2017-05-15T21:17:31-05:00 2016-06-30 560574444 CHERRY BEKAERT LLP 1111 METROPOLITAN AVE STE 1000 CHARLOTTE NC 28204 990 2015-07-01 364631835 VACCINE AND GENE THERAPY INSTITUTE OF FLORIDA CORP VACC 7723455645 9801 SW DISCOVERY WAY PORT ST LUCIE FL 34987 MICHAEL IMBER RECEIVER 7723455645 2017-05-15 1 JANICE A RATICA P00358837 7043771678 2015 2021-01-29 14:40:06Z VGTI FL MICHAEL IMBER 9801 SW DISCOVERY WAY PORT ST LUCIE FL 34987 795473 0 X N/A X 2008 FL THE MISSION OF THE VACCINE AND GENE THERAPY INSTITUTE OF FLORIDA VGTI-FL IS TO "TRANSLATE RESEARCH INTO HEALTH" BY PROVIDING A BETTER UNDERSTANDING OF THE HUMAN IMMUNE RESPONSE TO PATHOGENS AND CANCERS AND THE PROCESS OF AGING. 1 1 95 0 0 0 10891643 144245 368242 614496 -51607 126 0 36606 11208278 795473 255658 50245 0 0 8423348 1577029 0 0 151538 16719396 4300338 25398402 5927612 -14190124 -5132139 63770031 53569816 63338828 62723196 431203 -9153380 X SEE SCHEDULE O 0 0 4591223 50245 643602 RESEARCH TO IDENTIFY IMMUNE DEFECTS IN AND TREATMENTS AS WELL AS DEVELOPMENT OF VACCINE AND THERAPEUTICS FOR EXISTING AND EMERGING INFECTIOUS DISEASES SUCH AS HIV/AIDS, WEST NILE VIRUS, FLU, THE HERPES VIRUSES, MALARIA AND TUBERCULOSIS, TAILORED FOR GENERAL, AS WELL AS VULNERABLE, POPULATIONS, INCLUDING THE ELDERLY CEASED EFFECTIVE JUNE 30, 2015 DUE TO THE DEPARTURE OF KEY PRINCIPAL INVESTIGATING SCIENTISTS IN THESE AREAS. PRINCIPAL INVESTIGATORS FOCUSED DISEASES OF AGING, INCLUDING CANCER, HEART DISEASE , NEURODEGENERATIVE DISORDERS AND METABOLIC DISEASE CONTINUED THER RESEARCH THROUGHOUT THE FISCAL YEAR UNTIL OCTOBER 1, 2015. SUBSEQUENT TO OCTOBER 1, 2015, VGTI MAINTAINED THE BUILDING, THE HIGHLY SPECIALIZED SCIENTIFIC EQUIPMENT STORED THEREIN, AND 90 TERABYTES OF SCIENTIFIC DATA PROTECTIVELY STORED THEREIN IN A MANNER SO AS TO KEEP THEM CONTINUOUSLY AVAILABLE FOR SCIENTIFIC USE, WHETHER BY VGTI, BY RESEARCHERS FORMERLY AFFILIATED WITH VGTI, BY POTENTIAL LICESEES OF RESEARCH DEVELOPED AT VGTI OR BY A FUTURE PURCHASER OR USER. 4591223 1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 95 1 0 0 0 0 0 0 0 0 0 0 X 1 1 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 1 1 1 1 0 FL X MICHAEL E IMBER RECEIVER 2032465753 9801 SW DISCOVERY WAY PORT ST LUCIE FL 34987 KEVIN KELLY BOARD MEMBER 1.00 X 0 0 0 JAY A LEVY BOARD MEMBER 1.00 X 0 0 0 RAYMOND F SCHINAZI BOARD MEMBER 1.00 X 0 0 0 RICHARD JOVE PRESIDENT, CEO & DIRECTOR 50.00 X X 397653 0 0 STEPHANIE LANDREVILLE DIRECTOR OF FINANCE 50.00 X X 127337 0 0 JILL HACKET EXECUTIVE DIRECTOR OF HR & ADMIN 45.00 X X 154666 0 0 DOUGLAS CALDER EXECUTIVE DIRECTOR OF DEV. & COMM 45.00 X X 148983 0 0 JOHN HISCOTT PRINCIPAL INVESTIGATOR 45.00 X 108258 0 0 SANTOSH MISHRA CO-DIRECTOR CGC 45.00 X 153008 0 0 TED ROSS PRINCIPAL INVESTIGATOR 45.00 X 103177 0 0 SARA TAVAKOLI