2017-05-10T09:43:27-05:00 2016-06-30 251408703 SCHNEIDER DOWNS & CO INC ONE PPG PLACE SUITE 1700 PITTSBURGH PA 15222 990 2015-07-01 250965212 ALLEGHENY COLLEGE ALLE 8143324788 520 NORTH MAIN STREET MEADVILLE PA 16335 EILEEN E PETULA EXECUTIVE VP AND COO 8143324788 2017-05-08 1 SUSAN M KIRSCH P00341397 4122613644 2015 2021-01-29 14:40:06Z JAMES H MULLEN JR 520 NORTH MAIN STREET MEADVILLE PA 16335 147510707 0 X WWW.ALLEGHENY.EDU X 1817 PA FOUR YEAR INSTITUTION OF HIGHER EDUCATION. 37 31 2371 44 -26062 -54776 10311304 19111268 100250344 100226710 12611103 1880562 178194 220811 123350945 121439351 41890995 43391868 0 0 46466956 45690897 0 0 3555451 34344183 33745266 122702134 122828031 648811 -1388680 351184125 345967264 74539643 73426564 276644482 272540700 X ALLEGHENY'S UNDERGRADUATE RESIDENTIAL EDUCATION PREPARES YOUNG ADULTS FOR SUCCESSFUL, MEANINGFUL LIVES BY PROMOTING STUDENTS' INTELLECTUAL, MORAL AND SOCIAL DEVELOPMENT, AND ENCOURAGING PERSONAL AND CIVIC RESPONSIBILITY. ALLEGHENY'S FACULTY AND STAFF COMBINE HIGH ACADEMIC STANDARDS AND A COMMITMENT TO THE EXCHANGE OF KNOWLEDGE WITH A SUPPORTIVE APPROACH TO LEARNING. GRADUATES ARE EQUIPPED TO THINK CRITICALLY AND CREATIVELY, WRITE CLEARLY, SPEAK PERSUASIVELY, AND MEET CHALLENGES IN A DIVERSE INTERCONNECTED WORLD. 0 0 100586718 43391868 79644958 INSTRUCTION AND SCHOLARSHIP: PROVIDED LIBERAL ARTS, PRIVATE FOUR YEAR HIGHER EDUCATION TO STUDENTS AND SUPPORTED THAT EFFORT WITH LIBRARY AND MEDIA RESOURCES AND REMEDIAL AND SPECIAL INTEREST CLASSES.ASSISTED STUDENTS TO ATTAIN THEIR DEGREE BY HELPING TO FINANCE THE COST FROM GIFTS, GRANTS, ENDOWMENT INCOME, AND COLLEGE RESOURCES. 9737542 20581752 AUXILIARY ENTERPRISES: PROVIDED HOUSING AND DINING SERVICES AND FACILITIES TO STUDENTS AS A RESIDENTIAL INSTITUTION.STUDENT SERVICES: PROVIDING ADDITIONAL STUDENT SERVICES SUCH AS COUNSELING, CAREER SERVICES, INTRAMURAL AND INTERCOLLEGIATE ATHLETICS, STUDENT GOVERNMENT ACTIVITIES, HEALTH SERVICES, SOCIAL ACTIVITIES AND ORGANIZATIONS. 110324260 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 1 1 1 0 0 0 0 1 0 0 0 1 2899 0 1 2371 1 1 1 0 0 0 0 1 1 1 1 0 0 0 X 37 31 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA AK MS NH NJ VA X LINDA WETSELL CFO & TREASURER 8143324790 520 NORTH MAIN STREET MEADVILLE PA 16335 EARL W ADAMS TRUSTEE (EXITED 10/2015) 2.00 X 0 0 0 CHRISTIAN L ALLISON TRUSTEE 2.00 X 15200 0 0 BISHOP THOMAS J BICKERTON TRUSTEE 2.00 X 0 0 0 ALICE S BIERER TRUSTEE (EXITED 10/2015) 2.00 X 0 0 0 GLADYS BLACK TRUSTEE 2.00 X 0 0 0 EDWARD JOSEPH BORKOWSKI TRUSTEE 2.00 X 0 0 0 WILLOW BROST TRUSTEE 2.00 X 0 0 0 WILLIAM H BROWN JR TRUSTEE (EXITED 10/2015) 2.00 X 0 0 0 JENNIFER DAURORA TRUSTEE 2.00 X 0 0 0 GARY M ELLIOTT TRUSTEE 2.00 X 0 0 0 MARY J FEELEY TRUSTEE 2.00 X 0 0 0 KIM TILLOTSON FLEMING TRUSTEE 2.00 X 0 0 0 ROGER GURNER TRUSTEE 2.00 X 0 0 0 TERRENCE L HARTFORD TRUSTEE 