2017-02-02T09:17:09-06:00 2016-06-30 420714325 RSM US LLP 227 W FIRST ST STE 700 DULUTH MN 558021926 990 2015-07-01 411554455 NORTHLAND FOUNDATION NORT 2187234040 202 WEST SUPERIOR STREET NO 610 DULUTH MN 55802 TONY SERTICH PRESIDENT 2187234040 2017-01-25 1 JULIE BOYER P01278549 2187275025 2015 2021-01-29 14:40:06Z TONY SERTICH 202 WEST SUPERIOR STREET NO 610 DULUTH MN 55802 47195055 0 X WWW.NORTHLANDFDN.ORG X 1986 MN THE NORTHLAND FOUNDATION INVESTS IN PEOPLE AND COMMUNITIES TO SUPPORT A THRIVING NORTHEAST MINNESOTA. WE SERVE THE SEVEN COUNTIES OF NORTHEASTERN MN (AITKIN, CARLTON, COOK, KOOCHICHING, ITASCA, LAKE, AND ST. LOUIS) THROUGH GRANTS TO NONPROFITS, LEANS TO BUSINESSES, THE KIDS PLUS PROGRAM, OUR ASSISTED LIVING FACILITIES IN NE MN, AND OTHER SPECIAL INITIATIVES. 12 12 121 552 0 0 3389776 4745539 2171370 2483576 3251980 790431 0 0 8813126 8019546 2134962 1527303 0 0 3020820 3059669 0 4500 108163 2428302 3252988 7584084 7844460 1229042 175086 85923758 83205460 15424990 15567391 70498768 67638069 X THE NORTHLAND FOUNDATION INVESTS IN PEOPLE AND COMMUNITIES TO SUPPORT A THRIVING NORTHEAST MINNESOTA. WE DO THIS THROUGH GRANTS TO NONPROFITS, LOANS TO BUSINESSES, THE KIDS PLUS PROGRAM, OUR ASSISTED LIVING FACILITIES IN NE MN, AND OTHER SPECIAL INITIATIVES. 0 0 2089218 1863154 SINCE 1986, "AGING WITH INDEPENDENCE" HAS BEEN A CORE NORTHLAND FOUNDATION PRIORITY. WITH THE SUPPORT OF ITS BOARD OF TRUSTEES, THE NORTHLAND FOUNDATION LAUNCHED NORTHLAND ASSISTED LIVING IN 2006. A 20-UNIT RESIDENTIAL STYLE COMMUNITY FOR OLDER ADULTS, "NORTHLAND VILLAGE - MCGREGOR'S ASSISTED LIVING COMMUNITY", OPENED IN APRIL 2007 FOLLOWED BY BUHL, MN IN 2009 AND HOYT LAKES, MN IN 2011. THESE DEVELOPMENTS HAVE PROVIDED MUCH-NEEDED SENIOR HOUSING WITH SERVICES TO OLDER ADULTS IN UNDERSERVED AREAS AND CREATED QUALITY EMPLOYMENT OPPORTUNITIES. NORTHLAND DOES NOT DISCRIMINATE BETWEEN PRIVATE PAY RESIDENTS AND THOSE WHO NEED FINANCIAL ASSISTANCE. IN FISCAL YEAR 2016, NORTHLAND ASSISTED LIVING SERVED 65 RESIDENTS, RESULTING IN 17,525 RESIDENT DAYS, AND EMPLOYED 61 PEOPLE. 1918022 1510669 THE GRANT PROGRAM PROVIDES FINANCIAL AND TECHNICAL RESOURCES TO TAX-EXEMPT NONPROFITS AND PUBLIC ENTITIES INCLUDING SCHOOL DISTRICTS LOCATED IN AITKIN, CARLTON, COOK, ITASCA, KOOCHICHING, LAKE AND ST LOUIS COUNTIES WITHIN THREE PRIORITY AREAS: 1) CHILDREN, YOUTH AND FAMILIES; 2) AGING WITH INDEPENDENCE; AND 3) OPPORTUNITIES FOR SELF-RELIANCE. THESE FUNDING PRIORITIES WERE ESTABLISHED AS A RESULT OF NEEDS ASSESSMENTS AND BROAD PUBLIC INPUT, AND ARE CONTINUALLY REFINED AS ECONOMIC AND SOCIAL CONDITIONS CHANGE WITHIN THE REGION. GRANT FUNDING FROM THE NORTHLAND FOUNDATION HAS ASSISTED INDIVIDUALS, FAMILIES, AND COMMUNITIES THROUGHOUT THE REGION TO GROW AND PROSPER. IN FISCAL YEAR 2016, NORTHLAND AWARDED 213 GRANTS TOTALING $1,510,669. 1638885 16634 620422 SINCE 1988, THE NORTHLAND FOUNDATION'S BUSINESS FINANCE PROGRAM HAS OFFERED FLEXIBLE FINANCING OFTEN IN PARTNERSHIP WITH BANKS OR OTHER DEVELOPMENT LENDERS TO HELP BUSINESSES TO START UP OR EXPAND IN THE NORTHEASTERN MINNESOTA COUNTIES OF AITKIN, CARLTON, COOK, ITASCA, KOOCHICHING, LAKE, AND ST LOUIS. THE PROGRAM'S GOAL IS TO PROMOTE A SUSTAINABLE REGIONAL ECONOMY AND ASSIST BORROWERS TO RETAIN OR CREATE NEW, HIGH-QUALITY JOBS - A CRITICAL COMPONENT OF RURAL COMMUNITY VITALITY IN A REGION THAT STRUGGLES WITH HIGHER THAN AVERAGE UNEMPLOYMENT RATES. RECIPIENTS MAY BE FOR-PROFIT OR NONPROFIT ENTITIES. IN FISCAL YEAR 2016, NORTHLAND APPROVED 18 LOANS TOTALING $1,536,403 WHICH IN TURN HELPED LEVERAGE $7.5 MILLION IN ADDITIONAL INVESTMENTS AND HELPED CREATE OR SAVE 169 JOBS. IN FISCAL YEAR 2016, NORTHLAND AWARDED GRANTS TOTALING $16,634. 