2017-05-15T18:38:13-05:00 2016-06-30 861065772 DELOITTE TAX LLP 111 MONUMENT CIRCLE SUITE 4200 INDIANAPOLIS IN 462045108 990 2015-07-01 310537516 XAVIER UNIVERSITY XAVI 5137453445 3800 VICTORY PARKWAY CINCINNATI OH 452074531 MARIBETH AMYOT EXECUTIVE VP & CFO 5137453445 2017-05-15 1 SHAWNA M JIMENEZ P01222873 3174648600 2017-05-15 2015 2021-01-29 14:40:06Z MARIBETH AMYOT 3800 VICTORY PARKWAY CINCINNATI OH 452074531 440434360 0 X WWW.XAVIER.EDU X 1842 OH XAVIER IS A JESUIT CATHOLIC UNIVERSITY ROOTED IN THE LIBERAL ARTS TRADITION. OUR MISSION IS TO EDUCATE EACH STUDENT INTELLECTUALLY, MORALLY, AND SPIRITUALLY. WE CREATE LEARNING OPPORTUNITIES THROUGH RIGOROUS ACADEMIC AND PROFESSIONAL PROGRAMS INTEGRATED WITH CO-CURRICULAR ENGAGEMENT. IN AN ENVIRONMENT OF OPEN AND FREE INQUIRY, WE PREPARE STUDENTS FOR A WORLD THAT IS INCREASINGLY DIVERSE, COMPLEX AND INTERDEPENDENT. DRIVEN BY OUR COMMITMENT TO THE COMMON GOOD AND TO THE EDUCATION OF THE WHOLE PERSON, THE XAVIER COMMUNITY CHALLENGES AND SUPPORTS STUDENTS AS THEY CULTIVATE LIVES OF REFLECTION, COMPASSION AND INFORMED ACTION. 38 38 3088 400 1522394 0 46104129 23075459 221146444 225332559 9905024 7117984 81718 59315 277237315 255585317 72751596 76575437 0 0 94973708 97279304 0 0 4139232 71081488 71507212 238806792 245361953 38430523 10223364 610847941 606749029 254650180 255042386 356197761 351706643 X XAVIER IS A JESUIT CATHOLIC UNIVERSITY ROOTED IN THE LIBERAL ARTS TRADITION. OUR MISSION IS TO EDUCATE EACH STUDENT INTELLECTUALLY, MORALLY, AND SPIRITUALLY. WE CREATE LEARNING OPPORTUNITIES THROUGH RIGOROUS ACADEMIC AND PROFESSIONAL PROGRAMS INTEGRATED WITH CO-CURRICULAR ENGAGEMENT. IN AN ENVIRONMENT OF OPEN AND FREE INQUIRY, WE PREPARE STUDENTS FOR A WORLD THAT IS INCREASINGLY DIVERSE, COMPLEX AND INTERDEPENDENT. DRIVEN BY OUR COMMITMENT TO THE COMMON GOOD AND TO THE EDUCATION OF THE WHOLE PERSON, THE XAVIER COMMUNITY CHALLENGES AND SUPPORTS STUDENTS AS THEY CULTIVATE LIVES OF REFLECTION, COMPASSION AND INFORMED ACTION. 0 0 111489141 73312343 174757915 XAVIER UNIVERSITY IS A PRIVATE, COEDUCATIONAL UNIVERSITY THAT EDUCATES STUDENTS IN THE JESUIT CATHOLIC TRADITION. XAVIER'S THREE COLLEGES OFFER 90 UNDERGRADUATE MAJORS, 59 MINORS AND 30 GRADUATE PROGRAMS TO 6,522 STUDENTS, INCLUDING 4,572 UNDERGRADUATES. XAVIER HAS BEEN RECOGNIZED AS ONE OF THE TOP 10 UNIVERSITIES IN THE MIDWEST FOR THE LAST 20 YEARS BY SEVERAL INDEPENDENT REVIEWS. A 11:1 STUDENT TO FACULTY RATIO ENCOURAGES INTERACTIVE AND SUPPORTIVE LEARNING. XAVIER STUDENTS HAVE HIGH GRADUATION AND CAREER PLACEMENT RATES. 93650878 2879294 50520732 XAVIER UNIVERSITY OFFERS STUDENT SERVICES WHICH CONTRIBUTE TO THE STUDENT'S EMOTIONAL AND PHYSICAL WELL BEING AS WELL AS INTELLECTUAL, CULTURAL AND SOCIAL DEVELOPMENT OUTSIDE THE CONTEXT OF FORMAL INSTRUCTION. THESE SERVICES INCLUDE STUDENT GOVERNMENT, RESIDENTIAL LIFE, STUDENT INVOLVEMENT, CAREER SERVICES CENTER, OFFICE OF MULTICULTURAL AFFAIRS, INTERCOLLEGIATE AFFAIRS, RECREATIONAL SPORTS, RETAIL SERVICES, DINING SERVICES, CAMPUS POLICE, AND OTHERS. 