2.00 X 0 0 0 JUDITH THOMAS HORGAN TRUSTEE 2.00 X 0 0 0 STEVEN D LEVINSKY TRUSTEE 2.00 X 0 0 0 RICHARD W MAINE TRUSTEE (EXITED 5/2016) 2.00 X 0 0 0 ROBERT ERNEST MCGARITY TRUSTEE 2.00 X 0 0 0 ISABELLE MOSS TRUSTEE 2.00 X 0 0 0 HERBERT J MYERS TRUSTEE 2.00 X 0 0 0 CHRISTINE NELSON TRUSTEE 2.00 X 0 0 0 JEROME V NELSON TRUSTEE 2.00 X 0 0 0 JAMES C NEW TRUSTEE 2.00 X 0 0 0 JOHN HERBERT NILES JR TRUSTEE 2.00 X 0 0 0 MARTIN PFINSGRAFF TRUSTEE 2.00 X 0 0 0 TIMOTHY L REEVES TRUSTEE (EXITED 10/2015) 2.00 X 0 0 0 YVONNE REED SEON PHD TRUSTEE 2.00 X 0 0 0 DAG J SKATTUM TRUSTEE 2.00 X 0 0 0 THOMAS N SLONAKER TRUSTEE 2.00 X 0 0 0 WILLIAM STEFFEE TRUSTEE (EXITED 10/2015) 2.00 X 0 0 0 JOHN SUTPHEN TRUSTEE 2.00 X 0 0 0 SUE STEVEN TRUSTEE (ENTERED 10/2015) 2.00 X 0 0 0 BRUCE THOMPSON TRUSTEE 2.00 X 0 0 0 LARRY THOMPSON TRUSTEE 2.00 X 0 0 0 WILLIAM H TIMBERS NICK TRUSTEE (EXITED 10/2015) 2.00 X 0 0 0 JAMES WIBLE TRUSTEE 2.00 X 0 0 0 NANCY YOVETICH TRUSTEE 2.00 X 0 0 0 DOUG ZIEGLER TRUSTEE 2.00 X 0 0 0 EDDIE TAYLOR JR CHAIR (THRU 10/15), TRUSTEE (AS OF 10/15) 2.00 X X 0 0 0 ROBERT L SMITH JR CO-CHAIR (THRU 10/15), CHAIR (AS OF 10/15) 2.00 X X 0 0 0 MARK R CAMPBELL TRUSTEE VICE CHAIR (AS OF 10/2015) 2.00 X X 0 0 0 ANTONIO DIAS TRUSTEE SECRETARY (AS OF 10/2015) 2.00 X X 0 0 0 HAYES STOVER SECRETARY (EXITED 10/2015) 2.00 X X 0 0 0 JAMES H MULLEN JR PRESIDENT 50.00 X X 321674 0 113924 RONALD COLE PROVOST 40.00 X 143952 0 84461 SUSAN S STUEBNER EXECUTIVE VP & COO 50.00 X 210515 0 27397 LINDA WETSELL CFO/TREASURER 50.00 X 139360 0 35822 MARJORIE S KLEIN VP FOR DEVELOPMENT & ALUMNI AFFAIRS 50.00 X 185592 0 36466 BRIAN FRANCIS DALTON EXITED 122015 2015) VP FOR ENROLLMENT & COLLEGE RELATIONS 50.00 X 200603 0 40652 CORNELL B LESANE II ENTERED 1215 12/15) VP FOR ENROLLMENT & DEAN OF ADMISSIONS 50.00 X 132040 0 34699 RICHARD A HOLMGREN VP FOR INFO. SVCS & ASSESSMENT 50.00 X 144912 0 79208 DOUGLAS C SMITH - SENIOR PHILANTHR. ADVISOR FOR THE CAMPAIGN 50.00 X 163490 0 79462 JAMES C BULMAN PROFESSOR 40.00 X 129392 0 16327 BRUCE J SMITH PROFESSOR 40.00 X 146452 0 22598 LINDA C DEMERITT FORMER PROVOST 10.00 X 205994 0 42839 2139176 0 613855 34 1 1 0 PARKHURST DINING SERVICES P O BOX 644091 PITTSBURGH PA 152644091 FOOD SERVICE 6003656 ST MORITZ BUILDING SERVICES P O BOX 5018 GREENSBURG PA 156015118 CLEANING SERVICE 2199062 MASSARO CORPORATION 120 DELTA DRIVE PITTSBURGH PA 152382806 CONSTRUCTION 884480 ROYAL & COMPANY 1920 EAST PARHAM ROAD RICHMOND VA 232282206 STUDENT MARKETING PROGRAM 489906 ELLUCIAN 62814 COLLECTION CENTERS DRIVE CHICAGO IL 60693 SOFTWARE LICENSING AND MAINTENANCE 271034 29 19696 1617249 17474323 559984 19111268 TUITION AND FEES 611710 79644958 79644958 AUXILIARY REVENUE 611710 20581752 20581752 100226710 2254748 -26062 2280810 168410 68731 99679 99679 99679 25099572 25473758 -374186 -374186 -374186 21478 19696 39144 -17666 -17666 628521 