910734 LAUNCHED BY THE NORTHLAND FOUNDATION IN 1990, THE GOAL OF THE KIDS PLUS PROGRAM IS TO IMPROVE THE WELL-BEING OF CHILDREN AND YOUTH IN NORTHEASTERN MINNESOTA AND THE BORDER COMMUNITY OF SUPERIOR, WISONSIN. KIDS PLUS IS A FAMILY OF INITIATIVES DESIGNED TO SUPPORT CHILDREN FROM BIRTH TO ADULTHOOD. IT IS A RESOURCE HAVING GREAT IMPACT IN A RURAL REGION OF 326,489 PEOPLE SPREAD OVER AN 18,185 SQ MILE EXPANSE DOTTED WITH 68 SMALL TOWNS AND 3 INDIAN RESERVATIONS. FOCUS AREAS INCLUDE: 1) TECHNICAL ASSISTANCE AND COMMUNITY-BASED PLANNING; 2) EARLY CHILDHOOD DEVELOPMENT; 3) YOUTH LEADERSHIP AND PHILANTHROPY; 4) INTERGENERATIONAL PROGRAMMING; AND 5) TRAINING AND CONFERENCING. THROUGH THE KIDS PLUS FAMILY OF PROGRAMS, THOUSANDS OF COMMUNITY MEMBERS HAVE BEEN ENGAGED WITH LOCAL INITIATIVES THAT SUPPORT CHILDREN AND YOUTH. 910734 6556859 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 33 0 1 121 1 0 0 0 0 0 0 0 0 0 0 X 12 12 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MN WI X HEATHER BROUSE 2187234040 202 WEST SUPERIOR STREET 610 DULUTH MN 55802 JEFF COREY TRUSTEE 3.00 X 0 0 0 MARIETA JOHNSON TRUSTEE 2.25 X 0 0 0 DIANE RAUSCHENFELS CHAIR 5.25 X X 0 0 0 ED ZABINSKI TRUSTEE 2.25 X 0 0 0 STEVE DOWNING VICE CHAIR 4.50 X X 0 0 0 LYNN GOERDT TRUSTEE 2.25 X 0 0 0 NEVADA LITTLEWOLF TRUSTEE 2.25 X 0 0 0 TOM RIDER TRUSTEE 3.00 X 0 0 0 TRENT JANEZICH SECRETARY/TREASURER 3.75 X X 0 0 0 JASON HOLLINDAY TRUSTEE 2.25 X 0 0 0 LISA BODINE TRUSTEE 2.25 X 0 0 0 VICTORIA HAGBERG TRUSTEE 3.00 X 0 0 0 ANGIE MILLER TRUSTEE 2.25 X 0 0 0 SHAYE MORIS TRUSTEE 3.00 X 0 0 0 LYNN HAGLIN VICE PRESIDENT 50.00 X 147259 0 33795 HEATHER BROUSE CFO 50.00 X 103539 0 20668 ANTHONY SERTICH PRESIDENT 55.00 1.00 X 158575 0 5759 409373 0 60222 3 0 1 0 0 33333 4712206 7616 4745539 ASSISTED LIVING INITIATIVE 623000 1863154 1863154 LOAN PROGRAM INTEREST INCOME 525990 620422 620422 2483576 1655477 1655477 38308923 1540 39175286 223 -866363 1317 -865046 -865046 8019546 2483576 0 790431 1527303 1527303 492782 366542 93053 33187 2044282 1699573 309860 34849 58960 44854 12135 1971 284096 215318 63668 5110 179549 154735 20434 4380 35342 13458 21884 49800 13000 36800 4500 4500 391788 232696 154422 4670 79718 75734 3850 134 168810 85510 79870 3430 31730 31730 92882 92882 142239 71062 66739 4438 239294 229878 7360 2056 236265 227091 2254 6920 326965 305651 20801 513 84860 45728 38667 465 UNRELATED BUSINESS TAXE 2967 2967 PROVISION FOR LOAN LOSS 908741 908741 FOOD 98093 98093 OTHER EXPENSES 85290 83195 2095 278204 126967 149697 1540 7844460 6556859 1179438 108163 7607397 9446801 2138501 3660003 11260008 10136760 42777 31310 7164258 2345331 5041622 4818927 59714886 54778227 118567 333432 85923758 83205460 2755618 2962280 776657 555908 397623 257818 11495092 11791385 15424990 15567391 X 68192782 63494576 2305986 4143493 70498768 67638069 85923758 83205460 175086 -3035785 0 X 0 1 X 1 1 1 X 2157962 2278338 2812933 3389776 4745539 15384548 2157962 2278338 2812933 3389776 4745539 15384548 9769546 5615002 1652661 1412765 1594630 1575542 1655477 7891075 19123 19123 34000 34000 23328746 11468310 0.24070 0.33860 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INSURANCE PROCEEDS - 2013 AMOUNT: $ 34,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 60148388 11930 -2260951 249725 1037890 913176 55698576 62346271 21103 375024 278146 977227 1338637 60148388 53779082 9794644 1227455 62346271 46186545 8669107 1076570 53779082 43950194 3963954 1727603 46186545 1.00000 0 0 317602 317602 4906977 1283544 3623433 57484 40738 16746 1062966 793741 269225 819229 227308 591921 4818927 X 4985021 -3035785 1260 -3034525 8019546 0 8019546 7845997 1537 1537 