2017-05-11T18:00:13-05:00 2016-06-30 990 2015-07-01 042103634 Trustees of Tufts College TRUS 6176273264 169 Holland Street Attn Tax Dept Somerville MA 02144 Thomas S McGurty VP FINANCE & TREASURER 2017-05-11 2015 2021-01-29 14:40:06Z Tufts University Anthony P Monaco 169 Holland Street Attn Tax Dept Somerville MA 02144 1812714464 false X www.tufts.edu X 1852 MA Education and Research 41 39 11701 0 166608 -2207518 227337686 260031001 626035172 655896890 58710555 19009433 2320125 1924589 914403538 936861913 148479754 155103727 0 480643896 498199268 1074886 1247047 21696190 309760353 302543044 939958889 957093086 -25555351 -20231173 3169216075 3147235018 934119802 1005352501 2235096273 2141882517 SEE SCHEDULE O false false 481438496 133396355 494604030 INSTRUCTION - DURING THE 2015-2016 ACADEMIC YEAR, THE FOLLOWING DEGREES WERE CONFERRED: 1,374 UNDERGRADUATE, 1,421 GRADUATE, 484 PROFESSIONAL AND 177 CERTIFICATE. 291898533 21707372 97768965 RESEARCH -THERE WERE 1,564 GOVERNMENT AND 762 NON-GOVERNMENT GRANTS ACTIVE IN FISCAL YEAR 2016. SPONSORED RESEARCH AT TUFTS WAS PERFORMED IN THE MEDICAL, DENTAL, AND VETERINARY SCHOOLS AS WELL AS IN THE BASIC SCIENCE DEPARTMENTS OF ARTS & SCIENCE & ENGINEERING. RESEARCH IS ALSO BEING PERFORMED AT THE USDA HUMAN NUTRITION RESEARCH CENTER ON AGING. ALSO, CLINICAL AND OTHER RESEARCH ACTIVITIES INCLUDE 30 CLINICS THAT ARE OPERATED BY THE DENTAL AND VETERINARY SCHOOLS TO TRAIN STUDENTS AND SUPPORT THEIR RESEARCH. OTHER EDUCATIONAL ACTIVITIES INCLUDE, AMONG OTHERS, VETERINARY SCHOOL NEWSLETTERS AND CONTINUING EDUCATION PROGRAMS FOR HEALTH SCHOOL PROFESSIONALS. 61482440 0 61007450 AUXILLIARY ENTERPRISES - ACTIVITIES PRIMARILY CONSIST OF SERVICES FOR STUDENTS, INCLUDING STUDENT HOUSING, DINING SERVICES AND HEALTH SERVICES. DURING THE 2016 FISCAL YEAR THERE WERE 42 RESIDENCE HALLS HOUSING 3,562 STUDENTS. APPROXIMATELY 4,363 MEAL PLANS WERE SOLD TO STUDENTS EACH SEMESTER. 834819469 true true false true false false false true true true true true false false true true false true true true true true true true false false false true true true true false false false false false false false false true true true true false false true true true true true false true 2307 0 true 11701 true true true true CI ET FR GH GM HK SP UK false false false true true true 1 false false false X 41 39 true false false false false false false true true false true true true true true true true true true true false CA LA MA ND OK MT WV X Thomas S McGurty VP FinTreasurer 6176273264 169 Holland Street Somerville MA 02144 Anthony P Monaco Trustee & University President 60.0 1.0 X X 812284 0 143174 Peter Dolan Trustee - Vice Chair & Chair Designate 3.0 X X 0 0 0 William OReilly Jr Trustee - Vice Chair 3.0 X X 0 0 0 Jonathan M Tisch Trustee - Vice Chair 3.0 X X 0 0 0 Thomas MAlperin Charter Trustee 3.0 X 0 0 0 John J Bello Trustee 3.0 X 0 0 0 Robert R Bendetson Trustee 3.0 X 0 0 0 Betsy Busch Trustee 3.0 X 0 0 0 Elizabeth Cochary Gross Trustee 3.0 X 0 0 0 John H de Jong Trustee 3.0 X 0 0 0 Jeannie Diefenderfer Trustee 3.0 X 0 0 0 Daniel Doherty III Trustee 3.0 X 0 0 0 E Michael Fung Trustee 3.0 X 0 0 0 Laurie A Gabriel Trustee 3.0 X 0 0 0 Steven M Galbraith Trustee 3.0 X 0 0 0 Steven A Goldstein Trustee 3.0 X 0 0 0 Michael S Gordon Trustee 3.0 X 0 0 0 Bruce D Grossman Trustee 3.0 X 0 0 0 Diane S Hessan Trustee 3.0 X 0 0 0 Varney Hintlian Trustee 3.0 X 0 0 0 Deborah Jospin Trustee 3.0 X 0 0 0 Peter H Kamin Trustee 3.0 X 0 0 0 Steven Karol Trustee - Start Date 11/7/15 3.0 X 0 0 0 Brian H Kavoogian Trustee 3.0 X 0 0 0 Jeffrey B Kindler Trustee 3.0 X 0 0 0 Debra S Knez Trustee 3.0 X 0 0 0 Ellen J Kullman Trustee 3.0 X 0 0 0 Diana V Lopez Trustee 3.0 X 0 0 0 Ioannis Miaoulis Trustee 3.0 X 0 0 0 Jeffrey Moslow Trustee 3.0 X 0 0 0 Elyse Newhouse Trustee 3.0 X 0 0 0 Kathleen OLoughlin Trustee 3.0 X 0 0 0 David Rone Trustee 3.0 X 0 0 0 Hugh R Roome III Trustee 3.0 X 0 0 0 Andrew Safran Trustee 3.0 X 0 0 0 Janice Savin-Williams Trustee 3.0 X 0 0 0 Neal Shapiro Trustee 3.0 X 0 0 0 Tina Surh Trustee 3.0 X 0 0 0 Teri Coleman Volpert Trustee 3.0 X 0 0 0 Gloria White-Hammond Trustee 3.0 X 0 0 0 James J Wong Trustee 3.0 X 0 0 0 Patricia L Campbell Executive VP 40.0 X 502206 0 60684 Mary R Jeka VP - University Relations 40.0 X 360420 0 56298 David R Harris Provost & Sr. V.P. 40.0 X 523634 0 77585 Thomas S McGurty VP - Finance and Treasurer 40.0 3.0 X 370615 0 69782 David J Kahle VP - Information Technology, CIO 40.0 X 321880 0 66818 Julien C Carter VP - Human Resources 40.0 X 310805 0 55824 Christine C Sanni VP - Communications and Marketing 40.0 X 239268 0 53059 Michael A Baenen SEE SCHEDULE O FOR TITLE 40.0 X 163216 0 31442 Paul JTringale Secretary of Corporation 40.0 X 132425 0 22662 Eric CJohnson VP - University Advancement 40.0 X 361869 0 68532 Linda Snyder VP - Operations 40.0 2.0 X 281009 0 54480 George A Hibbard Assistant Treasurer 40.0 X 160058 0 18089 Harris ABerman Dean Medical School 40.0 2.0 X 459355 0 58406 Linda MAbriola Dean of Engineering - End Date 8/31/15. Professor of Engineering - Start Date 9/1/15. 40.0 X 306622 0 118878 James MGlaser Dean Arts & Sciences 40.0 X 338440 0 108844 Naomi Rosenberg Dean Sackler School 40.0 X 268539 0 51773 Deborah T Kochevar Dean Cummings School 40.0 1.0 X 266108 0 53283 Jianmin Qu Dean of Engineering - Start Date 8/1/15 40.0 X 155315 0 29827 Huw Thomas Dean Dental School 40.0 X 402562 0 47088 Sally Dungan Chief Investment Officer 40.0 5.0 X 714261 0 260581 Paul B Mace Director of Investments 40.0 X 399338 0 136115 David M Hohmann Director of Administration & Risk 40.0 X 396614 0 137600 Maria Papageorge Professor & Chair 40.0 X 537447 0 56662 Renee R Nadler Director of Investments 40.0 X 471381 0 143708 Martha L Pokras Executive Director of Planning & Administration 40.0 X 138460 0 17808 9394131 0 1999002 1111 true true true TURNER CONSTRUCTION CO TWO SEAPORT LANE 2ND FL BOSTON MA 02210 CONSTRUCTION 16234571 C&W FACILITY SERVICES 4002 SOLUTIONS CENTER CHICAGO IL 606774000 