2017-08-18T14:36:19-05:00 2016-12-31 131655065 LUTZ AND CARR CPAS LLP 551 FIFTH AVENUE SUITE 400 NEW YORK NY 10176 990 2016-01-01 237349380 THE ROYAL OAK FOUNDATION INC ROYA 2124802889 20 WEST 44TH STREET SUITE 606 NEW YORK NY 100366603 RENEE TUCEI TREASURER 2124802889 2017-08-14 1 MARTIN BERKOWITZ P00154047 2126972299 38.142.140.186 2017-08-14 08:45:06 ED P 1E93C914C15040D0F9CA6C26F5286852340997B0 1D85725B3B5E3B9001AE32E318BDCEA05907B370 2016 2021-01-29 14:40:06Z IAN MURRAY 20 WEST 44TH STREET SUITE 606 NEW YORK NY 100366603 3126887 0 X WWW.ROYAL-OAK.ORG X 1973 NY RAISING FUNDS FOR CONSERVATION OF HISTORIC PROPERTIES INCLUDING HOUSES AND GARDENS IN BRITAIN AND ELSEWHERE, AND SPONSORING EDUCATIONAL PROGRAMS WHICH ADDRESS ISSUES IN CONSERVATION AND PRESERVATION. 22 21 11 20 0 0 2248967 2117132 289702 233719 164119 134444 58789 31213 2761577 2516508 596280 425190 0 0 749187 742079 0 24000 388752 1035194 837533 2380661 2028802 380916 487706 6720518 7549317 64938 180216 6655580 7369101 THE ORGANIZATION SEEKS TO RAISE AWARENESS OF AND ADVANCE THE WORK OF THE NATIONAL TRUST OF ENGLAND, WALES, AND NORTHERN IRELAND BY INSPIRING SUPPORT FROM THE UNITED STATES FOR THE TRUST'S EFFORTS TO PRESERVE AND PROTECT HISTORIC PLACES AND SPACES FOREVER, FOR EVERYONE. 0 0 537190 233719 EDUCATION:EDUCATIONAL SEMINARS, TOURS, AND LECTURES ON PRESERVATION AND HISTORY OF ARCHITECTURE AND DECORATIVE INTERIORS, HOUSES, AND GARDENS.75 LECTURES AND TOURS WERE HELD IN 2016. 437133 425190 PRESERVATION OF HISTORIC SITES:GRANTS TO SUPPORT PRIORITIES OF THE NATIONAL TRUST AND OTHER PRESERVATION SOCIETIES TO PRESERVE IMPORTANT AND HISTORIC SITES, AND GRANTS TO PRESERVE THE ENVIRONMENT. ALSO INCLUDES FULL AND PARTIAL SCHOLARSHIPS TO THE ATTINGHAM SUMMER SCHOOL PROGRAM WHICH DETERMINESELIGIBILITY AND SELECTION OF RECIPIENTS. 385700 MEMBERSHIP:PUBLIC RELATIONS PROGRAM TO MAKE THE GENERAL PUBLIC AWARE OF AND EXPERIENCE THE HISTORIC AND NATURAL SPACES IN ENGLAND, WALES AND NORTHERN IRELAND. FREE ENTRY TO OVER 350 PROPERTIES OF THE NATIONAL TRUST OF ENGLAND, WALES AND NORTHERN IRELAND AND OVER 100 PROPERTIES BELONGING TO THE NATIONAL TRUST FOR SCOTLAND, AND REDUCED ADMISSIONPRICE FOR U.S. LECTURES AND TOURS. 1360023 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 0 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 6 0 1 11 1 0 0 0 0 0 1 1 0 0 0 0 X 22 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY IL X X X ORGANIZATION 2124802889 20 WEST 44TH STREET SUITE 606 NEW YORK NY 100366603 MRS HENRY J HEINZ II HONORARY CHAIRMAN 1.00 X X 0 0 0 LYNNE RICKABAUGH CHAIRMAN 3.00 X X 0 0 0 SUSAN SAMUELSON VICE-CHAIRMAN 3.00 X X 0 0 0 RENEE NICHOLS TUCEI TREASURER 1.00 X X 0 0 0 THOMAS M KELLY SECRETARY 1.00 X X 0 0 0 BETSY SHACK BARBANELL DIRECTOR 1.00 X 0 0 0 DAVID BEAL DIRECTOR (UNTIL MAY 2016) 1.00 X 0 0 0 STEIN BERRE DIRECTOR (UNTIL MAY 2016) 1.00 X 0 0 0 