2017-05-12T10:14:18-05:00 2016-06-30 410746749 CLIFTONLARSONALLEN LLP PO BOX 2886 OSHKOSH WI 549032886 990 2015-07-01 396076856 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC UNIV 9204242178 625 PEARL AVENUE OSHKOSH WI 54901 TIMOTHY MULLOY CHAIRMAN 9204242178 2017-05-11 1 KIMBERLY ANDERSON CPA P00188889 9202315890 2017-05-09 2015 2021-01-29 14:40:06Z TIMOTHY MULLOY 625 PEARL AVENUE OSHKOSH WI 54901 12393613 0 X WWW.UWOSH.EDU/FOUNDATION X 1963 WI TO SUPPORT AND ADVANCE THE EDUCATIONAL MISSION OF THE UNIVERSITY OF WISCONSIN OSHKOSH THROUGH THE SOLICITATION OF CONTRIBUTIONS OF GIFTS OF MONETARY SUPPORT, REAL PROPERTY OR OTHER PERSONAL PROPERTY FROM INDIVIDUALS, ASSOCIATIONS, CORPORATIONS, OR OTHER ENTITIES. 19 19 0 19 284406 0 2838830 4081476 0 0 921892 718741 -54884 291204 3705838 5091421 1090923 1274421 0 0 117412 59092 0 0 60160 1255978 1249668 2464313 2583181 1241525 2508240 30227237 30621481 11119494 9600593 19107743 21020888 X TO BE A PROACTIVE LEADER IN HELPING SHAPE AND REFINE THE VISION OF EXCELLENCE OF THE UNIVERSITY OF WISCONSIN - OSHKOSH THROUGH: RAISING THE AWARENESS OF THE NEED FOR PRIVATE SUPPORT FOR EDUCATIONAL PRIORITIES; BUILDING RELATIONSHIPS TO CONNECT COMMUNITY RESOURCES WITH UNIVERSITY NEEDS; MEETING DONOR INTERESTS; EXPANDED RESOURCE DEVELOPMENT PROGRAMS; AND PRUDENT FISCAL RESPONSIBILITY AND ASSET MANAGEMENT IN SUPPORT OF THE UNIVERSITY COMMUNITY WITH SPECIAL EMPHASIS ON THE FACULTY/STUDENT RELATIONSHIP. 0 0 2233572 1274421 6798 DISBURSED PAYMENTS TO AND ON BEHALF OF THE UNIVERSITY OF WISCONSIN-OSHKOSH FOR ADVANCEMENT OF EDUCATIONAL, SCIENTIFIC, AND ATHLETIC PURPOSES. 2233572 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 33 1 1 0 1 1 0 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 WI X UNIVERSITY OF WISCONSIN STATE EMPLOYEES 9204242178 625 PEARL AVENUE OSHKOSH WI 54901 TIMOTHY C MULLOY CHAIRMAN 5.00 X X 0 0 0 KEVIN RALOFSKY VICE CHAIRMAN 5.00 X X 0 0 0 DAVID L OMACHINSKI SECRETARY/TREASURER 5.00 X X 0 0 0 THOMAS R KELL IMMEDIATE PAST CHAIRMAN 5.00 X 0 0 0 CRAIG C CULVER MEMBERSHIP COMMITTEE CHAIR 5.00 X 0 0 0 H GENE DRECKTRAH OUTREACH COMMITTEE CHAIR 5.00 X 0 0 0 DEBRA BLEVONS DIRECTOR 1.00 X 0 0 0 JAMES J GRYZWA DIRECTOR 1.00 X 0 0 0 THOMAS R GUYETTE DIRECTOR 1.00 X 0 0 0 NORBERT S HILL JR DIRECTOR 1.00 X 0 0 0 KAROLA JUNGBACKER DIRECTOR 1.00 X 0 0 0 ROBERT J KERRIGAN DIRECTOR 1.00 X 0 0 0 ALEXA POSNY DIRECTOR 1.00 X 0 0 0 WILLIAM A RAATHS DIRECTOR 1.00 X 0 0 0 WALTER J SCOTT JR FINANCE COMMITTE CHAIR 5.00 X 0 0 0 WAYNE A TREMBLY DIRECTOR 1.00 X 0 0 0 ELIZABETH A WHEALON-WYMAN DIRECTOR 1.00 X 0 0 0 JON DUDZINSKI DIRECTOR 1.00 X 0 0 0 KIM PETERSON DIRECTOR 1.00 X 0 0 0 ARTHUR H RATHJEN PRESIDENT 40.00 X 142961 0 46579 142961 0 46579 1 0 1 0 SODEXO INC & AFFILIATES 725 ALGOMA BLVD OSHKOSH WI 54901 CATERING EVENTS 104407 1 4081476 113293 4081476 815078 815078 7205855 7302192 -96337 -96337 -96337 INCOME (LOSS) FROM OSHKOSH INVEST 721110 199406 199406 INCOME (LOSS) FROM OI MANAGEMENT 721110 85000 85000 MISCELLANEOUS INCOME 900099 6798 6798 291204 5091421 6798 284406 718741 544498 544498 729923 729923 59092 45116 13976 20818 20818 26754 26754 73259 10139 63120 56641 40031 16610 14601 2265 12336 75772 26236 10223 39313 77610 10611 66999 20115 20115 82891 73620 9165 106 21290 13441 7849 248701 248701 10498 598 9900 SPECIAL EVENTS 513568 481397 23766 8405 DISCRETIONARY 6469 6469 MISCELLANEOUS 681 527 154 2583181 2233572 289449 60160 980793 1159842 100983 101413 3921197 4603486 2274022 2130075 1000792 787448 38250 44720 695102 111994 603222 583108 20678926 20588325 629052 623064 30227237 30621481 206293 141765 8158058 6905816 1223637 1091510 1531506 1461502 11119494 9600593 X -6035831 -5023239 8801514 9438661 16342060 16605466 19107743 21020888 30227237 30621481 X 2508240 -601389 6294 X X 0 1 X 1 0 X 4346912 9530144 3885286 2838830 4081476 24682648 4346912 9530144 3885286 2838830 4081476 24682648 4144945 20537703 461425 358387 642274 771979 815078 3049143 27731791 210903 0.74060 0.78310 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 19265818 257766 -5983 934613 18582988 19220930 502108 136037 593257 19265818 16657925 926718 2301809 665522 19220930 13115175 2597595 1883074 937919 16657925 13224023 482817 -61217 530448 13115175 0.00000 0.89000 0.11000 1 0 63827 63827 100000 464611 53695 510916 61689 57411 4278 4975 888 4087 583108 FUNDS HELD FOR OTHERS 804138 DUE TO UNIVERSITY 657364 1461502 X PART V, LINE 4: ENDOWED FUNDS ARE USED FOR UNIVERSITY STUDENT SCHOLARSHIPS AND AWARDS, ATHLETICS, ALUMNI ACTIVITIES, PROFESSORSHIPS AND PROGRAMS. PART X, LINE 2: AS A NONPROFIT ORGANIZATION, THE FOUNDATION IS EXEMPT FROM INCOME TAXES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). THE TAX-EXEMPT STATUS IS BASED UPON THE STATED PURPOSE OF THE OPERATIONS AND SUPPORTING EVIDENCE PRESENTED TO THE INTERNAL REVENUE SERVICE WITH THE APPLICATION FOR TAX-EXEMPT STATUS. SUCH STATUS IS SUBJECT TO RE-EVALUATION SHOULD THERE BE CHANGES IN OPERATION, CHARACTER, OR PURPOSE OF THE FOUNDATION. 1 UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 375563 0 PROVIDE SCHOLARSHIPS FOR EDUCATION OPPROTUNITIES TO UW OSHKOSH STUDENTS. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 74485 0 RENOVATIONS FOR AND OPERATIONS OF THE OSHKOSH SPORTS COMPLEX AND RELATED UW-OSHKOSH ATHLETIC TEAMS. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 59044 0 SUPPORT THE ACTIVITIES OF VARIOUS UW-OSHKOSH FACULTY AND STUDENT ORGANIZATIONS UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 5117 BOOK CURRENT YEAR CONSTRUCTION COSTS OF THE ALUMNI WELCOME CENTER DONATION OF THE COMPLETED ALUMNI WELCOME CENTER UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 30289 BOOK CLOTHING, EQUIPMENT & SUPPLIES CLOTHING DONATED FOR UWO BUSINESS SCHOOL CAREER CLOSET.EQUIPMENT AND SUPPLIES DONATED TO SUPPORT UW OSHKOSH PROGRAMS AND EVENTS. 