489723 138798 138798 121439351 100226710 -26062 2127435 65000 65000 42758984 42758984 567884 567884 1781830 1781830 31831139 28603214 1102304 2125621 2148451 1772544 204617 171290 7743867 6331829 884910 527128 2185610 1851727 186484 147399 7449691 7437703 11988 149704 30 149674 146186 5000 141186 2434022 2434022 64271 64271 385816 199011 186805 4244854 3844594 273489 126771 1141430 769918 368512 3000 2812732 2572964 235292 4476 2388408 2157255 47660 183493 546915 299994 72436 174485 1918411 1918411 5931394 5516196 415198 669855 297682 372173 OTHER EXPENSES 2671161 2563904 79740 27517 LIBRARY BOOKS 790416 790416 122828031 110324260 8948320 3555451 7443061 6573963 7567507 7843344 3301248 4738598 1329331 1421729 5994360 6008594 690557 748074 420262 417325 236301365 120598131 119170594 115703234 139106242 138935031 58477651 56324429 7683312 7252943 351184125 345967264 14109423 13760307 94763 94763 51950702 50339013 94081 56177 8290674 9176304 74539643 73426564 X 102577467 95073373 84358237 76782539 89708778 100684788 276644482 272540700 351184125 345967264 X -1388680 -1377142 -1337960 X X 0 1 X 1 1 1 X 11390298 14612288 8411682 10311304 17595841 62321413 11390298 14612288 8411682 10311304 17595841 62321413 6888252 55433161 8114141 8084523 2257178 3525697 2423158 24404697 1609755 1698478 3308233 90034343 498150595 0.61570 0.60550 X SCHEDULE A, PART VI, LIST OF UNUSUAL GRANTS: DESCRIPTION: CASH DATE: 07/08/15 AMOUNT: 1500000. DESCRIPTION: CASH DATE: 07/01/15 AMOUNT: 15427. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1820102 X X X X 0 183378811 12564974 -1695777 3093396 5604752 185549860 185766670 5588403 512307 4805137 3683432 183378811 164309138 11848013 28535017 4286645 14408429 230424 185766670 148141117 6152500 17961986 3972546 3302436 671483 164309138 153772505 2866881 -467028 3250719 4074191 706331 148141117 0.15030 0.35280 0.49690 0 0 15187093 15187093 177018348 85130039 91888309 351294 351294 0 21377695 20685089 692606 22366935 14431709 7935226 115703234 VENTURE CAPITAL/PRIVATE EQUITY 10076435 F DEBT FUNDS 8083147 F PRIVATE REAL ESTATE 14195053 F HEDGE FUNDS 17676372 F REAL ASSETS 4613403 F EQUITY-METHOD INVESTMENT 1680019 F 56324429 STUDENTS DEPOSITS 1621626 SWAP LIABILITIES 1791599 TRUSTS HELD FOR OTHERS 372609 ADVANCES FOR STUDENT LOANS 5390470 9176304 X 73560957 -1377142 597598 -779544 74340501 2434022 44664828 47098850 121439351 77664739 597598 597598 77067141 2434022 43326868 45760890 122828031 PART III, LINE 4: CONTRIBUTED WORKS OF ART, HISTORICAL TREASURES, AND LITERATURE ARE USED BY THE STUDENTS AND FACULTY FOR EDUCATION PURPOSES. PART X, LINE 2: THE COLLEGE FOLLOWS THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) GUIDANCE FOR ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH PROVIDES CRITERIA FOR THE RECOGNITION AND MEASUREMENT OF UNCERTAIN TAX POSITIONS. THIS GUIDANCE REQUIRES THAT AN