2017-04-13T10:36:28-05:00 2016-08-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2015-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET NO 15 FL NEW YORK NY 10005 DEBORAH GILLIS PRES. & CEO. 2125147600 2017-04-13 1 ROBERT R LYONS CPA P00227477 2125038800 2015 2021-01-29 14:40:06Z DEBORAH GILLIS 120 WALL STREET NO 15 FL NEW YORK NY 10005 16160961 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 35 34 107 36 0 0 12793113 9927343 1003365 2276789 738591 228461 351 156 14535420 12432749 0 0 0 0 10231067 10217183 0 0 1544528 3419386 3787750 13650453 14004933 884967 -1572184 28351749 27976638 4492311 5339302 23859438 22637336 X ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 0 0 2202934 548175 MARKETING AND PUBLIC AFFAIRSTHE MARKETING DEPARTMENT CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY IN THE UNITED STATES, CANADA, EUROPE, INDIA, AUSTRALIA AND JAPAN BY DEVELOPING STRATEGIC PARTNERSHIPS AND STRENGTHENING ITS BRAND, PRODUCTS, AND SERVICES. THE DEPARTMENT IS RESPONSIBLE FOR EDITING, DESIGNING, AND PRODUCING ALL PRODUCT, PUBLICATIONS, AND COLLATERAL MATERIALS, AND FOR PUBLIC EDUCATION ACTIVITIES SUCH AS MEDIA RELATIONS AND SPEAKING ENGAGEMENTS. THE DEPARTMENT MANAGES SPECIAL EVENTS, INCLUDING THE CATALYST AWARDS DINNER AND CONFERENCES TO DISSEMINATE CATALYST RESEARCH AND ADVISORY KNOWLEDGE. 2776867 449745 RESEARCHRESEARCH CONDUCTS QUALITATIVE AND QUANTITATIVE RESEARCH ON BOTH WOMEN'S LEADERSHIP ADVANCEMENT AND WORK/LIFE ISSUES ACROSS A WIDE RANGE OF INDUSTRIES, GEOGRAPHIES, GENERATIONS, AND RACIAL/ETHNIC GROUPS. THIS RESEARCH CULMINATES IN PUBLISHED STUDIES THAT INCLUDE FINDINGS FROM INTERVIEWS, FOCUS GROUPS, AND SURVEYS, AS WELL AS COMPANY BEST PRACTICES AND RECOMMENDATIONS FOR COMPANIES AND FIRMS INTERESTED IN RECRUITING, RETAINING, AND ADVANCING WOMEN. CATALYST HAS CONDUCTED RESEARCH ON WOMEN IN LEADERSHIP IN THE UNITED STATES, CANADA, EUROPE, INDIA AND JAPAN. 2288126 1183020 ADVISORY SERVICES - ADVISORY SERVICES IS THE DEPARTMENT CHARGED WITH FOSTERING IMPACT THROUGH A VARIETY OF SERVICES, BENEFITS AND ACTIVITIES. IT DRIVES ENGAGEMENT AND IMPACT THROUGH: CONSULTING SERVICES, VITAL SIGNS, AND LEADERSHIP OF THE CEO SUMMIT FRANCHISE. IT SUPPORTS CATALYST'S RELATIONSHIPS WITH DONORS THROUGH INVOLVEMENT WITH RELATIONSHIP MANAGERS. THE TEAM ALSO CONTRIBUTES TO CATALYST'S KNOWLEDGE DEVELOPMENT THROUGH THE INSIGHT LOOP, FOCUSING ON IMPACT METRICS AND BY SCALING INSIGHTS FROM CONSULTING WORK INTO PUBLICATIONS, TOOLS, COMMUNICATIONS AND EVENTS. 3134740 95849 ALL OTHER PROGRAMS:NATIONAL EDUCATION AND INFORMATION CENTER AND SERVICES. 3134740 95849 10402667 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 1 0 1 0 1 X 15 0 107 1 0 1 CA SZ IN AS JA 0 0 0 1 1 0 0 0 0 X 35 34 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X X JENNIFER DANIEL-DAVIDSON 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 THOMAS J FALK TREASURER 1.00 X X 0 0 0 JOHN BRYANT DIRECTOR 1.00 X 0 0 0 URSULA M BURNS DIRECTOR 1.00 X 0 0 0 IAN M COOK DIRECTOR 1.00 X 0 0 0 MARY B CRANSTON ESQ DIRECTOR 1.00 X 0 0 0 MICHAEL S DELL DIRECTOR 1.00 X 0 0 0 BRIAN CORNELL DIRECTOR 1.00 X 0 0 0 JAMES DIMON DIRECTOR 1.00 X 0 0 0 WILLIAM A DOWNE DIRECTOR 1.00 X 0 0 0 STEVE EASTERBROOK DIRECTOR 1.00 X 0 0 0 MARY BETH HOGAN ESQ DIRECTOR 1.00 X 0 0 0 LINDA ADDISON DIRECTOR 1.00 X 0 0 0 SHERI S MCCOY DIRECTOR 1.00 X 0 0 0 MUHTAR KENT DIRECTOR 1.00 X 0 0 0 ELLEN J KULLMAN DIRECTOR (FORMER) 1.00 X 0 0 0 MICHEL LANDEL DIRECTOR 1.00 X 0 