VIVARIUM MANAGER 45.00 X 107202 0 0 1300284 0 0 8 0 1 0 MCDONALD HOPKINS LLC 200 S BISCAYNE BLVD STE 3130 MIAMI FL 33131 LEGAL SERVICES 620050 CONWAY MACKENZIE INC 401 S OLD WOODWARD STE 340 BIRMINGHAM MI 48009 ADVISORY SERVICES 264706 THE REGENTS OF THE UNIVERSITY OF CALIFOR 1855 FOLSOM STREET BOX 0812 SAN FRANCISCO CA 94143 117981 3 144245 144245 PROGRAM SERVICE REVENU 541700 614496 614496 614496 126 126 7500 7500 MISCELLANEOUS REVENUE 541700 29106 29106 29106 795473 643602 0 7626 X 50245 50245 1189048 880218 273364 35466 39852 29440 9238 1174 287150 199383 79050 8717 60979 41513 17597 1869 192272 192272 30000 30000 1285626 792626 393912 99088 14056 14056 44785 30079 13916 790 1326629 1212804 111437 2388 12906 8923 3781 202 1901 1518 345 38 774337 749559 23802 976 214325 207467 6588 270 103609 100293 3185 131 CONSORTIUM AND CONTRACT 220227 220227 SUPPLIES 68501 62624 5754 123 OTHER EXPENSES 11164 4304 6554 306 5927612 4591223 1184851 151538 3396840 157258 1746764 1433747 27542 20000 3737321 219066 62956824 9763332 53407817 53193492 63770031 53569816 1416978 20204 60885000 62723196 1023105 -6459 0 63338828 62723196 X 0 0 0 0 431203 -9153380 431203 -9153380 63770031 53569816 X -5132139 8468415 -12920859 X 0 0 0 X 16742889 22627814 25984791 10891643 144245 76391382 8468415 8468415 16742889 22627814 25984791 10891643 8612660 84859797 84859797 32311 396610 258731 10273 7626 705551 29471 26541 29106 85118 85650466 1655488 0.99080 0.99130 X 0 0 0 0 0 0 0 0 1 30000 30000 0 PART II-B, LINE 1: LOBBYING FEES PAID TO EXTERNAL FIRM, THE ADVOCACY GROUP AT CARDENAS PARTNERS, LLC 10 10 49701988 4841417 44860571 8246848 4921915 3324933 5007978 5007978 53193492 0 0 0 0 0 0 0 0 0 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PERFORM CLINICAL RESEARCH STUDY 50245 WIRE PAYMENT 0 1 0 0 0 0 0 0 PART I, LINE 2: GRANT MANAGERS MANAGE GRANTS. THEY OBTAIN SCIENTIFIC REPORTS THAT ARE SUBMITTED AND MAINTAINED FOR RECORD KEEPING. X X X X 0 0 0 0 0 0 0 0 0 RICHARD JOVE PRESIDENT, CEO & DIRECTOR 397653 0 0 0 0 0 0 0 0 0 397653 0 0 0 JILL HACKET EXECUTIVE DIRECTOR OF HR & ADMIN 154666 0 0 0 0 0 0 0 0 0 154666 0 0 0 SANTOSH MISHRA CO-DIRECTOR CGC 153008 0 0 0 0 0 0 0 0 0 153008 0 0 0 A CITY OF PORT ST LUCIE FLORIDA 596141662 73541TAP4 2010-06-03 63251226 INFRASTRUCTURE IMPROVEMENT FOR THE BENEFIT OF VGTI-FL 0 0 0 A 63251226 4136180 1581136 50958829 2012 0 0 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 0 0 0 0 0 0 A 0 RICHARD JOVE PRESIDENT, CEO & DIRECTOR THE LOAN TO RICHARD JOVE WAS PART OF HIS RECRUITMENT PACKAGE. X 100000 0 0 1 1 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS THE OUTSTANDING BALANCE IS THE REPRESENTATION OF FORMER VGTI MANAGEMENT; THE RECEIVER RESERVES THE RIGHT TO VERIFY OR DISPUTE THE OUTSTANDING BALANCE SUBJECT TO ADDITIONAL