17838262 383800 ACADEMIC SUPPORT INCLUDES THE OPERATION OF THE LIBRARY, THE CONATON LEARNING COMMONS AND DIVISION OF INFORMATION RESOURCES. IN ADDITION TO THE RESOURCES IN THE LIBRARY COLLECTIONS, THE FACILITIES PROVIDE STUDY, LOUNGE, CONFERENCE, INSTRUCTION SPACE, TECHNOLOGIES, AND SERVICES TO HELP STUDENTS MASTER ESSENTIAL SKILLS AND GAIN A COMPETITIVE ADVANTAGE IN THEIR RESPECTIVE DISCIPLINES AND CAREERS. 222978281 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 0 0 0 1 1 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 1 1 1 1 1 0 1 647 9 1 3088 1 1 1 1 CJ 0 0 1 1 1 1 0 0 0 0 X 38 38 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 1 1 1 1 X X X MARIBETH AMYOT 5137453445 3800 VICTORY PARKWAY CINCINNATI OH 452074531 X MICHAEL J GRAHAM SJ PRESIDENT 40.00 0.00 X X 0 0 0 DONNA JONES BAKER TRUSTEE 0.50 0.00 X 0 0 0 BRUCE BROWN TRUSTEE (THRU 5/16) 0.50 0.00 X 0 0 0 CALVIN D BUFORD ESQ TRUSTEE 0.50 0.00 X 0 0 0 VINCENT C CAPONI TRUSTEE 0.50 0.00 X 0 0 0 MICHAEL D CLASS SJ TRUSTEE 0.50 0.00 X 0 0 0 THOMAS G CODY TRUSTEE 0.50 0.00 X 0 0 0 MICHAEL J CONATON TRUSTEE 0.50 0.00 X 0 0 0 STEPHEN G CUNTZ TRUSTEE 0.50 0.00 X 0 0 0 JUSTIN DAFFRON SJ TRUSTEE 0.50 0.00 X 0 0 0 WALTER C DEYE SJ TRUSTEE 0.50 0.00 X 0 0 0 ROBERT S HEIDT JR MD TRUSTEE 0.50 0.00 X 0 0 0 DANIEL S HENDRICKSON SJ PHD TRUSTEE 0.50 0.00 X 0 0 0 DEBORAH A HENRETTA TRUSTEE 0.50 0.00 X 0 0 0 ANN FINEFROCK HOFFMAN TRUSTEE 0.50 0.00 X 0 0 0 NATASHA A HOLIDAY TRUSTEE 0.50 0.00 X 0 0 0 BARBARA J HOWARD ESQ CHAIR/PAST VICE CHAIR 0.50 0.00 X X 0 0 0 TIMOTHY HOWE SJ TRUSTEE 0.50 0.00 X 0 0 0 GREGORY G JOSEPH TRUSTEE 0.50 0.00 X 0 0 0 DAVID L JOYCE TRUSTEE 0.50 0.00 X 0 0 0 ROBERT J KOHLHEPP TRUSTEE/PAST CHAIR 0.50 1.50 X 0 0 0 MARGARET LAFLEY TRUSTEE 0.50 0.00 X 0 0 0 JOHN B MAYDONOVITCH TRUSTEE 0.50 0.00 X 0 0 0 W RODNEY MCMULLEN TREASURER 0.50 0.00 X X 0 0 0 RALPH S MICHAEL III VICE CHAIR 0.50 0.00 X X 0 0 0 JAMES A MILLER TRUSTEE 0.50 0.00 X 0 0 0 ANTHONY MUNOZ TRUSTEE 0.50 0.00 X 0 0 0 KATHERINE S NAPIER TRUSTEE 0.50 0.00 X 0 0 0 JOSEPH A PICHLER TRUSTEE 0.50 0.00 X 0 0 0 JOHN S PROUT TRUSTEE 0.50 0.00 X 0 0 0 DR JANET BUTLER REID TRUSTEE 0.50 0.00 X 0 0 0 GARY E ROBINETTE TRUSTEE 0.50 0.00 X 0 0 0 TIMOTHY J SCHROEDER TRUSTEE 0.50 0.00 X 0 0 0 THOMAS F SEDLER TRUSTEE 0.50 0.00 X 0 0 0 STEPHEN S SMITH TRUSTEE 0.50 0.00 X 0 0 0 ROBERT A SULLIVAN TRUSTEE 0.50 0.00 X 0 0 0 THEODORE H TORBECK TRUSTEE 0.50 0.00 X 0 0 0 WILLIAM VEBRYKE SJ TRUSTEE 0.50 0.00 X 0 0 0 KATHLYN R WADE TRUSTEE 0.50 0.00 X 0 0 0 JAMES L WAINSCOTT TRUSTEE (THRU 5/16) 0.50 0.00 X 0 0 0 JOHN KUCIA ADMINISTRATIVE VP 40.00 1.50 X 294691 0 42222 MARIBETH AMYOT EXECUTIVE VP & CFO 40.00 1.50 X 313950 0 35200 JOSEPH H FELDHAUS GENERAL COUNSEL AND SECRETARY 40.00 0.00 X 241240 0 41601 SCOTT CHADWICK PROVOST & CHIEF ACADEMIC OFFICER 40.00 0.00 X 249646 0 44435 GARY R MASSA VP FOR UNIVERSITY RELATIONS 40.00 0.00 X 272911 0 49563 GREGORY A CHRISTOPHER DIRECTOR OF ATHLETICS 40.00 0.00 X 333623 0 101784 TERRY C RICHARDS VP STUDENT ENROLLMENT (THRU 3/16) 40.00 0.00 X 195460 0 30910 CHRISTOPHER MACK HEAD COACH, MEN'S BASKETBALL 40.00 0.00 X 1614968 0 53962 R STAFFORD JOHNSON INTERIM DEAN, WILLIAMS COLL. OF BUS. 40.00 0.00 X 202870 0 22243 BRUCE D MILLER DIRECTOR, XAVIER LEADER CENTER 40.00 