2017-05-10T14:00:33-05:00 2016-06-30 350921680 CROWE HORWATH LLP 10 West Broad Street Suite 1700 Columbus OH 432153713 990 2015-07-01 310536715 UNIVERSITY OF DAYTON UNIV 9372292890 300 COLLEGE PARK DAYTON OH 454691640 ANDREW T HORNER VP FINANCE/ADMINSTRATIVE SERVICES 2017-05-10 true RACHEL SPURLOCK P00520729 6144690001 2015 2021-01-29 14:40:06Z ERIC F SPINA PHD 300 COLLEGE PARK DAYTON OH 454691640 1260032079 false 0928 X WWW.UDAYTON.EDU X 1850 OH A COMPREHENSIVE CATHOLIC UNIVERSITY, A DIVERSE COMMUNITY COMMITTED IN THE MARIANIST TRADITION, TO EDUCATING THE WHOLE PERSON AND TO LINKING LEARNING AND SCHOLARSHIP WITH LEADERSHIP AND SERVICE. 34 33 8228 260 2449612 9991 43971244 36870588 536003650 579846724 44557704 9238302 1061352 2119610 625593950 628075224 129504851 150238913 0 243091700 250540477 309636 423136 7941940 175939950 191444459 548846137 592646985 76747813 35428239 1522522596 1503514780 575563979 568806543 946958617 934708237 THE UNIVERSITY OF DAYTON IS AN INDEPENDENT, COMPREHENSIVE CATHOLIC EDUCATIONAL INSTITUTION FOUNDED IN 1850. THE PRIMARY EXEMPT PURPOSE IS PROVIDING POST SECONDARY EDUCATION THROUGH UNDERGRADUATE, GRADUATE, DOCTORAL AND CONTINUING EDUCATION PROGRAMS. false false 419749835 150238913 462894451 THE UNIVERSITY SERVES OVER 11,000 FULL AND PART TIME STUDENTS THROUGH ITS DEGREED ACADEMIC PROGRAMS. WE ALSO CONDUCT CONTINUING EDUCATION, SPEAKER SERIES AND CULTURAL EVENTS FOR OUR STUDENTS, ALUMNI, OTHER LIFE-LONG LEARNERS AND THE PUBLIC. AN INTEGRAL PART OF OUR CATHOLIC AND MARIANIST IDENTITY IS SERVICE TO THE COMMUNITY. WE ENCOURAGE OUR STUDENTS, AS PART OF THEIR EDUCATIONAL EXPERIENCE, TO BECOME INVOLVED IN SERVICE LEARNING PROJECTS ON A LOCAL, STATE, NATIONAL AND INTERNATIONAL LEVEL. AS THE MAJORITY OF OUR UNDERGRADUATES RESIDE ON CAMPUS, WE PROVIDE LIVING, LEARNING AND WORKING EXPERIENCES BY OPERATING OUR DORMITORIES, FOOD SERVICES AND BOOKSTORE INTERNALLY FOR THE BENEFIT OF THE STUDENTS. INSTRUCTION STATISTICS FOR THIS FISCAL YEAR: 8,686 - UNDERGRADUATE STUDENTS; 2,585 - GRADUATE, LAW, DOCTORAL STUDENTS. DEGREES AWARDED THIS FISCAL YEAR: 2,055 - BACHELOR; 961 - MASTER; 35 - DOCTORATE; 89 - LAW. 109263981 0 115008755 THE UNIVERSITY, AS PART OF ITS EDUCATIONAL MISSION, IS ALSO INVOLVED IN BASIC AND APPLIED RESEARCH. THIS ACTIVITY PROVIDES HANDS-ON LEARNING OPPORTUNITIES AND ON CAMPUS EMPLOYMENT FOR OUR STUDENTS; SUPPORT FOR OUR FACULTY BY PROVIDING EQUIPMENT AND LABORATORIES FOR THEIR USE; AND A POSITIVE ECONOMIC IMPACT TO THE REGIONAL COMMUNITY THROUGH INCREASED EMPLOYMENT OPPORTUNITIES AND TRAINING. RESEARCH AREAS: US GOVERNMENT CONTRACTS - 88.4%, STATE AND LOCAL GOVERNMENT - 5.3%, BUSINESS AND INDUSTRY - 4.1%, PRIVATE FOUNDATIONS / UNIVERSITIES / NON-U.S. SPONSORS - 2.2%. 529013816 true true false true false false false false false true true true false false true true false true true true true false true true false false false true true true true false false false false false false true false true false true true false false true true true true true false true 17050 0 true 8228 true true true true CH false false false true true false false false true false X 34 33 false false false false true true true true true false false true true true true true true true true true true CO LA MA NY SC WA CA X ANDREW T HORNER 9372292890 300 COLLEGE PARK DAYTON OH 45469 DANIEL J CURRAN PHD SECRETARY OF THE BOARD/PRESIDENT OF UNIVERSITY 40.0 1.0 X X 2427985 0 34058 STEVEN D COBB CHAIRMAN OF THE BOARD 5.0 0.0 X X 0 0 0 REV MARTIN A SOLMA SM VICE CHAIR OF THE BOARD 5.0 0.0 X X 0 0 0 REV JAMES F FITZ SM RECTOR 40.0 0.0 X X 0 0 0 GEORGE P HANLEY DIRECTOR 5.0 0.0 X 0 0 0 MICHAEL A RUFFOLO DIRECTOR 5.0 0.0 X 0 0 0 JOSPEH R HINRICHS DIRECTOR 5.0 0.0 X 0 0 0 ANNE EITING KLAMAR MD DIRECTOR 5.0 0.0 X 0 0 0 TY J WILLIAMS DIRECTOR 5.0 0.0 X 0 0 0 BRO EDWARD M BRINK SM DIRECTOR 5.0 0.0 X 0 0 0 DENNIS MARX DIRECTOR 5.0 0.0 X 0 0 0 LYNTON SCOTLAND DIRECTOR 5.0 0.0 X 0 0 0 REV RUDY A VELA SM D MI DIRECTOR 5.0 0.0 X 0 0 0 KEVIN CROTTY DIRECTOR 5.0 0.0 X 0 0 0 D DARLENE MARLOWE DIRECTOR 5.0 0.0 X 0 0 0 LAWRENCE WOERNER DIRECTOR 5.0 0.0 X 0 0 0 BRO BERNARD J PLOEGER SM DIRECTOR 5.0 0.0 X 0 0 0 RICHARD J OMLOR DIRECTOR 5.0 0.0 X 0 0 0 BRO JOSEPH H KAMIS SM DIRECTOR 5.0 0.0 X 0 0 0 KURT P SANFORD DIRECTOR 5.0 0.0 X 0 0 0 MARY H BOOSALIS DIRECTOR 5.0 0.0 X 0 0 0 THOMAS G BREITENBACH DIRECTOR 5.0 0.0 X 0 0 0 JOHN M FORTE DIRECTOR 5.0 0.0 X 0 0 0 BRO THOMAS F GIARDINO SM DIRECTOR 5.0 0.0 X 0 0 0 THOMAS A HOLTON ESQ DIRECTOR 5.0 0.0 X 0 0 0 JOSEPH SPADAFORD DIRECTOR 5.0 0.0 X 0 0 0 THOMAS SWIDARSKI DIRECTOR 5.0 0.0 X 0 0 0 LARRY HARRIS DIRECTOR 5.0 0.0 X 0 0 0 DAVID YEAGER DIRECTOR 5.0 0.0 X 0 0 0 MARY JO SCALZO PHD DIRECTOR 5.0 0.0 X 0 0 0 BRO WILLIAM J CAMPBELL SM DIRECTOR 5.0 0.0 X 0 0 0 RICHARD GRANITE DIRECTOR 5.0 0.0 X 0 0 0 CATHERINE BABINGTON DIRECTOR 5.0 0.0 X 0 0 0 THOMAS J CRONIN JR DIRECTOR 5.0 0.0 X 0 0 0 PAUL H BENSON PROVOST 40.0 0.0 X 290417 0 43558 ANDREW T HORNER VP FINANCE AND ADMINISTRATIVE SERVICES 40.0 1.0 X 271986 0 30481 JOHN E LELAND VP RESEARCH 40.0 0.0 X 229444 0 48675 CHRISTOPHER J MORRISON INTERIM VP ADVANCEMENT 40.0 0.0 X 221252 0 51320 WILLIAM M FISCHER VP STUDENT DEVELOPMENT 40.0 0.0 X 197525 0 32953 BETH H KEYES VP FACILITIES 40.0 0.0 X 196809 0 27090 MARY ANN P RECKER GENERAL COUNSEL 40.0 1.0 X 191269 0 16588 TROY W WASHINGTON VP HUMAN RESOURCES 40.0 0.0 X 146346 0 16600 TIMOTHY WABLER VP ATHLETICS (UNTIL 10/2015, NOW SERVES AS FACULTY) 40.0 0.0 X 375001 0 26798 NEIL G SULLIVAN VP ATHLETICS (AS OF 10/2015) 40.0 0.0 X 143276 0 27127 JASON K REINOEHL VP ENROLLMENT MGT 40.0 0.0 X 138469 0 26792 EDDY M ROJAS DEAN SCHOOL OF ENGINEERING 40.0 0.0 X 253627 0 19803 PAUL M BOBROWSKI DEAN SCHOOL OF BUSINESS 40.0 0.0 X 238229 0 17265 KEVIN R KELLY DEAN SCHOOL OF EDUCATION 40.0 0.0 X 208412 0 22620 THOMAS D SKILL ASSOCIATE PROVOST AND CIO 40.0 0.0 X 196758 0 107757 JASON L PIERCE DEAN COLLEGE