2017-05-02T07:28:15-05:00 2016-06-30 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2015-07-01 300739799 Heartland Alliance International LLC HEAR 3126601300 208 South LaSalle Street No 1300 Chicago IL 60604 Brian Registe Assistant Treasurer/CFO 3126601300 2017-05-02 1 Wayne Harder P00294296 3126343400 2015 2021-01-29 14:40:06Z Brian Registe 208 South LaSalle Street No 1300 Chicago IL 60604 20223692 0 X www.heartlandalliance.org X 2012 IL The mission of Heartland Alliance International, LLC (HAI) is to meet the needs of people living in poverty or danger in international contexts and to advance their protection and their human rights, and to carry on any and all other activities related thereto. 10 10 46 120 0 0 14176338 20212649 0 0 626 82 19046 10961 14196010 20223692 4330136 7856629 0 0 5464306 6510534 0 0 0 3904766 5181740 13699208 19548903 496802 674789 4719058 5027737 1488687 1122577 3230371 3905160 X The mission of Heartland Alliance International, LLC (HAI) is to meet the needs of people living in poverty or danger in international contexts and to advance their protection and their human rights, and to carry on any and all other activities related thereto. 0 0 6637755 3032812 The Integrated Most-At-Risk Populations HIV/AIDS Prevention Program (IMHIPP) is an eight-year project implemented by Heartland Alliance International to mitigate the impact of HIV/AIDS among high-risk populations in Nigeria. The program is funded by USAID. IMHIPP delivers targeted, high-quality HIV prevention; sexually transmitted infections diagnosis and management; HIV Testing and Services; HIV medical treatment, including Antiretrovirall Therapy; and other related activities. Beginning in 2009, IMHIPP has provided over 256,661 participants with life-saving health services and commodities. 2931706 1601577 Improving Prevention and Access to Care and Treatment Cote d'lvoire (IMPACT-CI) is a five-year project implemented by Heartland Alliance international with local non-governmental organizations and community-based organization partners, with financial support from CDC. IMPACT-CI increases the quality of HIV/AIDS prevention and care services among sex workers, men who have sex with men, and their stable partners. Beginning in 2010, IMPACT-CI has provided over 160,000 participants with life-saving health services and commodities. Through collaboration with 14 implementing partners, IMPACT-CI provides the minimum package of HIV/AIDS prevention activities and interventions. IMPACT-CI links sex workers and men who have sex with men with welcoming clinics for HIV counseling, testing, and treatment; sexually transmitted disease screening, treatment, and syndromic management; distribution of HIV prevention commodities such as condoms and water-based lubricant; the minimum activities package of care and support and prevention; and management of gender-based violence cases. 1181824 475790 The project "Strengthening Iraqi Religious and Ethnic Minority Communities in Iraq" was implemented in Dohuk, Erbil, Sulaimaniyah, Kirkuk, and Baghdad governorates in Iraq from September 29, 2014 - September 30, 2016. Project activities included various peacebuilding events, journalist trainings, religious leadership trainings, mediation trainings, survivor experience-sharing workshops, and mapping of land loss and displacement in areas held by the ISIL. Over 2,500 minority individuals have received direct legal or mental health services, and 21,910 individuals from religious and ethnic minority groups have received "Know Your Rights" information. HAI provided legal counseling and criminal defense to religious and ethnic minorities with special screening and response for victims of trafficking, labor exploitation, victims of discrimination, or bias-based crimes. 5951736 2746449 4388 Other Program Services 5951736 2746449 4388 16703021 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 X 38 0 1 46 1 0 1 CO DR MX HA IZ NI IV LE BY CG 0 0 0 1 1 0 0 0 0 X 10 10 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 IL X X Brian Registe 3126601300 208 South LaSalle Street Suite 1300 Chicago IL 60604 Martha E Casazza Chair 1.00 X X 0 0 0 Scott Goodman Vice Chair 1.00 X X 0 0 0 Theodore W Michalke Secretary 1.00 X X 0 0 0 Ernesto Ramos Treasurer 1.00 X X 0 0 0 Mia Beers Director 1.00 X 0 0 0 Shannon Galvin Director 1.00 X 0 0 0 Joe Kartheiser Director 1.00 X 0 0 0 Elaine H Klemen Director 1.00 X 0 0 0 Arthur Moore Director 1.00 X 0 0 0 Alen Takhsh Director 1.00 X 0 0 0 Elizabeth L Powley Executive Director 40.00 X 117455 