CLEANING 10618809 COMMODORE BUILDERS 404 WYMAN ST STE 400 WALTHAM MA 02451 CONSTRUCTION 10586439 O'CONNOR CONSTRUCTORS INC 45 INDUSTRIAL DRIVE CANTON MA 02021 CONSTRUCTION 8865543 EBSCO SUBSCRIPTION SERVICES 30 PARK RD SUITE 2 TINTON FALLS NJ 07724 SUBSCRIPTIONS 5442504 244 149817738 110213263 16288876 260031001 INSTRUCTION 900099 494604030 494604030 CLINICAL AND OTHER EDUCATION 541900 99796757 97768965 2027792 AUXILLIARY ENTERPRISES 900099 61496103 61007450 488653 0 0 0 0 655896890 6109013 6109013 1933688 1933688 2102584 2111683 -9099 0 -9099 -9099 886641288 873740868 12900420 0 12900420 -2349837 15250257 0 0 0 0 0 936861913 653380445 166608 23283859 16341594 16341594 131623779 131623779 7138354 7138354 8429180 3052547 4705839 670794 228628 228628 393915472 328576911 53061194 12277367 29084081 23528324 4561637 994120 42917761 35259607 5724182 1933972 23624146 18897804 3915862 810480 5827008 4083584 1738549 4875 499302 499302 551458 551458 1247047 1247047 2022756 11132 2011624 44240376 35011335 9132558 96483 812687 625426 159723 27538 65240180 58550229 4492746 2197205 8548805 4303485 4170244 75076 976572 976572 37180351 36067686 1112665 15952665 14304697 1205700 442268 5718524 4122904 811688 783932 24681744 23944113 737631 49882924 48392138 1490786 BOOKS, PERIODICALS & MEDIA 12735827 12541639 67450 126738 SUBSIDIARY EXPENSE-TVETS 8685638 8685638 EQUIPMENT PURCHASES 10063354 9649257 414097 GOODS AND SERVICES 6211784 6198722 4842 8220 2711089 2703364 7650 75 957093086 834819469 100577427 21696190 37144966 70836874 50864598 60616565 10283927 10093247 0 0 52212596 50022096 469693 441491 6533501 6420296 1644918323 700099568 850843752 944818755 335348295 287653010 1690450801 1583863320 23957756 28812752 111106190 103656612 3169216075 3147235018 142400188 153682248 52592689 81681210 639435774 639406592 3038342 3081882 96652809 127500569 934119802 1005352501 X 1188961787 1105481783 459067432 424925840 587067054 611474894 2235096273 2141882517 3169216075 3147235018 X -20231173 -42514880 -30467703 X false true X true true true X 205879619 209152025 242625216 227337686 260031001 1145025547 0 0 205879619 209152025 242625216 227337686 260031001 1145025547 0 1145025547 19639137 21640901 25079798 10057578 10145285 86562699 0 0 0 0 0 0 0 1231588246 3028303518 0.9297 0.9200 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 0 551458 551458 551458 551458 934845438 975176702 935396896 975728160 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 450418 508367 539499 551458 2049742 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 79403 16856994 X X X X false false true X 1622017188 26019248 -18477039 20620349 9664425 6033123 1593241500 1625056580 18369950 66337135 19555041 62997156 5194280 1622017188 1472355250 27445392 210364325 17828045 61993513 5286829 1625056580 1386696958 11124069 159776163 16256087 63959588 5026265 1472355250 1445680252 8004599 8206782 14978246 56013800 4202629 1386696958 0.402 0.371 0.227 false false 49996961 49996961 1380314156 583693909 796620247 214607206 116405659 98201547 944818755 515235932 F Other Investments 10321696 F Common Trust Equity Index Funds 344056870 F Private Equities 413736515 F Real Estate 134236225 F Funds Held Under Bond Agreements 4199959 F UNSETTLED INVESTMENTS 5419934 F Natural Resources 106392527 F Non-Marketable Credit 50263662 F 1583863320 Unfunded Status of Post Retirement Plan 12801000 Interest Rate Agreements 88275522 Government Advances 26424047 127500569 X 774887444 -42514880 -119158249 -161673129 936560573 301340 301340 936861913 868101201 47146141 47146141 820955060 136138026 136138026 957093086 Schedule D, Part XI FINANCIAL STATEMENTS THE TRUSTEES OF TUFTS COLLEGE FINANCIAL STATEMENTS WERE AUDITED ON A CONSOLIDATED BASIS. Schedule D, Part III, Line 4 Collections of art - description of collections THE TRUSTEES OF TUFTS COLLEGE'S COLLECTIONS INCLUDE PRIMARILY ART, BOOKS AND ARTIFACTS WHICH ARE PUT TO USE IN THE ORGANIZATION'S INSTRUCTION AND ACADEMIC RESEARCH. Schedule D, Part IV, Line 2b Explanation of escrow agreement TUFTS UNIVERSITY IS THE FISCAL AGENT FOR NUMEROUS UNIVERSITY SPONSORED ACTIVITIES. THE UNIVERSITY HOLDS THESE FUNDS, BUT DOES NOT OWN THEM. AS A RESULT OF THIS ARRANGEMENT THE UNIVERSITY RECORDS A LIABILITY EQUAL TO THE FUNDS BEING HELD IN ESCROW. Schedule D, Part V, Line 4 Intended uses of endowment funds THE TRUSTEES OF TUFTS COLLEGE INTEND TO USE THE ORGANIZATION'S ENDOWMENT FUNDS TO PROVIDE FUTURE RESOURCES TO SUPPORT THE UNIVERSITY'S ACTIVITIES. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote US GAAP requires Trustees of Tufts College (The University) to evaluate tax positions taken by the University and recognize a tax liability (or asset) if the University has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. The University has analyzed the tax positions taken and has concluded that as of June 30, 2016, there are no significant uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Consolidated entities revenue - 13851604 Change in split interest agreement - -803368 Tuition discount - -XXX-XX-XXXX Investment in Tufts Shared Services, Inc F/K/A T-NEMC, a related organization - 775665 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Rental Expense netted with rental income - -2111683 Inter-departmental requisition revenue - 2413023 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Rental expense netted with rental income - 2111683 Inter-departmental requisition revenue - 742853 Consolidated entities expenses - 12148411 Cumulative effect of account change SFAS 158 - 6562000 Change in fair value of interest agreements - 25581194 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Consolidated entities expenses - 3155876 Tuition discount - XXX-XX-XXXX true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY AS PERMITTED UNDER SEC. 4.03 OF REV. PROC. 75-50, TRUSTEES OF TUFTS COLLEGE SATISFIES THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02 BECAUSE THE TRUSTEES OF TUFTS COLLEGE "CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE OR WORLDWIDE...AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO THE STUDENTS." Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE TRUSTEES OF TUFTS COLLEGE RECEIVES ASSISTANCE IN THE FORM OF FEDERAL PERKINS LOANS, HEALTH PROFESSIONS LOAN AND SCHOLARSHIP FUNDS, PELL GRANTS, ACG GRANTS, SMART GRANTS, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND FEDERAL WORK STUDY FUNDS. STUDENTS ENROLLED AT THE TRUSTEES OF TUFTS COLLEGE ALSO RECEIVE LOAN FUNDS THROUGH THE FFEL LOAN PROGRAM AND RECEIVE GRANTS AND FELLOWSHIPS FROM A VARIETY OF FEDERAL AGENCIES SUCH AS THE NSF, THE NIH AND NASA. true Europe (Including Iceland and Greenland) 5 5 Program Services STUDY-ABROAD EDUCATION PROGRAM 4032890 East Asia and the Pacific 3 2 Program Services STUDY-ABROAD EDUCATION PROGRAM 578422 South America 1 1 Program Services STUDY-ABROAD EDUCATION PROGRAM 413831 Sub-Saharan Africa 1 2 Program Services STUDY-ABROAD EDUCATION PROGRAM 230097 Central America and the Caribbean 0 0 Grantmaking 214 East Asia and the Pacific 0 0 Grantmaking 435086 Europe (Including Iceland and Greenland) 0 0 Grantmaking 1228267 Middle East and North Africa 0 0 Grantmaking 168759 North America (Canada & Mexico only) 0 0 Grantmaking 48619 Russia and Neighboring States 0 0 Grantmaking 98178 South America 0 0 Grantmaking 28030 South Asia 0 0 Grantmaking 1130380 Sub-Saharan Africa 0 0 Grantmaking 4000821 Central America and the Caribbean 0 0 Investments 464186000 Europe (Including Iceland and Greenland) 0 0 Investments 36067000 North America (Canada & Mexico only) 0 0 Investments 11687000 Sub-Saharan Africa 0 0 Investments 7027000 Central America and the Caribbean 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 51092 East Asia and the Pacific 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 123616 Europe (Including Iceland and Greenland) 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 623091 Middle East and North Africa 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 46044 North America (Canada & Mexico only) 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 38205 Russia and Neighboring States 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 3492 South America 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 16623 South Asia 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 68583 Sub-Saharan Africa 0 0 Program Services TRAVEL FOR MISSION RELATED ACTIVITIES 127588 Central America and the Caribbean 0 0 Fundraising 367 East Asia and the Pacific 0 0 Fundraising 9711 Europe (Including Iceland and Greenland) 0 0 Fundraising 31480 North America (Canada & Mexico only) 0 0 Fundraising 1204 10 10 0 0 10 10 524333594 8168096 532501690 Sub-Saharan Africa Subcontract Research Grant 65185 WIRE Sub-Saharan Africa Subcontract Research Grant 554021 WIRE South Asia Subcontract Research Grant 396673 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 26319 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 10569 CHECK South Asia Subcontract Research Grant 136355 WIRE East Asia and the Pacific Subcontract Research Grant 177665 WIRE South Asia Subcontract Research Grant 205095 WIRE Middle East and North Africa Subcontract Research Grant 70593 WIRE Middle East and North Africa Subcontract Research Grant 43802 CHECK Europe (Including Iceland and Greenland) Subcontract Research Grant 21063 CHECK Europe (Including Iceland and Greenland) Subcontract Research Grant 115054 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 311966 WIRE East Asia and the Pacific Subcontract Research Grant 8767 WIRE Sub-Saharan Africa Subcontract Research Grant 33660 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 11121 WIRE Sub-Saharan Africa Subcontract Research Grant 42299 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 73294 WIRE Sub-Saharan Africa Subcontract Research Grant 155219 WIRE South Asia Subcontract Research Grant 20000 WIRE North America (Canada & Mexico only) Subcontract Research Grant 37269 WIRE Sub-Saharan Africa International Program Advances 192278 WIRE Sub-Saharan Africa Subcontract Research Grant 189078 WIRE Sub-Saharan Africa Subcontract Research Grant 29010 WIRE Sub-Saharan Africa Subcontract Research Grant 46355 WIRE Sub-Saharan Africa Subcontract Research Grant 77030 WIRE Sub-Saharan Africa Subcontract Research Grant 109516 WIRE South Asia Subcontract Research Grant 67111 WIRE Sub-Saharan Africa Subcontract Research Grant 28940 WIRE Sub-Saharan Africa Subcontract Research Grant 30673 WIRE East Asia and the Pacific Subcontract Research Grant 69483 WIRE Sub-Saharan Africa Subcontract Research Grant 10043 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 58335 WIRE Sub-Saharan Africa Subcontract Research Grant 35964 WIRE Sub-Saharan Africa Subcontract Research Grant 14925 WIRE Sub-Saharan Africa International Program Advances 92500 WIRE South Asia Subcontract Research Grant 52726 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 54784 WIRE Sub-Saharan Africa International Program Advances 261871 WIRE Sub-Saharan Africa Subcontract Research Grant 225677 WIRE Sub-Saharan Africa Subcontract Research Grant 15484 WIRE Sub-Saharan Africa Subcontract Research Grant 11236 WIRE Sub-Saharan Africa Subcontract Research Grant 9900 WIRE Sub-Saharan Africa Subcontract Research Grant 12360 WIRE Sub-Saharan Africa Subcontract Research Grant 12360 WIRE Sub-Saharan Africa Subcontract Research Grant 12900 WIRE Sub-Saharan Africa Subcontract Research Grant 10157 WIRE Sub-Saharan Africa Subcontract Research Grant 886101 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 15000 WIRE Sub-Saharan Africa Subcontract Research Grant 10000 WIRE East Asia and the Pacific Subcontract Research Grant 14000 WIRE Europe (Including Iceland and Greenland) Subcontract Research Grant 100905 CHECK Sub-Saharan Africa International Program Advances 77350 WIRE 49 4 International Program Advances Sub-Saharan Africa 1 15000 Electronic Funds Transfer International Program Advances Sub-Saharan Africa 