OF ARTS AND SCIENCES 40.0 0.0 X 182178 0 28473 PAUL M VANDERBURGH DEAN GRADUATE STUDIES 40.0 0.0 X 160625 0 31201 KATHLEEN M WEBB DEAN OF LIBRARY 40.0 0.0 X 150288 0 13373 RYAN J MILLER HEAD COACH MEN'S BASKETBALL 40.0 0.0 X 1630680 0 30734 JAMES J JABIR HEAD COACH WOMEN'S BASKETBALL 40.0 0.0 X 424861 0 75374 MIKHAIL A VORONTSOV FACULTY 40.0 0.0 X 229220 0 25148 JOHN J KANET FACULTY 40.0 0.0 X 221234 0 27873 RONG-CHIN C CHEN FACULTY 40.0 0.0 X 219327 0 28494 TONY E SALIBA FACULTY (FORMER DEAN ENGINEERING) 40.0 0.0 X 207850 0 67530 JOSEPH F CASTELLANO FACULTY (FORMER DEAN BUSINESS) 40.0 0.0 X 146842 0 21829 PAUL E MCGREAL FACULTY (FORMER DEAN LAW) 40.0 0.0 X 169183 0 15784 PATRICK G DONNELLY FACULTY (FORMER ASSOC. PROVOST FACULTY & ADMIN) 40.0 0.0 X 193776 0 34435 JOSEPH E SALIBA FACULTY (FORMER SR. VP ACADEMICS) 40.0 0.0 X 215282 0 40074 JOYCE CARTER (FORMER VP OF HUMAN RESOURCES) 40.0 0.0 X 162341 0 59862 DAVID L HARPER FACULTY (FORMER VP ADVANCEMENT) 40.0 0.0 X 263894 0 32286 SUNDAR KUMARASAMY FACULTY (FORMER VP ENROLLMENT MGT) 40.0 0.0 X 179414 0 14889 10483800 0 1096844 396 true true true DANIS BUILDING CONSTRUCTION CO 3233 NEWMARK DRIVE MIAMISBURG OH 45342 GENERAL CONTRACTOR 11257092 GREATER DAYTON CONSTRUCTION LTD 4197 RESEARCH BLVD DAYTON OH 45430 GENERAL CONTRACTOR 7027505 COMMCONNECT 915 E CENTRAL AVE DAYTON OH 45449 GENERAL CONTRACTOR 738379 MARTZ ARCHITECTS LLC 5515 PADDINGTON ROAD DAYTON OH 45459 ARCHITECTS 716220 OHIO VALLEY AUDIO VISUAL 858 DISTRIBUTION DRIVE DAYTON OH 45434 GENERAL CONTRACTOR 682943 36 194612 1811662 34864314 2092005 36870588 TUITION & FEES 611310 365696709 365696709 GOVERNMENT CONTRACTS 541700 108969645 108969645 AUXILIARY ACTIVITY 611310 86935274 84552029 2383245 ACADEMIC PROJECTS 611310 14938077 14938077 BOOKSTORE, NET 451211 3307019 3191914 115105 0 0 0 0 579846724 11771965 -404984 12176949 739863 739863 468669 468669 0 468669 468669 629423192 631956855 -2533663 0 -2533663 -2533663 HOTEL OPERATIONS, NET 721110 911078 554832 356246 0 0 0 0 911078 628075224 577903206 2449612 10851818 326890 326890 148947995 148947995 964028 964028 0 0 7621386 0 7621386 0 688951 0 688951 0 178817574 157752205 17053490 4011879 16017869 13854448 1811081 352340 34589195 29589346 4247347 752502 12805502 10837344 1692548 275610 0 0 0 0 292390 0 292390 0 271570 0 271570 0 149766 0 149766 0 423136 423136 2475920 0 2475920 0 28886330 24416605 4279222 190503 659868 460650 196222 2996 63776915 57459910 5585337 731668 7682609 4060949 3480035 141625 0 0 0 0 25050639 25022755 27884 0 13001043 11594572 1089047 317424 0 0 0 0 5989610 4197075 1052426 740109 15545121 14874268 670853 0 0 0 0 0 23951290 22123637 1827653 0 3711388 2531139 1178101 2148 0 0 0 0 592646985 529013816 55691229 7941940 71686321 72603043 42379557 27166520 21525524 17882049 38792039 41733819 0 0 50587309 49333599 3832640 3939674 2794232 11131346 954865794 364556309 568230117 590309485 419343385 447642522 300764447 239282936 0 2587025 2489787 1522522596 1503514780 43081841 38898372 24487316 22609228 323017529 307694314 52843217 51713498 132134076 147891131 575563979 568806543 X 712344867 710679814 79154115 63571936 155459635 160456487 946958617 934708237 1522522596 1503514780 X 35428239 -29787713 -17890906 X false true X true true true X 30564311 29770070 34492798 43971244 36870588 175669011 0 0 0 0 0 0 0 0 0 0 0 0 30564311 29770070 34492798 43971244 36870588 175669011 3425969 172243042 9586676 12476748 14195812 12314911 12980497 61554644 0 0 0 0 779114 779114 0 0 0 0 0 0 238002769 2496484298 0.7237 0.4990 X Schedule A, Part I, Line 11h(v) EXPLANATION OF FILING To qualify for limited donor disclosure under the special rule on Schedule B, the public support test has been completed to demonstrate the University meets the quantitative support test under Section 509(a)(1) of the Internal Revenue Code, which requires an organization to receive a substantial part of its support from a governmental unit or from the general public. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 3952 false false true 130549 false true 15265 149766 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY, THROUGH ITS GOVERNMENT RELATIONS OFFICE, PERIODICALLY ADDRESSES CORRESPONDENCE AND TELEPHONE CALLS TO ITS LOCAL, STATE AND FEDERAL ELECTED OFFICIALS. ISSUES IMPORTANT TO THE UNIVERSITY, ITS MISSION AND IDENTITY AND ITS STUDENTS ARE ADDRESSED, INCLUDING: STUDENT FINANCIAL AID PROGRAMS - FEDERAL AND STATE; LANDLORD/TENANT LAWS - STATE AND LOCAL; PUBLICLY FUNDED RESEARCH - FEDERAL AND STATE; ECONOMIC DEVELOPMENT - STATE AND LOCAL. IN ADDITION, A PORTION OF MEMBERSHIP DUES PAID TO NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES AND DAYTON DEVELOPMENT COALITION ARE USED FOR LOBBYING. Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY, THROUGH ITS GOVERNMENT RELATIONS OFFICE, PERIODICALLY ADDRESSES CORRESPONDENCE AND TELEPHONE CALLS TO ITS LOCAL, STATE AND FEDERAL ELECTED OFFICIALS. ISSUES IMPORTANT TO THE UNIVERSITY, ITS MISSION AND IDENTITY AND ITS STUDENTS ARE ADDRESSED, INCLUDING: STUDENT FINANCIAL AID PROGRAMS - FEDERAL AND STATE; LANDLORD/TENANT LAWS - STATE AND LOCAL; PUBLICLY FUNDED RESEARCH - FEDERAL AND STATE; ECONOMIC DEVELOPMENT - STATE AND LOCAL. IN ADDITION, A PORTION OF MEMBERSHIP DUES PAID TO NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES AND DAYTON DEVELOPMENT COALITION ARE USED FOR LOBBYING. 500406035 3431505 -14249489 7623639 8842104 473122308 518164398 5603237 -7843747 7091659 8426194 500406035 450612059 15633153 66124320 6818464 7386670 518164398 407357645 12819669 45163255 7054956 7673554 450612059 423419316 5438960 -7564715 6661368 7274548 407357645 0.5792 0.3257 0.0951 false false 2569234 51316220 53885454 649955303 195984533 453970770 209564628 142697105 66867523 41460409 25874671 15585738 590309485 REAL ESTATE / PE PARTNERSHIPS/HEDGE FUNDS 239282936 F 239282936 POST RETIREMENT BENEFITS 86525797 NDSL LOAN FUNDS 11909397 ANNUITY FUNDS 12003039 DEBT RETIREMENT 18157075 OTHER DEP/PAYROLL WITHHOLDING 10699677 COLLATERAL HELD FOR SECURITIES 1698448 MEDICAL CLAIMS EST. LIABILITY 2186261 RELATED ENTITY LIABILITIES 811053 OTHER 3900384 147891131 X Schedule D, Part V, Line 4 Intended uses of endowment funds THE UNIVERSITY USES ITS ENDOWMENT FUNDS TO PROVIDE SCHOLARSHIPS AND GRANTS TO ITS STUDENTS; TO SUPPORT THE SCHOLARLY WORK OF ITS FACULTY MEMBERS; AND TO MAINTAIN AND ENHANCE ITS LIBRARY HOLDINGS. