia University Mailman School of Public Health 722 W 168th St New York NY 10032 PC Tow Faculty Leadership Scholars Fund 100000 Columbia University Medical Center 630 W 168th St New York NY 10032 PC Cardiology Fellowship Program 250000 Columbia University School of the Arts 2960 Broadway New York NY 10027 PC Columbia@Roundabout Theatre Partnership 450000 Community Mediation Inc 3013 Dixwell Ave Suite 3 Hamden CT 06518 PC Restorative Practices Culture Change 25000 Community Partners In Action 110 Bartholomew Avenue Suite 3010 Hartford CT 06106 PC Holiday Gifts for Juvenile Justice Youth, Unrestricted Funding 62000 Connecticut Challenge Inc 1300 Post Road Fairfield CT 06824 PC Connecticut Challenge, Inc. 750 Connecticut Council For Philanthropy 212 Main Street Hartford CT 06106 PC 2016 & 2017 Membership Support 10000 Connecticut Juvenile Justice Alliance 2470 Fairfield Ave Bridgeport CT 06605 PC Unrestricted Funding 100000 Connecticut Legal Services Inc 62 Washington Street 4th Floor Middletown CT 06106 PC Unrestricted Funding 50000 Connecticut Voices for Children Inc 33 Whitney Avenue New Haven CT 06510 PC Unrestricted Funding 75000 Connecticut Youth Services Association PO Box 551 Glastonbury CT 06033 PC Juvenile Justice and Diversion Advocacy 35000 Council Of Churches Of Greater Bridgeport Inc 1100 Boston Avenue Building 5A Bridgeport CT 06610 PC Faith Community Educational Advocacy Project 40000 Council of Juvenile Correctional Administrators 639 Granite St Ste 112 Braintree MA 02184 PC Discretionary Grant in memory of Ned Loughran 1000 Crohn's & Colitis Foundation of America 733 Third Ave Suite 510 New York NY 10017 PC Director's Discretionary in support of Brett Segall 750 CT Yankee Council Boy Scouts of America 60 Wellington Road milford CT 06461 PC Discretionary Grant 300 CUNY Graduate School of Journalism 219 W 40TH ST New York NY 10018 PC Tow Professorships, Tow-Knight Center 750000 Doctors Without Borders 333 Seventh Ave 2nd Floor New York NY 10001 PC Discretionary Grant 2000 Domus Kids Inc 83 Lockwood Avenue Stanford CT 06902 PC Unrestricted Funding 100000 Environmental Defense Fund 1875 Connecticut Ave NW Suite 600 Washington DC 20009 PC Discretionary Grant on behalf 550 Equal Justice Initiative 122 Commerce Street Montgomery AL 361042538 PC Discretionary Grant 5000 Exponent Philanthropy 1720 N Street NW Washington DC 20036 PC 20th Anniversary Campaign 10000 Family Re Entry Inc 9 Mott Avenue Norwalk CT 06850 PC discretionary grant for 2016 Spring Event Family ReEntry, Unrestricted Funding 50600 Freedom School Partners Inc 1030 Arosa Avenue Charlotte NC 28237 PC Discretionary Grant towards Shalom Park Freedom School 5000 Friends Of Island Academy Inc 127 West 127th Street Suite 127 New York NY 10027 PC Youth ReEntry Network 50000 Friends Of Karen Inc 118 Titicus Road North Salem NY 10560 PC Supporting Children Facing a Life-Threatening Illness, Their Siblings and Families 45000 Friends of the Cynwyd Trail PO BOX 695 BALA CYNWYD PA 19004 PC Discretionary Grant 500 FRONTLINEWGBH Educational Foundation One Guest Street Boston MA 02135 PC Discretionary Grant, Frontline/Columbia Journalism School Fellowship 88000 God's Love We Deliver 166 Avenue of the Americas New York NY 10013 PC Discretionary Grant 1000 Grantmakers For Effective Organizations 1725 DeSales Street NW Suite 404 Washington DC 20036 PC 2016 Membership Support 4470 Grants Managers Network 