8 354165 Wire Scholarships East Asia and the Pacific 20 105052 Check Scholarships Europe (Including Iceland and Greenland) 34 418415 Check Scholarships Middle East and North Africa 5 51523 Check Scholarships North America (Canada & Mexico only) 5 9811 Check Scholarships Russia and Neighboring States 16 98178 Check Scholarships South America 4 28030 Check Scholarships South Asia 23 245256 Check Scholarships Sub-Saharan Africa 23 343562 Check Scholarships Sub-Saharan Africa 3 19226 Wire Student Prizes Central America and the Caribbean 1 214 Check Student Prizes East Asia and the Pacific 10 15669 Check Student Prizes Europe (Including Iceland and Greenland) 3 4640 Check Student Prizes Middle East and North Africa 1 2541 Check Student Prizes North America (Canada & Mexico only) 2 1240 Check Student Prizes South Asia 4 7164 Check Student Prizes Sub-Saharan Africa 3 1750 Check Student Stipends East Asia and the Pacific 1 100 Check Student Stipends Middle East and North Africa 1 300 Check Student Stipends North America (Canada & Mexico only) 1 300 Wire Student Stipends Sub-Saharan Africa 2 600 Check Student Stipends Sub-Saharan Africa 6 4800 Wire Subcontract Research Grant East Asia and the Pacific 1 44349 Wire Subcontract Research Grant Europe (Including Iceland and Greenland) 1 6800 Wire Subcontract Research Grant Sub-Saharan Africa 3 5700 Wire true true true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED. 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PO Box 55058 Boston MA 02205 042103547 501 (C)(3) 353543 SUBCONTRACT GRANT AWARD Brandeis University PO Box 549110 Waltham MA 024549110 042103552 501 (C)(3) 13411 SUBCONTRACT GRANT AWARD Brigham & Women's Hospital PO Box 3887 Boston MA 02241 042312909 501 (C)(3) 471512 SUBCONTRACT GRANT AWARD Brown University PO Box 1911 Providence RI 02912 050258809 501 (C)(3) 396953 SUBCONTRACT GRANT AWARD Bunker Hill Community College 250 New Rutherford Ave Boston MA 02129 046002284 501 (C)(3) 9146 SUBCONTRACT GRANT AWARD Cast Inc 40 Harvard Mills Square Ste 3 Wakefield MA 01880 222746879 501 (C)(3) 15000 SUBCONTRACT GRANT AWARD Children's Hospital Boston PO Box 414413 Boston MA 02241 042774441 501 (C)(3) 273244 SUBCONTRACT GRANT AWARD Chinese Progressive Association Inc 28 Ash St Boston MA 021111517 042631569 501 (C)(3) 55000 SUBCONTRACT GRANT AWARD Trustees of Columbia University PO Box 29789 New York NY 10087 135598093 501 (C)(3) 712111 SUBCONTRACT GRANT AWARD Cornell University PO Box 22 Ithaca 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SUBCONTRACT GRANT AWARD Pine Manor College 400 Heath St Chestnut Hill MA 02467 042321292 501 (C)(3) 14747 SUBCONTRACT GRANT AWARD Purdue University 23510 Network Pl Chicago IL 60673 356002041 501 (C)(3) 141589 SUBCONTRACT GRANT AWARD RAND Corporation PO Box 2138 Santa Monica CA 904072138 951958142 501 (C)(3) 44692 SUBCONTRACT GRANT AWARD Regents of the University of Minnesota 25 Mall Rd Burlington MA 01805 416007513 501 (C)(3) 15314 SUBCONTRACT GRANT AWARD Regents of University of Colorado Univ of Colorado-Boulder Denver CO 802910220 846000555 501 (C)(3) 32752 SUBCONTRACT GRANT AWARD Rensselaer Polytechnic Institute 110 8th St Troy NY 121803500 141340095 501 (C)(3) 315423 SUBCONTRACT GRANT AWARD Research Foundation of City of New York 230 West 41st St 7th Fl New York NY 10036 131988190 501 (C)(3) 7500 SUBCONTRACT GRANT AWARD Rhode Island Hospital 593 Eddy St Providence RI 02903 050258954 501 (C)(3) 5623 SUBCONTRACT GRANT AWARD Russo Construction 407R Mystic Ave Unit 11B Medford MA 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(C)(3) 10178 SUBCONTRACT GRANT AWARD University of Pittsburgh PO Box 371220 Pittsburgh PA 152517220 250965591 501 (C)(3) 57065 SUBCONTRACT GRANT AWARD University of Southern California 3710 McClintock Avenue Los Angeles CA 90089 951642394 501 (C)(3) 120462 SUBCONTRACT GRANT AWARD University of Tennessee 210 Student Services Building Knoxville TN 37996 626001636 501 (C)(3) 7886 SUBCONTRACT GRANT AWARD University of Texas PO Box 301418 Dallas TX 753031418 741761309 501 (C)(3) 167250 SUBCONTRACT GRANT AWARD University of Washington 12455 Collections Dr Chicago IL 60693 916001537 501 (C)(3) 472206 SUBCONTRACT GRANT AWARD Ancy Verdier 384 Montauk Hwy Ste 4 Wainscott NY 11975 640952279 FOR PROFIT 6000 SUBCONTRACT GRANT AWARD Washington State University PO Box 641039 Pullman WA 991641039 916001108 501 (C)(3) 64852 SUBCONTRACT GRANT AWARD Washington University 700 Rosedale Ave St Louis MO 63112 430653611 501 (C)(3) 44668 SUBCONTRACT GRANT AWARD Weill Medical College of Cornell Univ 575 Lexington Ave 9th Fl New York NY 10022 131623978 501 (C)(3) 182030 SUBCONTRACT GRANT AWARD 89 13 SCHOLARSHIPS 5971 128409632 FELLOWSHIPS 446 1867178 STUDENT PRIZES 635 566262 STUDENT STIPENDS 356 780707 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF U.S. GRANT FUNDS AND ASSISTANCE. FELLOWSHIPS, PRIZES AND STIPEND PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES AND ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. A MAJORITY OF PAYMENTS ARE MADE VIA CHECK. FOR DOMESTIC SCHOLARSHIPS, THE FINANCIAL AID OFFICE (FAO) MAINTAINS AN INDEPENDENT FINANCIAL AID ACCOUNTING SYSTEM. THE FAO ADMINISTERS THE LISTING OF AWARD RECIPIENTS AND RECONCILES, ON A MONTHLY BASIS, THE CORRESPONDING EXPENSES WITH THE UNIVERSITY GENERAL LEDGER SYSTEM. THE CASH GRANTS ARE ALSO REFLECTED ON EACH INDIVIDUAL STUDENT ACCOUNT. THE FINANCIAL SERVICES OFFICE INDEPENDENTLY RECORDS THE TRANSACTIONS AFTER ALL REQUIRED SYSTEM-FEED DOCUMENTATION HAS BEEN RECEIVED. ADDITIONALLY, ALL FEDERAL SCHOLARSHIP ACTIVITIES ARE MONITORED SEPARATELY BY THE SPONSORED ACCOUNTING DEPARTMENT (SPA). FOR SUBCONTRACT RESEARCH GRANTS, THE UNIVERSITY MAINTAINS A SPONSORED RESEARCH ACCOUNTING (SPA) DEPARTMENT WHICH HAS FINANCIAL OVERSIGHT FOR ALL GRANT AND CONTRACT ACTIVITY. THE PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. SPECIFIC GRANT-RELATED EXPENDITURE ACTIVITIES ARE PROCESSED BY THE UNIVERSITY ACCOUNTS PAYABLE DEPARTMENT. SUB-RECIPIENT