0.00 X 188760 0 52632 BRIAN BALYEAT ASSOCIATE PROFESSOR, FINANCE 40.00 0.00 X 195452 0 14308 MARK FROLICK CHAIR AND PROFESSOR, MIS 40.00 0.00 X 193842 0 32802 ROGER A FORTIN FORMER OFFICER 40.00 0.00 X 143691 0 31420 4441104 0 553082 137 1 1 0 SBM SITE SERVICES LLC 5241 ARNOLD AVE MCCLELLAN CA 956521025 CLEANING SERVICES 1394912 TJ DYER MECHANICAL SERVICE LLC 5240 LESTER ROAD CINCINNATI OH 452132522 CONSTRUCTION SERVICES 846646 TRUE CUT CONSTRUCTION LLC 748 CITY PARK AVE COLUMBUS OH 432062043 CONSTRUCTION SERVICES 664314 NAPIER PAINTING & DECORATING 5160 RIVERWALK DR KINGS MILLS OH 450349713 PAINTING SERVICES 440530 DANA MONT SQUARE LLC 4030 SMITH RD SUITE 130 CINCINNATI OH 452091937 RENTAL SERVICES 373025 22 51668 1934045 21089746 3556983 23075459 TUITION AND FEES 611710 174757915 174757915 AUXILIARY ENTERPRISES 611710 43508943 41970638 1538305 EDUCATIONAL ACTIVITIES 611710 7065701 7065701 225332559 6293829 -15911 6309740 185548071 6112 184670004 60024 878067 -53912 824155 -53912 878067 126497 51668 90380 36117 36117 51833 28635 23198 23198 255585317 223740342 1522394 7247122 383800 383800 76191637 76191637 2247235 2026085 150115 71035 175111 157878 11697 5536 70783826 63817990 4728360 2237476 5452848 4916233 364250 172365 13767449 12412594 919666 435189 4852835 4375268 324169 153398 214637 53659 160978 417655 104414 313241 692524 173131 519393 4235116 3853956 254107 127053 902526 706975 132824 62727 8260847 7320557 638149 302141 1072900 1072900 3429969 3223422 138046 68501 6491345 6307056 125143 59146 2920212 2570221 237703 112288 8063033 6047275 2015758 13653621 10240216 3413405 1307255 1212066 63459 31730 AUXILIARY 7828561 4697137 3131424 REPAIRS AND MAINTENANCE 7541283 6963309 385316 192658 LIBRARY 1228962 1195703 22591 10668 ATHLETICS 1149922 1046671 68834 34417 2096844 1908128 125812 62904 245361953 222978281 18244440 4139232 10069252 9941091 15410149 14333344 55062751 51497746 3937794 3407967 4205718 3818197 7621691 8917523 427076097 157690070 270219102 269386027 243186142 244851365 1135342 595769 610847941 606749029 28515527 25802749 7226471 7429333 149647203 191920166 69260979 29890138 254650180 255042386 X 159044145 160096560 108257887 97525797 88895729 94084286 356197761 351706643 610847941 606749029 X 10223364 -7412936 -7301546 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 156377455 3671196 -3652985 3462871 2033750 150899045 153477802 6091344 1916560 3218198 1890053 156377455 132470911 3173417 22629037 3021205 1774358 153477802 117352538 3396165 16368538 2834261 1812069 132470911 119508745 5537168 -3104541 2753300 1835534 117352538 0.17200 0.55700 0.27100 0 0 14243823 14243823 330782915 116649983 214132932 44703826 20398226 24305600 29239469 20641861 8597608 8106064 8106064 269386027 US GOVERNMENT & AGENCY OBLIGATIONS 6339457 F CORPORATE STOCKS & STOCK FUNDS 100707391 F CORPORATE BONDS & BOND FUNDS 101876017 F ALTERNATIVE INVESTMENTS 16808565 F MORTGAGE AND ASSET-BACKED SECURITIES 6221584 F REAL ASSETS 12898351 F 244851365 REFUNDABLE ADVANCE TO US GOVERNMENT 3800682 INTEREST RATE SWAP 26089456 29890138 X PART III, LINE 1A: THE UNIVERSITY'S COLLECTIONS OF