0 25004 Evelyn Diaz President/CEO 20.00 30.00 X 0 87945 9961 Sid L Mohn Past President/CEO 20.00 30.00 X 0 323513 19468 Brian Registe Assistant Treasurer/CFO 5.00 45.00 X 0 212632 25088 Betsy Leonard Assistant Secretary 5.00 45.00 X 0 147562 6614 117455 771652 86135 1 0 1 0 0 54300 19337748 820601 11693 20212649 82 82 10961 4388 6573 10961 20223692 4388 0 6655 204 204 7856425 7856425 142459 113567 28892 5165829 4118169 1047660 138958 116385 22573 909688 761914 147774 153600 128648 24952 25225 17633 7592 31725 22176 9549 1325261 926375 398886 15946 11146 4800 667731 574737 92994 566238 462914 103324 1412089 1233538 178551 653 570 83 46 46 116135 72508 43627 32404 28307 4097 Shared Service Costs 730026 730026 Repairs and Maintenance 195889 175446 20443 Staff Development 33157 28964 4193 Membership Dues 15858 13853 2005 13357 39542 -26185 19548903 16703021 2845882 0 2049617 1629147 1201993 1845522 1844 5249 360470 594367 1188146 234694 689245 953452 415889 0 4719058 5027737 425661 626339 1054814 447406 8212 0 0 48832 1488687 1122577 X 2224506 2996830 1005865 908330 3230371 3905160 4719058 5027737 674789 0 X 0 1 X 1 0 X 10223206 14176338 20212649 44612193 10223206 14176338 20212649 44612193 44612193 281 626 82 989 62470 28634 10961 102065 44715247 36119 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 599850 81305 518545 147003 33072 113931 441293 120317 320976 953452 Interagency Balances 48832 48832 X 20675178 422870 28616 451486 20223692 0 20223692 20000389 422870 422870 19577519 -28616 -28616 19548903 Part X, Line 2: The accounting standard on accounting for uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Organization may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Organization, and various positions related to the potential sources of unrelated business taxable income. The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. Management has determined that there are no uncertain tax positions during the reporting periods covered by these consolidated financial statements. The Organization's tax filings are generally no longer subject to examination by the Internal Revenue Service for tax years before 2013. Part XI, Line 2d - Other Adjustments: Foreign Currency Gain 28,616. Part XII, Line 4b - Other Adjustments: Foreign Currency Gain -28,616. 1 Central America and the Caribbean - Antigua & Barbuda, Aruba, Bahamas, 0 1 Program Services HAI provides frontline legal services to individuals at risk of statelessness in the Dominican Republic, and is developing mental health intervention strategies to address the impact of gang violence on children and youth in El Salvador. 217164 Middle East and North Africa - Algeria, Bahrain, Djibouti, Egypt, 4 49 Program Services Implementing a three-year radio and new media project intended to delegitimize ethnic and sectarian violence and create a public venue for citizens in Iraq, supports a Trauma Rehabilitation and Training Center in Sulaimaniya, Iraq, encourage women's participation in public life, prevent gender-based violence, and provides torture treatment, promotes restorative justice and develops a strategic direction for juvenile justice in Kurdistan regional governorates of Erbil, Sulaimaniya and Dohuk, increasing transparency and addressing abuses in the criminal justice system, supporting civil society efforts to monitor security services and address abuses, and increasing public awareness through greater media attention to these issues, strengthening the capacities of local state and civil society actors to address the needs of vulnerable women and girls, to ensure that all survivors of gender-based violence have access to medical and psychological treatment. 2627443 North America 4 18 Program Services With programming in Mexico, HAI leverages its decades of experience to address local needs through a human rights framework. We form strong local partnerships, use evidence-based methods and perform regular evaluations to ensure our programs reach the people who need them most and change their lives for the better. HAI provides violence prevention programming for at-risk youth in Monterrey, Mexico; works with the Mexican government, the private sector and non-profit organizations to support labor rights monitoring related to gender and sexual orientation. 627201 South America 3 16 Program Services With programming in Columbia, HAI provides community mental health services for victims of the Colombian armed conflict. 