2017-02-14T14:52:46-06:00 2016-06-30 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2015-07-01 362670036 Gateway Foundation Inc GATE 3126631130 55 E Jackson Blvd No 1500 Chicago IL 60604 Tomas Del Rio CFO 3126631130 2017-02-14 1 Zack Fortsch P00052725 3126343400 2015 2021-01-29 14:40:06Z Dr Thomas P Britton Ph 55 E Jackson Blvd No 1500 Chicago IL 60604 75728960 0 X www.recovergateway.org X 1964 IL Gateway Foundation is a national, non-profit organization committed to reducing substance abuse and co-occurring mental health problems through effective and efficient treatment programs. 17 17 1515 17 0 0 13395 12623 67935328 75304287 239 -9292 312750 402175 68261712 75709793 0 0 0 0 46228525 49994545 0 0 0 22893205 25391159 69121730 75385704 -860018 324089 21800781 27581871 28717451 31844224 -6916670 -4262353 X Gateway Foundation, Inc. is a national, non-profit organization committed to reducing substance abuse and co-occurring mental health problems through effective and efficient treatment programs. 0 0 58663715 75304287 See Schedule OGateway Foundation, Inc. and its affiliates are Chicago-based not-for-profit organizations committed to the fight against alcohol and other substance abuse and drug addiction. Since 1968, we have been an industry leader in providing the answers individuals and their families need related to drug and alcohol treatment. Our substance abuse treatment programs treat both adults and teens and include outpatient, residential, day treatment, and aftercare. We also provide treatment to those who are challenged with a co-occurring/dual-diagnosed mental health problem. Gateway's drug and alcohol treatment programs are innovative, effective, and cost-efficient. We are an organization that has always been sensitive to the cost of care and we aim to provide affordable treatment that is within our clients' reach. Gateway Foundation, Inc. has rehabilitation centers conveniently located in Chicago, throughout Illinois, and near St. Louis.In fiscal year 2016, Gateway Foundation, Inc. operated 33 corrections-based programs located in Missouri, New Jersey, Wyoming, and Illinois, providing correctional treatment to men, women, and dually diagnosed substance abusers each year. Our services are delivered in a variety of correctional treatment settings such as prisons, jails, pre-release and reporting day centers. We also provide in-custody correctional treatment, jail-based services, transitional care, and continued care post-release from incarceration. Our portfolio of corrections programs now includes community correctional facilities where we provide the treatment and supervision/monitoring of the clients in an integrated treatment setting. Gateway Foundation, Inc. is engaged in creating an electronic healthcare billing and documentation system unparrelleled in the field of behavioral health. Transition to the new electronic medical record will allow Gateway Foundation, Inc. to have connectivity across our many community-based facilties, provide access to valuable data, and ready us for new partnerships with providers and health systems. This initiative has been a key focus of our organization for over two years and has been influenced by hundreds of Gateway Foundation, Inc. team members. Gateway Foundation, Inc. also opened a new residential Community site in Delaware which attracts clients from multiple Mid-Atlantic States.Facts about Gateway Foundation, Inc. Alcohol and Drug Treatment-Largest provider of adult and teen substance abuse treatment in Illinois.-Provide free in-depth consultations to help determine the severity of substance use and identify the appropriate level of treatment. Our goal is to help our clients and their loved ones better understand the options and next steps related to drug and alcohol treatment.-We are licensed by the State of Illinois and accredited by The Joint Commission, the leading accrediting organization for hospitals and other health care organizations.-We are approved by most health care insurance companies. 58663715 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 138 0 1 1515 1 0 0 0 0 0 0 0 0 0 0 X 17 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X Dwayne Lee 3126631130 55 E Jackson Blvd No 1500 Chicago IL 60604 David Johnson Director 1.00 1.00 X 0 0 0 David Onion Director 1.00 1.00 X 0 0 0 Donald Crossett Director 1.00 1.00 X 0 0 0 Warren Harrington Treasurer 1.00 1.00 X X 0 0 0 Glenn Baer Huebner Chairman 1.00 1.00 X X 0 0 0 Michael Anthony Director 1.00 1.00 X 0 0 0 Mary Cesare-Murphy PhD Director 1.00 1.00 X 0 0 0 France Pitera Director 1.00 1.00 X 0 0 0 Pat LePenske Director 1.00 1.00 X 0 0 0 Richard McCullough Director 1.00 1.00 X 0 0 0 Arla Lach Director 1.00 1.00 X 0 0 0 Amalesh Sanku Secretary 1.00 