7844460 0 7844460 PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT IS TO CONTINUE TO GROW OUR CAPACITY FOR FUTURE GENERATIONS AND ENSURE THE STABILITY OF THE NORTHLAND FOUNDATION TO MEET OUR MISSION AS IT RELATES TO THE NEEDS OF THE REGION. PART X, LINE 2: NORTHLAND FOUNDATION AND SUBSIDIARIES HAVE BEEN GRANTED TAX-EXEMPT STATUS UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) AND A SIMILAR SECTION OF THE STATE CODE. THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUED GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE FOUNDATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THE GUIDANCE. MANAGEMENT BELIEVES THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: NORTHLAND INSTITUTE REVENUE 1,260. PART XII, LINE 2D - OTHER ADJUSTMENTS: NORTHLAND INSTITUTE EXPENSE 1,537. 1 AITKIN PUBLIC SCHOOLS - ISD #002 226 2ND AVENUE SW AITKIN MN 56432 416000001 GOVERNMENTAL 41500 TO SUPPORT OUT OF SCHOOL TIME ACTIVITIES FOR AITKIN AREA YOUTH, TO ENGAGE OLDER ADULTS IN HELPING BOOST ACADEMIC ACHIEVEMENT, AND RURAL AGING INITIATIVE - AGE TO AGE COLLEGE INTERN PROGRAM 2016 ALL NATIONS INDIGENOUS CENTER INC 1317 SHILHON RD DULUTH MN 55804 471468841 501(C)(3) 5000 TO HELP IN THE FORMATION AND STRENGTHENING OF AN ORGANIZATION DEDICATED TO ADDRESSING ISSUES FACING INDIGENOUS PEOPLE. APEX 306 WEST SUPERIOR STREET SUITE 902 DULUTH MN 55802 320079166 501(C)(3) 15000 TO SUPPORT ECONOMIC DEVELOPMENT EFFORTS IN DULUTH AND THE SURROUNDING AREA. ARC NORTHLAND 424 WEST SUPERIOR STREET STE 201 DULUTH MN 55802 416042720 501(C)(3) 15000 TO PROVIDE SUPPORT AND ADVOCACY FOR CHILDREN WITH DISABILITIES AND THEIR FAMILIES. ARMORY ARTS & MUSIC CENTER 1626 E LONDON ROAD 779 DULUTH MN 55812 680497248 501(C)(3) 5000 TO SUPPORT EXPANDED HOURS FOR THE MUSIC RESOURCE CENTER FOR AREA YOUTH. ARROWHEAD REGIONAL DEVELOPMENT COMMISSION 221 WEST 1ST STREET DULUTH MN 55802 410914274 501(C)(3) 25000 TO SUPPORT WORK TO IMPROVE THE DELIVERY OF SERVICES TO OLDER ADULTS AND THEIR CARE GIVERS ON THE IRON RANGE. CHILDREN'S DENTAL SERVICES INC 636 BROADWAY STREET NE MINNEAPOLIS MN 55413 410857929 501(C)(3) 10000 TO PROVIDE LOW-INCOME CHILDREN ACROSS NORTHEAST MINNESOTA WITH ACCESS TO DENTAL CARE. CHILDREN'S MENTAL HEALTH SERVICES INC 35382 US HWY 2 GRAND RAPIDS MN 55744 411742282 501(C)(3) 5000 TO SUPPORT STAFF TRAINING IN TRAUMA -FOCUSED COGNITIVE BEHAVIORAL THERAPY CHISHOLM KIDS PLUS 301 4TH ST SW CHISHOLM MN 55719 201241174 501(C)(3) 15000 TO SUPPORT THE COORDINATION AND IMPLEMENTATION OF ACTIVITIES THAT TAP THE TALENTS OF OLDER ADULTS TO HELP YOUTH AND COMMUNITY THRIVE. CITIZENS LEAGUE 213 4TH STREET EAST SUITE 425 ST PAUL MN 55101 410722696 501(C)(3) 35000 SUPPORT FOR A COMMUNITY ENGAGEMENT EFFORT FOCUSED ON THE ISSUES OF AGING AND HOUSING. CLIMB THEATRE INC 6415 CARMEN AVENUE EAST INVER GROVE HEIGHTS MN 55076 510189494 501(C)(3) 17000 TO PROVIDE EDUCATIONAL PROGRAMMING ON THE DANGERS OF HEROIN AND METH IN AREA SCHOOLS. CLOQUET PUBLIC SCHOOLS - ISD #095 303 14TH STREET CLOQUET MN 55721 416000450 GOVERNMENTAL 20500 RURAL AGING INITIATIVE - AGE TO AGE COLLEGE INTERN PROGRAM 2016 AND TO SUPPORT THE COORDINATION AND IMPLEMENTATION OF ACTIVITIES THAT TAP THE TALENTS OF OLDER ADULTS TO HELP YOUTH AND COMMUNITY THRIVE. COMMUNICATION CENTER STATE SERVICES FOR THE BLIND 402 WEST FIRST STREET DULUTH MN 55802 416031510 501(C)(3) 12500 TO PROVIDE SERVICES TO OLDER ADULTS EXPERIENCING VISION LOSS. COMMUNITY ACTION DULUTH 2424 WEST 5TH STREET SUITE 102 DULUTH MN 55806 411410670 501(C)(3) 65000 SUPPORT FOR COMMUNITY ENGAGEMENT AND EMPOWERMENT PROGRAMMING FOR LOW-INCOME FAMILIES AND TO PROVIDE FREE INCOME TAX PREPERATION SERVICES FOR PEOPLE WITH LOW-INCOMES. COOK