KATHLEEN K BUOYMASTER DIRECTOR (UNTIL MAY 2016) 1.00 X 0 0 0 PROF SIR DAVID CANNADINE DIRECTOR 1.00 X 0 0 0 JOHN S CLARK DIRECTOR 1.00 X 0 0 0 TRACY WILLIAMSON DART DIRECTOR (UNTIL MAY 2016) 1.00 X 0 0 0 ROBERT C DAUM DIRECTOR 1.00 X 0 0 0 BARBARA EBERLEIN DIRECTOR 1.00 X 0 0 0 ANNE BLACKWELL ERVIN DIRECTOR 1.00 X 0 0 0 DAME HELEN GHOSH DCB DIRECTOR 1.00 X 0 0 0 PAMELA K HULL DIRECTOR 1.00 X 0 0 0 VALERIE M HUMPHREY DIRECTOR 1.00 X 0 0 0 KATHERINE KANAGA DIRECTOR 1.00 X 0 0 0 LINDA KELLY DIRECTOR 1.00 X 0 0 0 ALBERT S MESSINA DIRECTOR 1.00 X 0 0 0 ROBERT SACKVILLE-WEST DIRECTOR 1.00 X 0 0 0 MARILYN ROSS MILES DIRECTOR (UNTIL MAY 2016) 1.00 X 0 0 0 MARTHA HAMILTON MORRIS DIRECTOR 1.00 X 0 0 0 ERIC J NILSON DIRECTOR 1.00 X 0 0 0 ERWIN A REZELMAN DIRECTOR 1.00 X 0 0 0 DIANA MORGAN SENIOR DIRECTOR 1.00 X 0 0 0 ELIZABETH DUGGAL TAGHIPOUR DIRECTOR (UNTIL MAY 2016) 1.00 X 0 0 0 TIMOTHY PARKER DIRECTOR 1.00 X 0 0 0 JOHN L WARDEN DIRECTOR 1.00 X 0 0 0 LORI BRITTLE EXECUTIVE DIRECTOR 45.00 X 129345 0 5988 129345 0 5988 1 0 0 0 0 808655 126218 1182259 221162 2117132 EDUCATIONAL PROGRAMS 611710 233719 233719 233719 108074 108074 23786 23786 603809 577439 26370 26370 26370 32940 126218 32940 0 MISCELLANEOUS 900099 7427 7427 7427 2516508 233719 0 165657 18200 18200 5000 5000 401990 401990 135333 47366 20300 67667 488592 316222 47337 125033 9752 5705 1053 2994 58382 35560 6054 16768 50020 29262 5402 15356 26792 26792 24000 24000 93124 93124 41570 11867 23475 6228 152305 80712 29237 42356 3986 3326 660 62158 36363 6712 19083 13691 13691 LECTURES AND TOURS 253577 253577 MEMBER SERVICES 83165 83165 MISSION RELATED MKTG 49589 15938 33651 MERCHANT SERVICE FEES 25758 15068 2782 7908 31818 4028 742 27048 2028802 1360023 280027 388752 507543 737870 1322 1322 346224 793783 11659 23312 25633 39816 400302 339568 122309 60734 5052053 5547695 653775 344785 6720518 7549317 32061 77406 41489 10000 37715 22877 23606 64938 180216 X 5506919 6150778 1039803 1109465 108858 108858 6655580 7369101 6720518 7549317 487706 225815 0 X 0 1 X 1 0 X 1732194 2240752 2136694 2248967 2117132 10475739 1732194 2240752 2136694 2248967 2117132 10475739 439169 10036570 157676 224863 169104 152832 131860 836335 5906 12731 17600 20859 7427 64523 11376597 1583085 0.88220 0.88120 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 108858 108858 46100 62758 108858 46100 46100 1.00000 0 0 60770 24308 36462 53796 46869 6927 285736 268391 17345 60734 DEFERRED RENT 23606 23606 2742323 225815 225815 2516508 0 2516508 2028802 0 2028802 0 2028802 PART III, LINE 4: TWO PIECES OF ARTWORK THAT ARE OF HISTORICAL SIGNIFICANCE AND ARE ON LOAN FOR PUBLIC DISPLAY IN A HISTORICALLY SIGNIFICANT PROPERTY. PART V, LINE 4: TO SUPPORT THE WORK OF THE ROYAL OAK FOUNDATION AND PROVIDE GRANTS TO THE NATIONAL TRUST OF ENGLAND, WALES AND N. IRELAND. