2017-05-15T16:19:26-05:00 2016-06-30 910189318 MOSS ADAMS LLP 805 SW BROADWAY STE 1200 PORTLAND OR 97205 990 2015-07-01 930770054 CASCADIA BEHAVIORAL HEALTHCARE CASC 5032380769 PO BOX 8459 PORTLAND OR 972078459 JANICE JACOBS CFO 5032380769 2017-05-15 1 WENDY CAMPOS P00448102 5032421447 2017-05-15 2015 2021-01-29 14:40:06Z DERALD WALKER PO BOX 8459 PORTLAND OR 972078459 61527995 0 X WWW.CASCADIABHC.ORG X 1980 OR THE MISSION OF CASCADIA BEHAVIORAL HEALTHCARE IS TO CREATE HOPE AND OPPORTUNITY FOR LOW INCOME PEOPLE WITH MENTAL ILLNESSES AND ADDICTION THROUGH BLENDING INNOVATION AND DETERMINATION WITH COMPETENCE, INCLUSION AND COMPASSION. 12 12 1207 14 0 0 20176822 21858156 36974099 39132269 48157 66079 385323 471491 57584401 61527995 0 0 0 0 40225000 43361107 0 0 219556 12881249 15535045 53106249 58896152 4478152 2631843 30367027 36040930 14072978 17056625 16294049 18984305 X THE MISSION OF CASCADIA BEHAVIORAL HEALTHCARE IS TO CREATE HOPE AND OPPORTUNITY FOR LOW INCOME PEOPLE WITH MENTAL ILLNESSES AND ADDICTIONS, BLENDING INNOVATION AND DETERMINATION WITH COMPETENCE, INCLUSION AND COMPASSION. 0 0 14523369 16879190 RESIDENTIAL AND SUPPORTED HOUSING SERVICES - THE ORGANIZATION HAS BEEN PROVIDING RESIDENTIAL SERVICES AND SUPPORTED HOUSING SERVICES TO INDIVIDUALS WITH SERIOUS MENTAL ILLNESS AND COOCCURRING SUBSTANCE ABUSE DISORDERS SINCE ITS INCEPTION. CURRENTLY, THE ORGANIZATION PROVIDES RESIDENTIAL AND SUPPORTED HOUSING TO MORE THAN 300 INDIVIDUALS IN BOTH SECURE AND NONSECURE FACILITIES, IN SINGLE ROOM OCCUPANCY FACILITIES, AND IN APARTMENTS. AN EXAMPLE IS RAINGARDEN, A STATE-OF-THE-ART COMPLEX AT VILLEBOIS IN WILSONVILLE. RAINGARDEN IS A 'GREEN,' OPEN-DESIGN BUILDING FOR PERSONS WHO HAVE BEEN CHRONICALLY INSTITUTIONALIZED AND ARE NOW ABLE TO HOLD THEIR OWN LEASES. DURING THEIR STAY IN RESIDENTIAL AND SUPPORTED HOUSING, PEOPLE PARTICIPATE IN SKILLSBUILDING AND EDUCATION FOR EVENTUAL SUCCESSFUL INDEPENDENT LIVING, SUCH AS SYMPTOM MANAGEMENT, COMMUNITY PARTICIPATION, RELATIONSHIP BUILDING, MEDICATION EDUCATION AND SELFADMINISTRATION, AND WELLNESS SKILLS INCLUDING NUTRITION, BASIC COOKING, PHYSICAL EXERCISE, TOBACCO CESSATION, AND MEDITATION. EVIDENCE BASED PRACTICES ARE USED, SUCH AS SEEKING SAFETY, SANCTUARY (SELF), TRAUMAINFORMED CARE, PEER WELLNESS SERVICES, COGNITIVE BEHAVIORAL THERAPY, MOTIVATIONAL INTERVIEWING, AND SPECIFIC RESOURCES FOR PEOPLE WITH SCHIZOPHRENIA, DEPRESSION, BIPOLAR DISORDER, AND OTHER SYMPTOM COMPLEXES. ALL OF THESE PROGRAMS SERVE PERSONS WITH COMPLICATED TREATMENT ISSUES SUCH AS CHRONIC MENTAL ILLNESS, HISTORIES OF INSTITUTIONALIZATION OR HOMELESSNESS, CRIMINAL HISTORY, SEVERE MEDICAL CONDITIONS, AND ALCOHOL AND DRUG ABUSE. THESE INDIVIDUALS ARE SERVED WITH THE GOAL OF MOVING TO GREATER INDEPENDENCE AND INTEGRATION WITHIN THE COMMUNITY. FOR THOSE WITH COEXISTING SERIOUS PHYSICAL MEDICAL CONDITIONS, PHYSICIAN AND NURSING STAFF ARE REGULARLY AVAILABLE TO ALL PROGRAMS. 