COUNTY COMMUNITY YMCA 105 WEST 5TH STREET GRAND MARAIS MN 55604 410693931 501(C)(3) 20000 TO SUPPORT OUT OF SCHOOL TIME PROGRAMMING FOR YOUTH IN COOK COUNTY. COOK COUNTY SCHOOLS - ISD #166 101 WEST 5TH STREET GRAND MARAIS MN 55604 416000677 GOVERNMENTAL 20000 TO SUPPORT THE ADOPTION OF THE ORTON-GILLINGHAM READING CURRICULLUM ACROSS COOK COUNTY SCHOOLS DAMIANO OF DULUTH INC 206 W 4TH ST RM 201 DULUTH MN 55806 411453521 501(C)(3) 35000 TO INCREASE THE STAFF CAPACITY OF THE DAMIANO CENTER AND TO SUPPORT THE PROGRAMS OF THE DAMIANO CENTER. DEPOT COMMONS ASSOCIATION OF GRAND RAPIDS 1 NW 3RD STREET GRAND RAPIDS MN 55744 411424638 501(C)(3) 20000 TO SUPPORT A PROGRAM TO PROVIDE SOFT SKILLS EMPLOYMENT TRAINING TO YOUTH IN THE DEER RIVER AREA. DULUTH AREA FAMILY YMCA 302 WEST 1ST STREET DULUTH MN 55802 410693931 501(C)(3) 45000 TO ESTABLISH A NEW STAFF POSITION TO INCREASE OPPORTUNITIES FOR YOUTH TO ENGAGE IN OUTDOOR RECREATION ACTIVITIES AND TO SUPPORT THE MENTOR DULUTH PROGRAM THAT CONNECTS AT-RISK YOUTH WITH CARING ADULTS. DULUTH ART INSTITUTE ASSOCIATION 506 W MICHIGAN ST DULUTH MN 55802 410945449 501(C)(3) 5000 TO PROVIDE ARTS PROGRAMMING TO OLDER ADULTS WITH MEMORY LOSS DULUTH PUBLIC SCHOOLS - ISD #709 215 N 1ST AVENUE EAST DULUTH MN 55802 416003776 GOVERNMENTAL 10000 TO PROVIDE SUPPORTIVE SERVICES TO FIRST TIME PARENTS WITH SPECIAL NEEDS, AND TO INCREASE THE CULTURAL COMPETENCY OF DULUTH HEAD START STAFF AND TO PILOT A DAD'S PARENT GROUP. FALLS HUNGER COALITION INC 1000 5TH STREET INTL FALLS MN 56649 363602229 501(C)(3) 15000 TO PROVIDE FUNDING FOR A VOUCHER PROGRAM TO PROVIDE FRESH PRODUCE AND DAIRY PRODUCTS FOR FOOD SHELF USERS. FLOODWOOD SERVICES AND TRAINING INC 601 ASH STREET/PO BOX 347 FLOODWOOD MN 55736 411296075 501(C)(3) 15000 TO SUPPORT THE COORDINATION AND IMPLEMENTATION OF ACTIVITIES THAT TAP THE TALENTS OF OLDER ADULTS TO HELP YOUTH AND COMMUNITY THRIVE. FRIENDS OF THE FINLAND COMMUNITY 6866 CRAMER ROAD/PO BOX 582 FINLAND MN 55603 830494175 501(C)(3) 15000 TO SUPPORT OUT OF SCHOOL TIME PROGRAMMING FOR YOUTH IN THE FINLAND AREA. GND DEVELOPMENT ALLIANCE 321-101 AVENUE WEST DULUTH MN 55808 800818916 501(C)(3) 15000 TO SUPPORT COMMUNITY ENRICHMENT PROGRAMMING IN THE GARY-NEW DULUTH NEIGHBORHOOD. GRACE HOUSE OF ITASCA COUNTY 501 SW 1ST AVE GRAND RAPIDS MN 55744 141974011 501(C)(3) 5000 TO PROVIDE SHELTER AND SERVICES FOR PEOPLE EXPERIENCING HOMELESSNESS IN THE GRAND RAPIDS AREA. HARBOR CITY INTERNATIONAL CHARTER SCHOOL 332 WEST MICHIGAN ST DULUTH MN 55802 411998054 GOVERNMENTAL 5000 TO SUPPORT THE LITERACY INTERVENTION PROGRAM FOR HIGH SCHOOL STUDENTS READING BELOW GRADE LEVEL. HARTLEY NATURE CENTER 3001 WOODLAND AVE DULUTH MN 558031980 363507636 501(C)(3) 15257 TO PROVIDE RESOURCES TO ENCOURAGE THE REGULAR INCORPORATION OF NATURE PLAY INTO EARLY CHILDHOOD EDUCATION PROGRAMS SERVING LOW-INCOME CHILDREN. ISD #2142 ST LOUIS COUNTY SCHOOLS 1701 NORTH 9TH AVENUE VIRGINIA MN 55792 411744884 GOVERNMENTAL 5000 TO PROVIDE PROFESSIONAL DEVELOPMENT FOR EDUCATORS TO IMPLEMENT A PROGRAM TO IMPROVE STUDENT ENGAGEMENT AND MOTIVATION. KAIROS ALIVE 4316 UPTON AV S MINNEAPOLIS MN 55410 810551482 501(C)(3) 5000 TO SUPPORT INTER-GENERATIONAL ARTS PROGRAMMING IN AITKIN COUNTY AND THE CITY OF DULUTH. KIDS CLOSET OF DULUTH 11520 HIGHWAY 8 FLOODWOOD MN 55736 201878745 501(C)(3) 5000 TO PURCHASE OUTERWEAR AND OTHER CLOTHING FOR CHILDREN IN NEED. LAKE COUNTY DEVELOPMENTAL ACHIEVEMENT CENTER PO BOX 143 KNIFE RIVER MN 55609 410973700 501(C)(3) 9100 TO SUPORT THE CREATION OF A VOLUNTEER PROGRAM. LAKE SUPERIOR SCHOOL DISTRICT - ISD #381 1640 HIGHWAY 2 TWO HARBORS MN 55616 416001896 GOVERNMENTAL 11500 TO ENGAGE OLDER ADULTS IN