2017-05-12T11:04:35-05:00 2016-12-31 042958048 LaPointe Torrisi Stanley & CO PC 555 Turnpike Street Suite 47 North Andover MA 01845 990PF 2016-01-01 830368529 The Crotty Family Foundation Inc c/o Battery Global Advisors CROT 6179483808 1 Marina Park Drive No 1150 Boston MA 02210 Thomas J Crotty President 6179483808 2017-05-05 1 Alfred C Torrisi CPAMSTCFP P00210893 9787945700 2017-05-05 X 70.88.194.121 2017-05-05 16:08:43 ED P 73347208A166C8B95CFAE25D0139950F459A99B3 C1220D9E3DA977713D875B5B4D495E5C1C9B2FB3 2016 2021-01-29 14:40:06Z X 821146 X 5062266 21524 21165 -36774 5843375 4396667 74807 51 5121823 4417883 0 0 0 1 1 0 20346 250 0 7726 5021 0 28073 5272 0 4844142 4844142 4872215 5272 4844142 249608 4412611 567978 821046 821046 100 100 100 3460 0 0 571538 821146 821146 0 0 X 0 0 0 0 571538 821146 571538 821146 571538 821146 571538 249608 0 821146 0 821146 248 AIR PRODUCTS 2016-02-02 2016-02-09 32867 33033 -166 -166 53 ALTRIA GROUP 2016-02-09 2016-05-05 3334 3214 120 120 68 ALTRIA GROUP 2016-02-09 2016-05-06 4277 4123 154 154 21 ALTRIA GROUP 2016-02-09 2016-05-09 1329 1273 56 56 8 ASTRAZENECA 2016-04-19 2016-11-15 220 242 -22 -22 71 ABBVIE 2016-02-09 2016-07-14 4518 3779 739 739 44 ABBVIE 2016-02-09 2016-07-15 2806 2342 464 464 30 ABBVIE 2016-02-09 2016-07-18 1908 1597 311 311 25 ABBVIE 2016-02-09 2016-07-19 1585 1331 254 254 45 ABBVIE 2016-02-09 2016-07-20 2867 2395 472 472 5 ABBVIE 2016-02-09 2016-07-21 317 266 51 51 20 AUTOMATIC DATA 2015-04-02 2016-02-09 1622 1721 -99 -99 26 AUTOMATIC DATA 2015-07-02 2016-05-09 2269 2098 171 171 42 AUTOMATIC DATA 2015-08-04 2016-05-10 3672 3441 231 231 137 CENTURYLINK 2016-02-09 2016-11-03 3196 3291 -95 -95 141 CENTURYLINK 2016-02-09 2016-11-04 3276 3486 -210 -210 167 CENTURYLINK 2016-02-09 2016-11-07 3893 4654 -761 -761 20 CA RESOURCE 2016-02-09 2016-03-03 19 23 -4 -4 CA RESOURCE CASH IN LIEU 2016-02-09 2016-04-04 1 1 0 0 14 DIGITAL RLTY 2016-02-09 2016-07-18 1484 1083 401 401 11 DIGITAL RLTY 2016-02-09 2016-07-19 1161 851 310 310 15 DIGITAL RLTY 2016-02-09 2016-09-13 1401 1160 241 241 12 DIGITAL RLTY 2016-02-09 2016-09-14 1112 928 184 184 2 DIGITAL RLTY 2016-02-09 2016-09-15 184 155 29 29 229 DOVER CORP 2015-08-04 2016-02-09 13237 13711 -474 -474 538 DUPONT 2016-01-05 2016-02-09 31739 32868 -1129 -1129 20 EXXON MOBIL 2016-02-09 2016-07-26 1829 1590 239 239 38 EXXON MOBIL 2016-02-09 2016-07-26 3479 3021 458 458 44 EXXON MOBIL 2016-02-09 2016-07-27 4007 3498 509 509 66 EXXON MOBIL 2016-02-09 2016-07-28 5948 5247 701 701 17 EXXON MOBIL 2016-02-09 2016-07-29 1477 1351 126 126 191 SCHWAB US DIVIDEND 2015-12-02 2016-01-05 7296 7296 0 0 242 SCHWAB US DIVIDEND 2015-12-02 2016-01-06 9163 9244 -81 -81 253 SCHWAB US DIVIDEND 2015-12-02 2016-02-02 9412 10212 -800 -800 656 POWERSHARES 2016-01-08 2016-02-02 14727 14504 223 223 8 GENERAL ELECTRIC 