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote The University is included in consolidated financial statements. Below are the paragraphs from the Income Taxes footnote which relate to the University. The University is recognized by the Internal Revenue Service (IRS) as an organization exempt from federal taxation under Section 501(c)(3) of the Internal Revenue Code (IRC). The University is a public charity as defined by IRC Section 170(b)(1)(A)(ii). The University is exempt from federal income taxes except to the extent of income derived from unrelated business activities. Unrelated business income is not material to the financial statements. The entities for which the University is the sole member are disregarded for tax purposes. Any activity from these entities is included in the tax return of the University. The University completed an analysis of its tax position in accordance with Accounting Standards Codification (ASC) 740, Income taxes, and determined that no amounts were required to be recognized in the consolidated financial statements as of June 30, 2016 or 2015. true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE UNIVERSITY OF DAYTON RECRUITS ON NATIONAL AND INTERNATIONAL LEVELS AND INCLUDES OUR NON-DISCRIMINATION POLICY IN OUR PRINTED AND WEB-BASED RECRUITMENT AND REGISTRATION MATERIALS. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY OF DAYTON RECEIVES FINANCIAL ASSISTANCE FROM THE DEPARTMENT OF EDUCATION IN THE FORM OF FEDERAL FINANCIAL AID FOR ITS STUDENTS. true South Asia 0 0 Program Services STUDENT RECRUITMENT 144047 East Asia and the Pacific 1 2 Program Services INTERNATIONAL CAMPUS 10500020 Sub-Saharan Africa 0 0 Program Services STUDY ABROAD 190288 South America 0 0 Program Services STUDY ABROAD 22778 Europe (Including Iceland and Greenland) 0 0 Program Services STUDY ABROAD 767224 Central America and the Caribbean Investments 131162000 Middle East and North Africa 0 0 Program Services STUDENT RECRUITMENT 9970 Europe (Including Iceland and Greenland) 0 1 Program Services STUDENT RECRUITMENT 19940 East Asia and the Pacific 0 0 Program Services STUDY ABROAD 89187 Europe (Including Iceland and Greenland) 0 0 Grantmaking 528872 East Asia and the Pacific 0 0 Grantmaking 435156 1 3 0 0 1 3 143869482 0 143869482 ACADEMIC SCHOLARSHIPS TO UD STUDENTS Europe (Including Iceland and Greenland) 91 528872 TUITION REDUCTION CREDIT ACADEMIC SCHOLARSHIPS TO UD STUDENTS East Asia and the Pacific 52 435156 TUITION REDUCTION CREDIT true false true true true false Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds THE UNIVERSITY OF DAYTON MAINTAINS RECORDS THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR SCHOLARSHIPS AND GRANTS AND THE AMOUNT AWARDED ON AN ANNUAL BASIS. SCHOLARSHIP GRANTS ARE AWARDED AS AN OFFSET TO STUDENT TUITION ACCOUNTS. Schedule F, Part I, Line 3 STUDENT RECRUITMENT EXPENDITURES STUDENT RECRUITMENT EXPENDITURES ARE FOR THE SERVICES OF THE RECRUITING AGENTS AND ANY EXPENSES ASSOCIATED WITH STUDENT RECRUITMENT IN THAT SPECIFIC GEOGRAPHIC REGION. SERVICES ARE PAID ACCORDING TO A WRITTEN CONTRACT WITH THE AGENT AND ARE EVALUATED YEARLY. ALL EXPENSES ARE REIMBURSED AT COST. STUDY ABROAD EXPENSES ARE FOR THE PROGRAMS CONDUCTED BY THE UNIVERSITY FOR ITS STUDENTS DURING THE SUMMER TERM (MAY-JULY) AND DURING THE CHRISTMAS BREAK (DECEMBER-JANUARY). DURING THIS FISCAL YEAR, THERE WERE PROGRAMS CONDUCTED IN EUROPE, AFRICA, AUSTRALIA AND SOUTH AMERICA. IN 2011, THE UNIVERSITY SIGNED A MEMORANDUM OF UNDERSTANDING WITH SUZHOU INDUSTRIAL PARK THAT LEAD TO THE CREATION OF THE UNIVERSITY OF DAYTON CHINA INSTITUTE (UDCI LTD.) IN A GROWING INDUSTRIAL DEVELOPMENT SITE IN SUZHOU, JIANGSU PROVINCE, PEOPLE'S REPUBLIC OF CHINA. THE PURPOSE OF UDCI LTD. IS TO PROVIDE RESEARCH FACILITIES TO UD FACULTY AND STUDENTS AND TO DELIVER COURSES, CONTINUING EDUCATION AND EXECUTIVE TRAINING TO COMPANIES LOCATED IN THE INDUSTRIAL PARK. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS THE UNIVERSITY OF DAYTON MAINTAINS RECORDS THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR SCHOLARSHIPS AND GRANTS AND THE AMOUNT AWARDED ON AN ANNUAL BASIS. SCHOLARSHIP GRANTS ARE AWARDED AS AN OFFSET TO STUDENT TUITION ACCOUNTS. X X X X X X true RUFFALO NOEL LEVITZ 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 TELEFUND false 801410 370437 430973 WASHBURN & MCGOLDRICK INC 950 NEW LOUDON ROAD SUITE 210 LATHAM NY 12110 ADVANCEMENT PROGRAM ASSESSMENT false 0 52696 -52696 801410 423133 378277 AL AK AS AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA PR RI SC SD TN TX UT VT VA WA WV WI WY Schedule G, Part I, Line 2b(ii) Describe the custody or control arrangement. RUFFALO NOEL LEVITZ-THE CONTRACT WITH RUFFALO NOEL LEVITZ ALSO SPECIFIES REIMBURSEMENT FOR MAILING EXPENSES. THE UNIVERSITY PAID $8,021.22 IN MAILING COSTS FOR THIS FISCAL YEAR. THESE EXPENSES ARE ITEMIZED ON THE MONTHLY INVOICE.;WASHBURN & MCGOLDRICK INC.-THE CONTRACT WITH WASHBURN & MCGOLDRICK INC. SPECIFIES FOR THE REIMBURSEMENT OF TRAVEL EXPENSES, WHICH TOTALED $4,195.81 THIS FISCAL YEAR. THESE EXPENSES ARE ITEMIZED ON THE INVOICES.; Schedule G, Part I, Line 2b(v) payment of fees or payment of expenses RUFFALO NOEL LEVITZ-THE UNIVERSITY ENGAGED RUFFALO NOEL LEVITZ TO MANAGE THE TELEFUND PROGRAM. THE COMPANY PROVIDES THE FOLLOWING SERVICES: IT HIRES UD STUDENTS TO MAKE THE CALLS TO DONORS; FASHIONS THE SCRIPTS THAT THE STUDENT CALLERS USE AND FOLLOWS UP WITH MAILINGS TO DONORS, SUCH AS REMINDERS AND PLEDGE ACKNOWLEDGEMENTS. THE CONTRACT WITH RUFFALO NOEL LEVITZ SPECIFIES AN ANNUAL FEE FOR THESE SERVICES. ALL FUNDS RAISED THROUGH THIS PROGRAM COME DIRECTLY TO THE UNIVERSITY. THE VENDOR DOES NOT RECEIVE ANY MONEY FROM THE DONORS, NOR ARE THEY COMPENSATED BASED ON A PERCENTAGE OF THE MONEY RAISED.;WASHBURN & MCGOLDRICK INC.