1666 K Street NW Suite 440 Washington DC 20006 PC 2016 GMN Membership 2250 Harvard University Center for Jewish Studies 6 Divinity Avenue Cambridge MA 02138 PC Discretionary Grant 500 Hospital For Special Surgery 535 East 70th Street New York NY 10021 PC David Z. Rosensweig Genomics Research Center 1120000 Hour Children Inc 36-11 12th Street Long Island City NY 11106 PC Hour Children's Programs at the Bedford Hills Correctional Facility 50000 Hudson Link For Higher Education In Prison Inc 23-25 Spring Street Ossining NY 105620862 PC Greene Correctional Facility College Degree Program 55000 Innocence Project Inc 40 Worth Street Ste 701 New York NY 100132994 PC Strengthening the Innocence Project's Network Support Unit (NSU) 100000 Jack M Barrack Hebrew Academy 272 S Bryn Mawr Avenue Bryn Mawr PA 19010 PC Discretionary Grant 5000 John Jay College - Center for Media Crime and Justice 524 West 59th Street New York NY 10019 PC Troubled Kids: Changing the Culture of Juvenile Justice Conference 125775 John Jay College - Prison ReEntry Institute 524 West 59th Street Rm 609B New York NY 10019 PC Tow Advocacy Fellowships 250000 John Jay College Foundation 524 West 59th Street 623T New York NY 10019 PC Discretionary Grant for Trailblazer Awards Dinner, John Jay College - Educating for Justice Gala 46850 Justice Policy Institute 1012 14th Street NW Suite 60 Washington DC 20005 PC Unrestricted Funding 50000 Justleadershipusa Inc 555 Lenox Avenue Suite 4C New York NY 10037 PC Emerging Leaders Training in CT, Unrestricted Funding 105000 Juvenile Law Center 1315 Walnut Street 4th Floor Philadelphia PA 19107 PC Unrestricted Funding 100000 Kennesaw State Unversity Research And Service Foundation Inc 1000 Chastain Rd Kennesaw GA 30144 SO I Juvenile Justice J-School Collaborative 85000 Kids In Crisis Inc 1 Salem Street Cos Cob CT 06807 PC Unrestricted Funding 50000 Legal Action Center Of The City Of New York Inc 225 Varick Street 4th Floor New York NY 10014 PC NY ATI & Reentry Policy Reform Project 50000 Legal Aid of North Carolina PO BOX 26087 RALEIGH NC 27611 PC Discretionary Grant 5000 Legal Services of Southern Piedmont 1431 ELIZABETH AVE CHARLOTTE NC 28204 PC Discretionary Grant 5000 Leukemia & Lymphoma Society Inc 3 International Drive Suite 200 Rye Brook NY 10605 PC Discretionary Grant 1000 Lifebridge Community Services Inc 475 Clinton Avenue Bridgeport CT 066051700 PC Unrestricted Funding 30000 Lincoln Center Theater 70 LINCOLN CENTER PLAZA New York NY 10023 PC Annual Discretionary Grant 50000 Lloyd Center for the Environment 430 Potomska Rd Dartmouth MA 02748 PC Discretionary Grant 5000 Long Wharf Theatre 222 Sargent Drive New Haven CT 06511 PC Annual Discretionary Grant , Claire Tow Stage Grant Opportuntiy, Discret 300700 Malta Justice Initiative Inc (MJI) 33 Chester Pl Southport CT 06890 PC Employer Opinion Survey on Hiring of Formerly Incarcerated People 40000 Manhattan Theatre Club 311 West 43rd Street 8th Floor New York NY 10036 PC Stargate Theatre Company 40000 Marin Theatre Company 397 Miller Ave Mill Valley CA 94941 PC Discretionary Grant 1000 Martha's Vineyard Chamber Music Society PO Box 4189 Vineyard Haven MA 02568 PC Discretionary Grant 5000 Martha's Vineyard Hospital PO Box 1477 Oak Bluffs MA 02557 PC Discretionary Grant 5000 Massachusetts Advocacy for Children 25 Kingston St 2f Boston MA 02111 PC Discretionary Grant 2500 Memorial Sloan-Kettering Cancer