ART, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE ORGANIZATION'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENTS OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED OR AS TEMPORARILY OR PERMANENTLY RESTRICTED NET ASSETS IF THE ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED ON THE FINANCIAL STATEMENTS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NET ASSET CLASSES. PART V, LINE 4: THE ENDOWMENT CONSISTS OF APPROXIMATELY 600 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES, SUCH AS SCHOLARSHIPS, ENDOWED CHAIRS, DEPARTMENTAL AND OPERATING BUDGET SUPPORT. PART X, LINE 2: THE AUDITED FINANCIAL STATEMENTS OF XAVIER UNIVERSITY ("UNIVERSITY") INDICATE THAT AS OF JUNE 30, 2016, THE UNIVERSITY HAS NO UNCERTAIN TAX POSITIONS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY IS IN COMPLIANCE WITH REV. PROC. 75-50. SCHEDULE E, PART I, LINE 6 A FEDERAL PROCESS IS IN PLACE THAT REQUIRES UNIVERSITIES TO VERIFY SELECTED STUDENT FAFSA FORMS FOR COMPLETENESS AND ACCURACY. WHEN STUDENTS ARE SELECTED FOR THE FEDERAL VERIFICATION, THE OFFICE OF FINANCIAL AID COLLECTS ACCEPTABLE TAX DOCUMENTATION AND HAS THE STUDENT COMPLETE A STANDARD VERIFICATION WORKSHEET TO SUPPORT THE FEDERAL PROCESS. AFTER SIGNATURES AND COMPLETENESS OF THE SUBMITTED DOCUMENTATION IS CONFIRMED, A FINANCIAL AID COUNSELOR WILL AUDIT THE INFORMATION. THE FINANCIAL AID COUNSELOR WILL COMPARE THE FAFSA INFORMATION TO TAX INFORMATION TO CHECK FOR VARIANCES. IF A VARIANCE OCCURS, THE FINANCIAL AID COUNSELOR WILL CORRECT THE DATA ELEMENT IN THE FAFSA RECORD WITHIN THE BANNER RECORD. AFTER CORRECTING THE DATA ELEMENT, THE ISIR RECORD IS SENT TO THE FEDERAL PROCESSOR FOR CORRECTIONS. AFTER THE FEDERAL VERIFICATION PROCESS IS COMPLETED, A FINANCIAL AID COUNSELOR WILL CHECKMARK AN INDICATOR IN THE FINANCIAL AID SYSTEM TO ALLOW DISBURSEMENT OF FEDERAL AID. EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES STUDY ABROAD 242904 SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION, STUDY ABROAD 14350 CENTRAL AMERICA & THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION, STUDY ABROAD 50758 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATION, STUDY ABROAD 33832 0 0 0 0 0 0 341844 0 341844 1 0 1 0 1 0 ALL FOR ONE GOLF 178165 51668 126497 588 14999 46543 1308 26942 178165 51668 126497 588 14999 46543 1308 26942 90380 36117 51833 23791 4844 1 1.00000 51833 23791 4844 28635 23198 OH 0 PER OHIO CHARITABLE GAMING LAWS, NO LICENSE IS REQUIRED TO BE ADMINISTERED FROM THE OHIO ATTORNEY GENERAL'S OFFICE FOR A QUALIFIED CHARITABLE ORGANIZATION TO CONDUCT A RAFFLE. 0 1 0 1.00000 XAVIER UNIVERSITY 3800 VICTORY PARKWAY CINCINNATI OH 45207 0 ANDY BARRY DIRECTOR OF BUSINESS OPERATIONS, DEPARTMENT OF INTERCOLLEGIATE ATHLETICS X 1 23198 SCHEDULE G, PART III, LINE 16: NO COMPENSATION HAS BEEN REPORTED FOR ANDY BARRY AS HIS ROLE AS GAMING MANAGER WAS A DE MINIMIS FUNCTION OF HIS EMPLOYMENT WITH XAVIER UNIVERSITY. 