HELPING BOOST ACADEMIC ACHIEVEMENT AND RURAL AGING INITIATIVE-AGE TO AGE COLLEGE INTERN PROGRAM 2016. LAKE SUPERIOR ZOOLOGICAL SOCIETY 7210 FREMONT ST DULUTH MN 55807 410944885 501(C)(3) 15000 TO PROVIDE OUT OF SCHOOL AND IN SCHOOL ENRICHMENT ACTIVITIES TO HELP YOUTH LEARN ABOUT ANIMALS AND CONSERVATION. LIFE HOUSE INC 102 WEST 1ST STREET DULUTH MN 55802 411704840 501(C)(3) 20000 TO SUPPORT PROGRAMMING TO ADDRESS THE EDUCATIONAL NEEDS OF YOUTH WHO ARE AT-RISK OF OR EXPERIENCING HOMELESSNESS. LINCOLN PARK CHILDREN AND FAMILIES COLLABORATIVE 2424 WEST 5TH STREET SUITE 10 DULUTH MN 55806 274990487 501(C)(3) 15000 SUPPORT FOR EARLY CHILDHOOD PROGRAMMING IN THE LINCOLN PARK NEIGHBORHOOD. LUTHERAN SOCIAL SERVICE OF MINNESOTA 424 WEST SUPERIOR STREET STE 105 DULUTH MN 55802 410872993 501(C)(3) 60000 TO PROVIDE SERVICES TO YOUTH WHO ARE HOMELESS OR AT RISK OF HOMELESSNESS. MCGREGOR KIDS PLUS SOMETHING COOL INC 94 NORTH MADDY STREET/PO BOX 99 MCGREGOR MN 55760 411941630 501(C)(3) 23000 RURAL AGING INITIATIVE - AGE TO AGE COLLEGE INTERN PROGRAM 2016 AND TO SUPPORT THE COORDINATION AND IMPLEMENTATION OF ACTIVITIES THAT TAP THE TALENTS OF OLDER ADULTS TO HELP YOUTH AND COMMUNITY THRIVE. MINNESOTA ASSISTANCE COUNCIL FOR VETERANS 360 ROBERT STREET NORTH SUITE 306 SAINT PAUL MN 55101 411694717 501(C)(3) 10000 TO PROVIDE EMERGENCY ASSISTANCE TO VETERANS AND THEIR FAMILIES IN CRISIS. MINNESOTA COALITION FOR THE HOMELESS 2233 UNIVERSITY AVE W 434 ST PAUL MN 55114 411601248 501(C)(3) 5000 TO SUPPORT EFFORTS TO WORK WITH NATIVE NATIONS IN NORTHEAST MINNESOTA TO ADDRESS ISSUES OF HOMELESSNESS. MINNESOTA COUNCIL OF NONPROFITS 2314 UNIVERSITY AVE WEST SUITE 20 SAINT PAUL MN 55114 363501477 501(C)(3) 5000 SUPPORT FOR SERVICES TO INCREASE ACCESS TO QUALITY NONPROFIT MANAGEMENT CAPACITY BUILDING RESOURCES IN NORTHEAST MINNESOTA. MOOSE LAKE SCHOOLS - ISD #097 413 BIRCH AVENUE/PO BOX 489 MOOSE LAKE MN 55767 416000446 GOVERNMENTAL 20500 RURAL AGING INITIATIVE - AGE TO AGE COLLEGE INTERN PROGRAM 2016 AND TO SUPPORT THE COORDINATION AND IMPLEMENTATION OF ACTIVITIES THAT TAP THE TALENTS OF OLDER ADULTS TO HELP YOUTH AND COMMUNITY THRIVE. MT IRON-BUHL HIGH SCHOOL 5720 MARBLE AVE MOUNTAIN IRON MN 55768 411521544 GOVERNMENTAL 5000 TO PROVIDE ACADEMIC SUPPORT PROGRAMMING TO AT-RISK MIDDLE SCHOOL STUDENTS MYERS-WILKINS COMMUNITY SCHOOL COLLABORATIVE 1027 NORTH 8TH AVENUE EAST DULUTH MN 55805 412002724 GOVERNMENTAL 25000 TO SUPPORT THE CREATION OF A DEVELOPMENT COORDINATOR POSITION. VALLEY YOUTH CENTERS OF DULUTH 720 NORTH CENTRAL AVENUE DULUTH MN 55807 410850223 501(C)(3) 5000 TO SUPPORT A WEEK LONG FESTIVAL HONORING MARTIN LUTHER KING JR. AND CELEBRATING AFRICAN AMERICAN CULTURE. NORTH SHORE HEALTH CARE FOUNDATION PO BOX 454 GRAND MARAIS MN 55604 411694904 501(C)(3) 10000 TO SUPPORT EFFORTS TO IMPROVE THE ORAL HEALTH OF CHILDREN AND YOUTH IN COOK COUNTY. NORTH ST LOUIS COUNTY HABITAT FOR HUMANITY PO BOX 24 VIRGINIA MN 55792 411791050 501(C)(3) 30000 TO CREATE A NEW STAFF POSITION TO BETTER SERVE HABITAT PARTNER FAMILIES. NORTHOME KIDS PLUSNORTHOME SCHOOL PO BOX 465/HWY 1 NORTHOME MN 56661 410853044 501(C)(3) 5000 TO SUPPORT SUMMER PROGRAMMING FOR AT-RISK YOUTH IN THE NORTHOME AREA. ONE ROOF COMMUNITY HOUSING 12 EAST 4TH STREET DULUTH MN 55805 411678328 501(C)(3) 50000 SUPPORT FOR A NEW LENDING DIRECTOR POSITION. OSHKI OGIMAAG CHARTER SCHOOL 73 UPPER ROAD/PO BOX 320 GRAND PORTAGE MN 55605 800272550 GOVERNMENTAL 15000 TO SUPPORT THE COORDINATION AND IMPLEMENTATION OF ACTIVITIES THAT TAP THE TALENTS OF OLDER ADULTS TO HELP YOUTH AND COMMUNITY THRIVE. PROCTOR PUBLIC SCHOOLS - ISD #704 131 9TH AVENUE PROCTOR MN 55810 416003748 GOVERNMENTAL 15000 TO SUPPORT