Center 1275 York Avenue New York NY 10065 PC Michael G. Harris Facility Grant, The Tow Foundation Fellowship Program in Molecular Imaging and Nan 3020000 Middlesex Coalition for Children 100 Riverview Center Suite 230 Middletown CT 06457 PC Middlesex Coalition for Children 5000 Music For Youth Inc PO Box 403 Westport CT 06881 PC Discretionary grant to support the Canellakis- Brown concert 3000 Music In The Park Atl 2952 Mockingrid Lane SW Atlanta GA 30311 PC Discretionary grant 5000 Nami Of Connecticut Inc 576 Farmington Avenue Hartford CT 06105 PC Alliance for Children's Mental Health 50000 National Center For Family Philanthropy Inc 1667 K Street NW Suite 550 Washington DC 20006 PC Membership contribution 4900 National Juvenile Justice Network PO BOX 43740 Washington DC 20010 GOV Unrestricted Funding 50000 New Canaan Volunteer Ambulance Corps Inc 182 South Avenue New Canaan CT 06840 PC Discretionary Grant 5000 New England Organ Bank 60 1ST AVE WALTHAM MA 02451 PC Discretionary Grant 500 New York City Rescue Mission PO Box 275 New York NY 10013 PC Discretionary Grant 1000 New York Public Radio 160 Varick Street New York NY 10013 PC 2016 Gala, Discretionary Grant 47900 Norwalk Hospital Foundation Inc 34 Maple Street Norwalk CT 068503815 PC Discretionary Grant for Pulmonary Education in honor of Chris Manfredi at Norwalk Hospita 10000 Nutmeg Big Brothers Big Sisters Inc 30 Laurel Street Suite 3 Hartford CT 060161377 PC Unrestricted Funding 30000 Opportunity Nation 101 Arch Street Suite 600 Boston MA 02110 PC Opportunity Nation 2016 Summit (9/10/16) 25000 Our Closet 400 S State Road springfield PA 19064 PC Discretionary Grant 1000 Our Piece Of The Pie Inc 20-28 Sargeant Street Hartford CT 06105 PC Unrestricted Funding 50000 Our Space 2739 Harway Ave Brooklyn NY 11214 PC Discretionary Grant 2500 Page Seventy-Three Productions Inc 80 HANSON PL STE 6 Brooklyn NY 11217 PC Playwright Residency for Caroline V. McGraw 75000 Parents & Friends Of The Lower Fairfield County Regional Center Inc 146 Silvermine Avenue Norwalk CT 06850 PC Discretionary Grant 100 Partnership For Strong Communities Inc 227 Lawrence St Hartford CT 06106 PC Youth Homelessness and Juvenile Justice Involvement 50000 Peace First Inc 25 Kingston Street 6th Floor Boston MA 02111 PC Peace First Fellowship 25000 Philanthropy New York Inc 1500 Boradway 7th Floor New York NY 10036 PC Fund for 2025 - Public Policy Fellows Program and Membership contribution 63730 Planned Parenthood Federation of America 123 William St New York NY 10038 PC Discretionary Grant and teresa law 2100 Planned Parenthood South Atlantic 100 S Boylan Ave RALEIGH NC 27603 PC Discretionary Grant 5000 Planned Parenthood South Texas 2140 Babcock Road Suite 201 San Antonio TX 78229 PC Discretionary Grant 2000 Pound Ridge Land Conservancy 12 FANCHER RD POUND RIDGE NY 10576 PC Director's Discretionary Grant 5000 Primary Stages Company Inc 307 W 38TH St Rm 1510 New York NY 10018 PC Primary Stages - 2016 Gala 10000 Prison Communities International Inc 12 Huntville Road Katonah NY 105362002 PC Unrestricted Funding 30000 Project Citizenship 4 Faneuil S Mkt Bldg 3rd Floor boston MA 02109 PC Discretionary Grant 2500 Public Allies Connecticut 236 Huntington Ave Suite 206 boston MA 02115 PC Unrestricted Funding 65000 Regional Youth Adult Social Action Partnership Inc 2470 Fairfield Avenue Bridgeport CT 06605 PC Unrestricted Funding 100000 