537604 Sub-Saharan Africa - Angola, Benin, Botswana, Burkina, Faso, 17 105 Program Services Institutional strengthening of LGBT organizations, HIV/AIDS, Anti-Human Trafficking, Mental Health, Labor Rights, and Empowering Women. 5253620 Central America and the Caribbean - Antigua & Barbuda, Aruba, Bahamas, 0 0 Grants and Other Assistance to Organizations 161219 Middle East and North Africa - Algeria, Bahrain, Djibouti, Egypt, 0 0 Grants and Other Assistance to Organizations 1739825 Sub-Saharan Africa - Angola, Benin, Botswana, Burkina, Faso, 0 0 Grants and Other Assistance to Organizations 1942334 Central America and the Caribbean - Antigua & Barbuda, Aruba, Bahamas, 0 0 Grants and Other Assistance to Individuals 87594 Middle East and North Africa - Algeria, Bahrain, Djibouti, Egypt, 0 0 Grants and Other Assistance to Individuals 367512 Sub-Saharan Africa - Angola, Benin, Botswana, Burkina, Faso, 0 0 Grants and Other Assistance to Individuals 3492650 28 189 0 0 28 189 13106410 3947756 17054166 Latin America & Carribean Youth Development 45247 Wire Transfer Latin America & Carribean Youth Development 40509 Wire Transfer Latin America & Carribean Youth Development 37338 Wire Transfer Latin America & Carribean Youth Development 14886 Wire Transfer Latin America & Carribean Mental Health 14011 Wire Transfer Latin America & Carribean Mental Health 9228 Wire Transfer Middle East & North Africa Legal Services 468056 Wire Transfer Middle East & North Africa Legal Services 258261 Wire Transfer Middle East & North Africa Legal Services 218747 Wire Transfer MIddle East & North Africa Legal Services 176724 Wire Transfer Middle East & North Africa Legal Services 170795 Wire Transfer Middle East & North Africa Legal Services 127140 Wire Transfer Middle East & North Africa Legal Services 81203 Wire Transfer Middle East & North Africa Legal Services 68456 Wire Transfer Middle East & North Africa Legal Services 56812 Wire Transfer Middle East & North Africa Legal Services 46364 Wire Transfer Middle East & North Africa Legal Services 45188 Wire Transfer Middle East & North Africa Legal Services 22080 Wire Transfer Sub-Saharan Africa HIV/AIDS prevention 219892 Wire Transfer Sub-Saharan Africa HIV/AIDS prevention 109480 Wire Transfer Sub-Saharan Africa HIV/AIDS prevention 109205 Wire Transfer SUB-Saharan Africa HIV/AIDS prevention 104773 Wire Transfer Sub-Saharan Africa HIV/AIDS prevention 102708 Wire Transfer Sub-Saharan Africa HIV/AIDS prevention 101620 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 94839 Wire Transfer Sub-Saharan Africa HIV/AIDS prevention 92779 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 86229 Wire Transfer Sub-Saharan Africa Mental Health 84314 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 80449 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 79151 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 74473 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 61819 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 58018 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 42896 Wire Transfer Sub-Saharan Africa Mental Health 42640 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 41961 Wire Transfer Sub-Saharan Africa HIV/AIDS prevention 38288 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 35171 Wire Transfer Sub-Saharan Africa Mental Health 31999 Wire Transfer Sub-Saharan Africa Mental Health 25641 Wire Transfer Sub-Saharan Africa Mental Health 24692 Wire Transfer Sub-Saharan Africa Mental Health 20600 Wire Transfer Sub-Saharan Africa Mental Health 18812 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 18781 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 18200 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 16820 Wire Transfer Sub-Saharan Africa HIV/AIDS Prevention 16808 Wire Transfer Sub-Saharan Africa Mental Health 14525 Wire Transfer Sub-Saharan Africa Mental Health 12966 Wire Transfer Sub-Saharan Africa Mental Health 12942 Wire Transfer Sub-Saharan Africa Mental Health 12810 Wire Transfer Sub-Saharan Africa Mental Health 12186 Wire Transfer Sub-Saharan Africa Mental Health 9735 Wire Transfer Sub-Saharan Africa Mental Health 7071 Wire Transfer Sub-Saharan Africa Mental Health 7041 Wire Transfer 55 0 Non-Cash Assistance Latin America & Carribean 9498 87594 Food, refreshments, transportation, medical fees and training expenses FMV Non-Cash Assistance Middle East & North Africa 57204 367512 Food, refreshments, transportation, medical fees and training expenses FMV Non-Cash Assistance Sub-Saharan Africa 214297 3492650 Food, refreshments, transportation, medical fees and training expenses FMV 0 0 0 0 0 1 Part I, Line 2: Program Directors monitor grant recipients and compile supporting documentation for use of funds, and periodic financial and programmatic reports. Financial and program reports are reviewed by management monthly and program reports are filed with funders as required for each grant. Part III, Col (c): Recipient estimates are based on the number of individuals or families where support was given. 