1 0 SCHOLARSHIPS FOR UNIVERSITY OF WISCONSIN OSHKOSH STUDENTS 435 677288 AWARDS AND RECOGNITION TO OUTSTANDING UNIVERSITY OF WISCONSIN OSHKOSH STUDENTS 109 21280 AWARDS AND RECOGNITION TO OUTSTANDING UW OSHKOSH EMPLOYEES 64 31355 PART I, LINE 2: THE FOLLOWING STEPS ARE TAKEN BY THE FOUNDATION TO INSURE THAT INDIVIDUALS OR ORGANIZATIONS RECEIVING GRANTS BOTH QUALIFY TO RECEIVE GRANT MONIES AND ARE IN THE FURTHERANCE OF CHARITABLE PROGRAMS: SELECTION COMMITTEES ARE FORMED TO REVIEW THE GRANTING PROCESS. SELECTION COMMITTEES REVIEW GRANT CANDIDATE'S APPLICABLE EDUCATIONAL OR DEMOGRAPHIC BACKGROUND FOR COMPLIANCE TO RESTRICTED FUND EXPENDITURE CRITERIA ESTABLISHED FOR THE PARTICULAR SCHOLARSHIP TO BE GRANTED. ONLY STUDENTS WHO MEET SUCH STRICT CRITERIA MAY RECEIVE GRANTS. ALL GRANT MONIES RELEASED ARE IN THE FORM OF CHECKS, WHICH ARE OFTEN MADE PAYABLE TO THE UNIVERSITY OF WISCONSIN OSHKOSH REGISTRAR AND APPLIED TOWARDS TUITION COSTS. ANY UNCLAIMED GRANTS ARE RETURNED TO THE FOUNDATION. THIS ENSURES THAT ONLY REGISTERED STUDENTS OF THE UNIVERSITY HAVE ACCESS TO THE FINANCIAL ASSISTANCE PROVIDED BY THE FOUNDATION. THE FOUNDATION'S STATED PURPOSE IS TO RELEASE FUNDS FOR THE ADVANCEMENT OF EDUCATIONAL, SCIENTIFIC, AND ATHLETIC PURPOSES. BY THIS DEFINITION, ANY PAYMENT TO A UNIVERSITY OF WISCONSIN OSHKOSH STUDENT AUTOMATICALLY QUALIFIES AS A FURTHERANCE OF THE CHARITABLE PROGRAM OF THE FOUNDATION. X X 0 0 0 0 0 0 0 0 0 ARTHUR H RATHJEN PRESIDENT 142961 0 0 0 0 0 0 0 46579 0 189540 0 0 0 PART I, LINE 3 A COMPENSATION COMMITTEE IS USED AS PART OF THE PROCESS OF DETERMINING THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT (CEO). THE STATE OF WISCONSIN DEPARTMENT OF EMPLOYMENT RELATIONS SETS A RANGE THAT MAY BE PAID TO THE ORGANIZATION'S PRESIDENT (CEO). A CITY OF OSHKOSH 396005563 2008-05-01 3300000 THE RENOVATION AND CONSTRUCTION OF THE OSHKOSH SPORTS COMPLEX 0 0 0 B CITY OF OSHKOSH 396005563 2013-01-18 10000000 CONSTRUCTION OF ALUMNI WELCOME CONFERENCE CENTER 0 0 0 A 2833578 3300000 50806 2290642 958552 2009 0 0 1 1 B 3560606 10000000 196388 64578 9739034 2014 0 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 A 0 B 0 X 1 1244 COST X 12824 COST X 5 83004 SELLING PRICE X 1 2000 COST X MEDICAL EQUIPMENT 3 9273 COST X GIFT CERTIFICATES AND TICKETS 29 4948 COST 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS IS THE NUMBER OF DONORS. FORM 990, PART VI, SECTION A, LINE 1 THE ORGANIZATION HAS AN EXECUTIVE COMMITTEE WHICH HAS THE POWERS AND DUTIES OF THE BOARD IN BETWEEN BOARD MEETINGS. THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE CHAIR, THE PAST CHAIR, THE VICE CHAIR, THE CHANCELLOR AND THE PRESIDENT OF THE FOUNDATION, AND A MINIMUM OF ONE ADDITIONAL DIRECTOR. THE EXECUTIVE COMMITTEE