Ridgefield Playhouse 80 East Ridge Ridgefield CT 06877 PC Discretionary Grant 5000 Ridgefield Visiting Nurse Association 90 East Ridge Ridgefield CT 06877 PC Discretionary Grant 5000 Roundabout Theatre Company 231 W 39th St Ste 1200 New York NY 10018 PC Playwright Residency for Jenny Rachel Weiner 75000 San Miguel Academy of Newburgh 245 Renwick Street NewBurgh NY 12550 PC Discretionary Grant 5000 Second Stage Theatre 1501 BROADWAY STE 518 New York NY 10036 PC Playwright Residency for Chisa Hutchinson 75000 Sibling Connection PO Box 441952 Somerville MA 02144 PC Discretionary Grant 2500 Songcatchers Inc 50 Washington Avenue New Rochelle NY 10801 PC Discretionary Grant 600 Southern Poverty Law Center 400 Washington Ave Montgomery AL 36104 PC Discretionary Grant and Amy Lefkof 8000 SparkAction 7064 Eastern Ave NW Washington DC 20012 PC Unrestricted Funding 85000 St Anns Warehouse Inc 55 Washington Street 458 Brooklyn NY 11201 PC 2016 St. Ann's Gala, Donmar Warehouse Production of The Tempest/Education Program 82000 St Judes Childrens Research Hospital 501 St Jude Place memphis TN 38105 PC Discretionary Grant 2000 St Lukes Foundation Inc 377 North Wilton Road New Canaan CT 068402317 PC Director's discretionary 5000 The American Society for the Prevention of Cruelty to Animals (ASPCA) 520 Eighth Avenue 7th Floor New York NY 10018 PC Discretionary Grant 500 The Bridge Fund of New York 271 Madison Ave Ste 907 New York NY 10016 PC Unrestricted Funding 30000 The Community Fund of Bronxville 15 Park Place Bronxville NY 10708 PC Discretionary Grant 1000 The Darien Community Association 274 MIDDLESEX RD DARIEN CT 06820 PC Discretionary Grant for Darien Thrift Shop 2500 The Foundation Center 32 Old Slip 24th Floor New York NY 10005 PC GrantCraft Roles @ Work Cards 750 The Jewish Foundation for the Righteous 305 Seventh Ave 19th Fl New York NY 10001 PC Discretionary Grant 1000 The Jewish Historical Society of Fairfield County PO Box 16918 Stamford CT 06905 PC Norma & Milton Mann Lecture or Development of School Program 1000 The Legal Aid Society 199 Water Street New York NY 10038 PC Discretionary Grant 2000 The New 42nd Street 229 West 42nd Street 10th Floor New York NY 10036 PC 25th Anniversary Gala 4650 The Osborne Association 809 Westchester Avenue bronx NY 10455 PC Coming to Terms - Policy and Practice 120000 The Public Theater 425 Lafayette St New York NY 10003 PC Public Works & The Mobile Shakespeare Unit 150000 The Rotary Club of Bronxville Foundation 55 Pondfield Road Bronxville NY 10708 PC Discretionary Grant 1000 The Shield Institute 144-61 Roosevelt Avenue Flushing NY 11354 PC Discretionary Grant 500 Tufts Medical Center 800 WASHINGTON ST BOX 468 Boston MA 02111 PC Discretionary Grant for Breast Cancer Research 2000 United Way of Northern Westchester 336 Central Park Ave Hartsdale NY 10530 PC Discretionary Grant in memory of John M. Bendheim 2500 University of New Haven 300 Boston Post Road West Haven CT 06516 PC Tow Youth Justice Institute 366667 Vera Institute of Justice 233 Broadway 12th Floor New York NY 10279 PC Common Justice, Justice and Public Housing Project 125000 Vermont Center for Ecostudies PO BOX 420 NORWICH VT 05055 PC Discretionary Grant 5000 Visiting Nurse & Hospice Of Fairfield County Inc 761 Main Avenue Norwalk CT 06851 PC Discretionary Grant 1000 Visiting Nurse Service of Westchester 360 MAMARONECK AVE White Plains NY 10605 PC Discretionary