0 0 GERALD LEMA DIRECTOR 1.00 X 0 0 0 INDRA K NOOYI DIRECTOR 1.00 X 0 0 0 DENISE MORRISON DIRECTOR 1.00 X 0 0 0 CATHY ENGELBERT DIRECTOR 1.00 X 0 0 0 ERIC J FOSS DIRECTOR 1.00 X 0 0 0 STEPHEN S RASMUSSEN DIRECTOR 1.00 X 0 0 0 KENDALL J POWELL DIRECTOR (FORMER) 1.00 X 0 0 0 STEPHANIE A STREETER DIRECTOR (FORMER) 1.00 X 0 0 0 RICHARD K TEMPLETON DIRECTOR 1.00 X 0 0 0 PETER VOSER CHAIR 1.00 X X 0 0 0 MAGGIE WILDEROTTER SECRETARY 1.00 X X 0 0 0 MARILLYN A HEWSON DIRECTOR 1.00 X 0 0 0 AG LAFLEY DIRECTOR (FORMER) 1.00 X 0 0 0 JOHN B VEIHMEYER DIRECTOR 1.00 X 0 0 0 MARK WEINBERGER DIRECTOR 1.00 X 0 0 0 CHANDA KOCHHAR DIRECTOR 1.00 X 0 0 0 DEBORAH GILLIS PRESIDENT & CEO 35.00 X X 259208 109272 0 JAQUELINE HINMAN DIRECTOR 1.00 X 0 0 0 MARK LAUTENBACH DIRECTOR 1.00 X 0 0 0 BETH MOONEY DIRECTOR 1.00 X 0 0 0 IAN READ DIRECTOR 1.00 X 0 0 0 FEIKE SIJBESMA DIRECTOR 1.00 X 0 0 0 TK KURIEN DIRECTOR (FORMER) 1.00 X 0 0 0 CHRISTOPHER J SWIFT DIRECTOR 1.00 X 0 0 0 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 35.00 X 222293 0 48814 MERLYE MAHRER-KAPLAN SENIOR VICE PRESIDENT 35.00 X 184764 0 39602 JAN COMBOPIANO CHIEF KNOWLEDGE OFFICER 35.00 X 166782 0 26663 JEANINE PRIME SENIOR VICE. PRESIDENT 35.00 X 164361 0 45168 CATHERINE CORLEY SENIOR VICE PRESIDENT 35.00 X 201339 0 46760 MARY BOUGHTON VICE PRESIDENT 35.00 X 147582 0 36856 KATHERINE GISCOMBE VICE PRESIDENT 35.00 X 150514 0 24571 EMMA SABIN VICE PRESIDENT 35.00 X 138674 0 43648 BRANDE STELLINGS VP CORPORATE BOARD SERV. 35.00 X 130106 0 43610 JENNIFER TARLOW VP HUMAN CAPITAL 35.00 X 148312 0 24805 1913935 109272 380497 15 0 1 0 BLESSING WHITE INC PO BOX 93216 ATLANTA GA 31193 CONSULTING 255650 BBH SOLUTION INC PO BOX 349 GLEN HEAD NY 11545 CONSULTING 114201 2 3362129 6565214 92173 9927343 BLESSING WHITE COURSES 900099 766898 766898 MARC LEADERS COHORT/WORKSHOPS 900099 425745 425745 ADVISORY SERVICES 900099 361005 361005 CONFERENCE REVENUE 900099 319669 319669 HONORARIA 900099 226250 226250 177222 177222 2276789 248150 248150 156 156 3208981 3228670 -19689 -19689 -19689 499542 3362129 499542 0 12432749 2276789 0 228617 1618017 1059013 286055 272949 6335540 4690630 997083 647827 539218 406193 85544 47481 1136500 846911 175042 114547 587908 427553 98053 62302 74339 74339 573095 469715 75625 27755 47071 39468 4046 3557 859594 603683 122624 133287 678206 531645 10305 136256 560146 427996 63322 68828 REPAIRS AND MAINTENANCE 368931 342935 16724 9272 MISCELLANEOUS 346925 282921 44857 19147 PRINTING & DESIGN 125867 125867 BOOKS AND SUBSCRIPTIONS 91855 88789 2044 1022 61721 59348 2075 298 14004933 10402667 2057738 1544528 850304 950463 7218830 4343812 3581215 4288041 101811 56916 505428 562055 4782686 2734439 2199019 2048247 9538833 11168882 4356309 4558222 28351749 27976638 3119168 3979952 83000 49500 1290143 1309850 4492311 5339302 X 23859438 22637336 23859438 22637336 28351749 27976638 X -1572184 571597 -221515 X X 0 1 X 1 0 X 20156919 11565256 12818623 12793113 9927343 67261254 20156919 11565256 12818623 12793113 9927343 67261254 67261254 242411 199269 163049 183692 248150 1036571 68297825 5458357 0.98480 0.98360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9085284 10957 670671 416 9766496 9114287 140862 -169865 9085284 7953489 789727 371071 9114287 7246945 518630 187914 7953489 3308153 3624561 314231 7246945 1.00000 0 0 1528634 492021 1036613 2875217 1900658 974559 378835 341760 37075 2048247 CERTIFICATES OF DEPOSIT 4558222 F 4558222 DEFERRED RENT OBLIGATION 1309850 1309850 X PART V, LINE 4: DURING 1992, THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS" WAS CREATED. THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2016 AND 2015. IN DECEMBER 2010, THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER WAS ESTABLISHED. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. ONCE ALL THE PAYMENTS ARE RECEIVED, THE INTEREST ON THE FUND WILL SUPPORT THE ACTIVITIES OF THE FOUR RESEARCH CENTERS. EXPENDITURES WILL INCLUDE SALARIES FOR THE RESEARCH CENTER LEADERS, ENDOWED FELLOWS AND SCHOLARS; ENDOWED LONGITUDINAL DATA SETS AND; THOUGHT LEADERS CONVENING EVENTS. THERE WAS NO SPENDING FOR THE YEARS ENDED AUGUST 31, 2016 AND 2015. PART X, LINE 2: CATALYST INC. BELIEVES THAT IT HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2016 AND 2015 IN ACCORDANCE WITH FASB ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. AWARDS DINNER 3861671 3362129 499542 499542 3861671 3362129 499542 499542 499542 0 X X 0 0 0 0 0 0 0 0 0 DEBORAH GILLIS PRESIDENT & CEO 259208 109272 0 0 0 0 0 0 0 0 259208 109272 0 0 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 222293 0 0 0 0 0 22229 0 26585 0 271107 0 0 0 MERLYE MAHRER-KAPLAN SENIOR VICE PRESIDENT 184764 0 0 0 0 0 18476 0 21126 0 224366 0 0 0 JAN COMBOPIANO CHIEF KNOWLEDGE OFFICER 166782 0 0 0 0 0 16678 0 9985 0 193445 0 0 0 JEANINE PRIME SENIOR VICE. PRESIDENT 164361 0 0 0 0 0 16436 0 28732 0 209529 0 0 0 CATHERINE CORLEY SENIOR VICE PRESIDENT 201339 0 0 0 0 0 20134 0 26626 0 248099 0 0 0 MARY BOUGHTON VICE PRESIDENT 147582 0 0 0 0 0 14758 0 22098 0 184438 0 0 0 KATHERINE GISCOMBE VICE PRESIDENT 150514 0 0 0 0 0 15051 0 9520 0 175085 0 0 0 EMMA SABIN VICE PRESIDENT 138674 0 0 0 0 0 13867 0 29781 0 182322 0 0 0 BRANDE STELLINGS VP CORPORATE BOARD SERV. 130106 0 0 0 0 0 13010 0 30600 0 173716 0 0 0 JENNIFER TARLOW VP HUMAN CAPITAL 148312 0 0 0 0 0 14831 0 9974 0 173117 0 0 0 DEBORAH GILLIS PRESIDENT. P.R TAX LOAN X 101811 56916 0 1 1 56916 X EQUIPMENT 33 92173 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. FORM 990, PART VI, SECTION B, LINE 15 THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: UNCOLLECTABLE CONTRIBUTIONS -221,515. FORM 990, PART XII LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. CATALYST EUROPE AG CO KPMG FIDES LANDISGYR-STRASSE 1 6300 ZUG SZ RESEARCH AND ADVISORY SZ CATALYST INC 913073 2350060 1.00000 0 CATALYST WOMEN RESEARCH AND CONSULTANCY INDIA PRIVATE LTDB-601 IVY TOWER IN RESEARCH AND ADVISORY IN CATALYST INC 83255 102388 1.00000 0 CATALYST CANADA INC 8 KING STREET SUITE 505 TORONTO ONTARIO CA ON M5C 1B5 885700815 RESEARCH AND ADVISORY CA CATALYST INC 1807856 3180874 1.00000 0 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD 525 COLLINS STREET MELBOURNE VICTORIA AS 3000 RESEARCH AND ADVISORY AS CATALYST INC 108930 356051 1.00000 0 CATALYST JAPAN 4-3-9 NIHONBASHI MUROMACHI TOKYO CHOU-KU JA 103-0022 RESEARCH AND ADVISORY JA CATALYST INC 212283 178763 1.00000 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CATALYST CANADA INC E 843468 CATALYST CANADA INC O 118948 CATALYST EUROPE AG D 615789 CATALYST EUROPE AG O 57904 CATALYST JAPAN WOMEN RESEARCH AND CONSULTING LTD D 529377 CATALYST JAPAN WOMEN RESEARCH AND CONSULTING KK O 19380 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD D 53996 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD O 3266 CATALYST WOMEN RESEARCH AND CONSULTINCY INDIA PRIVATE LTD D 478037 CATALYST WOMEN RESEARCH AND CONSULTINCY INDIA PRIVATE LTD O 11342