THE COORDINATION AND IMPLEMENTATION OF ACTIVITIES THAT TAP THE TALENTS OF OLDER ADULTS TO HELP YOUTH AND COMMUNITY THRIVE. PROGRAM FOR AID TO VICTIMS OF SEXUAL ASSAULT 32 EAST FIRST ST STE 200 DULUTH MN 55802 411350021 501(C)(3) 30000 TO SUPPORT EFFORTS TO PREVENT SEXUAL EXPLOITATION AND TRAFFICKING AND IMPROVE THE DELIVERY OF INCLUSIVE SERVICES, PARTICULARLY TO LGBTQ YOUTH AND VULNERABLE ADULTS. PROJECT CARE FREE CLINIC 3112 6TH AVENUE EAST HIBBING MN 55746 273176137 501(C)(3) 25000 TO SUPPORT ACCESS TO HEALTH CARE FOR THE UNINSURED IN HIBBING, VIRGINIA AND GRAND RAPIDS RURAL AND AMERICAN INDIGENOUS LEADERSHIP 222 SOUTH 8TH ST VIRGINIA MN 55792 472887868 501(C)(3) 20000 TO ESTABLISH PROGRAMMING TO STRENGTHEN WOMEN'S LEADERSHIP IN RURAL AND AMERICAN INDIGENOUS COMMUNITIES. SCOTTISH RITE FOUNDATION OF DULUTH 28 WEST 2ND STREET DULUTH MN 55802 411420162 501(C)(3) 20000 TO PROVIDE EDUCATION CLASSES TO PARENTS WITH CHILDREN EXPERIENCING SPEECH AND LANGUAGE DISORDERS SECOND HARVEST NORTH CENTRAL FOOD BANK 2222 CROMELL DRIVE/BOX 5130 GRAND RAPIDS MN 55744 411782776 501(C)(3) 10000 SUPPORT FOR THE BACKPACK PROGRAM TO PROVIDE FOOD FOR CHILDREN IN NEED IN AITKIN AND ITASCA COUNTIES. SOAR CAREER SOLUTIONS 205 WEST 2ND STREET SUITE 101 DULUTH MN 55802 411449179 501(C)(3) 5000 TO PROVIDE GAP FUNDING FOR SERVICES TO PEOPLE EXITING INCARCERTION TWIN CITY CHRISTIAN HOMES DBA AVINITY 7645 LYNDALE AVE S RICHFIELD MN 55423 411538892 501(C)(3) 30000 TO ESTABLISH A NEW PROGRAM USING TECHNOLOGY TO HELP OLDER ADULTS MAINTAIN THEIR INDEPENDENCE. TWO HARBORS COMMUNITY RADIO PO BOX 622 TWO HARBORS MN 55616 352458586 501(C)(3) 5000 TO SUPPORT INTERGENERATIONAL YOUTH RADIO PROGRAMMING. UDAC INC 500 EAST 10TH STREET DULUTH MN 55805 410856115 501(C)(3) 5000 TO SUPPORT THE DEVELOPMENT OF A NEW STRATEGIC PLAN. UNITED WAY OF NORTHEASTERN MINNESOTA 229 WEST LAKE ST CHISHOLM MN 557190066 410908454 501(C)(3) 106250 SUPPORT FOR TECHNOLOGY UPGRADES AND TO SUPPORT CRITICAL NEED PROGRAMS ACROSS THE IRON RANGE. UNIVERSITY OF MINNESOTA DULUTH 1023 UNIVERSITY DR 371 MARSHALL W ALWORTH HALL DULUTH MN 558123009 416007513 GOVERNMENTAL 5000 TO SUPPORT PROGRAMMING THAT TEACHES ASTRONOMY AND STORY TELLING TO NATIVE AMERICAN STUDENTS. UNIVERSITY OF WISCONSIN SUPERIOR FOUNDATION INC OLD MAIN 237 BELKNAP CATLIN/ PO BOX 2000 SUPERIOR WI 548804500 396088707 501(C)(3) 15000 TO SUPPORT A PAID CAREER-READY INTERNSHIP PROGRAM FOR LOW-INCOME STUDENTS. US FIRST 200 BEDFORD STREET MANCHESTER NH 03101 222990908 501(C)(3) 5000 IN SUPPORT OF THE 2016 REGIONAL ROBOTICS COMPETITION IN NORTHEAST MINNESOTA. VOLUNTEERS IN EDUCATION INC 30 THIRD AVE/PO BOX 65 SOUDAN MN 557820065 450578555 501(C)(3) 20000 TO SUPPORT THE HIRING OF A NEW EXECUTIVE DIRECTOR. WELL BEING DEVELOPMENT PO BOX 714 ELY MN 55731 272987032 501(C)(3) 14963 TO SUPPORT PROGRAMMING FOR ADULTS WITH MENTAL ILLNESS IN THE ELY AREA. WESTERN LAKE SUPERIOR HABITAT FOR HUMANITY 2002 W SUPERIOR ST SUITE 9 DULUTH MN 55806 411631246 501(C)(3) 15000 TO EXPAND THE CAPACITY OF HABITAT FOR HUMANITY IN THE TWIN PORTS TO PROVIDE AFFORDABLE HOUSING. WHITE COMMUNITY HOSPITAL FOUNDATION 5211 HIGHWAY 110 AURORA MN 55705 300626651 501(C)(3) 5000 TO SUPPORT THE IMPLEMENTATION OF THE VIAL OF LIFE PROGRAM IN THE HOYT LAKES AREA. WOODLAND HILLS 4321 ALLENDALE AVENUE DULUTH MN 55803 410693848 501(C)(3) 30000 TO PROVIDE OUT OF SCHOOL TIME PROGRAMS TO YOUTH IN DULUTH'S CENTRAL HILLSIDE. YWCA OF DULUTH 32 EAST FIRST STREET SUITE 202 DULUTH MN 55802 410696493 501(C)(3) 20000 TO SUPPORT OUT OF SCHOOL TIME PROGRAMMING TO MIDDLE SCHOOL AGED GIRLS. 