UNCERTAIN TAX POSITION SHOULD BE RECOGNIZED ONLY IF IT IS "MORE LIKELY THAN NOT" THAT THE POSITION IS SUSTAINABLE BASED ON ITS TECHNICAL MERITS. RECOGNIZABLE TAX POSITIONS SHOULD THEN BE MEASURED TO DETERMINE THE AMOUNT OF BENEFIT RECOGNIZED IN THE FINANCIAL STATEMENTS. THE COLLEGE FILES U.S. FEDERAL, STATE AND LOCAL INFORMATION RETURNS, AND NO RETURNS ARE CURRENTLY UNDER EXAMINATION. THE STATUTE OF LIMITATIONS ON THE COLLEGE'S U.S. FEDERAL TAX RETURNS REMAINS OPEN FOR THE YEARS ENDED JUNE 30, 2013 THROUGH THE PRESENT. THE COLLEGE CONTINUES TO EVALUATE ITS TAX POSITIONS PURSUANT TO THE PRINCIPLES OF FASB GUIDANCE AND HAS DETERMINED THAT THERE IS NO MATERIAL IMPACT ON THE COLLEGE'S FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES 39,144. COST OF SALES 489,723. RENTAL EXPENSES 68,731. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 43,326,868. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 600,225. CHANGE IN VALUE OF SWAP AGREEMENT 737,735. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENT EXPENSES 39,144. COST OF SALES 489,723. RENTAL EXPENSES 68,731. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 43,326,868. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE PUBLISHES ITS NONDISCRIMINATION POLICY IN LOCAL AND REGIONAL NEWPAPERS. IN ADDITION, THE POLICY IS INCLUDED IN THE COLLEGE CATALOGS AND RECRUITING MATERIALS. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES GRANTS UNDER VARIOUS STATE AND FEDERAL PROGRAMS. 1 NORTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS; 2 STUDENTS PARTICIPATING 7850 SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS; 4 STUDENTS PARTICIPATING 70255 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS; 2 STUDENT PARTICIPANTS 10440 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS; 8 STUDENT PARTICIPANTS 45166 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS; 5 STUDENTS PARTICIPATING 52350 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS; 27 STUDENT PARTICIPANTS 238957 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS; 1 STUDENT PARTICIPANT 41700 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENT 17676332 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EXPERIENTIAL LEARNING TRIPS 43995 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES SCHOLARSHIP 80530 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES SCHOLARSHIP 314996 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES SCHOLARSHIP 26632 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES SCHOLARSHIP 53583 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES SCHOLARSHIP 15677 NORTH AMERICA 0 0 PROGRAM SERVICES SCHOLARSHIP 21000 SOUTH ASIA 0 0 PROGRAM SERVICES SCHOLARSHIP 55466 0 0 0 0 0 0 18143050 611879 18754929 SCHOLARSHIP NORTH AMERICA 2 21000 DIRECT TRANSFER TO STUDENT`S ACCOUNT 0 FMV SCHOLARSHIP MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 