2016-02-09 2016-11-15 243 226 17 17 10 INTEL CORP 2016-02-09 2016-11-15 350 288 62 62 2 IBM 2016-05-11 2016-11-15 317 300 17 17 122 JOHNSON & JOHNSON 2016-02-02 2016-02-09 12445 12380 65 65 3 KRAFT HEINZ 2016-02-09 2016-11-15 244 210 34 34 9 KIMBERLY CLARK 2016-02-09 2016-11-15 1024 1024 0 0 36 ELI LILLY 2016-02-09 2016-02-18 2658 2663 -5 -5 54 ELI LILLY 2016-02-09 2016-02-19 3922 3995 -73 -73 36 ELI LILLY 2016-02-09 2016-02-22 2623 2663 -40 -40 385 LINEAR TECHNOLOGY 2015-04-02 2016-02-09 15715 16401 -686 -686 29 METLIFE 2016-07-21 2016-10-18 1359 1253 106 106 22 METFILE 2016-07-21 2016-10-19 1032 950 82 82 523 MICROSOFT CORP 2015-10-02 2016-02-02 28083 23748 4335 4335 4 OCCIDENTAL 2016-02-09 2016-11-15 273 258 15 15 368 PARKER HANNIFIN 2015-08-14 2016-02-09 33677 35287 -1610 -1610 107 PAYCHEX 2015-02-04 2016-01-12 5065 5167 -102 -102 54 PAYCHEX 2015-09-02 2016-01-13 2546 2554 -8 -8 4 PROCTOR & GAMBLE 2016-02-09 2016-11-15 333 332 1 1 193 QUALCOMM INC 2015-04-02 2016-02-03 8463 11098 -2635 -2635 58 RAYTHEON 2015-02-04 2016-02-02 7239 5985 1254 1254 26 SPECTRA ENERGY 2016-02-09 2016-02-18 757 764 -7 -7 20 SPECTRA ENERGY 2016-02-09 2016-02-18 593 587 6 6 24 SPECTRA ENERGY 2016-02-09 2016-02-19 681 705 -24 -24 26 SPECTRA ENERGY 2016-02-09 2016-10-18 1114 764 350 350 11 SPECTRA ENERGY 2016-02-09 2016-10-18 471 323 148 148 35 SPECTRA ENERGY 2016-02-09 2016-10-19 1505 1028 477 477 108 3M COMPANY 2015-04-02 2016-02-09 16721 16361 360 360 503 TIFFANY 2016-02-02 2016-02-09 30997 32148 -1151 -1151 16 TORONTO DOMINION BANK 2016-02-09 2016-11-15 744 578 166 166 446 UNION PACIFIC 2015-06-02 2016-02-09 34365 40127 -5762 -5762 80 UNITED TECHS 2015-02-04 2016-02-03 6819 8216 -1397 -1397 5 VENTAS INC 2016-02-09 2016-09-13 338 250 88 88 9 VENTAS INC 2016-02-09 2016-09-13 610 450 160 160 13 VENTAS INC 2016-02-09 2016-09-14 881 649 232 232 11 VENTAS INC 2016-02-09 2016-09-15 747 550 197 197 31 VENTAS INC 2016-02-09 2016-11-15 1893 1549 344 344 10 VERIZON 2016-02-09 2016-11-15 470 502 -32 -32 187 WALMART STORES 2015-04-02 2016-02-09 12317 12714 -397 -397 206 AUTOMATIC DATA 2013-09-04 2016-02-09 16702 15422 1280 1280 39 AUTOMATIC DATA 2014-11-05 2016-05-05 3391 3302 89 89 49 AUTOMATIC DATA 2015-01-01 2016-05-06 4258 4143 115 115 10 AUTOMATIC DATA 2015-05-04 2016-05-09 873 866 7 7 334 DOVER CORP 2014-11-05 2016-02-09 19306 25611 -6305 -6305 184 JOHNSON & JOHNSON 2013-09-04 2016-02-09 19382 19008 374 374 380 LINEAR TECH 2013-11-04 2016-02-09 15511 16750 -1239 -1239 138 PAYCHEX 2013-11-04 2016-01-07 6734 5964 770 770 81 PAYCHEX 2014-03-04 2016-01-08 3891 3772 119 119 107 PAYCHEX 2014-11-05 2016-01-11 5070 4956 114 114 1 PAYCHEX 2015-01-05 2016-01-12 47 46 1 1 332 QUALCOMM 2014-12-02 2016-02-02 14516 23704 -9188 -9188 25 QUALCOMM 2015-01-15 2016-02-03 1096 1851 -755 -755 158 RAYTHEON 2013-09-04 