70 PART I, LINE 2: ORGANIZATIONS ARE REQUIRED TO SUBMIT INTERIM AND FINAL REPORTS DETAILING PROGRAM ACCOMPLISHMENTS AND USE OF GRANT FUNDS. ORGANIZATIONS ITEMIZE ACTUAL EXPENDITURES COMPARED TO THE BUDGET THEY SUBMITTED WITH THEIR GRANT APPLICATION. ORGANIZATIONS REPORT ON HOW NORTHLAND FOUNDATION FUNDS WERE SPENT AS WELL AS ADDITIONAL FUNDS PROVIDED BY THE GRANTEE AND OTHER SOURCES. ORGANIZATIONS REPORT ON SOURCES OF FUNDING FOR THE PROJECT BOTH AS PROJECTED IN THE GRANT APPLICATION AND THE ACTUAL RECEIPTS OVER THE COURSE OF THE GRANT PERIOD. ORGANIZATIONS RECEIVING GRANTS $5,000 AND UNDER SUBMIT A FINAL REPORT. ORGANIZATIONS THAT RECEIVE GRANTS OVER $5,000 SUBMIT AN INTERIM REPORT IN ADDITION TO A FINAL REPORT. BOTH THE DIRECTOR OF GRANTMAKING AND THE GRANTS MANAGER REVIEW THESE REPORTS AS THEY COME IN. X X 1 1 X X 0 0 0 0 0 0 0 0 0 LYNN HAGLIN VICE PRESIDENT 144692 0 0 0 2567 0 8852 0 24943 0 181054 0 0 0 ANTHONY SERTICH PRESIDENT 148851 0 3000 0 6724 0 0 0 5759 0 164334 0 0 0 PART I, LINE 1A THE PRESIDENT RECEIVES GROSS UP PAYMENTS ON HIS PERSONAL USE OF VEHICLE EXPENSE. CAR ALLOWANCE SUBSTANTIATION IS REQUIRED AND PAYMENTS ARE TAXABLE TO THE RECIPIENT. ALL STAFF RECIEVE A WELLNESS AMOUNT. SUBSTANTIATION IS REQUIRED AND ALL PAYMENTS ARE TAXABLE TO THE RECIPIENT. PART I, LINE 1B THERE IS A WRITTEN POLICY IN PLACE FOR THE WELLNESS PROGRAM AND SUBSTANTIATION IS REQUIRED. THERE IS NOT A WRITTEN POLICY REGARDING THE PERSONAL USE OF AUTOS, BUT SUBSTANTIATION IS REQUIRED PRIOR TO REIMBURSEMENT. PART I, LINE 3 THE CHAIR OF THE BOARD USES DATA FROM COMPENSATION SURVEYS TO DETERMINE COMPENSATION LEVELS, AND THEN MEETS WITH THE PRESIDENT TO DISCUSS. AFTER THE MEETING A RECOMMENDATION IS BROUGHT TO THE BOARD OF TRUSTEES AND A DECISION IS MADE BY THE BOARD. THE SURVEYS USED ARE ONES THAT ARE DONE BY SIMILAR NON-PROFITS IN THE STATE TO BRING RECOMMENDATIONS TO THE BOARD OF TRUSTEES FOR ALL EMPLOYEE WAGES. THE BOARD OF TRUSTEES APPROVE AN ANNUAL BUDGET THAT INCLUDES A "STANDARD" INCREASE FOR THE ENTIRE STAFF. IN CASES WHERE AN EMPLOYEE'S RESPONSIBILITIES HAVE INCREASE TO RECOMMEND A CORRESPONDING SALARY ADJUSTMENT, THE PRESIDENT HAS THE AUTHORITY FROM THE BOARD TO MAKE SUCH APPROPRIATE ADJUSTMENTS, IN LINE WITH THE BOARD APPROVED ANNUAL BUDGET. FORM 990, PART VI, SECTION A, LINE 3 AVINITY MANAGEMENT COMPANY (AVINITY) HAS BEEN ENGAGED AS AN INDEPENDENT CONTRACTOR TO PROVIDE MANAGEMENT SERVICES TO NORTHLAND ASSISTED LIVING (NAL), WHICH OWNS THREE SENIOR HOUSING FACILITIES IN MINNESOTA. AVINITY'S HAS THE AUTHORITY TO NEGOTIATE AND EXCUTE, ON BEHALF OF NAL, ALL LEASES, RENTAL AGREEMENTS, AND CONTRACTS FOR WORK OR SERVICES NECESSARY FOR OPERATION AND MANAGEMENT OF THE SENIOR HOUSING FACILITIES. AVINITY SHALL FURNISH THE SERVICES OF ITS ORGANIZATION AND SHALL BE RESPONSIBLE FOR DAY-TO-DAY OPERATIONS OF THE SENIOR HOUSING FACILITIES INCLUDING BUT NOT LIMITED TO: - SELECTING AND ADMITTING TENANTS - HIRING AND SUPERVISING ON-SITE STAFF - DEVELOPING AND MAINTAINING AN EMPLOYEE HANDBOOK - DEVELOPING AND RECOMMENDING A WRITTEN RESIDENT HANDBOOK EXPLAINING OPERATING POLICIES AND PROCEDURES, ADMISSION POLICIES AND SENIOR HOUSING RULES - PROVIDING AND MAINTAINING INSURANCE COVERAGE - MAINTAINING THE BUILDINGS, GROUNDS, EQUIPMENT, AND PLAN IN GOOD OPERATING CONDITION AND REPAIR AND IN THE SAFE, CLEAN AND ORDERLY STATUS - PROVIDING FOR ALL NECESSARY AND APPROPRIATE ACCOUNTING SERVICES AND SYSTEMS - MANAGING THE GENERAL OPERATING BANK ACCOUNT OR ACCOUNTS FOR THE SENIOR HOUSING FACILITIES - ADMINISTERING THE COLLECTION OF MONTHLY CHARGES AND ACCOUNTS FROM RESIDENTS AND OTHERS - DEVELOPING AND ADMINISTERING AN ON-SITE SAFETY PLAN THAT PROVIDES FOR THE EFFECTIVE EVACUATION OF ALL PERSON IN THE EVENT OF FIRE OR OTHER NATURAL DISASTER FORM 990, PART