1.00 X X 0 0 0 Len Shankman Director 1.00 1.00 X 0 0 0 Elizabeth Ogilvie Simer Director 1.00 1.00 X 0 0 0 Andy Smith Director 1.00 1.00 X 0 0 0 Richard L Eichholz PhD Director 1.00 1.00 X 0 0 0 Sidney Bradley Director 1.00 1.00 X 0 0 0 Michelle Dickerson until 0216 VP, Finance 34.00 4.00 X 161290 0 18027 Dr Thomas P Britton PhD President & CEO 34.00 4.00 X 568035 0 19846 Tomas Del Rio from 0616 CFO 34.00 4.00 X 0 0 0 Martha Yount Vice President 34.00 4.00 X 174837 0 15995 Daniel Molitor Vice President 34.00 4.00 X 187395 0 45222 Nick Gantes until 0715 Vice President 34.00 4.00 X 181212 0 19796 Gregory Dockins VP of Corrections 34.00 4.00 X 155746 0 30350 Nancy Schell Comm. Physician 38.00 0.00 X 183480 0 42332 Sarah Thoren Executive Director 38.00 0.00 X 176706 0 42700 Bonita Gillman I.S. Director 38.00 0.00 X 137102 0 1503 Jerald McKenna Community Business 38.00 0.00 X 129887 0 29635 Kym Vasy Marketing Director 38.00 0.00 X 135893 0 11317 Michael Darcy Former President & CEO 0.00 0.00 X 320799 0 17054 2512382 0 293777 22 1 1 0 McGladrey LLP 5155 Paysphere Circle Chicago IL 60674 Auditing 192450 NTT Data CO Bank of America LBN 2166 Chicago IL 60693 IT 190119 Netrix LLC 2801 Lakeside Drive 3rd Floor Bannockburn IL 60015 IT 175615 Southern Illinois Healthcare Foundation 2041 Goose lake Road Sauget IL 62206 Medical 155254 Gary Salit 154 Willow Ave Suite 202 Deerfield IL 60015 Legal 149938 10 12623 12623 12623 Substance Abuse & Mental Health 624100 75304287 75304287 75304287 30000 0 30000 30000 30000 9875 19167 -9292 -9292 -9292 Other Revenue 900099 262640 262640 Insurance Proceeds 900099 70223 70223 Interest on Acct Receivable 900099 39312 39312 372175 75709793 75334287 0 362883 1224865 1224865 39151040 31930909 7220131 182935 130946 51989 6300233 5250206 1050027 3135472 2515849 619623 516600 73548 443052 149550 149550 69128 7000 62128 3127790 1878329 1249461 1474900 8504 1466396 5421060 4992043 429017 1038104 368139 669965 6153170 5441681 711489 1090098 725281 364817 251129 105492 145637 1171172 749500 421672 336927 240840 96087 Bad Debt-Doubtful Accts 3635718 3635718 Staff Development/Recog 486495 272747 213748 Toxicology Lab Expenses 154812 152870 1942 Client Activities & Rec 139438 128394 11044 175068 55719 119349 75385704 58663715 16721989 0 5004084 3098770 322988 94289 11328842 18596138 2027350 1901275 15607116 11715717 3025969 3891399 91548 0 21800781 27581871 7227880 7251772 711275 382560 20778296 24209892 28717451 31844224 X -6916670 -4262353 -6916670 -4262353 21800781 27581871 X 324089 2330228 X 0 1 X 1 1 1 X 100421 52111 12708 13395 12623 191258 58927563 62100039 67681246 67935328 75304287 331948463 59027984 62152150 67693954 67948723 75316910 332139721 0 0 0 332139721 803118 27140 20871 15000 69312 935441 803118 27140 20871 15000 69312 935441 44154 13804 64051 297750 332863 752622 59875256 62193094 67778876 68261473 75719085 333827784 0.99490 0.99410 0.00280 0.00500 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 69128 69128 75316576 75385704 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 183787 79275 31500 69128 363690 250000 250000 250000 250000 1000000 1500000 740527 88100 -5308 -122528 700790 683485 100669 85919 129547 740527 531375 106604 165055 119549 683485 445792 102170 76409 92996 531375 410257 100647 13306 78419 445792 1.00000 0 1 1 1285532 1008121 277411 7917145 6371640 1545505 6404439 4335956 2068483 3891399 Due to Related Organizations 22937367 Due to Third Party Contractors 129936 Other Liabilities 93083 Overpayment on Services 780834 Payroll Taxes Wihheld 268672 24209892 X Part V, Line 4: Endowment funds are used to provide underwriting to clients for treatment and educational scholarships. Part X, Line 2: The accounting standard on uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Organization may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Organization, the continued tax-exempt status of bonds issued by the Organization, and various positions related to the potential sources of unrelated business taxable income (UBIT). The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. There were no unrecognized tax benefits identified or recorded as liabilities during the periods covered by these financial statements. The Organization files Forms 990 in the U.S. federal jurisdiction and Form AG 990-IL in the State of Illinois. Forms 990 file by the Organization are subject to examination by the Internal Revenue Service (IRS) up to three years from extended due to date of each return. The Organization is generally no longer subject to examination by the IRS for fiscal years ended before 2013. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 Michelle Dickerson until 0216 VP, Finance 149633 0 10960 0 697 0 0 0 18027 0 179317 0 0 0 Dr Thomas P Britton PhD President & CEO 267523 0 144534 0 155978 0 0 0 19846 0 587881 0 0 0 Martha Yount Vice President 161723 0 10129 0 2985 0 0 0 15995 0 190832 0 0 0 Daniel Molitor Vice President 173049 0 13482 0 864 0 0 0 45222 0 232617 0 0 0 Nick Gantes until 0715 Vice President 142282 0 37263 0 1667 0 0 0 19796 0 201008 0 0 0 Gregory Dockins VP of Corrections 142953 0 12338 0 455 0 0 0 30350 0 186096 0 0 0 Nancy Schell Comm. Physician 182831 0 50 0 599 0 0 0 42332 0 225812 0 0 0 Sarah Thoren Executive Director 159470 0 15763 0 1473 0 0 0 42700 0 219406 0 0 0 Jerald McKenna Community Business 117483 0 11383 0 1021 0 0 0 29635 0 159522 0 0 0 Michael Darcy Former President & CEO 228961 0 89484 0 2354 0 0 0 17054 0 337853 0 0 0 Part I, Line 1a Dr. Thomas P. Britton, Ph.D., President and CEO, received a taxable gross-up payment of $53,792 during calendar year 2015. Part I, Line 3 The Gateway Board of Directors, through the Compensation Committee, develops the compensation plan for the executive staff and establishes appropriate salary ranges and other features of the compensation plan. The Chief Executive Officer's compensation is determined by the Compensation Committee. Salaries for the other members of the executive staff are developed by the CEO, within approved parameters, and are approved by the Compensation Committee. All Compensation Committee members are free of conflict, and are required to disclose any potential conflicts at each meeting prior to taking action on any item. Committee meeting minutes include the Committee members conflict of interest responses; should a Committee member disclose a potential conflict, the Committee member is recused, if deemed appropriate by the remainder of the Committee members, and abstains from voting. Form 990, Part IV, Line 24a A $3,210,000 tax-exempt bond that was assumed by Gateway Foundation, Inc. has been recorded on the balance sheet of G.W. Foundation (EIN: 23-7128924). G.W. Foundation holds the title and indebtedness of real property used and operated by its tax-exempt affiliates, which includes Gateway Foundation. The details of the bond are included on G.W. Foundation's Form 990 return. Form 990, Part VI, Section B, line 11 Form 990 is reviewed by the Management team and Audit Committee before being presented to the Board of Directors prior to filing with the IRS. Form 990, Part VI, Section B, line 12c Our directors are selected for many reasons, among which are their integrity and honesty. Each year our directors provide a "Conflict of Interest" statement certifying that he/she is not engaged in any activities that would constitute a conflict of interest. For our part, the Corporate Compliance officer monitors the companies with which each of our directors is employed and/or owns to determine if those companies have procured or are seeking to procure business with Gateway or with the business of any other director. Per our conflict of interest policy, if it is determined that a conflict exists, the Supply Management Director or designee will investigate alternatives to the proposed vendor. Form 990, Part VI, Section B, line 15 The Board of Directors has a compensation committee made up of independent board members that determine and approve the executive compensation. All compensation committee meetings have a record of actions and decisions that were made. Gateway has used compensation surveys and independent consultants in 2008, 2012, and 2013. Form 990, Part VI, Section C, line 19 Form 990, governing documents, the conflict of interest policy, and financial statements are available upon request for the same period of disclosure as set forth in the IRC Section 6104(d). Form 990, Part XI, line 9: Administrative Overhead Allocation 2,330,228. Gateway Youth Care Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 363820903 Treatment of mental/substance abuse IL 501(c)(3) Line 9 Gateway Foundation Inc 1 Gateway Foundation - Texas 5821 Southwest Freeway Ste 608 Houston TX 77057 760431133 Treatment of mental/substance abuse TX 501(c)(3) Line 9 Gateway Foundation Inc 1 GW Foundation Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 237128924 Holds titles of properties & investments IL 501(c)(3) Line 11a, I Gateway Foundation Inc 1 Gateway Charitable Foundation Inc 55 E Jackson Blvd Ste 1500 Chicago IL 60604 364063660 Collects donations IL 501(c)(3) Line 11a, I Gateway Foundation Inc 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 Gateway Foundation - Texas P 16032979 Cash GW Foundation Inc K 2427480 FMV GW Foundation Inc Q 1912394 Cash GW Foundation Inc R 3000000 Cash Gateway Charitable Foundation Inc Q 134888 Cash Gateway Charitable Foundation Inc R 137482 Cash Gateway Charitable Foundation Inc S 129547 Cash