2 26632 DIRECT TRANSFER TO STUDENT`S ACCOUNT 0 FMV SCHOLARSHIP SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 5 53583 DIRECT TRANSFER TO STUDENT`S ACCOUNT 0 FMV SCHOLARSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 8 80530 DIRECT TRANSFER TO STUDENT`S ACCOUNT 0 FMV SCHOLARSHIP SOUTH ASIA 4 55466 DIRECT TRANSFER TO STUDENT`S ACCOUNT 0 FMV SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 27 314996 DIRECT TRANSFER TO STUDENT`S ACCOUNT 0 FMV SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN 1 15677 DIRECT TRANSFER TO STUDENT`S ACCOUNT 0 FMV 1 0 1 0 0 0 SCHEDULE F, PART I, LINE 2: THE COLLEGE DOES NOT ISSUE GRANTS OUTSIDE THE U.S., BUT IT DOES INCUR EXPENSES FOR STUDENTS STUDYING ABROARD. STUDENTS PAY THEIR REGULAR ALLEGHENY COLLEGE TUITION, AND THE COLLEGE IN TURN PAYS THEIR TUITION TO THE FOREIGN INSTITUTION THAT THEY WILL BE ATTENDING. THOSE EXPENSES ARE TRACKED IN THE STUDY ABROAD OFFICE AND IN THE GENERAL LEDGER. THE COLLEGE FOLLOWS FEDERAL, STATE, AND INSTITUTIONAL GUIDELINES FOR DETERMINING ELIGIBILITY FOR SCHOLARSHIPS, PRIZES, AND OTHER GRANTS AND AWARDS. THE COLLEGE MAINTAINS RECORDS SHOWING RECIPIENT ELIGIBILITY, HOW FUNDS MAY BE USED, AND ANY RELATED PARTY DISCLOSURES. GRANTS AWARDED BY THE OFFICE OF FINANCIAL AID ARE CREDITED DIRECTLY TO THE STUDENT ACCOUNTS. OTHER GRANTS ARE MONITORED IN VARIOUS WAYS, INCLUDING REIMBURSING ACTUAL SUBSTANTIATED EXPENSES, REQUIRING WRITTEN REPORTS AND/OR VISITING SITES OF ACTIVITIES FUNDED BY COLLEGE GRANTS. ATHLETIC GOLF OUTING 41174 19696 21478 20505 18639 41174 19696 21478 20505 18639 39144 -17666 1 CITY OF MEADVILLE 894 DIAMOND PARK MEADVILLE PA 16335 256000867 GOVERNMENT 65000 N/A N/A FINANCIAL SUPPORT 1 0 ALLEGHENY AID 1197 10908169 0 N/A N/A ENDOWED AID 1056 4554531 0 N/A N/A FEDERAL GRANTS 268 932506 0 N/A N/A MERIT SCHOLARSHIPS 1652 24255676 0 N/A N/A PELL GRANTS 495 2108102 0 N/A N/A PART I, LINE 2: THE COLLEGE FOLLOWS FEDERAL, STATE AND INSTITUTIONAL GUIDELINES FOR DETERMINING ELIGBILITY FOR SCHOLARSHIPS, PRIZES AND OTHER GRANTS AND AWARDS. THE COLLEGE MAINTAINS RECORDS SHOWING RECIPIENT ELIGIBILITY,HOW FUNDS MAY BE USED, AND ANY RELATED PARTY DISCLOSURES. GRANTS AWARDED BY THE OFFICE OF FINANCIAL AID ARE CREDITED DIRECTLY TO THE STUDENTS ACCOUNTS. OTHER GRANTS ARE MONITORED IN VARIOUS WAYS, INCLUDING REIMBURSING ACTUAL SUBSTANTIATED EXPENSES, REQUIRING WRITTEN REPORTS AND /OR VISITING SITES OF ACTIVITIES FUNDED BY COLLEGE GRANTS. THE COLLEGE'S FINANCIAL AID OFFICE MAINTAINS ELIGIBILITY REQUIREMENTS AND MONITORS GRANTING OF AWARDS TO STUDENTS AND FOLLOWS U.S. FEDERAL AID REGULATIONS AND ALL STATES' REGULATIONS FOR GRANTS TO ITS STUDENTS. X X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 JAMES H MULLEN JR PRESIDENT 318161 0 0 0 3513 0 23850 0 90074 0 435598 0 0 0 RONALD COLE PROVOST 143553 0 0 0 399 0 18000 0 66461 0 228413 0 0 