0 0 0 0 0 0 0 0 0 Sid L Mohn Past President/CEO 0 302727 0 11000 0 9786 0 8079 0 11389 0 342981 0 0 Brian Registe Assistant Treasurer/CFO 0 199872 0 5000 0 7760 0 6134 0 18954 0 237720 0 0 Betsy Leonard Assistant Secretary 0 140405 0 2000 0 5157 0 4229 0 2385 0 154176 0 0 Part I, Line 3 The compensation was determined by the related organization, Heartland Alliance for Human Needs and Rights. The following methods were used: -Compensation committee -Independent compensation consultant -Compensation survey or study -Approval by the board or compensation committee Form 990, Part VI, Section A, line 6 Heartland Alliance for Human Needs and Rights (the Member) is the sole voting member. Form 990, Part VI, Section A, line 7a The Member shall appoint all of the directors. Form 990, Part VI, Section A, line 7b The following actions shall require the written consent of the Member: (i) The adoption or approval of a plan of merger or consolidation or reorganization or restructuring involving the organization; (ii) The sale, lease, exchange or other disposition of all, or substantially all, of the non-cash assets of the organization; (iii) Dissolution of the organization; (iv) Amendment of the bylaws. Form 990, Part VI, Section B, line 11 The organization's Management & Coordination Committee (MCC) serves as the Finance and Audit Committee of the Heartland Alliance Board of Directors. The Committee includes representation from board members of Heartland Alliance International. Every Heartland Alliance International board member receives the Form 990 for review and has the opportunity to ask the committee and management any questions prior to approval. Form 990, Part VI, Section B, line 12c All members of the Heartland Alliance Board of Directors, as well as members of the organization's subsidiary Boards of Directors, annually sign a conflict of interest policy, copies of which are retained in the President's office. In addition, all Heartland Alliance senior management, that includes its members of its Business Office Leadership Team (BOLT), Business Initiative & Resource Development (BIRD), and Exectuive Team are required to annually sign the conflict of interest policy. A copy of the Board of Directors policy is posted on a password protected portion of the organization's website, designated for board members. A copy of the policy for management is posted on the organization's intranet. Policy requires disclosure of any situation in which there may be even an appearance of potential conflict of interest. When appropriate, members of the Board of Directors, or senior management, recuse themselves from decision-making if there is any conflict of interest. Relative to board of committee actions, this is reflected in the meeting minutes. The policy is reviewed regularly by the Chief Corporate Compliance Officer of the organization. Additional monitoring is performed by the organization's executive team and the Risk Policy Committee of the Board of Directors. Form 990, Part VI, Section B, line 15a The compensation is determined by the related organization, Heartland Alliance for Human Needs and Rights. The following process was used: The Compensation Committee of the Heartland Alliance Board of Directors is an independent entity, consisting of the chair and immediate past chair of the Board of Directors. This body conducts the annual performance evaluation of, and determines the compensation for, the organization's President. This body may consult with legal counsel or additional resources in determining fair and competitive compensation for the President of Heartland Alliance. The Executive Compensation Committee also conducts periodic market surveys to assist in establishing the compensation for the President. In addition, the President annually reviews with the Compensation Committee the performance and recommended compensation for the organization's senior executives, including executive directors of the subsidiary entities, and other key members of the executive team. All deliberations and decisions are contemporaneously documented in the minutes. Form 990, Part VI, Section