1 A BLESSING TO ONE ANOTHER INC 3800 VICTORY PARKWAY CINCINNATI OH 45207 201317004 501(C)(3) 242236 GENERAL SUPPORT A SPECIAL WISH FOUNDATION INC - DAYTON CHAPTER 436 VALLEY STREET 1 DAYTON OH 45404 311234314 501(C)(3) 18046 GENERAL SUPPORT AMERICAN JEWISH COMMITTEE 205 W 4TH ST SUITE 1270 CINCINNATI OH 45202 135563393 501(C)(3) 5300 GENERAL SUPPORT CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVE MLC 9002 CINCINNATI OH 45229 310833936 501(C)(3) 7100 GENERAL SUPPORT CURE STARTS NOW INC 10280 CHESTER ROAD CINCINNATI OH 45215 260269131 501(C)(3) 8785 GENERAL SUPPORT DEPAUL CRISTO REY HIGH SCHOOL 1133 CLIFTON HILLS AVE CINCINNATI OH 45220 272417727 501(C)(3) 28000 GENERAL SUPPORT HABITAT FOR HUMANITY OF GREATER CINCINNATI 4910 PARA DRIVE CINCINNATI OH 45237 311185975 501(C)(3) 16175 GENERAL SUPPORT LEADERSHIP SCHOLARS INC 125 W NORTH BEND ROAD CINCINNATI OH 45216 208500457 501(C)(3) 15000 GENERAL SUPPORT UNITED WAY 2400 READING ROAD CINCINNATI OH 45202 310537502 501(C)(3) 34662 GENERAL SUPPORT 9 0 EDUCATIONAL GRANTS TO UNIVERSITY STUDENTS 4535 76191637 PART I, LINE 2: EVERY FULL-TIME TRADITIONAL UNDERGRADUATE STUDENT IS CONSIDERED FOR MERIT-BASED FINANCIAL AID. MERIT-BASED AID IS DETERMINED BY THE ADMISSIONS AND FINANCIAL AID DEPARTMENT'S ANALYSIS OF A STUDENT'S ACADEMIC CREDENTIALS, SUCH AS STANDARDIZED TEST SCORES AND HIGH SCHOOL TRANSCRIPTS. A STUDENT INTERESTED IN RECEIVING NEED-BASED FINANCIAL AID IS REQUIRED TO SUBMIT A FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA) FOR EACH SCHOOL YEAR. ONCE ALL THE ELIGIBILITY CRITERIA ARE MET AND ALL NECESSARY DOCUMENTS ARE OBTAINED, EITHER THROUGH REVIEW OF THE ISIR OR BY EFFORTS OF THE FINANCIAL AID COUNSELOR, THE FINANCIAL NEED OF THE STUDENT IS DETERMINED BY THE DIFFERENCE BETWEEN THE COST OF ATTENDANCE AT XAVIER AND THE EFC TOWARD THOSE COSTS. AFTER THE FINANCIAL NEED FOR THE STUDENT IS CALCULATED, THE FINANCIAL AID PACKAGE FOR EACH STUDENT IS DETERMINED BY THE BANNER SYSTEM BASED ON THE STUDENT'S FINANCIAL NEED, ACADEMIC MERIT, TALENT, ENROLLMENT STATUS, LEVEL IN SCHOOL, AND DEPENDENCY STATUS. AWARD LETTERS (VIA E-MAIL OR REGULAR MAIL) ARE THEN PREPARED AND SENT TO EACH STUDENT, NOTIFYING THEM OF WHAT TYPES OF AWARDS THEY ARE DEEMED ELIGIBLE TO RECEIVE. THE STUDENT THEN HAS THE OPTION TO DECLINE ANY AID THAT IS OFFERED TO THEM. XAVIER USES PASSIVE ACCEPTANCE OF AID OFFERED. X X X X 1 1 X X X X X 0 0 0 1 0 1 0 0 0 JOHN KUCIA ADMINISTRATIVE VP 269416 0 0 0 25275 0 26500 0 15722 0 336913 0 0 0 MARIBETH AMYOT EXECUTIVE VP & CFO 301762 0 0 0 12188 0 23850 0 11350 0 349150 0 0 0 JOSEPH H FELDHAUS GENERAL COUNSEL AND SECRETARY 239977 0 0 0 1263 0 21128 0 20473 0 282841 0 0 0 SCOTT CHADWICK PROVOST & CHIEF ACADEMIC OFFICER 248370 0 0 0 1276 0 22005 0 22430 0 294081 0 0 0 GARY R MASSA VP FOR UNIVERSITY RELATIONS 259900 0 0 0 13011 0 25175 0 24388 0 322474 0 0 0 GREGORY A CHRISTOPHER DIRECTOR OF ATHLETICS 287393 0 0 0 46230 0 79541 0 22243 0 435407 0 0 0 TERRY C RICHARDS VP STUDENT ENROLLMENT (THRU 3/16) 188188 0 0 0 7272 0 17551 0 13359 0 226370 0 0 0 CHRISTOPHER MACK HEAD COACH, MEN'S BASKETBALL 394149 0 50000 0 1170819 0 25175 0 28787 0 1668930 0 0 0 R STAFFORD JOHNSON INTERIM DEAN, WILLIAMS COLL. OF BUS. 155585 0 0 0 47285 0 13936 0 8307 0 225113 0 0 0 BRUCE D MILLER DIRECTOR, XAVIER LEADER CENTER 119162 0 0 0 69598 0 11498 0 41134 0 241392 0 0 0 BRIAN BALYEAT ASSOCIATE