0 SUSAN S STUEBNER EXECUTIVE VP & COO 201775 0 8500 0 240 0 18635 0 8762 0 237912 0 0 0 LINDA WETSELL CFO/TREASURER 138880 0 0 0 480 0 13511 0 22311 0 175182 0 0 0 MARJORIE S KLEIN VP FOR DEVELOPMENT & ALUMNI AFFAIRS 185040 0 0 0 552 0 17438 0 19028 0 222058 0 0 0 BRIAN FRANCIS DALTON EXITED 122015 2015) VP FOR ENROLLMENT & COLLEGE RE 200243 0 0 0 360 0 17238 0 23414 0 241255 0 0 0 CORNELL B LESANE II ENTERED 1215 12/15) VP FOR ENROLLMENT & DEAN OF A 131899 0 0 0 141 0 14040 0 20659 0 166739 0 0 0 RICHARD A HOLMGREN VP FOR INFO. SVCS & ASSESSMENT 143975 0 0 0 937 0 13977 0 65231 0 224120 0 0 0 DOUGLAS C SMITH - SENIOR PHILANTHR. ADVISOR FOR THE CAMPAIGN 161906 0 0 0 1584 0 15462 0 64000 0 242952 0 0 0 BRUCE J SMITH PROFESSOR 143815 0 0 0 2637 0 13473 0 9125 0 169050 0 0 0 LINDA C DEMERITT FORMER PROVOST 204410 0 0 0 1584 0 19405 0 23434 0 248833 0 0 0 PART I, LINE 7 SUSAN S. STUEBNER RECEIVED A BONUS. PART II: NON-TAXABLE BENEFITS REPORTED ON SCHEDULE J MAY INCLUDE LIFE INSURANCE, LONG-TERM DISABILITY, EMPLOYER-PROVIDED MEDICAL INSURANCE, SECTION 125 BENEFITS, HOUSING AND TUITION. TUITION ASSISTANCE PROGRAMS (UP TO 100%) ARE A STANDARD BENEFIT PROVIDED BY HIGHER EDUCATION EMPLOYERS TO ELIGIBLE EMPLOYEES AND THEIR FAMILY MEMBERS. SECTION 117(D) OF THE INTERNAL REVENUE CODE SPECIFICALLY PROVIDES THAT GROSS INCOME DOES NOT INCLUDE QUALIFIED TUITION BENEFITS. THE VALUE OF THE QUALIFIED TUITION REDUCTION INCLUDED IN NONTAXABLE BENEFITS DEPENDS UPON THE NUMBER OF ELIGIBLE FAMILY MEMBERS RECEIVING THE TUITION BENEFITS DURING THE REPORTING YEAR. A PA HIGHER EDUCATION FACILITIES 232243852 2006-02-23 14000000 CONSTRUCT STUDENT HOUSING 0 0 0 B CRAWFORD CO INDUSTRIAL DEVELOPMENT AUTHORITY 237115736 2009-05-08 10295000 CONSTRUCT STUDENT HOUSING 0 0 0 C CRAWFORD CO INDUSTRIAL DEVELOPMENT AUTHORITY 237115736 2009-05-08 8000000 CONSTRUCT STUDENT HOUSING 0 0 0 D CRAWFORD CO INDUSTRIAL DEVELOPMENT AUTHORITY 237115736 2010-12-15 26386313 REFUND 1998 BONDS 0 0 0 A 13913293 1315987 237417 12294183 2006 0 0 1 1 B 305000 10179186 836400 190015 9152771 2010 0 0 1 1 C 8000000 147889 7852111 2010 0 0 1 1 D 1163844 26260000 126313 26133687 2010 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 A 1 0 0 0 0 1 B 1 0 0 0 0 1 C 1 0 0 0 0 1 D 1 0 0 0 0 1 A 1 B 1 C 1 D 1 ENROLLED STUDENT FAMILY OF BOARD 20985 MERIT SCHOLARSHIP FINANCIAL AID ENROLLED STUDENT FAMILY OF BOARD 12500 MERIT SCHOLARSHIP FINANCIAL AID ENROLLED STUDENT FAMILY OF BOARD 20000 MERIT SCHOLARSHIP FINANCIAL AID OSWALD COMPANIES EDDIE TAYLOR, JR. - EMPLOYEE/OWNER, OSWALD COMPANIES 306964 INSURANCE BROKER 0 N SMITH SPOUSE OF TRUSTEE 52263 EMPLOYMENT 0 X 43 559984 FMV 1 0 1 0 FORM 990, PART VI, SECTION A, LINE 4 ALLEGHENY COLLEGE AMENDED BYLAWS ON APRIL 30,2016. THE FOLLOWING CHANGES WERE MADE: - UPON MAJORITY VOTE, A TRUSTEE'S TERM MAY BE EXTENDED SO HE/SHE MAY SERVE AS BOARD CHAIR OR