SHALL SERVE TO EXPEDITE, FACILITATE AND COORDINATE THE WORK OF THE DIRECTORS BY REVIEWING RECOMMENDATIONS BY COMMITTEES, AFFILIATE GROUPS, THE FOUNDATION PRESIDENT AND THE UNIVERSITY CHANCELLOR; REVIEW AND APPROVE THE FOUNDATION'S ANNUAL BUDGET TO BE RATIFIED BY THE BOARD; ASCERTAIN THE APPROPRIATENESS OF MATTERS FOR DIRECTOR'S CONSIDERATION; AND, SECURE NECESSARY COMMITTEE OR STAFF WORK AND APPROVALS BEFORE RECOMMENDATIONS ARE PRESENTED TO THE DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE ACCOUNTANTS AND BOARD SECRETARY BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS ARE REQUIRED TO SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15 THE STATE OF WISCONSIN DEPARTMENT OF EMPLOYMENT RELATIONS SETS A RANGE THAT THE EMPLOYEE MAY BE PAID CORRESPONDING TO JOB DESCRIPTION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS, ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: BOOK VS TAX INCOME FROM PARTNERSHIP -23,706. BOOK VS TAX INCOME FROM S CORP 30,000. FORM 990, PART XII, LINE 2C: THE ORGANIZATION'S OVERSIGHT AND SELECTION PROCESSES HAVE NOT CHANGED FROM THE PRIOR YEAR. UW-OSHKOSH FOUNDATION ALUMNI WELCOME CONFERENCE CENTER LLC 625 PEARL AVENUE OSHKOSH WI 54901 273891817 ACQUIRE, OWN, MANAGE, LEASE, DEVELOP REAL ESTATE FOR A WELCOME CENTER WI 0 311721 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC UW-OSHKOSH FOUNDATION HOTEL PROJECT LLC 625 PEARL AVENUE OSHKOSH WI 54901 454483188 OWN AND OPERATE PARTNERSHIP INTEREST IN A HOTEL IN OSHKOSH, WI WI 284418 625162 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC INSTITUTE FOR ENTREPRENEURIAL LEADERSHIP LLC 625 PEARL AVENUE OSHKOSH WI 54901 STIMULATE & SUPPORT ENTREPRENEURSHIP & JOB CREATION WI 0 0 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC UNIVERSITY OF WISCONSIN OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 PUBLIC UNIVERSITY WI 501(C)(3) LINE 2 0 BUSINESS SUCCESS CENTER INC 625 PEARL AVE SUITE 212 OSHKOSH WI 54901 391943791 FURTHER THE DEVELOPMENT OF THE UNIVERSITY AND THE COMMUNITY WI 501(C)(3) LINE 9 UNIVERSITY OF WISCONSIN - OSHKOSH 0 OSHKOSH INVESTORS LLC 200 E WASHINGTON ST STE 2A APPLETON WI 54911 300719123 HOTEL MANAGEMENT WI UNRELATED 199406 1705925 0 199406 1 0.11670 UW OSHKOSH FOUNDATION - WITZEL LLC 625 PEARL AVENUE OSHKOSH WI 54901 270899659 CONSTRUCT AND OPERATE A BIODIGESTER FACILITY IN OSHKOSH, WI WI UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC C 351685 2244897 1.00000 1 UW-OSHKOSH FOUNDATION ROSENDALE BIODIGESTER LLC 625 PEARL AVENUE OSHKOSH WI 54901 453339366 OWN AND OPERATE A BIODIGESTER FACILITY AND EDUCATION CENTER IN ROSENDALE, WI WI UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC C 1073685 6278769 1.00000 1 0 1 1 1 1 0 0 0 0 1 1 1 1 1 1 1 1 0 0 UW-OSHKOSH FOUNDATION ROSENDALE BIODIGESTER LLC D 1057000 BOOK BALANCE UW-OSHKOSH FOUNDATION - WITZEL LLC D 973175 BOOK BALANCE