VI, SECTION B, LINE 11 THE PRESIDENT AND THE CFO REVIEW A COPY OF THE 990 AFTER IT IS COMPLETED. A COPY OF THE 990 IS THEN MADE AVAILABLE AT THE NEXT FINANCE COMMITTEE MEETING FOR REVIEW AND IS OPEN FOR DISCUSSION. THE FINANCE COMMITTEE WILL THEN SUGGEST APPROVAL AT THE NEXT BOARD MEETING. DURING THAT BOARD MEETING, IT IS OPEN FOR DISCUSSION AND APPROVED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF TRUSTEES, COMMITTEE MEMBERS AND STAFF MAKE REGULAR DECISIONS REGARDING DISBURSEMENT OR ASSIGNMENT OF RESOURCES FROM THE FOUNDATION FOR BUSINESS LOANS, CONTRACTS, COMMUNITY AND ECONOMIC DEVELOPMENT GRANTS AND FOR THE ONGOING OPERATION OF THE FOUNDATION, AND SHALL REPRESENT THE ENTIRE REGION FAIRLY. IT IS IMPERATIVE THAT DECISIONS AFFECTING THE FOUNDATION ARE NOT TAINTED BY REAL OR PERCEIVED CONFLICTS OF INTEREST. MEMBERS OF THE BOARD OR COMMITTEES WILL NOT PARTICIPATE IN DISCUSSING OR VOTING UPON ANY PROPOSAL OR BUSINESS AGREEMENT IN WHICH THEY HAVE A DIRECT OR INDIRECT PERSONAL OR FINANCIAL INTEREST. IN ADDITION, AS SOON AS A POTENTIAL CONFLICT OF INTERESTS BECOMES APPARENT, THE MEMBER MUST INFORM THE BOARD OR COMMITTEE OF THE POTENTIAL CONFLICT OF INTEREST. STAFF WILL NOT PROMOTE PROPOSALS OR INITIATE BUSINESS AGREEMENTS FOR THE FOUNDATION THAT WOULD FINANCIALLY BENEFIT THEM OR MEMBERS OF THEIR FAMILY WITHOUT INFORMING THE PRESIDENT. IF THE POTENTIAL CONFLICT OF INTEREST AFFECTS THE PRESIDENT, THE BOARD SHALL BE NOTIFIED. OPTIONS FOR RESOLUTION IF A CONFLICT OF INTEREST IS DETERMINED TO EXIST, OPTIONS TO BE EMPLOYED, AT THE DISCRETION OF THE CHAIR AND/OR PRESIDENT WOULD INCLUDE, BUT NOT BE LIMITED TO: 1. THE BOARD MEMBER, COMMITTEE MEMBER OR STAFF MEMBER WOULD NOT BE PERMITTED INPUT ON THE DECISION. 2. THE MEMBER IN QUESTION MAY RESPOND TO SPECIFIC INQUIRIES REGARDING THE DECISION, BUT NOT PARTICIPATE IN MAKING THE DECISION. 3. THE MEMBER IN QUESTION SHALL LEAVE THE ROOM WHILE THE ITEM IS UNDER DISCUSSION. CONFLICT OF INTEREST DISCLOSURE FORM BOARD, COMMITTEE AND STAFF MEMBERS WILL ALSO BE EXPECTED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM AT THE END OF EACH FISCAL YEAR OR UPON APPOINTMENT. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIR OF THE BOARD USES DATA FROM COMPENSATION SURVEYS TO DETERMINE COMPENSATION LEVELS, AND THEN MEETS WITH THE PRESIDENT TO DISCUSS. AFTER THE MEETING A RECOMMENDATION IS BROUGHT TO THE BOARD OF TRUSTEES AND A DECISION IS MADE BY THE BOARD. THE SURVEYS USED ARE ONES THAT ARE DONE BY SIMILAR NON-PROFITS IN THE STATE TO BRING RECOMMENDATIONS TO THE BOARD OF TRUSTEES FOR ALL EMPLOYEE WAGES. THE BOARD OF TRUSTEES APPROVE AN ANNUAL BUDGET THAT MAY INCLUDE AN INCREASE FOR THE ENTIRE STAFF. IN CASES WHERE AN EMPLOYEE'S RESPONSIBILITIES HAVE INCREASE TO RECOMMEND A CORRESPONDING SALARY ADJUSTMENT, THE PRESIDENT HAS THE AUTHORITY FROM THE BOARD TO MAKE SUCH APPROPRIATE ADJUSTMENTS, IN LINE WITH THE BOARD APPROVED ANNUAL BUDGET. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. NORTHLAND ASSISTED LIVING LLC 202 WEST SUPERIOR STREET DULUTH MN 55802 205440048 ASSISTED LIVING ORGANIZATION MN 2556091 631209 N/A MCGREGOR PROPERTIES LLC 202 WEST SUPERIOR STREET DULUTH MN 55802 205490145 PROPERTIES MN 1357 1263994 N/A BUHL PROPERTY DEVELOPMENT LLC 202 WEST SUPERIOR STREET DULUTH MN 55802 260558429 PROPERTIES MN 97230 1380030 N/A HOYT LAKES PROPERTY DEVELOPMENT LLC 202 WEST SUPERIOR STREET DULUTH MN 55802 264816942 PROPERTIES MN 96862 1963453 N/A NORTHLAND INSTITUTE 13911 RIDGEDALE DRIVE 260 MINNEAPOLIS MN 55305 311504160 PROVIDE SUPPORT FOR SOCIAL AND ECONOMIC PROGRAMS IN THE AREA MN 501(C)(3) 9 NORTHLAND FOUNDATION 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0