VICE CHAIR. - MEMBERS OF THE BOARD OR ANY COMMITTE ARE ALLOWED TO ATTEND A MEETING BY REMOTE ELCTRONIC PARTICIPATION. - DISCRIMINATION SECTION WAS MODIFIED TO ADD DISCRIMINATION BASED ON RELIGION, ANCESTRY, GENDER, DISABILITY, SEXUAL ORIENTATION, GENDER IDENTITY AND GENDER EXPRESSION AS PROHIBITED ACTION. - ANY OFFICER OF THE BOARD MAY BE REMOVED FOR CAUSE BY AFFIRMATIVE VOTE OF TWO-THIRDS OF THE TRUSTEES THEN IN OFFICE. - THE OFFICER POSITION OF PROVOST MAY BE APPOINTED BY THE PRESIDENT WITH PRIOR BOARD OR EXECUTIVE COMMITTEE APPROVAL. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF TRUSTEES AUDIT COMMITTEE IS CHARGED BY THE FULL BOARD WITH THE RESPONSIBILITY OF REVIEWING THE FORM 990 AND CALLING IN OUTSIDE EXPERTS TO ANSWER ANY QUESTIONS OF THE BOARD IN ORDER TO COME TO FULL UNDERSTANDING OF WHAT IS BEING REPORTED. THIS REVIEW IS HELD JUST PRIOR TO THE SUBMISSION OF THE FORM 990. FORM 990, PART VI, SECTION B, LINE 12C THE COLLEGE REGULARLY AND CONSISTENTLY MONITORS COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY THROUGH COMPLETION OF AN ANNUAL DISCLOSURE STATEMENT, WHICH IS COMPLETED BY ALL TRUSTEES. IF A CONFLICT IS DETERMINED TO BE PRESENT, THEN MANAGEMENT AND BOARD LEADERSHIP ADDRESS IT WITH THE APPROPRIATE INDIVIDUAL(S). NO CONFLICTS OR POTENTIALLY CONFLICTING BUSINESS OR FAMILY RELATIONSHIPS WERE NOTED FOR THE FISCAL YEAR. AS A PART OF NEW TRUSTEE ORIENTATION, BOARD MEMBERS ARE INFORMED THAT THE BOARD OF TRUSTEES HAS AUTHORITY ONLY AS A CORPORATE BODY. NO INDIVIDUAL TRUSTEE HAS AUTHORITY OVER ANY ASPECT OF COLLEGE OPERATIONS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES COMPENSATION COMMITTEE REVIEWS ANNUALLY THE PRESIDENT'S WORK ACCOMPLISHMENTS FOR THE PAST YEAR AND COMBINES THAT INFORMATION WITH A COMPARISON OF COMPENSATION OF PRESIDENTS OF SIMILAR COLLEGES TO SET THE PRESIDENT'S ANNUAL SALARY INCREASE. DOCUMENTATION IS KEPT ON FILE CONCERNING THESE DELIBERATIONS AND MEASUREMENTS. THE SAME BOARD OF TRUSTEES COMPENSATION COMMITTEE ALSO REVIEWS AND APPROVES THE PRESIDENT'S RECOMMENDATION FOR SALARY INCREASES FOR TOP MANAGEMENT AND FOR THE CRITERIA USED FOR THOSE RECOMMENDATIONS; DOCUMENTATION IS ALSO KEPT ON FILE CONCERNING THIS REVIEW AND APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE UPON REQUEST. THE FINANCIAL STATEMENTS ARE ON THE COLLEGE'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS -600,225. CHANGE IN VALUE OF SWAP AGREEMENT -737,735. FORM 990, PART XII, QUESTION 2C, OVERSIGHT OF FINANCIAL STATEMENT AUDIT: THE SCHOOL'S FINANCIAL STATEMENTS ARE AUDITED BY AN INDEPENDENT ACCOUNTING FIRM. THE COLLEGE HAS A COMMITTEE THAT ASSUMES THE RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND ITS SELECTION OF THE INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM PRIOR YEAR. CHARITABLE TRUSTS (11) INVESTMENTS PA N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0