C, line 19 The governing documents, conflict of interest policy and financial statements are available upon request for the same period of disclosure as set forth in IRC Section 6104(d). Heartland Alliance for Human Needs & Human Rights 208 S LaSalle Street Suite 1300 Chicago IL 60604 361877640 Social Service Programs IL 501(c)(3) Line 7 N/A 0 Heartland Human Care Services Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 364053244 Social Service Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs and Rights 0 Heartland Housing Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 363642952 Low-income Housing IL 501(c)(3) Line 9 Heartland Alliance for Human Needs and Rights 0 Heartland Health Outreach Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 363775696 Health Care Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs and Rights 0 Argyle Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363827013 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Ellis Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363993195 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Diversey Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363945503 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Mayfield Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111300 Low-income Housing IL Mayfield Neighborhood Development Corporation N/A 0 0 North Avenue Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407589 Low-income Housing IL North Avenue Neighborhood Development Corporation N/A 0 0 Leland Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364440042 Low-income Housing IL Leland Neighborhood Development Corporation N/A 0 0 Drexel Jazz Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 320062800 Low-income Housing IL Drexel Neighborhood Development Corporation N/A 0 0 1218 W Highland Avenue LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261456751 Low-income Housing IL Highland MM LLC N/A 0 0 Fond Du Lac Apartments LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 271343085 Low-income Housing IL Fond Du Lac MM LLC N/A 0 0 Hollywood House Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124251 Low-income Housing IL Hollywood Sheridan Neighborhood Development Corporation N/A 0 0 Roosevelt Square I Limited Partnership 350 W Hubbard Ste 301 Chicago IL 60654 710953532 Low-income Housing IL Heartland ABLA Rental I NFP N/A 0 0 Roosevelt Square II Limited Partnership 350 W Hubbard Ste 301 Chicago IL 60654 861133215 Low-income Housing IL Heartland ABLA Rental II NFP N/A 0 0 Highland MM LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261707959 Low-income Housing IL Heartland Housing Highland LLC N/A 0 0 Viceroy Hotel Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 264589189 Low-income Housing IL Viceroy GP LLC N/A 0 0 Lathrop Community Partners LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 244602442 Low-income Housing IL Heartland Lathrop LLC N/A 0 0 Halsted Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 461389198 Low-income Housing IL Halsted GP LLC N/A 0 0 Center Buffum LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 900851752 Low-income Housing IL Center Buffum MM LLC N/A 0 0 Together4Health LLC 17 N State Street Suite 1390 Chicago IL 60602 900901586 Health Home Safety Network IL Heartland Health Outreach Inc N/A 0 0 Rethke Washington LLC 208 S LaSalle Street Suite 1300 Chicago IL 60602 364793011 Low-income Housing IL Rethke Washington MM LLC N/A 0 0 Leland Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364363803 Low-income Housing IL Heartland Housing Inc C 0 Mayfield Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL Heartland Housing Inc C 0 Drexel Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL Heartland Housing Inc C 0 North Avenue Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407591 Low-income Housing IL Heartland Housing Inc C 0 Heartland ABLA Rental 208 S LaSalle Street Suite 1300 Chicago IL 60604 300209111 Low-income Housing IL Heartland Housing Inc C 0 Heartland ABLA Rental II 208 S LaSalle Street Suite 1300 Chicago IL 60604 320154610 Low-income Housing IL Heartland Housing Inc C 0 Hollywood Sheridan Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124171 Low-income Housing IL Heartland Housing Inc C 0 Viceroy GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 264588742 Low-income Housing IL Heartland Housing Inc C 0 Halsted GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 320391528 Low-income Housing IL Heartland Housing Inc C 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 1