PROFESSOR, FINANCE 154674 0 0 0 40778 0 12970 0 1338 0 209760 0 0 0 MARK FROLICK CHAIR AND PROFESSOR, MIS 192826 0 0 0 1016 0 17420 0 15382 0 226644 0 0 0 ROGER A FORTIN FORMER OFFICER 134189 0 0 0 9502 0 14059 0 17361 0 175111 0 0 0 PART I, LINE 1A CHARTER TRAVEL ARRANGEMENTS ARE USED ON A LIMITED BASIS FOR CERTAIN ATHLETIC TEAM TRAVEL AND REDUCES MISSED CLASS TIME BY STUDENT ATHLETES. CHARTER TRAVEL ARRANGEMENTS ARE ALSO USED ON A LIMITED BASIS FOR ATHLETIC RECRUITING PURPOSES WHEN COMMERCIAL TRAVEL OPTIONS ARE NOT EFFICIENT. TRAVEL COMPANIONS OCCURS ON A LIMITED BASIS BUT IS A TAXABLE BENEFIT TO THE EMPLOYEE. THE PRESIDENT OF THE UNIVERSITY LIVES IN STUDENT HOUSING AS A CONVENIENCE OF THE UNIVERSITY, AND THEREFORE IS NOT A TAXABLE BENEFIT. BUSINESS CLUB DUES WERE PROVIDED FOR THE PRESIDENT AND CFO FOR BUSINESS PURPOSES. SOCIAL CLUB BUSINESS RELATED EXPENSES WERE REIMBURSED TO THE VICE PRESIDENT OF UNIVERSITY RELATIONS AND PROVOST. PART I, LINE 5 BRUCE D. MILLER RECEIVED COMPENSATION ON NEW INCREMENTAL BUSINESS EQUAL TO 5% OF THE SALES CONTRACT PRICE FOR CONSULTING PROJECTS, EDUCATION AND TRAINING SEMINARS, AND WORKSHOPS. PART I, LINE 6 BRUCE D. MILLER RECEIVED A PAYMENT EQUAL TO 30% OF NET REVENUE FOR CONSULTING PROJECTS, EDUCATION AND TRAINING SEMINARS, AND WORKSHOPS SOLD. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AK76 2008-12-04 53786726 CONSTRUCTION OF EDUCATIONAL FACILITY 1 0 0 B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AQ88 2010-01-26 48998440 CONSTRUCTION OF RESIDENCE & DINING HALL 0 0 0 C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 000000000 2013-12-19 19815000 REFUNDING OF SERIES 2000B BONDS ISSUED 11/16/2000 0 0 0 D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 000000000 2015-02-10 23475000 REFUNDING OF SERIES 2008A BONDS ISSUED 4/30/2008 0 0 0 A 6190000 46170000 54379587 788144 53591444 2010 0 0 1 1 B 3965000 49080423 3113180 769538 45197705 2012 0 0 1 1 C 19815000 19815000 1 0 1 1 D 900000 23475000 23475000 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 1 0 0 0 0 0 B 0 0 1 1 0 0 0 0 0 C 0 1 1 0 0 0 0 0 0 D 0 1 1 0 1 1 DEUTSCHE BANK 27.200000000000 0 0 0 0 0 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION DATE THE REBATE COMPUTATION WAS PERFORMED: 12/20/2013 ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION DATE THE REBATE COMPUTATION WAS PERFORMED: 04/14/2015 SCHEDULE K, PART I, BONDS ISSUES: (A) ISSUER NAME: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION (F) DESCRIPTION OF PURPOSE: ADV REFUND OF CALLABLE SERIES 2008C BONDS ISSUED 12/4/2008 SCHEDULE K, PART II, LINE 3, ISSUE A & B: TOTAL PROCEEDS DIFFER FROM ISSUE PRICE DUE TO INVESTMENT EARNINGS. SCHEDULE K, PART IV, LINE 6, 3/25/2015 BONDS: THIS QUESTION IS BEING ANSWERED WITHOUT REGARD TO A YIELD-RESTRICTED ADVANCE REFUNDING ESCROW FINANCED WITH PROCEEDS OF THE BONDS. A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DDT0 2015-03-25 55187114 ADV REFUND OF CALLABLE SERIES 2008C BONDS ISSUED 0 0 0 B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 000000000 2016-05-01 47380000 REFUNDING OF SERIES 2015B BONDS ISSUED 2/10/2015 0 0 0 A 235000 55187114 51858559 