-THE UNIVERSITY ENGAGED WASHBURN & MCGOLDRICK INC. TO PERFORM A COMPREHENSIVE REVIEW AND ANALYSIS OF THE UNIVERSITY'S OVERALL ADVANCEMENT PROGRAM. THIS ORGANIZATION DID NOT RECEIVE ANY MONEY NOR DID IT SOLICIT ANY MONEY FROM DONORS FOR THE UNIVERSITY.; true United Way of the Greater Dayton Area 33 West First Street Suite 500 Dayton OH 45402 310536658 501(c)(3) 25000 CHILDREN'S DEFENSE FUND AND IDDINGS FOUNDATION CONTRIBUTION FOR FREEDOM SCHOOLS 2015 The National Conference for Community and Justice of Greater Dayton 14 West 1st Street Suite 401 Dayton OH 45402 342056247 501(c)(3) 5000 SPONSORSHIP OF 38TH ANNUAL FRIENDSHIP DINNER Goodwill Easter Seals Miami Valley 660 S Main Street Dayton OH 45402 310537112 501(c)(3) 25000 MAIN STREET HEADQUARTERS PROJECT OMEGA COMMUNITY DEVELOPMENT CORPORATION 1800 HARVARD BLVD DAYTON OH 45406 311561713 501(C)(3) 200000 OMEGA HARVARD CAMPUS DEVELOPMENT COMPREHENSIVE COMMUNITY CHILD CARD 2100 SHERMAN AVE CINCINNATI OH 45212 310832634 501(C)(3) 18040 SPARK AND BETTER WAY FOUNDATION SUPPORT AMERICAN LIBRARY ASSOCIATION 50 EAST HURON STREET CHICAGO IL 606112795 362166947 501(C)(3) 5000 IFLA 2016 FELLOWSIHP PROGRAM HABITAT FOR HUMANITY OF GREATER DAYTON 115 W RIVERVIEW AVE DAYTON OH 45404 311104456 501(C)(3) 10000 POPE FRANCIS HOUSE CONSTRUCTION PROJECT ASSOCIATION OF CATHOLIC COLLEGES AND UNIVERSITIES 1 DUPONT CIRCLE NW WASHINGTON DC 20036 522268177 501(C)(3) 20000 2016 ANNUAL MEETING SPONSORSHIP EAST END COMMUNITY SERVICES CORP 624 XENIA AVE DAYTON OH 45410 311508554 501(C)(3) 18850 REIMBURSEMENT OF MKSK LANDSCAPING SERVICES AT LINCOLN HILL GARDEN 9 0 ACADEMIC SCHOLARSHIPS FOR UD STUDENTS 9325 148947995 0 N/A N/A Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. THE UNIVERSITY OF DAYTON IS AN INDEPENDENT UNIVERSITY THAT PROVIDES SCHOLARSHIPS AND GRANTS TO ITS STUDENTS. THE STUDENTS QUALIFY TO RECEIVE THIS AID BASED UPON THEIR FINANCIAL NEED AND ACADEMIC TALENT. RECORDS ARE MAINTAINED THAT DOCUMENT THE STUDENTS' FINANCIAL NEED, ELIGIBILITY TO QUALIFY FOR THE SCHOLARSHIPS AND GRANTS AND THE AMOUNTS AWARDED ON AN ANNUAL BASIS. X X X X true true X X X X X false true false false false false false false false DANIEL J CURRAN PHD SECRETARY OF THE BOARD/PRESIDENT OF UNIVERSITY 611495 0 152319 0 1664171 0 19875 0 14183 0 2462043 0 1551653 0 PAUL H BENSON PROVOST 281763 0 0 0 8654 0 23850 0 19708 0 333975 0 0 0 ANDREW T HORNER VP FINANCE AND ADMINISTRATIVE SERVICES 246938 0 0 0 25048 0 13145 0 17336 0 302467 0 0 0 JOHN E LELAND VP RESEARCH 226231 0 0 0 3213 0 17829 0 30846 0 278119 0 0 0 CHRISTOPHER J MORRISON INTERIM VP ADVANCEMENT 215949 0 0 0 5303 0 11240 0 40080 0 272572 0 0 0 WILLIAM M FISCHER VP STUDENT DEVELOPMENT 185865 0 0 0 11660 0 13402 0 19551 0 230478 0 0 0 BETH H KEYES VP FACILITIES 192226 0 0 0 4583 0 17409 0 9681 0 223899 0 0 0 MARY ANN P RECKER GENERAL COUNSEL 185991 0 0 0 5278 0 9418 0 7170 0 207857 0 0 0 TROY W WASHINGTON VP HUMAN RESOURCES 140236 0 0 0 6110 0 10775 0 5825 0 162946 0 0 0 TIMOTHY WABLER VP ATHLETICS (UNTIL 10/2015, NOW SERVES AS FACULTY) 184623 0 125000 0 65378 0 17177 0 9621 0 401799 0 0 0 NEIL G SULLIVAN VP ATHLETICS (AS OF 10/2015) 120104 0 0 0 23172 0 9567 0 17560 0 170403 0 0 0 JASON K REINOEHL VP ENROLLMENT MGT 135561 0 0 0 2908 0 10344 0 16448 0 165261 0 0 0 EDDY M ROJAS DEAN SCHOOL OF ENGINEERING 234937 0 0 0 18690 0 12729 0 7074 0 273430 0 0 0 PAUL M BOBROWSKI DEAN SCHOOL OF BUSINESS 216134 0 0 0 22095 0 11738 0 5527 0 255494 0 0 0 KEVIN R KELLY DEAN SCHOOL OF EDUCATION 206404 0 0 0 2008 0 13586 0 9034 0 231032 0 0 0 THOMAS D SKILL ASSOCIATE PROVOST AND CIO 194549 0 0 0 2209 0 18504 0 89253 0 304515 0 0 0 JASON L PIERCE DEAN COLLEGE OF ARTS AND SCIENCES 181432 0 0 0 746 0 11584 0 16889 0 210651 0 0 0 PAUL M VANDERBURGH DEAN GRADUATE STUDIES 159218 0 0 0 1407 0 13081 0 18120 0 191826 0 0 0 KATHLEEN M WEBB DEAN OF LIBRARY 149250 0 0 0 1038 0 12693 0 680 0 163661 0 0 0 RYAN J MILLER HEAD COACH MEN'S BASKETBALL 244957 0 1364667 0 21056 0 13250 0 17484 0 1661414 0 0 0 JAMES J JABIR HEAD COACH WOMEN'S BASKETBALL 229425 0 185000 0 10436 0 17719 0 57655 0 500235 0 0 0 MIKHAIL A VORONTSOV FACULTY 226143 0 0 0 3077 0 16391 0 8757 0 254368 0 0 0 JOHN J KANET FACULTY 217653 0 0 0 3581 0 16649 0 11224 0 249107 0 0 0 RONG-CHIN C CHEN FACULTY 215822 0 0 0 3505 0 19615 0 8879 0 247821 0 0 0 TONY E SALIBA FACULTY (FORMER DEAN ENGINEERING) 196049 0 0 0 11801 0 16614 0 50916 0 275380 0 0 0 JOSEPH F CASTELLANO FACULTY (FORMER DEAN BUSINESS) 144139 0 0 0 2703 0 12142 0 9687 0 168671 0 0 0 PAUL E MCGREAL FACULTY (FORMER DEAN LAW) 134901 0 0 0 34282 0 7076 0 8708 0 184967 0 0 0 PATRICK G DONNELLY FACULTY (FORMER ASSOC. PROVOST FACULTY & ADMIN) 165695 0 0 0 28081 0 17542 0 16893 0 228211 0 0 0 JOSEPH E SALIBA FACULTY (FORMER SR. VP ACADEMICS) 212628 0 0 0 2654 0 19875 0 20199 0 255356 0 0 0 JOYCE CARTER (FORMER VP OF HUMAN RESOURCES) 117356 0 0 0 44985 0 10176 0 49686 0 222203 0 0 0 DAVID L HARPER FACULTY (FORMER VP ADVANCEMENT) 200490 0 0 0 63404 0 17671 0 14615 0 296180 0 0 0 SUNDAR KUMARASAMY FACULTY (FORMER VP ENROLLMENT MGT) 132329 0 0 0 47085 0 7695 0 7194 0 194303 0 0 0 Schedule J, Part II, Column (B)(ii) BONUS COMPENSATION THE MEN'S BASKETBALL COACH RECEIVED A BONUS PAYMENT, AS SPECIFIED IN HIS CONTRACT, BASED UPON THE ACADEMIC PERFORMANCE RATE OF THE MEN'S BASKETBALL TEAM AND BASED UPON THE PERFORMANCE OF THE MEN'S BASKETBALL TEAM DURING THE POST-SEASON. THE WOMEN'S BASKETBALL COACH RECEIVED A BONUS PAYMENT, AS SPECIFIED IN HIS CONTRACT, BASED