13128902 14999462 OUTPATIENT MENTAL HEALTH AND ADDICTION SERVICES - THE ORGANIZATION SERVES MORE THAN 8,000 ADULTS AND CHILDREN ANNUALLY THROUGH OUTPATIENT MENTAL HEALTH AND ADDICTION PROGRAMS LOCATED IN MULTNOMAH AND CLACKAMAS COUNTIES. THESE PROGRAMS ARE OFFERED TO INDIVIDUALS AND FAMILIES THROUGHOUT THE AGE SPECTRUM, FROM CHILDHOOD TO OLDER ADULTS. THE ORGANIZATION'S TREATMENT APPROACH IS BASED ON THE BEHAVIORAL HEALTH RECOVERY MANAGEMENT (BHRM) MODEL FOR ADDICTIVE AND MENTAL HEALTH DISORDERS THAT EMPHASIZES CONSUMER DRIVEN, STRENGTHSBASED RECOVERY SERVICES WITH A FOCUS ON LONGTERM WELLNESS. THE ORGANIZATION'S PROGRAMS ASSIST INDIVIDUALS TO INCREASE INDEPENDENCE AND SELFEFFICACY BY UTILIZING EVIDENCEBASED PRACTICES IN INDIVIDUAL, GROUP, AND FAMILY THERAPY, INCLUDING TRAUMA INFORMED CARE, PEER WELLNESS SERVICES, DIALECTICAL BEHAVIORAL THERAPY, COGNITIVE BEHAVIORAL THERAPY, MOTIVATIONAL INTERVIEWING, RELAPSE PREVENTION, POSTHOSPITAL REENTRY, AND A VARIETY OF SKILLSBUILDING AND WELLNESS CURRICULA OFFERED IN GROUP AND INDIVIDUAL SETTINGS.OUTPATIENT SERVICES INCLUDE A BROAD ARRAY OF SPECIALIZED PROGRAMS INCLUDING MENTAL HEALTH, SUBSTANCE ABUSE, INTEGRATED MENTAL HEALTH AND ADDICTIONS, AND GAMBLING TREATMENT. INTENSIVE CASE MANAGEMENT IS AVAILABLE IN BOTH CLACKAMAS AND MULTNOMAH COUNTIES, AND ASSERTIVE COMMUNITY TREATMENT (ACT) IS PROVIDED TO CLACKAMAS COUNTY RESIDENTS. 5349688 6137887 CRISIS SERVICES - THE ORGANIZATION PROVIDES CRISIS SERVICES FOR MULTNOMAH COUNTY AND THE CITY OF PORTLAND THROUGH AN ARRAY OF PROGRAMS, AFFECTING MORE THAN 5,000 PEOPLE EACH YEAR. PROJECT RESPOND IS A 24/7 MOBILE CRISIS RESPONSE TEAM THAT WORKS CLOSELY WITH INDIVIDUALS WHO ARE EXPERIENCING AN EMOTIONAL CRISIS. THIS PROGRAM OFTEN WORKS IN CONJUNCTION WITH MULTNOMAH COUNTY'S CRISIS LINE, 911, AND PORTLAND POLICE.THE URGENT WALKIN CLINIC IS A SEVENDAY PER WEEK CLINIC THAT SERVES ANYONE WHO ENTERS TO HELP RESOLVE URGENT NEEDS. THIS CLINIC IS STAFFED WITH MASTER'S LEVEL COUNSELORS, PSYCHIATRISTS, PSYCHIATRIC NURSE PRACTITIONERS, AND REGISTERED NURSES. THE ORGANIZATION ALSO HAS TWO CRISIS RESPITE FACILITIES THAT PROVIDE AN ALTERNATIVE TO, OR STEPDOWN FROM, HOSPITALIZATION IN A HOMELIKE SETTING. ACCESS TO THESE FACILITIES IS THROUGH MULTNOMAH AND CLACKAMAS COUNTIES, AS WELL AS THROUGH LOCAL HOSPITALS. 18519322 1115730 BEHAVIORAL HEALTH AND CRIMINAL JUSTICE INTERFACE; HOMELESS SERVICES AND INDEPENDENT HOUSING; PROPERTY MANAGEMENT AND DEVELOPMENT; SPECIAL PROGRAMS. 