2016-02-02 19721 14826 4895 4895 111 3M COMPANY 2014-05-02 2016-02-09 17185 16419 766 766 149 UNITED TECH 2014-06-03 2016-02-02 12793 17199 -4406 -4406 52 UNITED TECH 2014-11-05 2016-02-03 4432 5751 -1319 -1319 271 WALMART STORES 2013-09-04 2016-02-09 17849 21377 -3528 -3528 449 EATON VANCE 2016-09-30 2016-12-16 4009 3868 141 141 833 LORD ABBETT 2015-12-31 2016-12-16 3582 3604 -22 -22 10205 EATON VANCE 2013-07-31 2016-12-16 91452 93432 -1980 -1980 20252 LORD ABBETT 2013-07-31 2016-12-16 87084 91935 -4851 -4851 12920 MARKETO INC 2011-11-11 2016-08-17 455430 170544 284886 284886 5860 Q2 HOLDINGS 2013-03-01 2016-06-07 164003 44243 119760 119760 45509 SABRE CORP 2007-03-28 2019-01-19 1170798 273509 897289 897289 33084 ZAYO HOLDINGS 2012-06-29 2016-04-05 798217 20979 777238 777238 16834 ZAYO HOLDINGS 2012-06-29 2016-09-20 490762 23864 466898 466898 67500 ZAYO HOLDINGS 2012-06-29 2016-09-21 1974015 95687 1878328 1878328 4396667 0 1034680 924499 1.119179 1848949 1306614 1.415069 2162313 1517524 1.424895 1032645 1180117 0.875036 1023015 750243 1.363578 6.197757 1.239551 1674419 2075528 44126 2119654 4844142 X 44126 0 44126 0 44126 92721 92721 X 287 48308 48308 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 1 1 N/A JOHN DINNEEN CO BGA 6179483808 1 MARINA PARK DRIVE SUITE 1150 BOSTON MA 02210 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THOMAS J CROTTY 31 SEARS ROAD SOUTHBOROUGH MA 01772 PRESIDENT 1.00 0 0 0 SHAROLYN K CROTTY 31 SEARS ROAD SOUTHBOROUGH MA 01772 CLERK 1.00 0 0 0 NONE 0 NONE 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 N/A 0 0 0 37490 1662428 0 1699918 0 0 1699918 25499 1674419 83721 83721 44126 44126 39595 0 39595 0 39595 4844142 0 4844142 44126 4800016 39595 0 0 985879 1005237 2117451 1807910 1001681 6918158 4844142 0 0 0 39595 4804547 0 0 11722705 0 0 0 0 0 0 985879 10736826 1005237 2117451 1807910 1001681 4804547 THOMAS J CROTTY X American Cancer Society PO Box 22718 Oklahoma City OK 73123 None Exempt Charitable 250 Boys & Girls Club 1275 Peachtree St NE Atlanta GA 03309 None Exempt Charitable 29000 Covenant House 30 Washington St 918 Brighton MA 02135 None Exempt Charitable 500 Cure Alzheimers Fund 34 Washington Street Wellesley Hills MA 02481 None Exempt Charitable 250000 Dana Farber Jimmy Fund 10 Brookline Place West 6th Floor Brookline MA 02445 None Exempt Charitable 1500 Foundation for MetroWest 3 Eliot Street Natick MA 01760 None Exempt Charitable 470000 Friends of Southborough Council on Aging 9 Cordaville Road Southborough MA 01772 None Exempt Charitable 150 Generation Citizen 745 Atlantic Ave Boston MA 02111 None Exempt Charitable 5400 James Madison University 800 South Main Street Harrisonburg VA 22807 None Exempt Charitable 25000 MA General Hosptial Cancer Center 125 Nashua Street Suite 540 Boston MA 02114 None Exempt Charitable 