MONITORING: A PRINCIPAL INVESTIGATOR (PI) NEGOTIATES SUBCONTRACTS WITH SUB-RECIPIENTS THROUGH THE OFFICE OF THE VICE PROVOST. WHEN AN AGREEMENT IS FULLY EXECUTED, IT MUST BE SUBMITTED TO THE OFFICE OF SPONSORED PROGRAMS ACCOUNTING (SPA) ALONG WITH A COMPLETED CONSULTANT PAYMENT FORM. ANY ISSUES REGARDING SUB-RECIPIENT PERFORMANCE ARE REPORTED TO THE OFFICE OF THE VICE PROVOST AND SPA. ALSO, SPA IS RESPONSIBLE FOR ENSURING THAT ALL SUB-RECIPIENTS ARE IN COMPLIANCE WITH OMB CIRCULAR A-133 REQUIREMENTS. X X X X X true true X X X X X false true false true false true false true true true Anthony P Monaco Trustee & University President 748663 0 0 0 63621 0 51825 0 91349 0 955458 0 0 0 Patricia L Campbell Executive VP 495371 0 0 0 6835 0 51825 0 8859 0 562890 0 0 0 Mary R Jeka VP - University Relations 353747 0 0 0 6673 0 47541 0 8757 0 416718 0 0 0 David R Harris Provost & Sr. V.P. 522762 0 0 0 872 0 51825 0 25760 0 601219 0 0 0 Thomas S McGurty VP - Finance and Treasurer 368013 0 0 0 2602 0 47526 0 22256 0 440397 0 0 0 David J Kahle VP - Information Technology, CIO 306631 0 14620 0 629 0 41238 0 25580 0 388698 0 0 0 Julien C Carter VP - Human Resources 274134 0 30000 0 6671 0 36859 0 18965 0 366629 0 0 0 Christine C Sanni VP - Communications and Marketing 238908 0 0 0 360 0 31415 0 21644 0 292327 0 0 0 Michael A Baenen SEE SCHEDULE O FOR TITLE 162887 0 0 0 329 0 19385 0 12057 0 194658 0 0 0 Paul JTringale Secretary of Corporation 131960 0 0 0 465 0 15003 0 7659 0 155087 0 0 0 Eric CJohnson VP - University Advancement 360220 0 0 0 1649 0 46744 0 21788 0 430401 0 0 0 Linda Snyder VP - Operations 275020 0 0 0 5989 0 34643 0 19837 0 335489 0 0 0 George A Hibbard Assistant Treasurer 159330 0 0 0 728 0 17974 0 115 0 178147 0 0 0 Harris ABerman Dean Medical School 455375 0 0 0 3980 0 33825 0 24581 0 517761 0 0 0 Linda MAbriola Dean of Engineering - End Date 8/31/15. Professor of Engineering - Start Date 9/1/15. 304511 0 0 0 2111 0 33825 0 85053 0 425500 0 0 0 James MGlaser Dean Arts & Sciences 336693 0 0 0 1747 0 33825 0 75019 0 447284 0 0 0 Naomi Rosenberg Dean Sackler School 265156 0 0 0 3383 0 33825 0 17948 0 320312 0 0 0 Deborah T Kochevar Dean Cummings School 264957 0 0 0 1151 0 33825 0 19458 0 319391 0 0 0 Jianmin Qu Dean of Engineering - Start Date 8/1/15 154603 0 0 0 712 0 21281 0 8546 0 185142 0 0 0 Huw Thomas Dean Dental School 399735 0 0 0 2827 0 33825 0 13263 0 449650 0 0 0 Sally Dungan Chief Investment Officer 365380 0 337224 0 11657 0 186395 0 74186 0 974842 0 165591 0 Paul B Mace Director of Investments 228929 0 170178 0 231 0 107377 0 28738 0 535453 0 83647 0 David M Hohmann Director of Administration & Risk 226996 0 169270 0 348 0 107183 0 30417 0 534214 0 0 0 Maria Papageorge Professor & Chair 245850 0 290586 0 1011 0 30925 0 25737 0 594109 0 0 0 Renee R Nadler Director of Investments 272106 0 198075 0 1200 0 123183 0 20525 0 615089 0 97488 0 Martha L Pokras Executive Director of Planning & Administration 107064 0 0 0 31396 0 13304 0 4504 0 156268 0 0 0 Schedule J, Part I, Line 1a First-class or charter travel VARIOUS OFFICERS AND SENIOR STAFF TRAVEL ABROAD PERIODICALLY ON SCHOOL BUSINESS. THE AIRLINE ACCOMMODATIONS MAY INCLUDE FIRST-CLASS SEATING WHEN THE TRAVEL IS FOR A PERIOD OF SIX HOURS OR MORE. DURING CALENDAR YEAR 2015, THREE OFFICERS AND 1 KEY EMPLOYEE TRAVELED USING SUCH AIRLINE ACCOMODATIONS, THE VALUE OF WHICH WAS NOT INCLUDED IN THEIR TAXABLE COMPENSATION AS THIS ACTIVITY WAS A BUSINESS EXPENSE. Schedule J, Part I, Line 1a Travel for companions THE PRESIDENT TRAVELS FOR UNIVERSITY BUSINESS WITH HIS SPOUSE ON A LIMITED BASIS. SPOUSAL TRAVEL EXPENSES ARE FOR A BONA FIDE BUSINESS PURPOSE AND ARE NOT INCLUDED IN TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments THE UNIVERSITY MAY INDEMNIFY AND PROVIDE TAX GROSS- UP AMOUNTS TO REIMBURSE OFFICERS AND SENIOR MANAGEMENT EMPLOYEES WHERE ADDITIONAL PERSONAL INCOME TAXES ARE INCURRED FROM AN INCLUSION OF A TAXABLE FRINGE BENEFIT. DURING THE CALENDAR YEAR 2015, TWO OFFICERS RECEIVED TAX INDEMNIFICATION AND GROSS-UP PAYMENTS, ALL OF WHICH WERE INCLUDED IN TAXABLE COMPENSATION TO THE EMPLOYEES. Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF TUFTS UNIVERSITY, THE UNIVERSITY PRESIDENT IS REQUIRED TO RESIDE ON CAMPUS. THE VALUE OF HOUSING IS NOT INCLUDED IN TAXABLE COMPENSATION BUT IS REFLECTED IN SCHEDULE J, PART II, COLUMN (D). Schedule J, Part I, Line 1a Personal services THE UNIVERSITY PROVIDED HOUSECLEANING SERVICES TO THE PRESIDENT OF WHICH THE PRESIDENT REIMBURSES THE UNIVERSITY FOR THE MARKET VALUE OF PERSONAL HOUSECLEANING SERVICES. AS A RESULT, NO AMOUNT OF THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATED IN AN EMPLOYEE INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 100% OF BASE SALARY EARNINGS. SHE RECEIVED A PAYOUT AMOUNT OF $337,224 IN 2015. RENEE NADLER, DIRECTOR OF INVESTMENTS, PARTICIPATED IN AN EMPLOYEE INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 80% OF BASE SALARY EARNINGS. SHE RECEIVED A PAYOUT AMOUNT OF $198,075 IN 2015. PAUL MACE, DIRECTOR OF INVESTMENTS, PARTICIPATED IN AN EMPLOYEE INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 80% OF BASE SALARY EARNINGS. HE RECEIVED A PAYOUT AMOUNT OF $170,178 IN 2015. DAVID HOHMANN, DIRECTOR OF ADMINSTRATION & RISK, PARTICIPATED IN AN EMPLOYEE INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 80% OF BASE SALARY EARNINGS. HE RECEIVED A PAYOUT AMOUNT OF $169,270 IN 2015. FOR ALL PARTICIPANTS IN THE INCENTIVE COMPENSATION PLAN THE TERMS OF THE INCENTIVE PAYOUTS INCLUDE A VESTING SCHEDULE COVERING THREE YEARS AND ALLOWS FOR 50% IN YEAR ONE AND 25% FOR YEARS TWO AND THREE. THE ACTUAL PAYMENTS ARE MADE IN THE QUARTER FOLLOWING THE CLOSE OF THE FISCAL YEAR TO WHICH THE INCENTIVE PAYMENT APPLIES. TOTAL CURRENT-YEAR EARNED INCOME DEFERRAL AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN C. AND AMOUNTS PAID TO THESE INDIVIDUALS ARE FURTHER EXPLAINED ON SCHEDULE J, PART I, LINE 6(a) AND LINE 7. Schedule J, Part I, Line 5a Compensation contingent on revenues of the organization DR. MARIA PAPAGEORGE IS A FULL-TIME FACULTY MEMBER OF TUFTS UNIVERSITY SCHOOL OF DENTAL MEDICINE AND PARTICIPATES IN THE GROUP DENTAL PRACTICE CALLED TUFTS DENTAL ASSOCIATES (TDA) WHERE SHE PRACTICES DENTISTRY. AS A MEMBER OF TDA, SHE HAS A NON-FIXED PAYMENT INCENTIVE CONTRACT THAT IS PAID ANNUALLY OVER 24 PAY PERIODS. DURING 2015, INCENTIVE PAYMENTS TOTALED $290,586 AND WERE BASED ON NET COLLECTIONS FOR HER PRACTICE. Schedule J, Part I, Line 6a Compensation contingent on net earnings of the organization SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. PURSUANT TO THE PLAN DESCRIBED ON LINE 4(B) ABOVE, A CURRENT YEAR FIXED-PORTION PAYOUT OF $243,170 WAS MADE IN AUGUST 2015. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B) AND IS REPORTED IN SCHEDULE J, PART II, COLUMN B(II). RENEE NADLER, DIRECTOR OF INVESTMENTS, PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. PURSUANT TO THE PLAN DESCRIBED ON LINE 4(B) ABOVE, A CURRENT YEAR FIXED-PORTION PAYOUT OF $142,816 WAS MADE IN AUGUST 2015. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B) AND IS REPORTED IN SCHEDULE J, PART II, COLUMN B(II). PAUL MACE, DIRECTOR OF INVESTMENTS, PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. PURSUANT TO THE PLAN DESCRIBED ON LINE 4(B) ABOVE, A CURRENT YEAR FIXED-PORTION PAYOUT OF $122,707 WAS MADE IN AUGUST 2015. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B) AND IS REPORTED IN SCHEDULE J, PART II, COLUMN B(II). DAVID HOHMANN, DIRECTOR OF ADMINISTRATION & RISK PARTICIPATES IN AN ANNUAL INCENTIVE PROGRAM FOR MANAGING THE UNIVERSITY ENDOWMENT FUND ASSETS. PURSUANT TO THE PLAN DESCRIBED ON LINE 4(B) ABOVE, A CURRENT YEAR FIXED-PORTION PAYOUT OF $122,066 WAS MADE IN AUGUST 2015. THE INCENTIVE PROGRAM IS BASED ON THE PORTFOLIO RETURNS, MINIMIZING INVESTMENT EXPENSES, AS WELL AS MANAGING INVESTMENT AND OPERATIONAL RISK. THIS AMOUNT IS A COMPONENT OF THE TOTAL REPORTABLE AMOUNT AS EXPLAINED ON SCHEDULE J, LINE 4(B) AND IS REPORTED IN SCHEDULE J, PART II, COLUMN B(II). Schedule J, Part I, Line 7 Non-fixed payments DAVID J. KAHLE, VP - INFORMATION TECHNOLOGY, CIO, RECEIVED A NON-FIXED PAYMENT OF $14,620 FOR HIS PERFORMANCE BONUS . THIS AMOUNT IS REPORTED IN SCHEDULE J, PART II, COLUMN B(II). SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATES IN A NONDISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $74,992 FOR HER INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN DESCRIBED ON LINE 4(B) AND IS REPORTED IN SCHEDULE J, PART II, COLUMN B(II). RENEE NADLER, DIRECTOR OF INVESTMENTS, PARTICIPATES IN A NONDISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $44,031 FOR HER INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN DESCRIBED ON LINE 4(B) AND IS REPORTED IN SCHEDULE J, PART II, COLUMN B(II). PAUL MACE, DIRECTOR OF INVESTMENTS, PARTICIPATES IN A NONDISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $37,836 FOR HIS INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN DESCRIBED ON LINE 4(B) AND IS REPORTED IN SCHEDULE J, PART II, COLUMN B(II). DAVID HOHMANN, DIRECTOR OF ADMINISTRATION & RISK, PARTICIPATES IN A NONDISCRETIONARY INCENTIVE PLAN AND RECEIVED A NON-FIXED PAYMENT OF $37,647 FOR HIS INDIVIDUAL JOB PERFORMANCE AND ACHIEVING CERTAIN GOALS AND OBJECTIVES. THIS AMOUNT IS PART OF THE SAME PLAN DESCRIBED ON LINE 4(B) AND IS REPORTED IN SCHEDULE J, PART II, COLUMN B(II). Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception The Provost is serving under his initial contract. A MHEFA Series N 042456011 57586CV36 2008-03-27 140600000 REFUND ISSUE DATED 08/05/2004 & 01/12/2006 false false false B MHEFA Series O 042456011 57586EBG5 2008-11-13 83752144 CONSTRUCT & Equip Facility true false false C MHEFA Series M 042456011 57586ejt9 2009-06-11 66548467 REFUND ISSUE DATED 04/01/1998 false false false D MHEFA SERIES G 042456011 57586EKD2 2009-07-01 27900000 REFUND ISSUES DATED 6/14/1995 & 6/07/2001 false false false A 2200000 0 140600000 0 0 0 600000 0 0 0 140000000 0 true false true true B 17885000 71408000 83830604 0 0 0 731604 0 0 83099000 0 0 2010 false false true true C 1900000 0 66548467 0 0 0 538881 0 0 0 66009586 0 true false true true D 3500000 27900000 27900000 true false true true A false true true true true true 0.0046 0.0015 0.0061 false false true B false true true true true true 0.0187 0.0003 0.0190 false false true C 0.0 D 0.0 A false true true false false Deutsche Bank and Bank of America false true B false true false false false false true C false true false false false false true D false true true false false false true A true B true C true D true Schedule K, Part I SEVEN DEBT ISSUES ARE LISTED ON SCHEDULE K MULTIPLE SCHEDULES ARE ATTACHED Schedule K, Part IV, Line 3 MDFA SERIES (MASTER LEASE AGREEMENT) RATE IS VARIABLE FOR YEARS(S) 1 & 2 AND CONVERTS TO A FIXED RATE FOR THE REMAINDER OF THE TERM. Schedule K, Part I, Column (c) CUSIP # MDFA SERIES (MASTER LEASE AGREEMENT) DOES NOT HAVE A CUSIP Schedule K, Part II, Line 3 COLUMN B THE TOTAL PROCEEDS EXCEED THE ISSUE PRICE DUE TO INVESTMENT EARNINGS ON THE PROJECT FUND Schedule K, Part II, Line 11 COLUMNS A,C & D: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. A MDFA Series P 043431814 57583r7l3 2011-02-08 50532192 REFUND ISSUE DATED 04/03/2001 false false false B MDFA SERIES Q 043431814 57583U4K1 2015-02-26 78544431 REFUND ISSUE DATED 11/13/2008 & CONSTRUCT FACILITY false false false C MDFA SERIES (MASTER LEASE AGRMNT) 043431814 2015-03-17 28000000 CONSTRUCT FACILITY false false false A 50532192 532192 50000000 true false true true B 78544431 68817733 728677 5700580 3297441 2016 false true false true C 28000000 66569 27933431 2016 false false false true A true 0.0 B false false true true true true 0.0173 0.0003 0.0176 false false true C false false false false 0.0 0.0001 0.0001 false false true A false false true false true true BNY MELLON 25.0 false false false false true B false true false false false false false false