18519322 1115730 51521281 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 250 0 1 1207 1 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 OR X JANICE JACOBS CFO 5032380769 847 NE 19TH AVE STE 100 PORTLAND OR 97232 FELISIA OTIS CHAIR 1.00 X X 0 0 0 KEITH HYDE VICE CHAIR 1.00 X X 0 0 0 KELLIE VAVROSKY SECRETARY/TREASURER 1.00 X X 0 0 0 DICK COWAN DIRECTOR 1.00 X 0 0 0 HAROLD DUCLOUX III DIRECTOR 1.00 X 0 0 0 MARTIN MORRIS DIRECTOR 1.00 X 0 0 0 STEVE JAGGERS DIRECTOR 1.00 X 0 0 0 CHRISTOPHER BURLEY DIRECTOR 1.00 X 0 0 0 JONATHAN EAMES DIRECTOR 1.00 X 0 0 0 BARRY KAST DIRECTOR 1.00 X 0 0 0 HARRIS MATARAZZO DIRECTOR 1.00 X 0 0 0 JASPREET KHANGURA MD DIRECTOR 1.00 X 0 0 0 JEFFREY MAROTTA PHD DIRECTOR 1.00 X 0 0 0 AMELIA J WILCOX PHD DIRECTOR 1.00 X 0 0 0 DERALD WALKER PHD CEO 40.00 X 187314 0 8271 BETH BARKER CFO 40.00 X 74725 0 2426 MARLENE MCLENNAN CFO 40.00 X 98010 0 384 JANICE JACOBS CFO 40.00 X 0 0 0 BETH EPPS CHIEF CLINICAL OFFICER 40.00 X 128314 0 8098 SARAH CHISHOLM CHIEF ADMINISTRATIVE OFFICER 40.00 X 142065 0 6120 JAMES CONOUR MD PSYCHIATRIST 40.00 X 234063 0 8146 PATRICIA GARDNER MD PSYCHIATRIST 40.00 X 219211 0 14126 NEIL FALK MD ASSOCIATE DIRECTOR 32.00 X 189217 0 7422 1272919 0 54993 15 0 1 0 HEALTH CARE SERVICES LLC 9221 SW BARBUR BLVD 207 PORTLAND OR 97219 NURSING SERVICES 346125 LAVENDER & WYATT SYSTEMS INC 6001 VALLEY RANCH DR LITTLE ROCK AR 72223 BILLING SYSTEM SUPPORT 341467 ADP INC PO BOX 842875 PHOENIX AZ 850628415 PAYROLL AND HR SERVICES 247817 OREGON HEALTH & SCIENCE UNIVERSITY 3181 SW SAM JACKSON PARK RD PORTLAND OR 972393098 MEDICAL CONSULTING SERVICES 237142 TOWNSHIP-UNITED BUILDING 1750 SW SKYLINE BLVD STE 9 PORTLAND OR 97221 CLEANING SERVICES 213352 8 19866451 1991705 21858156 MEDICARE/MEDICAID 624100 18002303 18002303 MENTAL HEALTH SERVICES 624100 17930248 17930248 HOUSING/PROPERTIES 624100 3199718 3199718 39132269 61926 61926 4153 0 4153 4153 4153 MISCELLANEOUS 900099 471491 471491 471491 61527995 39132269 0 537570 469589 469589 34639413 31745623 2737934 155856 551783 485906 63762 2115 4078151 3716090 355017 7044 3622171 3309075 297933 15163 233050 28984 204066 195683 127616 68067 2518318 1564817 933616 19885 636610 252567 369200 14843 3385360 2725220 659722 418 553772 543089 10631 52 344776 133283 211293 200 176365 104455 71910 2154797 2064680 90117 570843 272855 297988 PROGRAM/MED SUPPLIES 2321067 2318908 2054 105 REPAIRS AND MAINTANENCE 1173929 1171735 2194 FOOD & RELATED 628793 628432 361 EQUIPMENT LEASES 173167 135290 37877 468515 192656 271984 3875 58896152 51521281 7155315 219556 9400430 5855525 5200008 4429173 5826007 271813 777231 23813158 12411148 11861175 11402010 2579619 2677401 15000 15000 1809817 4287748 30367027 36040930 3617466 