UPON THE PERFORMANCE OF THE WOMEN'S BASKETBALL TEAM DURING THE REGULAR AND POST-SEASON. Schedule J, Part I, Line 1a First-class or charter travel THE PRESIDENT TRAVELS BUSINESS CLASS WHEN AVAILABLE OR FIRST CLASS WHEN OTHER OPTIONS ARE NOT AVAILABLE ON INTERNATIONAL BUSINESS TRIPS. THE MEN'S BASKETBALL TEAM MAY TRAVEL VIA CHARTERED FLIGHTS TO GAMES TO MINIMIZE THE TIME SPENT AWAY FROM CAMPUS FOR THE PLAYERS. THESE BENEFITS ARE NOT INCLDUED IN TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Travel for companions SPOUSES OF THE PRESIDENT, VP FOR ATHLETICS, AND HEAD MEN'S BASKETBALL COACH MAY TRAVEL TO A LIMITED NUMBER OF EVENTS FOR BUSINESS PURPOSES EACH YEAR; THESE EVENTS INCLUDE ALUMNI EVENTS, MEN'S BASKETBALL CONFERENCE TOURNAMENTS AND THE NCAA MEN'S BASKETBALL TOURNAMENT. THESE EMPLOYEES ARE TAXED ON THE PERSONAL COMPONENT OF THE TRAVEL. Schedule J, Part I, Line 1a Housing allowance or residence for personal use THE PRESIDENT RECEIVES A YEARLY TAXABLE HOUSING ALLOWANCE. Schedule J, Part I, Line 1a Health or social club dues or initiation fees THE UNIVERSITY PAYS SOCIAL CLUB DUES FOR THE PRESIDENT, SOME VICE PRESIDENTS AND DEANS. THESE EMPLOYEES ARE TAXED ON THEIR PERSONAL USE OF THE CLUB DUES. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan DANIEL J. CURRAN, PH.D. PARTICIPATED IN SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS AS DESCRIBED IN IRC SECTION 457(F). THE ACCUMULATION OF COMPENSATION DEFERRALS FOR YEARS SEPTEMBER 1, 2002 - JUNE 30, 2015 WAS REPORTABLE IN 2015 AT THE TIME OF VESTING. ACCORDINGLY, THE TOTAL OF $1,551,653 IS REPORTED IN SCHEDULE J, PART II COLUMNS (B)(iii) AND (F). A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AXP2 2006-08-04 92808635 CAPITAL IMPROVEMENTS AND REFUNDING OF A PRIOR ISSUE. true false false B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AYD8 2006-08-04 22824354 REFUNDING OF A PRIOR ISSUE. false false false C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756AYG1 2006-08-04 12154493 REFUNDING OF A PRIOR ISSUE false false false D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BXU9 2009-03-20 55124578 CAPITAL IMPROVEMENTS AND REFUNDING OF A PRIOR ISSUE false false false A 2820000 19495000 99359922 0 0 0 802168 707589 0 30584786 67265379 0 2010 true true true true B 22175000 0 23533957 0 0 0 183956 0 0 0 23350001 0 2006 true false true true C 3605000 0 12951780 0 0 0 99928 110152 0 0 12741700 0 2007 false true true true D 4985000 0 55150715 0 369766 0 701492 0 0 31079457 23000000 0 2010 true false true true A false true true true true true 0.019 0.002 0.021 false false true B 0.0 C 0.0 D false true true true true true 0.016 0.012 0.028 false false true A false false true true false true MORGAN STANLEY 18.6 false false false false true B false false true true false true MORGAN STANLEY 9.1 false false false false true C false false false true false true MORGAN STANLEY 11.7 false false false false true D false false true true false false false false true A true B true C true D true Schedule K, Part I, Column (f) 2011 REVENUE BONDS - CONSTRUCTION THE 2011 BOND PROCEEDS WERE USED TO CONSTRUCT AND FURNISH A NEW APARTMENT STYLE STUDENT RESIDENCE COMPLEX; TO RENOVATE THE COLLEGE PARK CENTER TO PROVIDE SPACE FOR THE VISUAL ARTS DEPARTMENT, INCLUDING CLASSROOM AND STUDENT WORKSPACE; UPGRADE DINING AND FOOD SERVICE FACILITIES IN A CAMPUS RESIDENCE HALL; AND AQUIRE AND UPGRADE TECHNOLOGY EQUIPMENT FOR THE 1700 SOUTH PATTERSON BUILDING. Schedule K, Part I, Column (f) 2013 REVENUE BONDS - CONSTRUCTION THE 2013 BOND PROCEEDS WERE USED TO CONSTRUCT, FURNISH AND EQUIP IMPROVEMENTS TO THE SCIENCE CENTER COMPLEX AND OTHER ACADEMIC BUILDINGS INCLUDING CLASSROOMS, COMMON AREAS AND ADMINISTRATIVE OFFICES; RENOVATE AND FURNISH STUDENT RESIDENCE HALLS, APARTMENTS AND HOUSES; AND FOR LIBRARY RENOVATIONS. THE 2013 BOND PROCEEDS WERE ALSO USED TO REFUND THE BALANCE ON THE 2004 BOND ISSUE DATED DECEMBER 2, 2004, WHICH WERE USED ORIGINALLY FOR CONSTRUCTION TOTALLING $35,659,187 Schedule K, Part I, Column (f) 2006 REVENUE BONDS - REFUNDING THE 2006 BOND PROCEEDS WERE USED TO REFUND PORTIONS OF THE BOND ISSUE DATED JULY 2, 1997 AND JULY 20, 2000, WHICH WAS USED TO CONSTRUCT IMPROVE AND EQUIP THE SCIENCE EDUCATION BUILDING; CONSTRUCT A NEW STUDENT APARTMENT BUILDING; AND RENOVATE ADMINISTRATIVE AND ACADEMIC BUILDINGS; TO REFUND THE BOND ISSUE DATED OCTOBER 29, 2003, WHICH WAS USED TO PAY COSTS ASSOCIATED WITH THE ISSUANCE OF THE 2006 BOND ISSUE. Schedule K, Part I, Column (f) 2006 REVENUE BONDS - CONSTRUCTION THE 2006 BOND PROCEEDS WERE USED TO RENOVATE STUDENT RESIDENCE HALLS, APARTMENTS AND HOUSES; TO RENOVATE LABORATORY, RESEARCH AND CLASSROOM AREAS; AND TO RENOVATE THE UNIVERSITY RESEARCH INSTITUTE AND OTHER LABORATORY FACILITIES. Schedule K, Part I, Column (f) 2009 REVENUE BONDS - CONSTRUCTION 2009 REVENUE BONDS - CONSTRUCTION; THE BOND PROCEEDS WERE USED TO RENOVATE STUDENT RESIDENCE FACILITIES AND TO RENOVATE CLASSROOM AND LABRATORY FACILITIES. Schedule K, Part I, Column (f) 2009 REVENUE BONDS - REFUNDING THE 2009 BOND PROCEEDS WERE USED TO REFUND A PORTION OF THE BOND ISSUE DATED JULY 2, 1997; TO REFUND A PORTION OF THE BOND ISSUE DATED JULY 9, 1998, WHICH WAS USED TO CONSTRUCT, IMPROVE AND EQUIP VARIOUS ACADEMIC AND ADMINISTRATIVE FACILITIES; TO REFUND A PORTION OF THE BANK NOTE ISSUED ON APRIL 16, 2008 WHICH WAS USED TO REFUND THE STATE OF OHIO HIGHER EDUCATIONAL FACILITY COMMISSION REVENUE BONDS DATED MAY 1, 2002, WHICH WERE ISSUED TO RENOVATE THE ARENA ATHLETIC FACILITIES, CONSTRUCT SCIENCE LABRATORY FACILITIES AND AQUIRE AND RENOVATE STUDENT HOUSES. Schedule K, Part I, Column (f) 2006 REVENUE BONDS - REFUNDING THE 2006 BOND PROCEEDS WERE USED TO REFUND PORTIONS OF THE BOND ISSUE DATED JULY 2, 1997 AND JULY 20, 2000, WHICH WAS USED TO CONSTRUCT, IMPROVE AND EQUIP THE SCIENCE EDUCATION BUILDING; CONSTRUCT A NEW STUDENT APARTMENT BUILDING; AND RENOVATE ADMINISTRATIVE AND ACADEMIC BUILDINGS; TO REFUND THE BOND ISSUE DATED OCTOBER 29, 2003, WHICH WAS USED TO PAY COSTS ASSOCIATED WITH THE ISSUANCE OF THE 2006 BOND ISSUE. Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 03/16/2011 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $19,085,647 TOTAL INVESTMENT EARNINGS: $4,783 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 02/12/2013 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $65,898,556 TOTAL INVESTMENT EARNINGS: $195,476 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 08/04/2006 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $12,154,493 TOTAL INVESTMENT EARNINGS: $797,287 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 08/04/2006 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $92,808,635 TOTAL INVESTMENT EARNINGS: $6,551,287 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 08/04/2006 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $22,824,354 TOTAL INVESTMENT EARNINGS: $709,603 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 03/20/2009 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $55,124,578 TOTAL INVESTMENT EARNINGS: $26,137 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 03/20/2009 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $19,120,467 TOTAL INVESTMENT EARNINGS: $284,929 Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 03/16/2011 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $42,580,636 TOTAL INVESTMENT EARNINGS: $9,334 Schedule K, Part I, Column (f) 2015 REVENUE BONDS - CONSTRUCTION THE 2015 BOND PROCEEDS WERE USED TO RENOVATE FITZ HALL AND THE SCIENCE CENTER CLASSROOM, RESEARCH, ADMINISTRATIVE AND SYSTEMS FACILITIES AND AREAS; TO CONSTRUCT AND DEVELOP CAMPUS ROADWAYS, WALKWAYS AND GREEN SPACES; TO RENOVATE THE FRERICKS CENTER FOR IMPROVED ACADEMIC AND ATHLETIC FACILITIES; TO CONSTRUCT AND RENOVATE LABORATORY, RESEARCH AND ADMINISTRATIVE FACILITIES AT 1700 SOUTH PATTERSON BUILDING; TO REFUND A PORTION OF THE BOND ISSUE DATED AUGUST 4, 2006 AND TO REFUND A PORTION OF THE BOND ISSUE DATED OCTOBER 29, 2003. Schedule K, Part II, Line 3 2006 BONDS CONSTRUCTION THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part II, Line 3 2006 BONDS REFUNDING THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part II, Line 3 2006 BONDS REFUNDING THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part III, Line 7 THIS APPLIES TO ALL BOND REFUNDING/BOND CONSTRUCTION AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(c)(2)(i)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND /OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. Schedule K, Part IV, Line 2b 2006 BONDS REFUNDING THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part IV, Line 2b 2006 BONDS REFUNDING THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part II, Line 3 2009 BONDS CONSTRUCTION THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part II, Line 3 2009 BONDS REFUNDING THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part II, Line 3 2011 BONDS CONSTRUCTION THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part II, Line 3 2011 BONDS REFUNDING THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part IV, Line 2b 2009 BONDS CONSTRUCTION THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part IV, Line 2b 2009 BONDS REFUNDING THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part IV, Line 2b 2011 BONDS REFUNDING THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MET THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part II, Line 3 2013 BONDS REFUNDING/CONSTRUCTION THE DIFFERENCE BETWEEN PART I (e) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. Schedule K, Part IV, Line 2b 2013 BONDS REFUNDING/CONSTRUCTION THE CURRENT REFUNDING PORTION OF THE BOND ISSUE HAS MED THE 6-MONTH EXCEPTION TO REBATE. Schedule K, Part VI OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 04/01/2015 BOND ISSUE TOTAL PROCEEDS AT ISSUE: $54,453,983 TOTAL INVESTMENT EARNINGS: $195,740 Schedule K, Part I, Column (f) 2016 REVENUE BONDS - REFUNDING THE 2016 BOND PROCEEDS WERE USED TO FINANCE THE CURRENT REFUNDING OF THE BORROWER'S SERIES 2011 B BONDS (ISSUED ON MARCH 16, 2011). Schedule K, Part IV, Line 2c 2016 REVENUE BONDS - REFUNDING THE ISSUE QUALIFIED FOR A SPENDING EXCEPTION TO REBATE. NO REBATE CALCULATION HAS BEEN OR WILL EVER BE MADE, BEFORE OR AFTER THE DUE DATE OF AN 8038-T. Schedule K, Part IV, Line 2c COLUMN A Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 08/04/2011 Schedule K, Part IV, Line 2c COLUMN B Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 08/04/2011 Schedule K, Part IV, Line 2c COLUMN C Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 08/04/2011 Schedule K, Part IV, Line 2c COLUMN D Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 03/20/2014 Schedule K, Part IV, Line 2c COLUMN A Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 03/20/2014 Schedule K, Part IV, Line 2c COLUMN B Issuer name: OHIO HIGHER EDUCATIONAL FACILITY COMMISSION The calculation for computing no rebate due was performed on 03/16/2016 A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BXU9 2009-03-20 19120467 REFUNDING OF A PRIOR ISSUE false false false B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BYZ7 2011-03-16 42580636 CAPITAL IMPROVEMENTS TO THE FACILITIES OF THE BORROWER false false false C OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756BYY0 2011-03-16 19085647 REFUNDING false false false D OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756A8B1 2013-02-12 65898556 CAPITAL IMPROVEMENTS AND REFUNDING OF A PRIOR ISSUE false false false A 5485000 0 19405396 0 0 0 217604 0 0 0 19187792 0 2009 true false true true B 0 0 42589970 0 1349929 0 526186 0 0 40713855 0 0 2012 false false true true C 14470000 0 19090430 0 0 0 190438 0 0 0 18899992 0 2011 true false true true D 1340000 0 66094032 0 