true C false true false false true false false false true A true B true C true MORTON B ROSENBERG SPOUSE OF CURRENT KEY EMPLOYEE 206653 EMPLOYMENT false ADAGE CAPITAL MANAGEMENT PARTNER IS SPOUSE OF CURRENT TRUSTEE 610499 INVESTMENT MANAGEMENT SERVICES false MARK A POKRAS SPOUSE OF FORMER OFFICER 47641 EMPLOYMENT false X 11 79403 Market value X 1376 Market value X 7855 Market value X 207 5309958 Market value X 20 86265 Market value X 8 52234 Market value X Medical Equipment 8 93146 Market value X Gift Cards 6 320 Market value X Dinner Events and Meetings 10 23667 Market value X Computer Equipment 2 7818 Market value X Boat Trailer 1 12300 Market value X Landscaping Equipment 3 10506 Market value X Sports Tickets 2 4576 Market value X Rental Rate Reduction 1 10599452 Market value 5 false true false Schedule M, Part I NON-CASH CONTRIBUTIONS THE UNIVERSITY IS REPORTING THE NUMBER OF NON-CASH FISCAL YEAR CONTRIBUTIONS BASED ON EACH GIFT RECEIVED. Form 990, Part I, Line 6 NUMBER OF VOLUNTEERS TUFTS UNIVERSITY HAS NUMEROUS VOLUNTEERS INCLUDING ITS TRUSTEES AND ALUMNI WHO DEDICATE THEIR TIME, EXPERIENCE, AND EFFORTS TO THE UNIVERSITY. AS A RESULT OF HAVING SUCH A LARGE AUDIENCE OF VOLUNTEERS ACROSS OUR 3 CAMPUSES THE ACCOUNTING PROCESS FOR VOLUNTEERS IS QUITE FRAGMENTED . AT THIS TIME, WITHOUT A CENTRALIZED COUNTING MECHANISM TO TRACK ALL OF OUR VOLUNTEERS, THERE IS NO WAY TO ACCURATELY TRACK OR ESTIMATE THE ACTUAL NUMBER OF UNIVERSITY VOLUNTEERS. Form 990, Part III, Line 1 Tufts is a student-centered research university dedicated to the creation and application of knowledge. We are committed to providing transformative experiences for students and faculty in an inclusive and collaborative environment where creative scholars generate bold ideas, innovate in the face of complex challenges and distinguish themselves as active citizens of the world. TUFTS UNIVERSITY'S FOCUS ON INNOVATION AND PROGRESSIVE THINKING TOOK ROOT AT ITS FOUNDING AS A LIBERAL ARTS COLLEGE IN 1852. TODAY, TUFTS UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS ARE RECOGNIZED FOR THEIR DEDICATION TO EDUCATING NEW LEADERS FOR OUR CHANGING WORLD, AND TUFTS IS RECOGNIZED AMONG THE MOST SELECTIVE ACADEMIC AND RESEARCH UNIVERSITIES IN THE UNITED STATES. SUPERB TEACHING AND WORLD-CLASS RESEARCH EQUIP TUFTS GRADUATES TO ADDRESS MULTI-FACETED CHALLENGES AROUND THE GLOBE. CREATIVE CROSS-SCHOOL COLLABORATIONS AND MULTIDISCIPLINARY CENTERS ENGAGE STUDENTS IN SEEKING SOLUTIONS TO COMPLEX ECONOMIC, HEALTH, POLITICAL AND ENVIRONMENTAL ISSUES EVEN BEFORE THEY GRADUATE. A GROWING NUMBER OF INNOVATIVE RESEARCH INITIATIVES AND JOINT DEGREE PROGRAMS ARE AVAILABLE FOR BOTH UNDERGRADUATE AND GRADUATE STUDENTS IN LIBERAL ARTS, SCIENCES AND ENGINEERING AND THE UNIVERSITY'S GRADUATE AND PROFESSIONAL SCHOOLS. Form 990, Part V, Line 2a NUMBER OF EMPLOYEES PER W-3 THE UNIVERSITY PAYROLL DEPARTMENT HAS REPORTED 11,701 EMPLOYEES ON FORM W-3 FOR THE CALENDAR-YEAR 2015. THIS AMOUNT INCLUDES FULL-TIME STAFF, FACULTY, AS WELL AS STUDENTS WHO MAY WORK PART-TIME AND/OR ON A SHORT-TERM BASIS. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons THOMAS M. ALPERIN AND BRIAN KAVOOGIAN - Business relationship, DANIEL J. DOHERTY III, THOMAS M. ALPERIN AND BRIAN KAVOOGIAN - Business relationship, DANIEL J. DOHERTY III AND THOMAS M. ALPERIN - Business relationship, JEFF KINDLER, DANIEL J. DOHERTY III AND JOHN BELLO - Business relationship Form 990, Part VI, Line 11b Review of form 990 by governing body THE UNIVERSITY'S IN-HOUSE TAX DEPARTMENT PREPARED THE TAX RETURN. THE UNIVERSITY ALSO ENGAGED PRICEWATERHOUSECOOPERS, LLP AS A CONSULTANT TO REVIEW SPECIFIC AREAS OF THE TAX RETURN. A COMPREHENSIVE DRAFT FORM 990 WAS REVIEWED BY MANAGEMENT AND THE AUDIT COMMITTEE BEFORE THE RETURN WAS FINALIZED. A FINAL COPY OF THE FORM 990, AS FILED, WAS PROVIDED TO THE FULL GOVERNING BODY PRIOR TO IT BEING FILED. Form 990, Part VI, Line 12c Conflict of interest policy THE TRUSTEES OFFICE AT TUFTS UNIVERSITY MAINTAINS A STATEMENT OF COMPLIANCE AND A DISCLOSURE FORM WHICH IS USED TO DISCLOSE ANY CONFLICTS OF INTEREST FOR OFFICERS, KEY EMPLOYEES, AND GOVERNING BOARD MEMBERS ON AN ANNUAL BASIS. THESE INDIVIDUALS ARE ASKED TO READ THE CONFLICT OF INTEREST POLICY AND COMPLETE AN INTERNET-BASED QUESTIONNAIRE. EACH PERSON IS REQUIRED TO DISCLOSE ANY POTENTIAL OR REAL CONFLICTS IN A STATEMENT THAT IS SIGNED, DATED, AND SUBMITTED ELECTRONICALLY TO THE TRUSTEES OFFICE. FURTHER, AS PART OF THE ANNUAL MONITORING PROCESS, CONFLICT DISCLOSURES ARE REPORTED TO THE AUDIT COMMITTEE, VIA THE EXECUTIVE VP OR SECRETARY OF THE CORPORATION. THE AUDIT COMMITTEE IS NOTIFIED AND REVIEWS SUCH DISCLOSURES AND ADVISES ANY ACTIONS. THEREAFTER, IF A DISCLOSURE IS DEEMED TO BE A CONFLICT, THE INDIVIDUAL WOULD THEN CONFIRM THAT THEY WILL NOT PARTICIPATE IN ANY DECISIONS RELATING TO THE SPECIFIC DISCLOSED CONFLICT. Form 990, Part VI, Line 15a Process to establish compensation of top management official EXECUTIVE COMPENSATION IS DETERMINED BY THE TRUSTEE COMPENSATION COMMITTEE WHICH USES A MULTITUDE OF RESOURCES AND INFORMATION. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES WHO MAY SERVE AS THE CHAIR, ALONG WITH ADDITIONAL MEMBERS, EACH SERVING WITH NO TERM LIMITS. THESE INDIVIDUALS ARE CHOSEN FOR THEIR PARTICULAR EXPERIENCE WITH COMPENSATION MATTERS. THE COMMITTEE MEETS AT LEAST ANNUALLY AND USES SURVEY DATA FROM HUMAN RESOURCES THAT HAVE BEEN GATHERED FROM AN EXTERNAL GLOBAL PROFESSIONAL SERVICES COMPANY, CALLED WILLIS TOWERS WATSON. THE EXECUTIVE COMPENSATION SURVEY INCLUDES SELECT PEER INSTITUTIONAL DATA IN THE LARGER COMPETITIVE MARKETPLACE. ALSO, WHEN CERTAIN DATA IS UNAVAILABLE, HUMAN RESOURCES ASSEMBLES INFORMATION FROM THE CUPA HIGHER EDUCATION SALARY SURVEY. ADDITIONALLY, SALARY RECOMMENDATIONS AND PERFORMANCE REVIEWS ARE PROVIDED TO THE COMPENSATION COMMITTEE TO ASSIST THEM IN THE DECISION MAKING PROCESS. THE COMPENSATION COMMITTEE DELIBERATES AND VOTES WHILE CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS RELATING TO COMPENSATION. REGARDING THE COLLEGE PRESIDENT, AFTER HAVING COLLECTED FEEDBACK FROM TRUSTEES IN THE APRIL-MAY, 2016 TIMEFRAME, THE CHAIRMAN OF THE COMPENSATION COMMITTEE CONDUCTED AN ANNUAL PERFORMANCE REVIEW BEFORE THE CLOSE OF THE FISCAL YEAR. Form 990, Part VI, Line 15b Process to establish compensation of other employees FOR OTHER EXECUTIVES, INCLUDING SENIOR OFFICERS, KEY EMPLOYEES AND DEANS OUR HUMAN RESOURCES OFFICE USES COMPENSATION SURVEYS TO BENCHMARK EACH INDIVIDUAL'S JOB TO THE RELEVANT MARKET TO ENSURE PROPER PAY. ADDITIONALLY, THE COMPENSATION COMMITTEE ALSO RECEIVED WRITTEN PERFORMANCE EVALUATIONS DURING THE SAME TIME PERIOD ALONG WITH RECOMMENDATIONS FROM THE PRESIDENT, PROVOST AND EXECUTIVE V.P. FOR THEIR RESPECTIVE DIRECT REPORTS. Form 990, Part VI, Line 19 Required documents available to the public TRUSTEES OF TUFTS COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. ALL ARE AVAILABLE UPON REQUEST. IN ADDITION, AUDITED FINANCIAL STATEMENTS are included as an attachment to the Mass. Form PC, which is a public document AND can also be found with THE CONFLICT OF INTEREST/BUSINESS CONDUCT POLICIES ON THE TUFTS UNIVERSITY WEBSITE AT WWW.TUFTS.EDU. Form 990, Part VII, Section A, Line 1a, Column (A) NAMES & TITLES MICHAEL BAENEN - SERVES AS CHIEF OF STAFF IN THE OFFICE OF THE PRESIDENT AND ASSISTANT SECRETARY OF THE CORPORATION Form 990, Part XI, Line 9 Other changes in net assets or fund balances Consolidated Entities Revenue - 1703193; Cumulative Effect of Accounting Change SFAS 158 - -6562000; Change in split Interest Agreement - -803368; Change in fair value of interest rate agreements - -25581193; Investment in Tufts Shared Services, Inc. F/K/A T-NEMC - 775665; TUDC LLC 169 HOLLAND STREET SOMERVILLE MA 02144 043056113 REAL ESTATE DEVELOPMENT MA 0 0 TRUSTEES OF TUFTS COLLEGE TUFTS MEDIA LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 CONSUMER PUBLISHING & MEDIA DE 4052187 3039597 TRUSTEES OF TUFTS COLLEGE AZULUNA BRANDS LLC 169 HOLLAND STREET SOMERVILLE MA 02144 042103634 AGRICULTURE MA -16332 0 TRUSTEES OF TUFTS COLLEGE TUFTS HEALTH AND WELLNESS SERVICES LLC 169 HOLLAND STREET SOMERVILLE MA 02144 800754011 HEALTH AND WELLNESS SERVICES MA 0 0 TRUSTEES OF TUFTS COLLEGE THE OMIDYAR-TUFTS MICROFINANCE FUND 169 HOLLAND STREET SOMERVILLE MA 02144 043828582 RELIEF OF POOR & EDUCATION GRANTS MA 501(c)(3 Type I TRUSTEES OF TUFTS COLLEGE true WALNUT HILL PROPERTIES CORP PO BOX 53 TRUSTEES OF TUFTS COLLEGE MEDFORD MA 02153 043419100 REAL ESTATE MANAGEMENT MA 501(c)(3 Type I TRUSTEES OF TUFTS COLLEGE true TUFTS SHARED SERVICES INC 171 HARRISON AVE PO BOX 634 BOSTON MA 02111 237000827 COORDINATE HEALTH & EDUCATIONAL SERVICES MA 501(c)(3 Type III-FI TRUSTEES OF TUFTS COLLEGE true TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES INC 200 WESTBOROUGH ROAD NORTH GRAFTON MA 02158 043430674 VETERINARY EMERGENCY TREATMENT & CARE MA 501(c)(3 9 TRUSTEES OF TUFTS COLLEGE true TUFTS HEALTH CARE INSTITUTE 136 HARRISON AVENUE BOSTON MA 02111 043289926 DEVELOPS ACCREDITED EDUCATIONAL ACTIVITIES & WORKSHOPS FOR HEALTH CARE PROFESSIONALS MA 501(c)(3 Type I TRUSTEES OF TUFTS COLLEGE true TUFTS UNIVERSITY POST-RETIREMENT PLAN 169 HOLLAND STREET SOMERVILLE MA 02144 043236078 VEBA MA 501(c)(9 TRUSTEES OF TUFTS COLLEGE true TUFTS GLOBAL INC 169 HOLLAND STREET SOMERVILLE MA 02144 474543971 FOREIGN OPERATIONS SUPPORT ORGANIZATION MA 501(c)(3 Type I TRUSTEES OF TUFTS COLLEGE true JM HOLDINGS INC 169 HOLLAND STREET SOMERVILLE MA 02144 043184043 REAL ESTATE DEVELOPMENT MA TRUSTEES OF TUFTS COLLEGE C Corporation -5389 255 1 true PERPETUAL TRUSTS - 8 SUPPORT MA TRUSTEES OF TUFTS COLLEGE Trust CHARITABLE REMAINDER UNITRUSTS - 34 SUPPORT MA TRUSTEES OF TUFTS COLLEGE Trust true true false true false false false false false false true true true true true true true true true WALNUT HILL PROPERTIES CORP D 10200000 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP K 1071958 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP L 154928 FAIR MARKET VALUE WALNUT HILL PROPERTIES CORP S 1181465 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES D 600003 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES L 443154 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES R 184319 FAIR MARKET VALUE TUFTS VETERINARY TREATMENT & SPECIALTIES S 280801 FAIR MARKET VALUE OMIDYAR-TUFTS MICROFINANCE FUND Q 431495 FAIR MARKET VALUE TUFTS SHARED SERVICES M 5198000 FAIR MARKET VALUE TUFTS HEALTH CARE INSTITUTE M 112500 FAIR MARKET VALUE TUFTS GLOBAL INC R 911358 FAIR MARKET VALUE Schedule R, Part IV, Column (a) TRUSTS THE PERPETUAL AND CHARITABLE REMAINDER TRUSTS ARE DOMICILED IN FLORIDA, INDIANA, MASSACHUSETTS, AND NEW JERSEY. Schedule R, Part II Tufts Global, Inc. This entity is a newly formed corporation domiciled in Massachusetts and is applying for 501(c)(3) tax exemption within the prescribed allowable time period via IRS Form 1023 and will operate as a supporting organization to Tufts University. It's main purpose is to support and facilitate foreign related activities. Trustees of Tufts College 169 Holland Street Attn Tax Dept Somerville MA 02144 042103634 X 0 551458 551458 934845438 935396896 1000000 250000 0 0 0 THE OMIDYAR-TUFTS MICROFINANCE FUND 169 HOLLAND STREET ATTN TAX DEPT SOMERVILLE MA 02144 043828582 0 0 0 505584 505584 100838 25209 0 0 0 TUFTS HEALTH CARE INSTITUTE 705 MOUNT AUBURN STREET WATERTOWN MA 02472 043289926 0 0 0 995528 995528 174329 43582 0 0 0 TUFTS SHARED SERVICES INC 171 HARRISON STREET BOX 821 BOSTON MA 02111 237000827 0 0 0 26263496 26263496 1000000 250000 0 0 0 TUFTS VETERINARY EMERGENCY TREATMENT SPECIALTIES INC 200 WESTBORO ROAD NORTH GRAFTON MA 01536 043430674 0 0 0 8582047 8582047 579102 144776 0 0 0 WALNUT HILL PROPERTIES CORP PO BOX 53 TUFTS UNIVERSITY BRANCH MEDFORD MA 02155 043419100 0 0 0 3073251 3073251 303663 75916 0 0 0 TUFTS GLOBAL INC 169 HOLLAND STREET ATTN TAX DEPT SOMERVILLE MA 02144 474543971 0 0 0 911358 911358 161704 40426 0 0 0