163878 4147163 0 1 1 1 B 730000 47380000 47380000 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 1 0 0 0 0 0 0 B 0 1 1 0 1 1 BARCLAYS BANK 26.000000000000 0 0 0 0 0 A 1 B 1 11000 SEE PART V SEE PART V 17000 SEE PART V SEE PART V SCHEDULE L, PART III: GRANTS OR ASSISTANCE BENEFITTING INTERESTED PERSONS:(D) TYPE OF ASSISTANCE: MERIT BASED SCHOLARSHIP(E) PURPOSE OF ASSISTANCE: MERIT BASED SCHOLARSHIP SCHEDULE L, PART III: GRANTS OR ASSISTANCE BENEFITTING INTERESTED PERSONS:(D) TYPE OF ASSISTANCE: MERIT BASED SCHOLARSHIP(E) PURPOSE OF ASSISTANCE: MERIT BASED SCHOLARSHIP - LEADERSHIP AWARD X 136 3549163 X 1 1000 X TRANSPORT. 1 3193 X FOOD/BEV. 1 2000 X ART RESTOR. 1 1605 X TICKETS 2 22 0 0 0 0 PART I, COLUMN (B): PART I, COLUMN (B) IS REPORTING THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 2 JAMES L. WAINSCOTT, A TRUSTEE OF XAVIER UNIVERSITY, HAS A BUSINESS RELATIONSHIP WITH ROBERT J. KOHLHEPP AND RALPH S. MICHAEL, III, TRUSTEES OF XAVIER UNIVERSITY. JOHN S. PROUT, A TRUSTEE OF XAVIER UNIVERSITY, HAS A BUSINESS RELATIONSHIP WITH RALPH S. MICHAEL, III, A TRUSTEE OF XAVIER UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY DELOITTE TAX LLP USING THE INFORMATION PROVIDED BY XAVIER UNIVERSITY MANAGEMENT. THE COMPLETED FORM 990 WAS REVIEWED BY THE EXECUTIVE VICE PRESIDENT AND CFO, VICE PRESIDENT OF BUSINESS SERVICES AND RISK MANAGEMENT, AND THE CONTROLLER OF XAVIER UNIVERSITY. THE RETURN WILL BE MADE AVAILABLE TO ALL BOARD MEMBERS SOON AFTER FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY REQUIRES ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES TO COMPLETE AN ANNUAL QUESTIONNAIRE PERTAINING TO CONFLICTS OF INTEREST. DISTRIBUTION AND COLLECTION OF THE QUESTIONNAIRE IS ADMINISTERED BY GENERAL COUNSEL AND SECRETARY TO THE BOARD RELATIVE TO MEMBERS OF THE BOARD OF TRUSTEES, AND BY HUMAN RESOURCES RELATIVE TO EMPLOYEES. DISCLOSED CONFLICTS AND POTENTIAL CONFLICTS BY TRUSTEES ARE REVIEWED BY THE GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES, AND BY THE AUDIT AND RISK MANAGEMENT COMMITTEE OF THE BOARD OF TRUSTEES FOR EMPLOYEE OFFICERS AND KEY EMPLOYEES. TRUSTEES WITH A TRANSACTIONAL CONFLICT ARE REQUIRED TO RECUSE THEMSELVES FROM ANY DISCUSSION AND/OR VOTE PERTAINING TO THE CONFLICTED TRANSACTION, AND THIS IS REFLECTED IN THE MINUTES OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15 ALTHOUGH THE FOLLOWING PROCEDURES WERE FOLLOWED REGARDING THE DETERMINATION OF THE PRESIDENT OF XAVIER UNIVERSITY'S COMPENSATION, THE COMPENSATION REPORTED ON THIS FORM 990 WAS NOT ACTUALLY RECEIVED BY THE PRESIDENT OF THE UNIVERSITY, BUT RATHER BY HIS RELIGIOUS ORDER IN ACCORDANCE WITH HIS VOW OF POVERTY. IN DETERMINING COMPENSATION OF THE ORGANIZATION'S PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES, THE PROCESS INCLUDED A REVIEW AND APPROVAL BY THE INDEPENDENT PERSONS ON THE BOARD OF TRUSTEES WHO EVALUATE PERFORMANCE, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. THE COMPENSATION WAS REVIEWED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS OR THE COMPENSATION COMMITTEE. IN THE REVIEW OF THE COMPENSATION, THE PRESIDENT, OTHER OFFICERS AND KEY EMPLOYEES