Grant 1000 Waterbury Youth Service System 83 Prospect Street Waterbury CT 06702 PC Juvenile Justice Advocacy 100000 Wesleyan University 222 Church St Room 306 Middletown CT 06511 PC Unrestricted Funding 50000 Westchester Children's Association 470 Mamaroneck Avenue White Plains NY 10605 PC Unrestricted Funding 25000 William J Brennan Jr Center For Justice Inc 161 Avenue Of The Americas 12th floor New York NY 100131205 PC Law Enforcement Leaders 25000 WNETThirteen 825 EIGHTH AVENUE 14TH FL New York NY 10019 PC Annual Discretionary Grant, Discretionary Grant in suppport of 2016 Gala 96000 Women's Center of Danbury 2 West Street danbury CT 06810 PC Discretionary Grant 2500 Yellowstone Forever 222 E MAIN ST STE 301 BOZEMAN MT 59715 PC Discretionary Grant 5000 Youth Continuum Inc 141 Valley Street New Haven CT 06515 PC Unrestricted Funding 40000 Youth Represent 11 Park Place Suite 1512 New York NY 10007 PC Unrestricted Funding 50000 Youth Transition Funders Group 207 E Ohio St 392 Chicago IL 60611 PC Unrestricted funding to support the Youth Transition Funders Group and the Juvenile Justice Work Gro 15000 17278732 0 14 3224 14 4087687 14 2148863 18 -1384503 0 4855271 0 4855271 0 0 0 0 0 0 0 0 0 0 X X 1 Leonard Tow 50 locust avenue New Canaan CT 068404737 3414000 X Accounting 79740 39870 39870 Tax Services 12700 6350 6350 Form 990PF, Part VII-B line 1(a)3 & 4: THE ORGANIZATION PAYS COMPENSATION TO ONE OF ITS BOARD MEMBERS FOR HER DUTIES AS EXECUTIVE DIRECTOR OF THE ORGANIZATION. IN ADDITION THE ORGANIZATION REIMBURSES THIS BOARD MEMBER FOR ORDINARY AND NECESSARY BUSINESS EXPENSES. THIS MEETS THE DEFINITION OF SELF-DEALING AND AS SUCH, PART VII-B QUESTIONS 1A(3 AND 4) HAVE BEEN ANSWERED YES. HOWEVER, THE PAYMENTS ARE REASONABLE AND NOT EXCESSIVE. THE PAYMENT DOES NOT FAIL TO QUALIFY AS AN EXCEPTION AND THEREFORE PART VII-B QUESTION 1B HAS BEEN ANSWERED NO. deutsche bank- corp. bonds 19328808 19322807 First Republic Fixed Income - Corp. Bonds 12440057 12442249 deutsche bank Equity - corp. stock 32597591 36484815 ML - Corp Stock 26526951 27109968 22050055 21969094 0 0 Citibank Offshore Investments AT COST 2610000 2761787 deutsche bank - fixed income AT COST 2318087 2175157 deutsche bank Equity - mutual funds AT COST 2165425 2100315 golub capital partner offshore investments AT COST 7050000 7218233 ML Trust & PIA AT COST 43402250 43252508 Vanguard Brokerage Investments - fixed income AT COST 13065 12809 vanguard Brokerage Investments - equity fund AT COST 10066 10498 Legal 28503 0 28503 life insurance policies 27107125 27107125 48815574 Bank ,cr card, wires, int., stock chgs 1075 318 756 Board, investment committee expenses 10000 10000 0 Bond Amortization 249571 249571 0 Communication expenses 7535 0 7535 Computer expenses 103676 0 103676 Family foundation development 1295 0 1295 Gifts,remuneration board 2893 0 2893 Insurance 290181 279120 11061 Membership Dues 3875 0 3875 Miscellaneous,gifts, char. exp 211 0 211 Office Expenses 4887 0 4887 Payroll processing fees 2073 0 2073 reimbursable expenses 522 0 522 Staff professional development 260 0 260 State Incorp. Filing Fees 100 0 100 Telephone expenses 12241 0 12241 golub capital partners 562601 562601 562601 Adelphia Settlement 1586262 1586262 1586262 Prepaid 0 83608 Citibank Fees 160800 160800 0 Deutsche Bank investment fees 290790 290790 0 Merrill Lynch investment fees 282867 282867 0 Foreign TAx 5256 5256 0