299825 0 649510 0 0 34971620 30173077 0 2013 false true false true A 0.0 B false true true true true true 0.003 0.004 0.007 false false true C 0.0 D false true true true true true 0.021 0.002 0.023 false false true A false false true true false false false false true B false false false true true false false false true C false true true false true false false false true D false true false false false false false false true A true B true C true D true A OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 67756DEL6 2015-04-01 54453983 CAPITAL IMPROVEMENTS false false false B OHIO HIGHER EDUCATIONAL FACILITY COMMISSION 346849674 2016-03-30 28000000 REFUNDING OF A PRIOR ISSUE false false false A 0 0 54649723 0 263946 31769648 489180 0 0 15446470 2286759 4393720 false true false true B 0 0 28000000 0 0 0 0 0 0 0 28000000 0 true false true true A false true true true true true 0.003 0.0 0.003 false false true B false true true true true true 0.003 0.004 0.007 false false true A false true false false false false false false true B false true true true true false false false true A true B true NA NA 195971 TUITION DISCOUNTS CREDITED EMPLOYEE BENEFIT PER POLICY SUSAN SALIBA FAMILY MEMBER OF TONY SALIBA (KEY EMPLOYEE) 157322 EMPLOYMENT false BRENDA DONNELLY FAMILY MEMBER OF PATRICK DONNELLY (KEY EMPLOYEE) 101268 EMPLOYMENT false JUDITH KEYES FAMILY MEMBER OF BETH KEYES (OFFICER) 54100 EMPLOYMENT false DENISE ROJAS FAMILY MEMBER OF EDDY ROJAS (KEY EMPLOYEE) 83377 EMPLOYMENT false STEVEN ZABARNICK FAMILY MEMBER OF KATHLEEN WEBB (KEY EMPLOYEE) 203301 EMPLOYMENT false KATHLEEN FISCHER FAMILY MEMBER OF WILLIAM FISCHER (OFFICER) 89583 EMPLOYMENT false Schedule L, Part III GRANTS OR ASSISTANCE BENEFITING INTERESTED PERSONS PER THE IRS INSTRUCTIONS FOR SCHEDULE L, COLLEGES, UNIVERSITIES, AND PRIMARY AND SECONDARY SCHOOLS ARE NOT REQUIRED TO IDENTIFY INTERESTED PERSONS TO WHOM THEY PROVIDED SCHOLARSHIPS, FELLOWSHIPS, AND SIMILAR FINANCIAL ASSISTANCE. INSTEAD, THESE ORGANIZATIONS MUST GROUP EACH TYPE OF FINANCIAL ASSISTANCE PROVIDED TO INTERESTED PERSONS IN SEPARATE LINES. FOR EACH LINE, THE SCHOOL IS TO REPORT IN COLUMN (C) THE TYPE OF ASSISTANCE AND AGGREGATE DOLLAR AMOUNT OF THAT ASSISTANCE; COLUMNS (A) AND (B) ARE TO BE LEFT BLANK. X 4 3709 Opinions of experts X 0 NONE X 1 2300 Market value X 61 2018605 Market value X EVENT ITEMS 4 11816 Cost X EQUIPMENT 5 55085 Cost X GIFT CERTIFICATES 1 200 Cost X MISCELLANEOUS 4 290 Cost 0 false true false Schedule M, Part I Explanations of reporting method for number of contributions Books and publications - : NUMBER OF CONTRIBUTIONS Other - EVENT ITEMS: NUMBER OF CONTRIBUTIONS Art - Works of art - : NUMBER OF CONTRIBUTIONS Other - EQUIPMENT: NUMBER OF CONTRIBUTIONS Other - GIFT CERTIFICATES: NUMBER OF CONTRIBUTIONS Other - MISCELLANEOUS: NUMBER OF CONTRIBUTIONS Cars and other vehicles - : NUMBER OF CONTRIBUTIONS Securities - Publicly traded - : NUMBER OF CONTRIBUTIONS Form 990, Part VI, Line 1a Delegate broad authority to a committee THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONSISTS OF THE CHAIRPERSON OF THE BOARD, THE VICE CHAIRPERSON OF THE BOARD AS THE PROVINCIAL OF MARIANIST PROVINCE OF THE UNITED STATES (OR A DELEGATE APPOINTED BY HIM FROM THE PROVINCIAL COUNCIL OF THE MARIANIST PROVINCE OF THE UNITED STATES), THE PRESIDENT OF THE UNIVERSITY, THE CHAIRPERSON ELECT OF THE BOARD OF TRUSTEES AND THE CHAIRS OF THE STANDING COMMITTEES OF THE BOARD (WHERE SUCH COMMITTEE CHAIRS ARE DETERMINED THROUGH CONSULTATIONS AMONG THE PRESIDENT, CHAIRPERSON OF THE BOARD AND POTENTIAL COMMITTEE CHAIRS PRIOR TO THE START OF A NEW ACADEMIC YEAR). MEMBERS OF THE EXECUTIVE COMMITTEE, EXCEPT THE CHAIRPERSON, THE VICE CHAIRPERSON OF THE BOARD, THE CHAIRPERSON-ELECT AND THE PRESIDENT OF THE UNIVERSITY, EACH OF WHOM ARE EX OFFICIO VOTING MEMBERS ON THE EXECUTIVE COMMITTEE, SHALL BE THE CHAIRS OF THE STANDING COMMITTEES OF THE BOARD. BETWEEN MEETINGS OF THE BOARD OF TRUSTEES, THE EXECUTIVE COMMITTEE SHALL EXERCISE ALL THE POWERS OF THE BOARD, EXCEPT THAT IT SHALL NOT HAVE POWER TO GRANT DEGREES, ELECT OR REMOVE THE PRESIDENT, AUTHORIZE ANY CHANGES IN THE BYLAWS OF THE BOARD OF TRUSTEES OR MAKE A DETERMINATION ON MATTERS ON WHICH THE CODE OF REGULATIONS SPECIFICALLY REQUIRES A VOTE BY THE BOARD OF TRUSTEES. Form 990, Part VI, Line 6 Classes of members or stockholders THE MEMBERS OF THE UNIVERSITY OF DAYTON SHALL CONSIST OF EACH OF THE MEMBERS OF THE PROVINCIAL COUNCIL OF MARIANIST PROVINCE OF THE UNITED STATES AND EACH OF THE CHAIRPERSON AND THE SECRETARY OF THE BOARD OF TRUSTEES OF THE UNIVERSITY OF DAYTON. THE PROVINCIAL OF THE MARIANIST PROVINCE OF THE UNITED STATES SERVES AS THE CHAIRPERSON OF THE UNIVERSITY AND THE VICE CHAIRPERSON OF THE BOARD OF TRUSTEES. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE MEMBERS OF THE UNIVERSITY SHALL RETAIN EXCLUSIVE CONTROL OVER THE FOLLOWING MATTERS: THE NOMINATION OF CANDIDATES FOR ELECTION/OR REMOVAL TO THE UNIVERSITY'S BOARD OF TRUSTEES AND MAY APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION AND THE CODE OF REGULATION. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders THE MARIANISTS OF THE UNITED STATES, INC. ARE MEMBERS OF THE UNIVERSITY OF DAYTON CORPORATION AND AS SUCH, THEY MUST APPROVE BY TWO-THIRDS VOTE, ANY ACTION OF THE BOARD OF TRUSTEES REGARDING MERGERS OF THE CORPORATION, SALES OF ASSETS OF THE CORPORATION, OR PARTIAL OR TOTAL DISSOLUTION OF THE CORPORATION. THE MARIANISTS OF THE UNITED STATES, INC. ALSO HAVE THE AUTHORITY TO APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION AND BYLAWS. Form 990, Part VI, Line 11b Review of form 990 by governing body THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES HAS THE RESPONSIBILITY TO REVIEW THE FORM 990 AT ONE OF ITS REGULARLY SCHEDULED MEETINGS. THESE COMMITTEE MEMBERS WILL REPORT THEIR OBSERVATIONS TO THE FULL BOARD OF TRUSTEES. ALL MEMBERS OF THE BOARD OF TRUSTEES MAY ACCESS THE RETURN ON AN INTERNALLY MANAGED BOARD OF TRUSTEES DISCUSSION SITE, TO ALLOW THEM TO REVIEW THE FINAL RETURN BEFORE IT IS FILED. Form 990, Part VI, Line 12c Conflict of interest policy THE UNIVERSITY'S LEGAL DEPARTMENT AND BOARD OF TRUSTEES OFFICE REVIEW THE RESPONSES TO THE ANNUAL CONFLICT OF INTEREST QUESTIONNAIRES THAT ARE SENT TO ALL OFFICERS, KEY EMPLOYEES AND BOARD OF TRUSTEE MEMBERS RESPECTIVELY. ANY POTENTIAL CONFLICTS DISCLOSED ARE REVIEWED AND REPORTED TO THE PRESIDENT, BOARD OF TRUSTEES, AND APPROPRIATE VICE PRESIDENTS. IF A CONFLICT EXISTS, THE INDIVIDUAL IS EXCUSED FROM DISCUSSION AND VOTING ON THE MATTER IN QUESTION. THE QUESTIONNAIRES ARE DISTRIBUTED TO EACH OFFICER, DIRECTOR, AND KEY EMPLOYEE ANNUALLY. Form 990, Part VI, Line 15a Process to establish compensation of top management official THE UNIVERSITY HAS A FORMAL, WRITTEN COMPENSATION POLICY FOR THE PRESIDENT. THERE IS ALSO A COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES WHO REVIEWS THIS POLICY, EXTERNAL COMPENSATION INFORMATION (COMPARABLE DATA SUCH AS COMPENSATION LEVELS PAID BY SIMILAR ORGANIZATIONS, THE LEVEL OF THE EMPLOYEES EDUCATION AND EXPERIENCE, AND THE RESPONSIBILITIES OF THE POSITION) AND PRIOR YEAR COMPENSATION TO DETERMINE YEARLY COMPENSATION. THIS INFORMATION, ALONG WITH THE COMMITTEE'S RECOMMENDATION IS DISCUSSED AT A REGULARLY SCHEDULED BOARD OF TRUSTEES MEETING AND VOTED ON BY BOARD MEMBERS. THIS PROCESS WAS LAST UNDERTAKEN IN 2015. THE PROCESS AND DECISIONS ARE DOCUMENTED IN THE MINUTES. Form 990, Part VI, Line 15b Process to establish compensation of other employees COMPENSATION FOR THE OTHER OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE PRESIDENT AFTER AN ANNUAL REVIEW AND ACCORDING TO PRIOR WRITTEN COMPENSATION AGREEMENTS. FINAL REVIEW OF THE COMPENSATION OF ALL OTHER OFFICERS AND KEY EMPLOYEES IS CONDUCTED AT MEETINGS OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE UNIVERSITY UTILIZES DATA FROM PEER INSTITUTIONS AS REPORTED IN THE ANNUAL ADMINISTRATIVE COMPENSATION CUPA-HR SURVEY TO ENSURE THAT COMPENSATION FOR THESE POSITIONS IS AT APPROPRIATE LEVELS. THIS PROCESS WAS LAST UNDERTAKEN IN 2015. THE PROCESS AND DECISIONS ARE DOCUMENTED IN THE MINUTES. Form 990, Part VI, Line 19 Required documents available to the public THE PUBLIC MAY ACCESS THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS THROUGH THE UNIVERSITY'S WEBSITE. Form 990, Part XI, Line 9 Other changes in net assets or fund balances INTEREST RATE SWAP - -5038976; POSTRETIREMENT BENEFIT OBLIGATION - -3556247; BOND ISSUANCE COST ADJUSTMENT - -5142229; ANNUITY LIABILITY - -2641032; PRIOR YEAR ADJUSTMENT TO NET ASSETS - -1512422; EAST AQUA DEVELOPMENT LLC 300 COLLEGE PARK DAYTON OH 45469 202967521 REAL ESTATE OH 0 0 UNIV OF DAYTON EAST AQUA DEVELOPEMENT II LLC 300 COLLEGE PARK DAYTON OH 45469 204504624 REAL ESTATE OH 0 -277303 UNIV OF DAYTON EAST AQUA DEVELOPMENT III LLC 300 COLLEGE PARK DAYTON OH 45469 262559044 REAL ESTATE OH 152570 2841537 UNIV OF DAYTON WEST AQUA DEVELOPMENT LLC 300 COLLEE PARK DAYTON OH 45469 202493883 REAL ESTATE OH 11000 0 UNIV OF DAYTON EAST AQUA DEVELOPMENT V 300 COLLEGE PARK DAYTON OH 45469 461988448 REAL ESTATE OH 0 10159648 UNIV OF DAYTON EAST AQUA DEVELOPMENT IV LLC 300 COLLEGE PARK DAYTON OH 45469 270410571 REAL ESTATE OH 0 0 UNIV OF DAYTON RIVER PARK DEVELOPMENT I LLC 300 COLLEGE PARK DAYTON OH 45469 452972241 REAL ESTATE OH 0 0 UNIV OF DAYTON UDCI LTD 300 COLLEGE PARK DAYTON OH 45469 453245502 ACADEMIC INSTITUTION OH 607125 10613524 UNIV OF DAYTON EAST AQUA DEVELOPMENT VI 300 COLLEGE PARK DAYTON OH 45469 463798327 REAL ESTATE OH 0 0 UNIV OF DAYTON RIVER PARK DEVELOPMENT II LLC 300 COLLEGE PARK DAYTON OH 45469 452972333 REAL ESTATE OH 20943 1002188 RIVER PARK COMMUNITY CORP 111 RIVER PARK LLC 300 COLLEGE PARK DAYTON OH 45469 452972059 REAL ESTATE OH 4093023 50383126 RIVER PARK COMMUNITY CORP 1414 SOUTH PATTERSON LLC 300 COLLEGE PARK DAYTON OH 45469 472689173 OWNER OF DAYTON HOTEL II LLC OH -54068 22197379 UNIV OF DAYTON RF OAKWOOD LLC 300 COLLEGE PARK DAYTON OH 45469 REAL ESTATE HOLDING COMPANY OH 0 2218429 UNIV OF DAYTON MAIN & STEWART LLC 300 COLLEGE PARK DAYTON OH 45469 REAL ESTATE HOLDING COMPANY OH 0 0 UNIV OF DAYTON RIVER PARK COMMUNITY CORP 300 COLLEGE PARK DAYTON OH 45469 452971901 REAL ESTATE OH 501(c)(2 UNIV OF DAYTON true GCM GROSVENOR DAYTON INVESTMENT FUND LP 767 FIFTH AVE 14TH FLOOR NEW YORK NY 10153 272764289 INVESTMENTS NY Univ of Dayton Excluded 1932159 22573929 false -87945 false Concord Dayton Hotel II LLC 11410 Common Oaks Drive Raleigh NC 27614 472197148 hotel management OH 1414 South Patterson LLC Unrelated 410314 1911359 false 410314 false Dayton Hotel II LLC 11410 Common Oaks Drive Raleigh NC 27614 472510987 real estate OH 1414 South Patterson LLC Unrelated -54068 22197379 false -54068 false CHARITABLE REMAINDER UNITRUST (32) TRUST OH UNIV OF DAYTON Trust true CHARITABLE REMAINDER TRUST (1) TRUST OH UNIV OF DAYTON Trust true CHARITABLE REMAINDER ANNUITY TRUST (1) TRUST OH UNIV OF DAYTON Trust true CHARITABLE REMAINDER UNITRUST (2) TRUST OH UNIV OF DAYTON Trust true CHARITABLE TRUST (1) TRUST OH UNIV OF DAYTON Trust true CHARITABLE REMAINDER UNITRUST (1) TRUST MI UNIV OF DAYTON Trust true CHARITABLE TRUST (1) TRUST FL UNIV OF DAYTON Trust true CHARITABLE TRUST (1) TRUST PA UNIV OF DAYTON Trust true UDCI (Suzhou) Co Ltd C17 Building Bio-Nao Area 218 Xinghu Rd Suzhou Jiangsu Province CH Chinese programs CH UDCI LTD true SUZHOU INDUSTRIAL PARK DAYTON INSTITUTE OF ADVANCED TECHNOLOGIES BIOBAY BUILDING C17 SUZHOU JIANGSU PROVINCE CH CHINESE PROGRAMS CH UDCI (SUZHOU) CO LTD true true false false false false false false false false false true false false false false false true false true RIVER PARK COMMUNITY CORPORATION A 583726 COST RIVER PARK COMMUNITY CORPORATION Q 858025 COST RIVER PARK COMMUNITY CORPORATION S 220347 COST