1125 US Eventing Association 525 Old Waterford Road Leesburg VA 20176 None Exempt Charitable 100 National Multiple Sclerosis Society 101 First Avenue Waltham MA 02451 None Exempt Charitable 500 Partners in Charity Appeal 49 Elm Street Worcester MA 01609 None Exempt Charitable 500 PeaceLove Las Vegas 999 Main St 704 Pawtucket RI 02860 None Exempt Charitable 120 PMC- Jimmy Fund 77 Fourth Avenue Needham MA 02494 None Exempt Charitable 1000 Razoo Donations 1725 Duke St Suite 675 Alexandria VA 22314 None Exempt Charitable 202 Saint Anthony's Shrine 100 Arch Street Boston MA 02110 None Exempt Charitable 23000 St Jude Children's Research Hospital 313 Washington St 310 Newton MA 02458 None Exempt Charitable 35 St Marks School 25 Marlboro Road Southborough MA 01772 None Exempt Charitable 25000 St Matthews Church 105 Southville Road Southborough MA 01772 None Exempt Charitable 2800 University of Notre Dame 64 Kingston Road Exeter NH 03833 None Exempt Charitable 4005260 Urban Improvement 8 St John Street Jamaica Plain MA 02130 None Exempt Charitable 2600 Wellesley Players PO Box 81239 Wellesley MA 02481 None Exempt Charitable 100 4844142 0 14 21524 18 -36774 Book/Tax Timing Differences-Battery Income Fund, LLC Sch. K-1 14 74756 Income from Sec litigation 14 51 0 59557 0 59557 0 0 0 0 0 0 0 0 0 0 X X 1 Thomas J Crotty 31 Sears Road Southborough MA 01772 1160480 X 2 Thomas J Crotty 31 Sears Road Southborough MA 01772 197234 X 3 Thomas J Crotty 31 Sears Road Southborough MA 01772 451360 X 4 Thomas J Crotty 31 Sears Road Southborough MA 01772 164520 X 5 Thomas J Crotty 31 Sears Road Southborough MA 01772 367912 X 6 Sharolyn K Crotty 31 Sears Road Southborough MA 01772 605880 X 7 Sharolyn K Crotty 31 Sears Road Southborough MA 01772 2114880 X 1 45,509 Shares Sabre Corp. (SABR) 1160480 2016-01-19 2 8,125 Shares Zayo Group Holdings Inc. (ZAYO) 197234 2016-04-05 3 12,920 Shares Marketo, Inc. (MKTO) 451360 2016-06-21 4 5860 Shares Q2 Holdings Inc (Q2) 164520 2016-06-07 5 12,497 Shares Zayo Group Holdings Inc (ZAYO) 367912 2016-09-20 6 24,959 Shares Zayo Group Holdings Inc (ZAYO) 605880 2016-04-05 7 71,837 Zayo Group Holdings Inc (ZAYO) 2114880 2016-09-20 N/A 0 STATEMENT REGARDING DONOR ADVISED FUNDS FORM 990-PF PAGE 5 PART VII-A LINE 12 FOUNDATION CONTRIBUTED TO NOTRE DAME UNIVERSITY'S DONOR ADVISED FUND AS WELL AS THE FOUNDATION FOR THE METROWEST DONOR ADVISED FUNDS. EACH FUND GRANTS THE DONOR THE ABILITY TO MAKE RECOMMENDATIONS FOR THE FUND'S CHARITABLE CONTRIBUTIONS Battery Alternative Income Fund, Ltd FMV 0 0 Investment Fees 5006 5006 0 Annual Report Fees 15 15 0 Professional Fees 2705 0 0 Book/Tax Timing Differences-Battery Income Fund, LLC Sch. K-1 74756 74756 Income from Sec litigation 51 51 51 State Registration Fee 250 250 0 Federal Taxes Paid 20000 0 0 Foreign Income Taxes Paid 96 0 0