DILIGENCE. FORM 990, PART III, LINE 1 VGTI-FL WAS CREATED AS AN INDEPENDENT INSTITUTE IN 2008 AS THE RESULT OF A $60 MILLION GRANT FROM THE STATE OF FLORIDA'S INNOVATION CENTER FUND (OTTED) TO HELP THE EXPANSION OF BIOMEDICAL RESEARCH INITIATIVES IN FLORIDA. VGTI-FL HAS DEVELOPED A STRUCTURE CENTERED AROUND THREE MAJOR DIVISIONS THAT INCLUDE CANCER, INFECTIOUS DISEASES AND AGING. VGTI-FL DEMARCATES ITSELF FROM OTHER RESEARCH INSTITUTIONS BY ITS FOCUS ON HUMAN DISEASES AND DIRECT CLINICAL RESEARCH. BASED IN PORT ST. LUCIE FLORIDA, VGTI-FL HAS ASSEMBLED A HIGHLY INTERACTIVE TEAM OF SCIENTISTS THAT UTILIZES STATE OF THE ART TECHNOLOGIES TO ACCELERATE THE PACE OF DISCOVERY AND FUNDAMENTAL RESEARCH OF IMMUNE BASED THERAPIES AND VACCINES. OUR RESEARCH IS BRINGING US CLOSER TO THE DEVELOPMENT OF VACCINES AND IMMUNOTHERAPIES THAT WILL IMPROVE HUMAN HEALTH AROUND THE GLOBE. FORM 990, PART VI, SECTION A, LINE 7A MICHAEL IMBER, THE COURT-APPOINTED RECEIVER, SUBJECT TO THE LIMITATIONS OF THE AMENDED COURT ORDER DATED APRIL 5, 2016 IS RESPONSIBLE FOR ALL DECISIONS BY THE CORPORATION WITH THE EXCEPTION THAT THE SALE OF VGTI'S BUILDING AND EQUIPMENT IS SUBJECT TO THE CONCURRENCE OF THE CITY OF PORT ST. LUCIE, FL AND UMB (BOND INDENTURE TRUSTEE) IN THEIR CAPACITY AS SECURED CREDITORS AND APPROVAL OF THE COURT. FORM 990, PART VI, SECTION A, LINE 8B AS THERE ARE NO COMMITTEES OF THE GOVERNING BODY, FORM 990, PART VI, QUESTION 8B IS NOT APPLICABLE. FORM 990, PART VI, SECTION B, LINE 11 PURSUANT TO THE APRIL 5, 2016 AMENDED COURT ORDER, THE BOARD DOES NOT HAVE ANY AUTHORITY OVER THE CORPORATION AND THEREFORE FORM 990 WAS NOT DISTRIBUTED TO THE BOARD. THE RECEIVER HAD SOLE REVIEW POWER OVER THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C AS VGTI CEASED OPERATIONS AND NO LONGER HAS EMPLOYEES, THE COMPLIANCE POLICY WAS NOT ENFORCED AFTER OCTOBER 1, 2015 FORM 990, PART VI, SECTION B, LINE 15 VGTI CEASED OPERATIONS AND NO LONGER HAS EMPLOYEES AS OF OCTOBER 1, 2015. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 792,626. MANAGEMENT AND GENERAL EXPENSES 393,912. FUNDRAISING EXPENSES 99,088. TOTAL EXPENSES 1,285,626. FORM 990, PART XI, LINE 9: CHANGE ATTRIBUTABLE TO RECEIVERSHIP TRANSFER -12,920,859. FORM 990, PART XI, LINE 9 CHANGE ATTRIBUTABLE TO RECEIVERSHIP TRANSFER - THE ORGANIZATION ENDED OPERATIONS EFFECTIVE OCTOBER 1, 2015. THE ORGANIZATION'S ASSETS WERE TRANSFERRED TO A RECEIVERSHIP ON JANUARY 21, 2016 AND THEN THE OWNERSHIP IN THE COMPANY ON FEBRUARY 2, 2016. THE ORGANIZATION IS FILING THE FORM 990 BASED ON THE BEST AVAILABLE RECORDS AND INFORMATION AT THE TIME OF THE TAX RETURN PREPARATION. FLORIDA INNOVATION PARTNERS LLC 9801 SW DISCOVERY WAY PORT ST LUCIE FL 34987 271459905 MARKETING BIO SCIENCE PARK FL VACCINE AND GENE THERAPY INSTITUTE OF FLORIDA