WERE COMPARED TO INDIVIDUALS THAT HOLD SIMILAR POSITIONS AT SIMILAR UNIVERSITIES. THE DETERMINATION OF SIMILAR UNIVERSITIES WAS MADE BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES WITH THE ASSISTANCE OF A PROFESSIONAL CONSULTING FIRM. DURING THE REVIEW AND APPROVAL OF THE COMPENSATION, DOCUMENTATION OF THE DECISION WAS RECORDED IN THE COMMITTEE MINUTES. INDIVIDUALS WERE NOT PRESENT WHEN THEIR COMPENSATION WAS DECIDED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION WILL PROVIDE ANY DOCUMENTS REQUIRED TO BE OPEN TO THE PUBLIC INSPECTION UPON REQUEST. FORM 990 IS AVAILABLE TO THE PUBLIC ON XAVIER'S WEBSITE. FORM 990, PART VII, SECTION A: FORM 990, PART VII DOES NOT INCLUDE ANY COMPENSATION FOR THE PRESIDENT OF XAVIER UNIVERSITY, MICHAEL J. GRAHAM, SJ. FATHER GRAHAM'S ANNUAL SALARY IS $387,447 WHICH WAS PAID DIRECTLY TO HIS RELIGIOUS ORDER IN ACCORDANCE WITH HIS VOW OF POVERTY. FORM 990, PART XI, LINE 9: ACTUARIAL CHANGE IN POST RETIREMENT HEALTH CARE BENEFITS 904,379. CHANGE IN FAIR VALUE INTEREST RATE SWAP -7,984,623. CASH CONTRIBUTION FROM XUPROP CO, A RELATED TAX-EXEMPT ENTITY 115,833. CASH DISTRIBUTION TO XUPROP CO - CINCINNATI, A RELATED TAX-EXEMPT ENTITY -337,135. FORM 990, PART XII, LINE 2C: THE AUDIT AND RISK MANAGEMENT COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT AUDITOR. THIS PROCESS HAS NOT CHANGED IN THE CURRENT YEAR. NORWOOD CAFE LLC 3800 VICTORY PARKWAY CINCINNATI OH 452074531 260307190 HOSPITALITY ASSOCIATED WITH ART EXHIBITS AND OTHER XAVIER EVENTS OH -4139 45187 XAVIER UNIVERSITY 3759 MONTGOMERY ROAD LLC 3759 MONTGOMERY ROAD CINCINNATI OH 452074531 REAL ESTATE OH 0 0 XAVIER UNIVERSITY XAVIER STUDENT AGENCIES 3800 VICTORY PARKWAY CINCINNATI OH 452074531 205299309 STUDENT ACTIVTIES OH 501(C)(3) SCHEDULE A, LINE 2 XAVIER UNIVERSITY 1 A BLESSING TO ONE ANOTHER INC 3800 VICTORY PARKWAY CINCINNATI OH 452074531 201317004 INTERFAITH ISSUES OH 501(C)(3) SCHEDULE A, LINE 9 XAVIER UNIVERSITY 1 XUPROP CO 3800 VICTORY PARKWAY CINCINNATI OH 452074531 311700715 REAL ESTATE HOLDING COMPANY OH 501(C)(2) XAVIER UNIVERSITY 1 XUPROP CO - CINCINNATI 3800 VICTORY PARKWAY CINCINNATI OH 452074531 311700752 REAL ESTATE HOLDING COMPANY OH 501(C)(2) XAVIER UNIVERSITY 1 XUPROP CO - DANA 3800 VICTORY PARKWAY CINCINNATI OH 452074531 201367022 REAL ESTATE HOLDING COMPANY OH 501(C)(2) XAVIER UNIVERSITY 1 XUPROP CO - PLAZA 3800 VICTORY PARKWAY CINCINNATI OH 452074531 261870850 REAL ESTATE HOLDING COMPANY OH 501(C)(2) XAVIER UNIVERSITY 1 XUPROP CO - NORWOOD 3800 VICTORY PARKWAY CINCINNATI OH 452074531 201037010 REAL ESTATE HOLDING COMPANY OH 501(C)(2) XAVIER UNIVERSITY 1 NAB REAL ESTATE HOLDINGS LLC 3727 BOOMER ROAD CINCINNATI OH 45247 200695355 REAL ESTATE HOLDING OH XAVIER UNIVESITY RELATED -6406 25892 0 0 0.75000 NAB OIL AND GAS HOLDINGS INC 3727 BOOMER ROAD CINCINNATI OH 45247 311705417 OIL AND GAS OH XAVIER UNIVERSITY S -719 12781 0.75000 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 A BLESSING TO ONE ANOTHER INC B 242236 FAIR MARKET VALUE NAB OIL AND GAS HOLDINGS INC A 12580 FAIR MARKET VALUE XUPROP CO S 115833 FAIR MARKET VALUE XUPROP CO - CINCINNATI R 337135 FAIR MARKET VALUE