5173371 3328229 4370972 2957087 3618810 4170196 3893472 14072978 17056625 X 14103476 15460920 2190573 3523385 16294049 18984305 30367027 36040930 X 2631843 58406 7 X 0 1 X 1 1 1 X 25713626 12942163 13187438 20176822 21858156 93878205 25713626 12942163 13187438 20176822 21858156 93878205 93878205 5290 28736 24866 44945 61926 165763 10822 632438 714993 385323 471491 2215067 96259035 163091070 0.97530 0.98050 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 50094 50094 58846058 58896152 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 42000 49797 51079 50094 192970 250000 250000 250000 250000 1000000 1500000 2753249 2753249 16592526 9613474 6979052 1547400 586123 961277 2919983 2211551 708432 11402010 RELATED PARTY RECEIVABLE 2092115 RESTRICTED CASH 1983458 CASH HELD ON BEHALF OF OTHERS 212175 4287748 FUNDS HELD ON BEHALF OF OTHERS 212175 EQUITY GAP FINANCING 3152483 DEFERRED RENT 359357 RELATED PARTY NOTES PAYABLE 169457 3893472 X PART X, LINE 2: FIN 48 (ASC 740) UNCERTAIN TAX POSITIONS FOOTNOTE - THE ORGANIZATION AND ITS AFFILIATES DO NOT HAVE ANY UNCERTAIN TAX POSITIONS. THE ORGANIZATION AND ITS AFFILIATES EACH FILE INCOME TAX RETURNS OR INFORMATION RETURNS IN THE U.S. FEDERAL AND VARIOUS STATE JURISDICTIONS. X X 0 0 0 0 0 0 0 0 0 DERALD WALKER PHD CEO 187314 0 0 0 0 0 5834 0 2437 0 195585 0 0 0 JAMES CONOUR MD PSYCHIATRIST 234063 0 0 0 0 0 7251 0 895 0 242209 0 0 0 PATRICIA GARDNER MD PSYCHIATRIST 219211 0 0 0 0 0 7438 0 6688 0 233337 0 0 0 NEIL FALK MD ASSOCIATE DIRECTOR 189217 0 0 0 0 0 6515 0 907 0 196639 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 FORM 990 IS REVIEWED WITH THE EXECUTIVE TEAM AS WELL AS THE CHAIR OF THE BOARD FINANCE COMMITTEE AND EMAILED TO THE BOARD OF DIRECTORS FOR BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C WHEN EMPLOYEES COMPLETE A CASCADIA EMPLOYMENT APPLICATION, THEY REVIEW AND ANSWER THE FOLLOWING REGARDING THE CONFLICT OF INTEREST POLICY: "QUALIFIED RELATIVES/FRIENDS ARE ELIGIBLE FOR EMPLOYMENT, EXCEPT IN UNUSUAL SITUATIONS WHERE WE NEED TO AVOID POSSIBLE CONFLICTS OF INTEREST. DO YOU HAVE ANY RELATIVES OR FRIENDS (SUCH AS ROOMMATES) WHO ARE CURRENTLY WORKING FOR US?" DURING NEW HIRE ORIENTATION EMPLOYEES SIGN AN ACKNOWLEDGMENT INDICATING THEY RECEIVED AN OVERVIEW OF CASCADIA'S PERSONNEL POLICY MANUAL AND KNOW HOW TO ACCESS THESE POLICIES. IN ADDITION, THE SIGNED ACKNOWLEDGMENT STATES THAT THE POLICY MANUAL CONTAINS IMPORTANT INFORMATION THAT OUTLINES THE RULES, BENEFITS AND RESPONSIBILITIES OF CASCADIA EMPLOYEES. AS STATED IN OUR CONFLICT OF INTEREST POLICY, IF EMPLOYEES FACE A POTENTIAL CONFLICT OF INTEREST THEY ARE RESPONSIBLE FOR REPORTING THIS TO A SUPERVISOR IMMEDIATELY. BOARD MEMBERS ARE ASKED ANNUALLY IN THE BOARD MEETING TO DISCUSS WHETHER OR NOT THEY HAVE A CONFLICT OF INTEREST. EMPLOYEE CONFLICT OF INTEREST POLICY: IF AN ACTUAL OR POTENTIAL CONFLICT IS DETERMINED, CASCADIA MAY TAKE WHATEVER CORRECTIVE ACTION APPEARS APPROPRIATE ACCORDING TO THE CIRCUMSTANCES. FAILURE TO DISCLOSE POTENTIAL OR ACTUAL CONFLICTS OF INTEREST WILL RESULT IN DISCIPLINARY ACTION, INCLUDING POSSIBLE TERMINATION. BOARD CONFLICT OF INTEREST POLICY: PROCEDURES FOR ADDRESSING CONFLICTS OF INTEREST: - AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE DIRECTORS OR COMMITTEE MEETING, BUT AFTER THE PRESENTATION, THE INTERESTED PERSON SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. - THE DIRECTORS OR COMMITTEE SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. - AFTER EXERCISING DUE DILIGENCE, THE DIRECTORS OR COMMITTEE SHALL DETERMINE WHETHER THE CORPORATION CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. - IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE DIRECTORS OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE CORPORATION'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION IT SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIRMAN OF THE BOARD OF DIRECTORS MEETS WITH THE FINANCE COMMITTEE TO REVIEW COMPARABILITY DATA TO DETERMINE TOP MANAGEMENT AND OFFICER COMPENSATION. ANY DATA USED AND THE DECISIONS THAT ARE MADE WITH REGARD TO COMPENSATION ARE DOCUMENTED. THE LAST APPROVED OFFICER COMPENSATION REVIEW WAS IN APRIL 2015, AND THE LAST TOP MANAGEMENT INCREASE WAS MAY 2014. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: ROUNDING ADJUSTMENT 7. CASCADIA HOUSING INC 847 NE 19TH AVE STE 100 PORTLAND OR 97207 931138328 PROPERTY MANAGEMENT OR 501(C)(3) 509(A)(3) CASCADIA BEHAVIORAL HEALTHCARE 1 ALPINE EAST INC (LONE PINE) 111 NE 162ND AVE PORTLAND OR 97230 931098816 LOW INCOME HOUSING OR 501(C)(3) 509(A)(2) CASCADIA BEHAVIORAL HEALTHCARE 1 COBURN WOODS INC 17308 NE COUCH ST PORTLAND OR 97233 931218274 LOW INCOME HOUSING OR 501(C)(3) 509(A)(2) CASCADIA BEHAVIORAL HEALTHCARE 1 ECUNET HOUSING INC (HOPEWELL) 1252 SW CHELTENHAM PORTLAND OR 97239 931134276 LOW INCOME HOUSING OR 501(C)(3) 509(A)(1) CASCADIA BEHAVIORAL HEALTHCARE 1 MT HOOD SPECIAL HOUSING INC 208 NE CLEVELAND GRESHAM OR 97030 930890225 LOW INCOME HOUSING OR 501(C)(3) 509(A)(1) CASCADIA BEHAVIORAL HEALTHCARE 1 THREE WEST HOUSING INC (FANNO CREEK) 4105 SW BEAVERTON-HILLSDALE HWY PORTLAND OR 97221 931171601 LOW INCOME HOUSING OR 501(C)(3) 509(A)(1) CASCADIA BEHAVIORAL HEALTHCARE 1 CASCADIA VENTURES INC 847 NE 19TH AVE STE 100 PORTLAND OR 97207 931170120 HEALTHCARE MANAGEMENT - INACTIVE OR CASCADIA BEHAVIORAL HEALTHCARE C 1.00000 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0