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANT MAKING 401990 0 0 0 0 0 0 401990 0 401990 EUROPE (INCLUDING ICELAND AND GREENLAND) CONSERVATION & PRESERVATION 354090 CHECK EUROPE (INCLUDING ICELAND AND GREENLAND) CONSERVATION & PRESERVATION 46700 CHECK 4 4 0 0 0 0 0 0 PART I, LINE 2: IT IS THE POLICY OF THE ROYAL OAK FOUNDATION BOARD OF DIRECTORS TO REQUIRE ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION TO DO SO IN WRITING, IDENTIFYING NEED FOR SUCH GRANTS, AND SPECIFYING THE USE TO WHICH THE GRANT WILL BE PUT. A THOROUGH EXAMINATION OF THE PROJECT FOR WHICH THE GRANT IS SOUGHT IS THEN UNDERTAKEN BY THE BOARD'S FINANCE COMMITTEE, AND ANY FURTHER INFORMATION WHICH THE BOARD DEEMS RELEVANT IS OBTAINED FROM THE APPLICANT BEFORE A DECISION IS MADE. IF THE BOARD ULTIMATELY DECIDES TO SUPPORT A PROJECT, A GRANT WILL BE MADE ON CONDITION THAT THE RECIPIENT AGREES TO USE THE GRANT SOLELY FOR THE PURPOSES SET FORTH IN THE TERMS OF THE GRANT AND ON THE FURTHER CONDITION THAT IT AGREES TO RENDER AN ACCOUNTING TO THE FOUNDATION WITHIN A REASONABLE TIME DETAILING HOW THE FUNDS WERE ACTUALLY SPENT. THE RECIPIENT WILL ALSO BE REQUIRED TO AGREE TO RETURN THE GRANT TO THE FOUNDATION IF IT IS UNABLE TO COMPLY WITH THE CONDITIONS SET FORTH THEREIN. THE LAWS OF THE STATE OF NEW YORK AND OF THE UNITED STATES OF AMERICA GOVERN THE GRANT. X X X X X 1 KATHERINE DEFOYD LLC 500 SUMMIT AVE MAPLEWOOD NJ 07040 ADVISE ON ANNUAL CAPITAL CAMPAIGN 0 340020 24000 340020 340020 24000 340020 GALA 159158 126218 32940 11591 21349 159158 126218 32940 11591 21349 32940 0 1 AMERICAN FRIENDS OF ATTINGHAM 205 LEXINGTON AVE 1600 NEW YORK NY 10016 136141870 15000 SCHOLARSHIPS X 1967 221162 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 EXECUTIVE COMMITTEE COMPOSED OF OFFICERS AND CHAIRMEN OF BOARD COMMITTEES, AND HAS AUTHORITY OF THE BOARD EXCEPT FILLING DIRECTOR VACANCIES, FIXING OF COMPENSATION OF DIRECTORS, AND AMENDING BY-LAWS OR BOARD RESOLUTIONS. FORM 990, PART VI, SECTION B, LINE 11B THE 990 WAS DISTRIBUTED TO THE FULL BOARD FOR REVIEW AND COMMENT BEFORE IT WAS SIGNED AND FILED. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS ARE REQUIRED TO SIGN A POLICY STATEMENT ANNUALLY TO DISAVOW ANY CONFLICT OF INTEREST. OTHERWISE, IF THE DIRECTOR HAS AN EXISTING, PERCEIVED OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE MUST PROMPTLY DISCLOSE IT TO THE CHAIRMAN. FORM 990, PART VI, SECTION B, LINE 15A THE CHAIRMAN OF THE BOARD DETERMINES THE COMPENSATION FOR THE EXECUTIVE DIRECTOR IN CONSULTATION WITH THE OFFICERS. THE EXECUTIVE DIRECTOR DETERMINES THE COMPENSATION FOR ALL EMPLOYEES. THE ORGANIZATION'S STAFF HAVE ANNUAL PERFORMANCE REVIEWS WITH THEIR SUPERVISORS. SALARY SURVEYS OF OTHER COMPARABLE NY AREA NOT-FOR-PROFIT ORGANIZATIONS ARE REVIEWED AND CONSIDERED WHEN SETTING NEW SALARIES OR CONSIDERING INCREASES FOR ALL STAFF, INCLUDING THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST.